Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASPEN AEROGELS INCASPN · Entity 5645 | CLO, GC, and Secretary | May 23, 2025 | May 27, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASPEN AEROGELS INC
Report date May 23, 2025 · Filed May 27, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 44,450 |
Reported balance
After 2025-05-23 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-05-23 · Tax withholding · Disposed 6,129 · Balance 44,450 F1: The vesting of the restricted stock units was accelerated upon the Reporting Person's termination of employment on May 23, 2025. The accelerated vesting was in accordance with the terms of the Reporting Person's Executive Agreement, which provides for acceleration upon termination under certain circumstances. F2: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs"). F3: Represents 24,235 shares of Common Stock and 20,215 RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: The vesting of the restricted stock units was accelerated upon the Reporting Person's termination of employment on May 23, 2025. The accelerated vesting was in accordance with the terms of the Reporting Person's Executive Agreement, which provides for acceleration upon termination under certain circumstances.
F2: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs").
F3: Represents 24,235 shares of Common Stock and 20,215 RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 23, 2025 Filed May 27, 2025 19:11 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 6,129 | $6.39 | $39,164.31 |
DisclosureSEC source: 0000950170-25-077611 · ownership.xml · nonDerivative · entry 1 Johnson Virginia · CIK 0001929494 · CLO, GC, and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,450 F1 · shares: The vesting of the restricted stock units was accelerated upon the Reporting Person's termination of employment on May 23, 2025. The accelerated vesting was in accordance with the terms of the Reporting Person's Executive Agreement, which provides for acceleration upon termination under certain circumstances. F2 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs"). F3 · balance_after: Represents 24,235 shares of Common Stock and 20,215 RSUs. Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 22:50 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 1,924 | $7.95 | $15,295.80 |
DisclosureSEC source: 0000950170-25-037451 · ownership.xml · nonDerivative · entry 1 Johnson Virginia · CIK 0001929494 · CLO, GC, and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,579 F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs"). F2 · balance_after: Represents 11,426 shares of Common Stock and 39,153 RSUs. Read SEC document |
| March 05, 2025 Filed Mar 7, 2025 21:48 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantPerformance Share Units · Derivative | 52,614 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-035606 · ownership.xml · derivative · entry 4 Johnson Virginia · CIK 0001929494 · CLO, GC, Secretary & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,614 Underlying: Common Stock · 52,614 shares Expires not disclosed F5 · derivative.exercise_price: Each performance share unit ("PSU") represents a contingent right to receive one share of Common Stock upon vesting. The PSUs vest on March 5, 2028, following the completion of the performance period, which begins on January 1, 2025 and ends on December 31, 2027. Ranging between 0-200% of the target number of PSUs (as reflected in Table II above), the PSUs vest based on the total shareholder return of Common Stock relative to the total stockholder return of the components of the Russell 2000 Index. F5 · derivative.exercise_date: Each performance share unit ("PSU") represents a contingent right to receive one share of Common Stock upon vesting. The PSUs vest on March 5, 2028, following the completion of the performance period, which begins on January 1, 2025 and ends on December 31, 2027. Ranging between 0-200% of the target number of PSUs (as reflected in Table II above), the PSUs vest based on the total shareholder return of Common Stock relative to the total stockholder return of the components of the Russell 2000 Index. F5 · derivative.expiration_date: Each performance share unit ("PSU") represents a contingent right to receive one share of Common Stock upon vesting. The PSUs vest on March 5, 2028, following the completion of the performance period, which begins on January 1, 2025 and ends on December 31, 2027. Ranging between 0-200% of the target number of PSUs (as reflected in Table II above), the PSUs vest based on the total shareholder return of Common Stock relative to the total stockholder return of the components of the Russell 2000 Index. Read SEC document |
| March 05, 2025 Filed Mar 7, 2025 21:48 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantStock Options (Right to Buy) · Derivative | 37,804 | $0.00 Strike: $7.84 | $0.00 |
