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ASPN

ASPEN AEROGELS INC

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Tapewire entity
5645
SEC CIK
0001145986
Parsed reports
358

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
Sep 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 08, 2016 Filed Dec 12, 2016 11:23 UTC
Young Donald RDirector · President and CEO
PurchaseCommon Stock 1,000 $4.20 $4,200.00
Disclosure

SEC source: 0001209191-16-154572 · doc4.xml · nonDerivative · entry 1

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,206

F1 · balance_after: Comprises 27,038 restricted stock units, 38,043 shares of common stock and 78,125 restricted shares of common stock

Read SEC document
November 11, 2016 Filed Nov 14, 2016 21:26 UTC
Conte KelleyVice President,Human Resources
Tax withholdingCommon Stock 1,394 $3.94 $5,492.36
Disclosure

SEC source: 0001209191-16-149727 · doc4.xml · nonDerivative · entry 1

Conte Kelley · CIK 0001668364 · Vice President,Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,288

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units("RSUs")

F2 · balance_after: Represents 2,901 shares of Common Stock and 27,387 RSUs

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November 08, 2016 Filed Nov 10, 2016 17:01 UTC
HUFF CRAIG ADirector · 10% owner
RCGM LLC10% owner
RCP GP, LLC10% owner
SaleCommon Stock 19,306 $3.95 $76,227.81
Disclosure

SEC source: 0000950142-16-004697 · es1601114_4-aspen.xml · nonDerivative · entry 2

HUFF CRAIG A · CIK 0001241947 · Director · 10% owner

RESERVOIR CAPITAL PARTNERS LP · CIK 0001091348 · 10% owner

RESERVOIR CAPITAL MASTER FUND LP · CIK 0001137467 · 10% owner

STERN DANIEL H · CIK 0001105604 · 10% owner

RCGM LLC · CIK 0001091555 · 10% owner

RESERVOIR CAPITAL GROUP LLC · CIK 0001137465 · 10% owner

RESERVOIR CAPITAL PARTNERS CAYMAN LP · CIK 0001351308 · 10% owner

RCP GP, LLC · CIK 0001610297 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Reservoir Capital Partners, L.P.

Disclosed balance after: 2,634,258

F1 · ownership.nature: The securities held by Reservoir Capital Partners, L.P. ("RCP") and Reservoir Capital Master Fund, L.P. ("RCMF") may be deemed to be beneficially owned by Craig A. Huff and Daniel Stern, who are the senior managing members (the "Reservoir Members") of RCGM, LLC ("RCGM"). RCGM is the managing member of Reservoir Capital Group, L.L.C. ("RCG"), which is the general partner of Reservoir Capital Partners (Cayman), L.P. ("RCP Cayman"), which is the sole member of RCP GP, LLC ("RCP GP"), and which is the general partner of RCP. RCG is the general partner of RCMF. Each of the Reservoir Members, RCGM, RCG, RCP Cayman and RCP GP disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. Amounts in Column 5 of Table 1 reflect changes in form of beneficial ownership that have occurred since the most recent prior statement filed by the Reporting Persons.

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November 08, 2016 Filed Nov 10, 2016 17:01 UTC
HUFF CRAIG ADirector · 10% owner
RCGM LLC10% owner
RCP GP, LLC10% owner
SaleCommon Stock 816 $3.95 $3,221.89
Disclosure

SEC source: 0000950142-16-004697 · es1601114_4-aspen.xml · nonDerivative · entry 1

HUFF CRAIG A · CIK 0001241947 · Director · 10% owner

RESERVOIR CAPITAL PARTNERS LP · CIK 0001091348 · 10% owner

RESERVOIR CAPITAL MASTER FUND LP · CIK 0001137467 · 10% owner

STERN DANIEL H · CIK 0001105604 · 10% owner

RCGM LLC · CIK 0001091555 · 10% owner

RESERVOIR CAPITAL GROUP LLC · CIK 0001137465 · 10% owner

RESERVOIR CAPITAL PARTNERS CAYMAN LP · CIK 0001351308 · 10% owner

RCP GP, LLC · CIK 0001610297 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Reservoir Capital Master Fund, L.P.

Disclosed balance after: 250,987

F1 · ownership.nature: The securities held by Reservoir Capital Partners, L.P. ("RCP") and Reservoir Capital Master Fund, L.P. ("RCMF") may be deemed to be beneficially owned by Craig A. Huff and Daniel Stern, who are the senior managing members (the "Reservoir Members") of RCGM, LLC ("RCGM"). RCGM is the managing member of Reservoir Capital Group, L.L.C. ("RCG"), which is the general partner of Reservoir Capital Partners (Cayman), L.P. ("RCP Cayman"), which is the sole member of RCP GP, LLC ("RCP GP"), and which is the general partner of RCP. RCG is the general partner of RCMF. Each of the Reservoir Members, RCGM, RCG, RCP Cayman and RCP GP disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. Amounts in Column 5 of Table 1 reflect changes in form of beneficial ownership that have occurred since the most recent prior statement filed by the Reporting Persons.

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September 10, 2016 Filed Sep 13, 2016 20:05 UTC
FAIRBANKS JOHN FVP, CFO and Treasurer
Tax withholdingCommon Stock 2,019 $4.70 $9,489.30
Disclosure

SEC source: 0001209191-16-141306 · doc4.xml · nonDerivative · entry 1

FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,616

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units("RSUs")

F2 · balance_after: Represents 13,664 shares of Common Stock and 57,952 RSUs.

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September 10, 2016 Filed Sep 14, 2016 00:06 UTC
Whitaker Corby CSVP, Sales and Marketing
Tax withholdingCommon Stock 1,346 $4.70 $6,326.20
Disclosure

SEC source: 0001209191-16-141308 · doc4.xml · nonDerivative · entry 1

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,963

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units (RSUs)

F2 · balance_after: Represents 10,380 shares of Common Stock and 45,583 RSUs.

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September 10, 2016 Filed Sep 14, 2016 00:08 UTC
Ball Jeffrey AlanVP, Operations
Tax withholdingCommon Stock 1,297 $4.70 $6,095.90
Disclosure

SEC source: 0001209191-16-141312 · doc4.xml · nonDerivative · entry 1

Ball Jeffrey Alan · CIK 0001651360 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,445

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units("RSUs")

F2 · balance_after: Represents 7,124 shares of Common Stock and 32,321 RSUs.

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September 10, 2016 Filed Sep 14, 2016 00:07 UTC
Gould George LVP, Research and Development
Tax withholdingCommon Stock 1,262 $4.70 $5,931.40
Disclosure

SEC source: 0001209191-16-141310 · doc4.xml · nonDerivative · entry 1

Gould George L · CIK 0001610260 · VP, Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,538

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units("RSUs")

F2 · balance_after: Represents 7,217 shares of Common Stock and 32,321 RSUs.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.