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ASH

ASHLAND INC.

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0001674862
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626

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 22, 2017 Filed Feb 24, 2017 17:12 UTC
FERNANDEZ-MORENO LUIS MSenior Vice President
Tax withholdingCommon Stock 2,051 $123.85 $254,016.35
Disclosure

SEC source: 0001127602-17-008124 · form4.xml · nonDerivative · entry 2

FERNANDEZ-MORENO LUIS M · CIK 0001434786 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,226

F2 · kind: Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 6 below.

F1 · balance_after: Includes 29,418 shares of unvested Restricted Stock.

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February 22, 2017 Filed Feb 24, 2017 17:12 UTC
FERNANDEZ-MORENO LUIS MSenior Vice President
Exercise / conversionCommon Stock 2,875 $69.15 $198,806.25
Disclosure

SEC source: 0001127602-17-008124 · form4.xml · nonDerivative · entry 1

FERNANDEZ-MORENO LUIS M · CIK 0001434786 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 29,418 shares of unvested Restricted Stock.

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January 30, 2017 Filed Jan 31, 2017 21:57 UTC
WULFSOHN WILLIAM ADirector · Chief Executive Officer
Tax withholdingCommon Stock 1,685 $118.30 $199,335.50
Disclosure

SEC source: 0001127602-17-003141 · form4.xml · nonDerivative · entry 1

WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,482

F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Common Stock acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F2 · balance_after: Balance includes 3,638 shares of unvested Restricted Common Stock and 113 additional shares of Restricted Common Stock acquired in lieu of cash dividends paid on December 15, 2016.

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January 30, 2017 Filed Jun 7, 2017 19:36 UTC Amendment
WULFSOHN WILLIAM ADirector · Chief Executive Officer
Tax withholdingCommon Stock 1,685 $118.30 $199,335.50
Disclosure

SEC source: 0001127602-17-020782 · form4a.xml · nonDerivative · entry 1

WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,369

F1 · balance_after: Form 4 dated 1/31/17 Common Stock balance erroneously reflected an additional 113 dividend shares which had already been reflected in the previous fiing.

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January 26, 2017 Filed Jan 27, 2017 17:20 UTC GrantRestricted Stock Units · Derivative 946 $116.25 $109,972.50
Disclosure

SEC source: 0001127602-17-002700 · form4.xml · derivative · entry 1

WARD MICHAEL J · CIK 0001165185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,327

Underlying: Common Stock · 946 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F2 · derivative.expiration_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F3 · balance_after: Balance includes 98 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2016 pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors and exempt under Rule 16b-3. One (1) Restricted Stock Unit is the equivalent of one (1) share of Ashland Common Stock).

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January 26, 2017 Filed Jan 27, 2017 22:18 UTC
TEAL JANICEDirector
GrantRestricted Stock Units · Derivative 946 $116.25 $109,972.50
Disclosure

SEC source: 0001127602-17-002699 · form4.xml · derivative · entry 1

TEAL JANICE · CIK 0001258631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,016

Underlying: Common Stock · 946 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F2 · derivative.expiration_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F3 · balance_after: Balance includes 17 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2016 pursuant to Ashland's Deferred Compensation Plan and exempt under Rule 16b-3. One (1) Restricted Stock Unit is the equivalent of one (1) share of Ashland Common Stock).

Read SEC document
January 26, 2017 Filed Jan 27, 2017 22:21 UTC GrantRestricted Stock Units · Derivative 946 $116.25 $109,972.50
Disclosure

SEC source: 0001127602-17-002701 · form4.xml · derivative · entry 1

DEMPSEY WILLIAM G · CIK 0001239422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,399

Underlying: Common Stock · 946 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F2 · derivative.expiration_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F3 · balance_after: Balance includes 2 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2016 pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors and exempt under Rule 16b-3. One (1) Restricted Stock Unit is the equivalent of one (1) share of Ashland Common Stock.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 22:17 UTC GrantRestricted Stock Units · Derivative 946 $116.25 $109,972.50
Disclosure

SEC source: 0001127602-17-002697 · form4.xml · derivative · entry 1

SCHAEFER GEORGE A JR · CIK 0001195811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,327

Underlying: Common Stock · 946 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F2 · derivative.expiration_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F3 · balance_after: Balance includes 98 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2016 pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors and exempt under Rule 16b-3. One (1) Restricted Stock Unit is the equivalent of one (1) share of Ashland Common Stock).