DisclosureSEC source: 0000950170-25-035606 · ownership.xml · derivative · entry 3 Johnson Virginia · CIK 0001929494 · CLO, GC, Secretary & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,804 Underlying: Common Stock · 37,804 shares Expires 2035-03-05 F4 · derivative.exercise_date: The options vest as to one-third of the shares on March 5, 2026, an additional one-third of the shares on March 5, 2027 and the remaining one-third of the shares on March 5, 2028. Read SEC document |
| March 05, 2025 Filed Mar 7, 2025 21:48 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantCommon Stock | 26,307 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-035606 · ownership.xml · nonDerivative · entry 2 Johnson Virginia · CIK 0001929494 · CLO, GC, Secretary & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,503 F2 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on March 5, 2026, an additional one-third of the shares on March 5, 2027 and the remaining one-third of the shares on March 5, 2028. F3 · balance_after: Represents 7,843 shares of Common Stock and 44,660 RSUs. Read SEC document |
| March 05, 2025 Filed Mar 7, 2025 21:48 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 936 | $7.84 | $7,338.24 |
DisclosureSEC source: 0000950170-25-035606 · ownership.xml · nonDerivative · entry 1 Johnson Virginia · CIK 0001929494 · CLO, GC, Secretary & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,196 F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs"). Read SEC document |
| June 02, 2024 Filed Jun 3, 2024 20:27 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 662 | $29.92 | $19,807.04 |
DisclosureSEC source: 0000950170-24-068010 · ownership.xml · nonDerivative · entry 1 Johnson Virginia · CIK 0001929494 · CLO, GC, Secretary & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,132 F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs"). F2 · balance_after: Represents 6,102 shares of Common Stock and 21,030 RSUs. Read SEC document |
| March 08, 2024 Filed Mar 11, 2024 20:01 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 2,129 | $17.02 | $36,235.58 |
DisclosureSEC source: 0000950170-24-029204 · ownership.xml · nonDerivative · entry 1 Johnson Virginia · CIK 0001929494 · CLO, GC, Secretary & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,794 F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs"). F2 · balance_after: Represents 4,779 shares of Common Stock and 23,015 RSUs. Read SEC document |
| March 05, 2024 Filed Mar 8, 2024 01:17 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantStock Options (Right to Buy) · Derivative | 35,249 | $0.00 Strike: $16.34 | $0.00 |
DisclosureSEC source: 0000950170-24-028303 · ownership.xml · derivative · entry 2 Johnson Virginia · CIK 0001929494 · CLO, GC, Secretary & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,249 Underlying: Common Stock · 35,249 shares Expires 2024-03-05 F3 · derivative.exercise_date: The options vest as to one-third of the shares on March 5, 2025, an additional one-third of the shares on March 5, 2026 and the remaining one-third of the shares on March 5, 2027. Read SEC document |
| March 05, 2024 Filed Mar 8, 2024 01:17 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantCommon Stock | 8,032 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-028303 · ownership.xml · nonDerivative · entry 1 Johnson Virginia · CIK 0001929494 · CLO, GC, Secretary & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,923 F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on March 5, 2025, an additional one-third of the shares on March 5, 2026 and the remaining one-third of the shares on March 5, 2027. F2 · balance_after: Represents 1,402 shares of Common Stock and 28,521 RSUs. Read SEC document |
| March 05, 2024 Filed Mar 8, 2024 01:11 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Disposition to issuerCommon Stock | 53,590 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-028280 · ownership.xml · nonDerivative · entry 1 Johnson Virginia · CIK 0001929494 · CLO, GC, Secretary & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,891 F1 · shares: Represents unearned performance-based restricted shares granted on June 2, 2022 that were cancelled on March 5, 2024. F2 · balance_after: Represents 1,402 shares of Common Stock, and 20,489 RSUs. Read SEC document |
| September 07, 2023 Filed Sep 8, 2023 21:43 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantStock Option (Right to-Buy) · Derivative | 85,000 | $0.00 Strike: $6.51 | $0.00 |
DisclosureSEC source: 0001209191-23-048829 · doc4.xml · derivative · entry 1 Johnson Virginia · CIK 0001929494 · CLO, GC and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,000 Underlying: Common Stock · 85,000 shares Expires 2033-09-07 F1 · derivative.exercise_date: The options will vest in full on September 7, 2026, subject to continuous service through such date. Read SEC document |
