Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
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| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 22, 2017 Filed Feb 24, 2017 17:12 UTC |
FERNANDEZ-MORENO LUIS MSenior Vice President
|
Tax withholdingCommon Stock | 2,051 | $123.85 | $254,016.35 |
DisclosureSEC source: 0001127602-17-008124 · form4.xml · nonDerivative · entry 2 FERNANDEZ-MORENO LUIS M · CIK 0001434786 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,226 F2 · kind: Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 6 below. F1 · balance_after: Includes 29,418 shares of unvested Restricted Stock. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 17:12 UTC |
FERNANDEZ-MORENO LUIS MSenior Vice President
|
Exercise / conversionCommon Stock | 2,875 | $69.15 | $198,806.25 |
DisclosureSEC source: 0001127602-17-008124 · form4.xml · nonDerivative · entry 1 FERNANDEZ-MORENO LUIS M · CIK 0001434786 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,865 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 29,418 shares of unvested Restricted Stock. Read SEC document |
| January 30, 2017 Filed Jan 31, 2017 21:57 UTC |
WULFSOHN WILLIAM ADirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 1,685 | $118.30 | $199,335.50 |
DisclosureSEC source: 0001127602-17-003141 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,482 F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Common Stock acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F2 · balance_after: Balance includes 3,638 shares of unvested Restricted Common Stock and 113 additional shares of Restricted Common Stock acquired in lieu of cash dividends paid on December 15, 2016. Read SEC document |
| January 30, 2017 Filed Jun 7, 2017 19:36 UTC Amendment |
WULFSOHN WILLIAM ADirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 1,685 | $118.30 | $199,335.50 |
DisclosureSEC source: 0001127602-17-020782 · form4a.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,369 F1 · balance_after: Form 4 dated 1/31/17 Common Stock balance erroneously reflected an additional 113 dividend shares which had already been reflected in the previous fiing. Read SEC document |
| January 26, 2017 Filed Jan 27, 2017 17:20 UTC |
WARD MICHAEL JDirector
|
GrantRestricted Stock Units · Derivative | 946 | $116.25 | $109,972.50 |
DisclosureSEC source: 0001127602-17-002700 · form4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,327 Underlying: Common Stock · 946 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F2 · derivative.exercise_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F2 · derivative.expiration_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F3 · balance_after: Balance includes 98 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2016 pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors and exempt under Rule 16b-3. One (1) Restricted Stock Unit is the equivalent of one (1) share of Ashland Common Stock). Read SEC document |
| January 26, 2017 Filed Jan 27, 2017 22:18 UTC |
TEAL JANICEDirector
|
GrantRestricted Stock Units · Derivative | 946 | $116.25 | $109,972.50 |
DisclosureSEC source: 0001127602-17-002699 · form4.xml · derivative · entry 1 TEAL JANICE · CIK 0001258631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,016 Underlying: Common Stock · 946 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F2 · derivative.exercise_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F2 · derivative.expiration_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F3 · balance_after: Balance includes 17 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2016 pursuant to Ashland's Deferred Compensation Plan and exempt under Rule 16b-3. One (1) Restricted Stock Unit is the equivalent of one (1) share of Ashland Common Stock). Read SEC document |
| January 26, 2017 Filed Jan 27, 2017 22:21 UTC |
DEMPSEY WILLIAM GDirector
|
GrantRestricted Stock Units · Derivative | 946 | $116.25 | $109,972.50 |
DisclosureSEC source: 0001127602-17-002701 · form4.xml · derivative · entry 1 DEMPSEY WILLIAM G · CIK 0001239422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,399 Underlying: Common Stock · 946 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F2 · derivative.exercise_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F2 · derivative.expiration_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F3 · balance_after: Balance includes 2 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2016 pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors and exempt under Rule 16b-3. One (1) Restricted Stock Unit is the equivalent of one (1) share of Ashland Common Stock. Read SEC document |
| January 26, 2017 Filed Jan 27, 2017 22:17 UTC |
SCHAEFER GEORGE A JRDirector
|
GrantRestricted Stock Units · Derivative | 946 | $116.25 | $109,972.50 |
DisclosureSEC source: 0001127602-17-002697 · form4.xml · derivative · entry 1 SCHAEFER GEORGE A JR · CIK 0001195811 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,327 Underlying: Common Stock · 946 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F2 · derivative.exercise_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F2 · derivative.expiration_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F3 · balance_after: Balance includes 98 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2016 pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors and exempt under Rule 16b-3. One (1) Restricted Stock Unit is the equivalent of one (1) share of Ashland Common Stock). Read SEC document |
| January 26, 2017 Filed Jan 27, 2017 22:15 UTC |
ROHR MARK CDirector
|
GrantRestricted Stock Units · Derivative | 946 | $116.25 | $109,972.50 |