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January 26, 2017 Filed Jan 27, 2017 22:15 UTC
ROHR MARK CDirector
GrantRestricted Stock Units · Derivative 946 $116.25 $109,972.50
Disclosure

SEC source: 0001127602-17-002696 · form4.xml · derivative · entry 1

ROHR MARK C · CIK 0001235356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,132

Underlying: Common Stock · 946 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F2 · derivative.expiration_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F3 · balance_after: Balance includes 91 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2016 pursuant to Ashland's Deferred Compensation Plan and exempt under Rule 16b-3. One (1) Common Stock Unit in is the equivalent of one (1) share of Ashland Common Stock).

Read SEC document
January 26, 2017 Filed Jan 27, 2017 22:13 UTC GrantRestricted Stock Units · Derivative 946 $116.25 $109,972.50
Disclosure

SEC source: 0001127602-17-002694 · form4.xml · derivative · entry 1

PERRY BARRY W · CIK 0001194502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,327

Underlying: Common Stock · 946 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F2 · derivative.expiration_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F3 · balance_after: Balance includes 98 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2016, pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors and exempt under Rule 16b-3. One (1) Restricted Stock Unit is the equivalent of one (1) share of Ashland Common Stock).

Read SEC document
January 26, 2017 Filed Jan 27, 2017 22:10 UTC GrantRestricted Stock Units · Derivative 946 $116.25 $109,972.50
Disclosure

SEC source: 0001127602-17-002691 · form4.xml · derivative · entry 1

CUMMINS BRENDAN · CIK 0001550092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,771

Underlying: Common Stock · 946 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive cash compensation in an amount equal to the value of one (1) share of Ashland Common Stock on the vesting date.

F2 · derivative.exercise_date: All Restricted Stock Units will vest on the earliest of (i) the Director's Retirement (as defined in Ashland's Incentive Plan), (ii) the Director's death or Disability (as defined in Ashland's Incentive Plan), or (iii) a 50% change in beneficial ownership of Ashland.

F2 · derivative.expiration_date: All Restricted Stock Units will vest on the earliest of (i) the Director's Retirement (as defined in Ashland's Incentive Plan), (ii) the Director's death or Disability (as defined in Ashland's Incentive Plan), or (iii) a 50% change in beneficial ownership of Ashland.

F3 · balance_after: The balance includes 23 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2016.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 22:05 UTC GrantRestricted Stock Units · Derivative 946 $116.25 $109,972.50
Disclosure

SEC source: 0001127602-17-002684 · form4.xml · derivative · entry 2

IHLENFELD JAY V · CIK 0001205395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 946

Underlying: Common Stock · 946 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F3 · derivative.exercise_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.expiration_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

Read SEC document
January 26, 2017 Filed Jan 27, 2017 22:05 UTC GrantCommon Stock 1,000 $116.25 $116,250.00
Disclosure

SEC source: 0001127602-17-002684 · form4.xml · nonDerivative · entry 1

IHLENFELD JAY V · CIK 0001205395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F1 · kind: Grant of Restricted Common Stock, pursuant to Ashland's Incentive Plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest on the earlier of: (i) the Outside Director's Retirement, as defined in the Plan; (ii) the Outside Director's death or Disability, as defined in the Plan; or (iii) a 50% change in the beneficial ownership of Ashland Global Holdings Inc. as defined in Rule 13d-3 under the Securities Exchange Act of 1934.

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January 17, 2017 Filed Jan 19, 2017 22:33 UTC SaleCommon Stock 4,000 $110.46 $441,840.00
Disclosure

SEC source: 0001127602-17-002097 · form4.xml · nonDerivative · entry 1

HEITMAN WILLIAM J · CIK 0001187010 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,101

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2016.

F2 · balance_after: Includes 243 shares of unvested Restricted Stock.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:41 UTC
WULFSOHN WILLIAM ADirector · Chief Executive Officer
Tax withholdingCommon Stock 10,689 $109.12 $1,166,383.68
Disclosure

SEC source: 0001127602-17-001092 · form4.xml · nonDerivative · entry 1

WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,054

F1 · kind: Payment of tax liability by withholding incident to the receipt of the vesting of shares of Restricted Common Stock acquired pursuant to an Inducement Restricted Stock Award Agreement which was approved by the Board of Directors on November 12, 2014. The Restricted Stock vested 50% on the first anniversary of the grant date and the remaining 50% shares vested on the second anniversary of the grant.