| June 02, 2023 Filed Jun 5, 2023 20:05 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 583 | $7.24 | $4,220.92 |
DisclosureSEC source: 0001209191-23-034246 · doc4.xml · nonDerivative · entry 2 Johnson Virginia · CIK 0001929494 · CLO, GC and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,481 F2 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of RSUs. F3 · balance_after: Represents 1,402 shares of Common Stock, 20,489 RSUs and 53,590 shares of Restricted Common Stock. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:05 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantStock Options (Right to Buy) · Derivative | 75,979 | $0.00 Strike: $6.81 | $0.00 |
DisclosureSEC source: 0001209191-23-034246 · doc4.xml · derivative · entry 3 Johnson Virginia · CIK 0001929494 · CLO, GC and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,979 Underlying: Common Stock · 75,979 shares Expires 2033-06-01 F4 · derivative.exercise_date: The options vest as to one-third of the shares on March 8, 2024, an additional one-third of the shares on March 8, 2025 and the remaining one-third of the shares on March 8, 2026. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:05 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantCommon Stock | 16,519 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-034246 · doc4.xml · nonDerivative · entry 1 Johnson Virginia · CIK 0001929494 · CLO, GC and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,064 F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on March 8, 2024, an additional one-third of the shares on March 8, 2025 and the remaining one-third of the shares on March 8, 2026. Read SEC document |
| June 02, 2022 Filed Jun 7, 2022 01:42 UTC Amendment | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantStock Option (Right-to-Buy) · Derivative | 29,927 | $0.00 Strike: $18.89 | $0.00 |
DisclosureSEC source: 0001209191-22-034750 · doc4a.xml · derivative · entry 3 Johnson Virginia · CIK 0001929494 · CLO, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,927 Underlying: Common Stock · 29,927 shares Expires 2032-06-02 F5 · derivative.exercise_date: The options will vest as to one-third of the shares on June 2, 2023, an additional one-third of the shares on June 2, 2024 and the remaining one-third of the shares on June 2, 2025. Read SEC document |
| June 02, 2022 Filed Jun 7, 2022 01:42 UTC Amendment | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantCommon Stock | 53,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-034750 · doc4a.xml · nonDerivative · entry 2 Johnson Virginia · CIK 0001929494 · CLO, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,545 F2 · shares: The reporting person was granted restricted shares of common stock (the "Award") pursuant to a Performance-Based Restricted Stock Agreement by and between Aspen Aerogels, Inc. and the reporting person subject to the 2014 Employee, Director and Consultant Equity Incentive Plan. In order for a tranche of this Award to vest, both time and performance vesting conditions must be satisfied. For the time vesting condition, a tranche will vest at the later of (i) three years from the grant date or (ii) one year from the date when an applicable performance hurdle is achieved, subject to a maximum five-year vesting period for shares with respect to which the performance hurdle has been achieved. With respect to the performance vesting condition, there are three tranches with different share price hurdles and a five-year total performance period. If a share price hurdle is not met after five years, the applicable tranche is forfeited. F3 · shares: (cont.) The share price hurdle is met by reference to a 30-day volume weighted average price (VWAP) that is maintained for 60 days (the "Share Price Hurdle"). The first tranche consists of 34% of the restricted shares of common stock granted under the Award, with the Share Price Hurdle equal to $43.33.The second tranche consists of 33% of the restricted shares of common stock granted under the Award, with the Share Price Hurdle equal to $64.99. The third tranche consists of 33% of the restricted shares of common stock granted under the Award, with the Share Price Hurdle equal to $86.65. F2 · price: The reporting person was granted restricted shares of common stock (the "Award") pursuant to a Performance-Based Restricted Stock Agreement by and between Aspen Aerogels, Inc. and the reporting person subject to the 2014 Employee, Director and Consultant Equity Incentive Plan. In order for a tranche of this Award to vest, both time and performance vesting conditions must be satisfied. For the time vesting condition, a tranche will vest at the later of (i) three years from the grant date or (ii) one year from the date when an applicable performance hurdle is achieved, subject to a maximum five-year vesting period for shares with respect to which the performance hurdle has been achieved. With respect to the performance vesting condition, there are three