DisclosureSEC source: 0001127602-17-002696 · form4.xml · derivative · entry 1 ROHR MARK C · CIK 0001235356 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,132 Underlying: Common Stock · 946 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F2 · derivative.exercise_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F2 · derivative.expiration_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F3 · balance_after: Balance includes 91 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2016 pursuant to Ashland's Deferred Compensation Plan and exempt under Rule 16b-3. One (1) Common Stock Unit in is the equivalent of one (1) share of Ashland Common Stock). Read SEC document |
| January 26, 2017 Filed Jan 27, 2017 22:13 UTC |
PERRY BARRY WDirector
|
GrantRestricted Stock Units · Derivative | 946 | $116.25 | $109,972.50 |
DisclosureSEC source: 0001127602-17-002694 · form4.xml · derivative · entry 1 PERRY BARRY W · CIK 0001194502 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,327 Underlying: Common Stock · 946 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F2 · derivative.exercise_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F2 · derivative.expiration_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F3 · balance_after: Balance includes 98 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2016, pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors and exempt under Rule 16b-3. One (1) Restricted Stock Unit is the equivalent of one (1) share of Ashland Common Stock). Read SEC document |
| January 26, 2017 Filed Jan 27, 2017 22:10 UTC |
CUMMINS BRENDANDirector
|
GrantRestricted Stock Units · Derivative | 946 | $116.25 | $109,972.50 |
DisclosureSEC source: 0001127602-17-002691 · form4.xml · derivative · entry 1 CUMMINS BRENDAN · CIK 0001550092 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,771 Underlying: Common Stock · 946 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive cash compensation in an amount equal to the value of one (1) share of Ashland Common Stock on the vesting date. F2 · derivative.exercise_date: All Restricted Stock Units will vest on the earliest of (i) the Director's Retirement (as defined in Ashland's Incentive Plan), (ii) the Director's death or Disability (as defined in Ashland's Incentive Plan), or (iii) a 50% change in beneficial ownership of Ashland. F2 · derivative.expiration_date: All Restricted Stock Units will vest on the earliest of (i) the Director's Retirement (as defined in Ashland's Incentive Plan), (ii) the Director's death or Disability (as defined in Ashland's Incentive Plan), or (iii) a 50% change in beneficial ownership of Ashland. F3 · balance_after: The balance includes 23 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2016. Read SEC document |
| January 26, 2017 Filed Jan 27, 2017 22:05 UTC |
IHLENFELD JAY VDirector
|
GrantRestricted Stock Units · Derivative | 946 | $116.25 | $109,972.50 |
DisclosureSEC source: 0001127602-17-002684 · form4.xml · derivative · entry 2 IHLENFELD JAY V · CIK 0001205395 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 946 Underlying: Common Stock · 946 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F3 · derivative.exercise_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F3 · derivative.expiration_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) Read SEC document |
| January 26, 2017 Filed Jan 27, 2017 22:05 UTC |
IHLENFELD JAY VDirector
|
GrantCommon Stock | 1,000 | $116.25 | $116,250.00 |
DisclosureSEC source: 0001127602-17-002684 · form4.xml · nonDerivative · entry 1 IHLENFELD JAY V · CIK 0001205395 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · kind: Grant of Restricted Common Stock, pursuant to Ashland's Incentive Plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest on the earlier of: (i) the Outside Director's Retirement, as defined in the Plan; (ii) the Outside Director's death or Disability, as defined in the Plan; or (iii) a 50% change in the beneficial ownership of Ashland Global Holdings Inc. as defined in Rule 13d-3 under the Securities Exchange Act of 1934. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 22:33 UTC |
HEITMAN WILLIAM JController
|
SaleCommon Stock | 4,000 | $110.46 | $441,840.00 |
DisclosureSEC source: 0001127602-17-002097 · form4.xml · nonDerivative · entry 1 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,101 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2016. F2 · balance_after: Includes 243 shares of unvested Restricted Stock. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:41 UTC |
WULFSOHN WILLIAM ADirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 10,689 | $109.12 | $1,166,383.68 |
DisclosureSEC source: 0001127602-17-001092 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,054 F1 · kind: Payment of tax liability by withholding incident to the receipt of the vesting of shares of Restricted Common Stock acquired pursuant to an Inducement Restricted Stock Award Agreement which was approved by the Board of Directors on November 12, 2014. The Restricted Stock vested 50% on the first anniversary of the grant date and the remaining 50% shares vested on the second anniversary of the grant. F2 · balance_after: Includes 7,262 shares of unvested Restricted Stock. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 18:00 UTC |
WARD MICHAEL JDirector
|
OtherCommon Stock Units · Derivative | 229 | $109.29 Strike: $0.00 | $25,027.41 |
DisclosureSEC source: 0001127602-17-000807 · form4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,348 Underlying: Common Stock · 229 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.) F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. F4 · balance_after: Balance includes 131 additional Common Stock Units acquired in lieu of cash dividends on December 15, 2016 pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock). Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 23:02 UTC |
Manager Vada ODirector
|
OtherCommon Stock Units · Derivative | 8 | $109.29 Strike: $0.00 | $874.32 |