F2 · balance_after: Includes 7,262 shares of unvested Restricted Stock.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 18:00 UTC OtherCommon Stock Units · Derivative 229 $109.29 Strike: $0.00 $25,027.41
Disclosure

SEC source: 0001127602-17-000807 · form4.xml · derivative · entry 1

WARD MICHAEL J · CIK 0001165185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,348

Underlying: Common Stock · 229 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F4 · balance_after: Balance includes 131 additional Common Stock Units acquired in lieu of cash dividends on December 15, 2016 pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock).

Read SEC document
December 30, 2016 Filed Jan 4, 2017 23:02 UTC OtherCommon Stock Units · Derivative 8 $109.29 Strike: $0.00 $874.32
Disclosure

SEC source: 0001127602-17-000812 · form4.xml · derivative · entry 1

Manager Vada O · CIK 0001429435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F4 · balance_after: Balance includes 1 additional Common Stock Unit acquired in lieu of a cash dividend on December 15, 2016 pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock).

Read SEC document
December 30, 2016 Filed Jan 4, 2017 22:57 UTC
WILLIS J KEVINChief Financial Officer
Exercise / conversionCommon Stock Units · Derivative 172 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-000802 · form4.xml · derivative · entry 5

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,856

Underlying: Common Stock · 172 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: 1 for 1.

F7 · derivative.exercise_date: The common stock units were converted into shares of common stock pursuant to an election for fixed schedule distributions established by the reporting person under Ashland's Deferred Compensation Plan. Fixed schedule distributions under the Employee Deferral Plan must be made not less than two years measured from the beginning of the plan year after the plan year in which the election is made. Each common stock unit under the Employee Deferral Plan entitles a participant to receive one share of Ashland common stock or the cash value thereof.

F7 · derivative.expiration_date: The common stock units were converted into shares of common stock pursuant to an election for fixed schedule distributions established by the reporting person under Ashland's Deferred Compensation Plan. Fixed schedule distributions under the Employee Deferral Plan must be made not less than two years measured from the beginning of the plan year after the plan year in which the election is made. Each common stock unit under the Employee Deferral Plan entitles a participant to receive one share of Ashland common stock or the cash value thereof.

F8 · balance_after: Balance includes 52 additional Common Stock Units acquired in lieu of cash dividends paid on December 15, 2016 pursuant to Ashland's Deferred Compensation Plan (the "Plan") and exempt under Rule 16b-3. One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 22:57 UTC
WILLIS J KEVINChief Financial Officer
Tax withholdingCommon Stock 54 $109.29 $5,901.66
Disclosure

SEC source: 0001127602-17-000802 · form4.xml · nonDerivative · entry 2

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,509

F2 · kind: Payment of tax liability by withholding securities incident to the conversion of common stock units referenced in footnote (7) below.

F3 · balance_after: Includes 3,637 shares of unvested Restricted Stock.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 22:57 UTC
WILLIS J KEVINChief Financial Officer
Exercise / conversionCommon Stock 172 $109.29 $18,797.88
Disclosure

SEC source: 0001127602-17-000802 · form4.xml · nonDerivative · entry 1

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares of common stock received in settlement of an equal number of common stock units as described in footnote (7) below.

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November 23, 2016 Filed Nov 28, 2016 22:36 UTC
WILLIS J KEVINChief Financial Officer
SaleCommon Stock 4,440 $114.39 $507,891.60
Disclosure

SEC source: 0001127602-16-068508 · form4.xml · nonDerivative · entry 1

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,391

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2015.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.37 to $114.39, inclusive. The reporting person undertakes to provide Ashland, any security holder of Ashland, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 3,626 shares of unvested Restricted Stock.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 22:55 UTC
Silverman Keith CVice President
Exercise / conversionRestricted Stock Units · Derivative 116 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-068214 · form4.xml · derivative · entry 4

Silverman Keith C · CIK 0001600587 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539

Underlying: Common Stock · 116 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F5 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F5 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

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November 18, 2016 Filed Nov 22, 2016 22:55 UTC
Silverman Keith CVice President
Tax withholdingCommon Stock 44 $111.12 $4,889.28
Disclosure

SEC source: 0001127602-16-068214 · form4.xml · nonDerivative · entry 2

Silverman Keith C · CIK 0001600587 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,151