tranches with different share price hurdles and a five-year total performance period. If a share price hurdle is not met after five years, the applicable tranche is forfeited. F3 · price: (cont.) The share price hurdle is met by reference to a 30-day volume weighted average price (VWAP) that is maintained for 60 days (the "Share Price Hurdle"). The first tranche consists of 34% of the restricted shares of common stock granted under the Award, with the Share Price Hurdle equal to $43.33.The second tranche consists of 33% of the restricted shares of common stock granted under the Award, with the Share Price Hurdle equal to $64.99. The third tranche consists of 33% of the restricted shares of common stock granted under the Award, with the Share Price Hurdle equal to $86.65. F4 · balance_after: Represents 5,955 Restricted Stock Units and 53,590 shares of Restricted Common Stock. Read SEC document |
| June 02, 2022 Filed Jun 7, 2022 01:42 UTC Amendment | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantCommon Stock | 5,955 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-034750 · doc4a.xml · nonDerivative · entry 1 Johnson Virginia · CIK 0001929494 · CLO, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,955 F1 · shares: Each Restricted Stock Unit ("RSU") represent the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on June 2, 2023, an additional one-third of the shares on June 2, 2024 and the remaining shares on June 2, 2025. F1 · price: Each Restricted Stock Unit ("RSU") represent the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on June 2, 2023, an additional one-third of the shares on June 2, 2024 and the remaining shares on June 2, 2025. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 23:24 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantStock Option (Right-to-Buy) · Derivative | 29,927 | $0.00 Strike: $18.89 | $0.00 |
DisclosureSEC source: 0001209191-22-034710 · doc4.xml · derivative · entry 3 Johnson Virginia · CIK 0001929494 · CLO, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,927 Underlying: Common Stock · 29,927 shares Expires 2032-06-02 F5 · derivative.exercise_date: These options vest as to one-third of the shares on June 2, 2023, and additional one-third of the shares on June 2, 2024 and the remaining one-third of the shares on June 2, 2025. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 23:24 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantCommon Stock | 53,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-034710 · doc4.xml · nonDerivative · entry 2 Johnson Virginia · CIK 0001929494 · CLO, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,545 F2 · price: The reporting person was granted restricted shares of common stock (the "Award") pursuant to a Performance-Based Restricted Stock Agreement by and between Aspen Aerogels, Inc. and the reporting person subject to the 2014 Employee, Director and Consultant Equity Incentive Plan. In order for a tranche of this Award to vest, both time and performance vesting conditions must be satisfied. For the time vesting condition, a tranche will vest at the later of (i) three years from the grant date or (ii) one year from the date when an applicable performance hurdle is achieved, subject to a maximum five-year vesting period for shares with respect to which the performance hurdle has been achieved. With respect to the performance vesting condition, there are three tranches with different share price hurdles and a five-year total performance period. If a share price hurdle is not met after five years, the applicable tranche is forfeited. F3 · price: (cont.) The share price hurdle is met by reference to a 30-day volume weighted average price (VWAP) that is maintained for 60 days (the "Share Price Hurdle"). The first tranche consists of 34% of the restricted shares of common stock granted under the Award, with the Share Price Hurdle equal to $43.33.The second tranche consists of 33% of the restricted shares of common stock granted under the Award, with the Share Price Hurdle equal to $64.99. The third tranche consists of 33% of the restricted shares of common stock granted under the Award, with the Share Price Hurdle equal to $86.65 F4 · balance_after: Represents 5,955 Restricted Stock Units and 53,590 shares of Restricted Common Stock. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 23:24 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantCommon Stock | 5,955 | $18.89 | $112,489.95 |
DisclosureSEC source: 0001209191-22-034710 · doc4.xml · nonDerivative · entry 1 Johnson Virginia · CIK 0001929494 · CLO, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,955 F1 · shares: Each Restricted Stock Unit ("RSU") represent the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on June 2, 2023, and additional one-third of the shares on June 2, 2024 and the remaining shares on June 2, 2025. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.