DisclosureSEC source: 0001127602-17-000812 · form4.xml · derivative · entry 1 Manager Vada O · CIK 0001429435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.) F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. F4 · balance_after: Balance includes 1 additional Common Stock Unit acquired in lieu of a cash dividend on December 15, 2016 pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock). Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:57 UTC |
WILLIS J KEVINChief Financial Officer
|
Exercise / conversionCommon Stock Units · Derivative | 172 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-000802 · form4.xml · derivative · entry 5 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,856 Underlying: Common Stock · 172 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: 1 for 1. F7 · derivative.exercise_date: The common stock units were converted into shares of common stock pursuant to an election for fixed schedule distributions established by the reporting person under Ashland's Deferred Compensation Plan. Fixed schedule distributions under the Employee Deferral Plan must be made not less than two years measured from the beginning of the plan year after the plan year in which the election is made. Each common stock unit under the Employee Deferral Plan entitles a participant to receive one share of Ashland common stock or the cash value thereof. F7 · derivative.expiration_date: The common stock units were converted into shares of common stock pursuant to an election for fixed schedule distributions established by the reporting person under Ashland's Deferred Compensation Plan. Fixed schedule distributions under the Employee Deferral Plan must be made not less than two years measured from the beginning of the plan year after the plan year in which the election is made. Each common stock unit under the Employee Deferral Plan entitles a participant to receive one share of Ashland common stock or the cash value thereof. F8 · balance_after: Balance includes 52 additional Common Stock Units acquired in lieu of cash dividends paid on December 15, 2016 pursuant to Ashland's Deferred Compensation Plan (the "Plan") and exempt under Rule 16b-3. One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:57 UTC |
WILLIS J KEVINChief Financial Officer
|
Tax withholdingCommon Stock | 54 | $109.29 | $5,901.66 |
DisclosureSEC source: 0001127602-17-000802 · form4.xml · nonDerivative · entry 2 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,509 F2 · kind: Payment of tax liability by withholding securities incident to the conversion of common stock units referenced in footnote (7) below. F3 · balance_after: Includes 3,637 shares of unvested Restricted Stock. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:57 UTC |
WILLIS J KEVINChief Financial Officer
|
Exercise / conversionCommon Stock | 172 | $109.29 | $18,797.88 |
DisclosureSEC source: 0001127602-17-000802 · form4.xml · nonDerivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,563 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares of common stock received in settlement of an equal number of common stock units as described in footnote (7) below. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 22:36 UTC |
WILLIS J KEVINChief Financial Officer
|
SaleCommon Stock | 4,440 | $114.39 | $507,891.60 |
DisclosureSEC source: 0001127602-16-068508 · form4.xml · nonDerivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,391 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2015. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.37 to $114.39, inclusive. The reporting person undertakes to provide Ashland, any security holder of Ashland, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 3,626 shares of unvested Restricted Stock. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:55 UTC |
Silverman Keith CVice President
|
Exercise / conversionRestricted Stock Units · Derivative | 116 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068214 · form4.xml · derivative · entry 4 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 539 Underlying: Common Stock · 116 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F5 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F5 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:55 UTC |
Silverman Keith CVice President
|
Tax withholdingCommon Stock | 44 | $111.12 | $4,889.28 |
DisclosureSEC source: 0001127602-16-068214 · form4.xml · nonDerivative · entry 2 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,151 F3 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F2 · balance_after: Includes 119 shares of unvested Restricted Stock. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:55 UTC |
Silverman Keith CVice President
|
Exercise / conversionCommon Stock | 116 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068214 · form4.xml · nonDerivative · entry 1 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,195 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F2 · balance_after: Includes 119 shares of unvested Restricted Stock. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:56 UTC |
WULFSOHN WILLIAM ADirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,649 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068215 · form4.xml · derivative · entry 3 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,056 Underlying: Common Stock · 3,649 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F4 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F4 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:56 UTC |
WULFSOHN WILLIAM ADirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 1,670 | $111.12 | $185,570.40 |