F3 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F2 · balance_after: Includes 119 shares of unvested Restricted Stock.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 22:55 UTC
Silverman Keith CVice President
Exercise / conversionCommon Stock 116 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-068214 · form4.xml · nonDerivative · entry 1

Silverman Keith C · CIK 0001600587 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · balance_after: Includes 119 shares of unvested Restricted Stock.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 22:56 UTC
WULFSOHN WILLIAM ADirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 3,649 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-068215 · form4.xml · derivative · entry 3

WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,056

Underlying: Common Stock · 3,649 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F4 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F4 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 22:56 UTC
WULFSOHN WILLIAM ADirector · Chief Executive Officer
Tax withholdingCommon Stock 1,670 $111.12 $185,570.40
Disclosure

SEC source: 0001127602-16-068215 · form4.xml · nonDerivative · entry 2

WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,630

F3 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F2 · balance_after: Includes 32,837 shares of unvested Restricted Stock.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 22:56 UTC
WULFSOHN WILLIAM ADirector · Chief Executive Officer
Exercise / conversionCommon Stock 3,649 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-068215 · form4.xml · nonDerivative · entry 1

WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · balance_after: Includes 32,837 shares of unvested Restricted Stock.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 22:54 UTC
Schumann Anne T.Vice President
Exercise / conversionRestricted Stock Units · Derivative 283 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-068213 · form4.xml · derivative · entry 4

Schumann Anne T. · CIK 0001438239 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,329

Underlying: Common Stock · 283 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F5 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F5 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 22:54 UTC
Schumann Anne T.Vice President
Tax withholdingCommon Stock 97 $111.12 $10,778.64
Disclosure

SEC source: 0001127602-16-068213 · form4.xml · nonDerivative · entry 2

Schumann Anne T. · CIK 0001438239 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,302

F3 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F2 · balance_after: Includes 5,410 shares of unvested Restricted Stock.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 22:54 UTC
Schumann Anne T.Vice President
Exercise / conversionCommon Stock 283 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-068213 · form4.xml · nonDerivative · entry 1

Schumann Anne T. · CIK 0001438239 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · balance_after: Includes 5,410 shares of unvested Restricted Stock.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 22:53 UTC Exercise / conversionRestricted Stock Units · Derivative 233 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-068212 · form4.xml · derivative · entry 4

HEITMAN WILLIAM J · CIK 0001187010 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,127

Underlying: Common Stock · 233 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F5 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F5 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 22:53 UTC Tax withholdingCommon Stock 81 $111.12 $9,000.72
Disclosure

SEC source: 0001127602-16-068212 · form4.xml · nonDerivative · entry 2

HEITMAN WILLIAM J · CIK 0001187010 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,694

F3 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F2 · balance_after: Includes 243 shares of unvested Restricted Stock.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 22:53 UTC Exercise / conversionCommon Stock 233 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-068212 · form4.xml · nonDerivative · entry 1

HEITMAN WILLIAM J · CIK 0001187010 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · balance_after: Includes 243 shares of unvested Restricted Stock.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 22:52 UTC
Ganz PeterSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 621 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-068210 · form4.xml · derivative · entry 3

Ganz Peter · CIK 0001337976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,956

Underlying: Common Stock · 621 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F4 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F4 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 22:52 UTC
Ganz PeterSenior Vice President
Tax withholdingCommon Stock 192 $111.12 $21,335.04
Disclosure

SEC source: 0001127602-16-068210 · form4.xml · nonDerivative · entry 2

Ganz Peter · CIK 0001337976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,717

F3 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F2 · balance_after: Includes 3,165 shares of unvested Restricted Stock.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 22:52 UTC
Ganz PeterSenior Vice President
Exercise / conversionCommon Stock 621 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-068210 · form4.xml · nonDerivative · entry 1

Ganz Peter · CIK 0001337976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · balance_after: Includes 3,165 shares of unvested Restricted Stock.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 22:51 UTC
FERNANDEZ-MORENO LUIS MSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 639 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-068209 · form4.xml · derivative · entry 3

FERNANDEZ-MORENO LUIS M · CIK 0001434786 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,988

Underlying: Common Stock · 639 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F4 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F4 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 22:51 UTC
FERNANDEZ-MORENO LUIS MSenior Vice President
Tax withholdingCommon Stock 311 $111.12 $34,558.32
Disclosure

SEC source: 0001127602-16-068209 · form4.xml · nonDerivative · entry 2

FERNANDEZ-MORENO LUIS M · CIK 0001434786 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,848

F3 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F2 · balance_after: Includes 29,319 shares of unvested Restricted Stock.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 22:51 UTC
FERNANDEZ-MORENO LUIS MSenior Vice President
Exercise / conversionCommon Stock 639 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-068209 · form4.xml · nonDerivative · entry 1

FERNANDEZ-MORENO LUIS M · CIK 0001434786 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · balance_after: Includes 29,319 shares of unvested Restricted Stock.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 22:43 UTC
Elliott Greg WVice President
Exercise / conversionRestricted Stock Units · Derivative 420 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-068206 · form4.xml · derivative · entry 3

Elliott Greg W · CIK 0001302423 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,948

Underlying: Common Stock · 420 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F3 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F3 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 22:43 UTC
Elliott Greg WVice President
Tax withholdingCommon Stock 131 $111.12 $14,556.72
Disclosure

SEC source: 0001127602-16-068206 · form4.xml · nonDerivative · entry 2

Elliott Greg W · CIK 0001302423 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289

F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 22:43 UTC
Elliott Greg WVice President
Exercise / conversionCommon Stock 420 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-068206 · form4.xml · nonDerivative · entry 1

Elliott Greg W · CIK 0001302423 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 22:38 UTC
WILLIS J KEVINChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,028 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-068201 · form4.xml · derivative · entry 6

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,765

Underlying: Common Stock · 1,028 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F7 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F7 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 22:38 UTC
WILLIS J KEVINChief Financial Officer
SaleCommon Stock 3,372 $109.26 $368,424.72
Disclosure

SEC source: 0001127602-16-068201 · form4.xml · nonDerivative · entry 3

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,923

F4 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2015.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 22:38 UTC
WILLIS J KEVINChief Financial Officer
Tax withholdingCommon Stock 494 $111.12 $54,893.28
Disclosure

SEC source: 0001127602-16-068201 · form4.xml · nonDerivative · entry 2

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,295

F3 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F2 · balance_after: Includes 3,626 shares of unvested Restricted Stock.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 22:38 UTC
WILLIS J KEVINChief Financial Officer
Exercise / conversionCommon Stock 1,028 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-068201 · form4.xml · nonDerivative · entry 1

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · balance_after: Includes 3,626 shares of unvested Restricted Stock.

Read SEC document
November 17, 2016 Filed Nov 18, 2016 22:20 UTC
WILLIS J KEVINChief Financial Officer
Tax withholdingCommon Stock 1,744 $109.32 $190,654.08
Disclosure

SEC source: 0001127602-16-067805 · form4.xml · nonDerivative · entry 2

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,761

F3 · kind: Payment of tax liability by withholding incident to the receipt of the vesting of shares of Restricted Common Stock acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F2 · balance_after: Includes 3,626 shares of unvested Restricted Stock.

Read SEC document
November 17, 2016 Filed Nov 18, 2016 22:15 UTC
Ganz PeterSenior Vice President
Tax withholdingCommon Stock 1,579 $109.32 $172,616.28
Disclosure

SEC source: 0001127602-16-067802 · form4.xml · nonDerivative · entry 2

Ganz Peter · CIK 0001337976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,288

F3 · kind: Payment of tax liability by withholding incident to the receipt of the vesting of shares of Restricted Common Stock acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F2 · balance_after: Includes 3,165 shares of unvested Restricted Stock.

Read SEC document
November 17, 2016 Filed Nov 18, 2016 22:12 UTC
FERNANDEZ-MORENO LUIS MSenior Vice President
Tax withholdingCommon Stock 3,808 $109.32 $416,290.56
Disclosure

SEC source: 0001127602-16-067796 · form4.xml · nonDerivative · entry 2

FERNANDEZ-MORENO LUIS M · CIK 0001434786 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,520

F3 · kind: Payment of tax liability by withholding incident to the receipt of the vesting of shares of Restricted Common Stock acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F2 · balance_after: Includes 29,319 shares of unvested Restricted Stock.

Read SEC document
November 16, 2016 Filed Nov 18, 2016 22:29 UTC
WULFSOHN WILLIAM ADirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 9,750 $109.15 $1,064,212.50
Disclosure

SEC source: 0001127602-16-067809 · form4.xml · derivative · entry 2

WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,705

Underlying: Common Stock · 9,750 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F3 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F3 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.