DisclosureSEC source: 0001127602-16-068215 · form4.xml · nonDerivative · entry 2 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,630 F3 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F2 · balance_after: Includes 32,837 shares of unvested Restricted Stock. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:56 UTC |
WULFSOHN WILLIAM ADirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 3,649 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068215 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F2 · balance_after: Includes 32,837 shares of unvested Restricted Stock. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:54 UTC |
Schumann Anne T.Vice President
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Exercise / conversionRestricted Stock Units · Derivative | 283 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068213 · form4.xml · derivative · entry 4 Schumann Anne T. · CIK 0001438239 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,329 Underlying: Common Stock · 283 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F5 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F5 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:54 UTC |
Schumann Anne T.Vice President
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Tax withholdingCommon Stock | 97 | $111.12 | $10,778.64 |
DisclosureSEC source: 0001127602-16-068213 · form4.xml · nonDerivative · entry 2 Schumann Anne T. · CIK 0001438239 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,302 F3 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F2 · balance_after: Includes 5,410 shares of unvested Restricted Stock. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:54 UTC |
Schumann Anne T.Vice President
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Exercise / conversionCommon Stock | 283 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068213 · form4.xml · nonDerivative · entry 1 Schumann Anne T. · CIK 0001438239 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,399 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F2 · balance_after: Includes 5,410 shares of unvested Restricted Stock. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:53 UTC |
HEITMAN WILLIAM JController
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Exercise / conversionRestricted Stock Units · Derivative | 233 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068212 · form4.xml · derivative · entry 4 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,127 Underlying: Common Stock · 233 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F5 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F5 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:53 UTC |
HEITMAN WILLIAM JController
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Tax withholdingCommon Stock | 81 | $111.12 | $9,000.72 |
DisclosureSEC source: 0001127602-16-068212 · form4.xml · nonDerivative · entry 2 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,694 F3 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F2 · balance_after: Includes 243 shares of unvested Restricted Stock. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:53 UTC |
HEITMAN WILLIAM JController
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Exercise / conversionCommon Stock | 233 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068212 · form4.xml · nonDerivative · entry 1 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F2 · balance_after: Includes 243 shares of unvested Restricted Stock. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:52 UTC |
Ganz PeterSenior Vice President
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Exercise / conversionRestricted Stock Units · Derivative | 621 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068210 · form4.xml · derivative · entry 3 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,956 Underlying: Common Stock · 621 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F4 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F4 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:52 UTC |
Ganz PeterSenior Vice President
|
Tax withholdingCommon Stock | 192 | $111.12 | $21,335.04 |
DisclosureSEC source: 0001127602-16-068210 · form4.xml · nonDerivative · entry 2 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,717 F3 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F2 · balance_after: Includes 3,165 shares of unvested Restricted Stock. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:52 UTC |
Ganz PeterSenior Vice President
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Exercise / conversionCommon Stock | 621 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068210 · form4.xml · nonDerivative · entry 1 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,909 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F2 · balance_after: Includes 3,165 shares of unvested Restricted Stock. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:51 UTC |
FERNANDEZ-MORENO LUIS MSenior Vice President
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Exercise / conversionRestricted Stock Units · Derivative | 639 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068209 · form4.xml · derivative · entry 3 FERNANDEZ-MORENO LUIS M · CIK 0001434786 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,988 Underlying: Common Stock · 639 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F4 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F4 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:51 UTC |
FERNANDEZ-MORENO LUIS MSenior Vice President
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Tax withholdingCommon Stock | 311 | $111.12 | $34,558.32 |
DisclosureSEC source: 0001127602-16-068209 · form4.xml · nonDerivative · entry 2 FERNANDEZ-MORENO LUIS M · CIK 0001434786 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,848 F3 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F2 · balance_after: Includes 29,319 shares of unvested Restricted Stock. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:51 UTC |
FERNANDEZ-MORENO LUIS MSenior Vice President
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Exercise / conversionCommon Stock | 639 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068209 · form4.xml · nonDerivative · entry 1 FERNANDEZ-MORENO LUIS M · CIK 0001434786 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,159 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F2 · balance_after: Includes 29,319 shares of unvested Restricted Stock. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:43 UTC |
Elliott Greg WVice President
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Exercise / conversionRestricted Stock Units · Derivative | 420 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068206 · form4.xml · derivative · entry 3 Elliott Greg W · CIK 0001302423 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,948 Underlying: Common Stock · 420 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F3 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F3 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:43 UTC |
Elliott Greg WVice President
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Tax withholdingCommon Stock | 131 | $111.12 | $14,556.72 |
DisclosureSEC source: 0001127602-16-068206 · form4.xml · nonDerivative · entry 2 Elliott Greg W · CIK 0001302423 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289 F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:43 UTC |
Elliott Greg WVice President
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Exercise / conversionCommon Stock | 420 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068206 · form4.xml · nonDerivative · entry 1 Elliott Greg W · CIK 0001302423 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:38 UTC |
WILLIS J KEVINChief Financial Officer
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Exercise / conversionRestricted Stock Units · Derivative | 1,028 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068201 · form4.xml · derivative · entry 6 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,765 Underlying: Common Stock · 1,028 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F7 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F7 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:38 UTC |
WILLIS J KEVINChief Financial Officer
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SaleCommon Stock | 3,372 | $109.26 | $368,424.72 |
DisclosureSEC source: 0001127602-16-068201 · form4.xml · nonDerivative · entry 3 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,923 F4 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2015. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:38 UTC |
WILLIS J KEVINChief Financial Officer
|
Tax withholdingCommon Stock | 494 | $111.12 | $54,893.28 |
DisclosureSEC source: 0001127602-16-068201 · form4.xml · nonDerivative · entry 2 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,295 F3 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F2 · balance_after: Includes 3,626 shares of unvested Restricted Stock. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:38 UTC |
WILLIS J KEVINChief Financial Officer
|
Exercise / conversionCommon Stock | 1,028 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068201 · form4.xml · nonDerivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F2 · balance_after: Includes 3,626 shares of unvested Restricted Stock. Read SEC document |
| November 17, 2016 Filed Nov 18, 2016 22:20 UTC |
WILLIS J KEVINChief Financial Officer
|
Tax withholdingCommon Stock | 1,744 | $109.32 | $190,654.08 |
DisclosureSEC source: 0001127602-16-067805 · form4.xml · nonDerivative · entry 2 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,761 F3 · kind: Payment of tax liability by withholding incident to the receipt of the vesting of shares of Restricted Common Stock acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F2 · balance_after: Includes 3,626 shares of unvested Restricted Stock. Read SEC document |
| November 17, 2016 Filed Nov 18, 2016 22:15 UTC |
Ganz PeterSenior Vice President
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Tax withholdingCommon Stock | 1,579 | $109.32 | $172,616.28 |
DisclosureSEC source: 0001127602-16-067802 · form4.xml · nonDerivative · entry 2 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,288 F3 · kind: Payment of tax liability by withholding incident to the receipt of the vesting of shares of Restricted Common Stock acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F2 · balance_after: Includes 3,165 shares of unvested Restricted Stock. Read SEC document |
| November 17, 2016 Filed Nov 18, 2016 22:12 UTC |
FERNANDEZ-MORENO LUIS MSenior Vice President
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Tax withholdingCommon Stock | 3,808 | $109.32 | $416,290.56 |
DisclosureSEC source: 0001127602-16-067796 · form4.xml · nonDerivative · entry 2 FERNANDEZ-MORENO LUIS M · CIK 0001434786 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,520 F3 · kind: Payment of tax liability by withholding incident to the receipt of the vesting of shares of Restricted Common Stock acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F2 · balance_after: Includes 29,319 shares of unvested Restricted Stock. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:29 UTC |
WULFSOHN WILLIAM ADirector · Chief Executive Officer
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GrantRestricted Stock Units · Derivative | 9,750 | $109.15 | $1,064,212.50 |
DisclosureSEC source: 0001127602-16-067809 · form4.xml · derivative · entry 2 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,705 Underlying: Common Stock · 9,750 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F3 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F3 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.