Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASHLAND INC.ASH · Entity 4139 | Director | January 24, 2023 | January 27, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASHLAND INC.
Report date January 24, 2023 · Filed January 27, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 24,588 |
Reported balance
After 2023-01-24 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-01-24 · Grant · Acquired 1,365 · Balance 24,588 F1: Each Restricted Stock Unit represents a right to receive the cash compensation in an amount equal to the value of one (1) share of Ashland Global Holdings Inc Common Stock multiplied by the closing stock price for Ashland Common Stock on the NYSE on the vesting date. F2: Cash settled Restricted Stock Units granted under Ashland Omnibus Incentive Plan and deferred at the election of the reporting person under Ashland Inc. Independent Director Deferred Compensation Program dated November 17, 2022 until retirement from service as a director. The Restricted Stock Units will vest one year after date of grant. One (1) Restricted Stock Units in the Ashland Inc. Independent Director Deferred Compensation Program is the equivalent of one (1) share of Ashland Common Stock. F3: Balance includes 77 additional Restricted Stock Units acquired in lieu of cash dividends paid on March 15, 2022, 72 additional Restricted Stock Units acquired in lieu of cash dividends paid on June 15, 2022, 76 additional Restricted Stock Units acquired in lieu of cash dividends paid on September 15, 2022 and 68 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit represents a right to receive the cash compensation in an amount equal to the value of one (1) share of Ashland Global Holdings Inc Common Stock multiplied by the closing stock price for Ashland Common Stock on the NYSE on the vesting date.
F2: Cash settled Restricted Stock Units granted under Ashland Omnibus Incentive Plan and deferred at the election of the reporting person under Ashland Inc. Independent Director Deferred Compensation Program dated November 17, 2022 until retirement from service as a director. The Restricted Stock Units will vest one year after date of grant. One (1) Restricted Stock Units in the Ashland Inc. Independent Director Deferred Compensation Program is the equivalent of one (1) share of Ashland Common Stock.
F3: Balance includes 77 additional Restricted Stock Units acquired in lieu of cash dividends paid on March 15, 2022, 72 additional Restricted Stock Units acquired in lieu of cash dividends paid on June 15, 2022, 76 additional Restricted Stock Units acquired in lieu of cash dividends paid on September 15, 2022 and 68 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 24, 2023 Filed Jan 27, 2023 01:18 UTC | ASHLAND INC. ASH · Entity 4139 | GrantRestricted Stock Units · Derivative | 1,365 | $109.85 | $149,945.25 |
DisclosureSEC source: 0001127602-23-002391 · form4.xml · derivative · entry 1 CUMMINS BRENDAN · CIK 0001550092 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,588 Underlying: Common Stock · 1,365 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive the cash compensation in an amount equal to the value of one (1) share of Ashland Global Holdings Inc Common Stock multiplied by the closing stock price for Ashland Common Stock on the NYSE on the vesting date. F2 · derivative.exercise_date: Cash settled Restricted Stock Units granted under Ashland Omnibus Incentive Plan and deferred at the election of the reporting person under Ashland Inc. Independent Director Deferred Compensation Program dated November 17, 2022 until retirement from service as a director. The Restricted Stock Units will vest one year after date of grant. One (1) Restricted Stock Units in the Ashland Inc. Independent Director Deferred Compensation Program is the equivalent of one (1) share of Ashland Common Stock. F2 · derivative.expiration_date: Cash settled Restricted Stock Units granted under Ashland Omnibus Incentive Plan and deferred at the election of the reporting person under Ashland Inc. Independent Director Deferred Compensation Program dated November 17, 2022 until retirement from service as a director. The Restricted Stock Units will vest one year after date of grant. One (1) Restricted Stock Units in the Ashland Inc. Independent Director Deferred Compensation Program is the equivalent of one (1) share of Ashland Common Stock. F3 · balance_after: Balance includes 77 additional Restricted Stock Units acquired in lieu of cash dividends paid on March 15, 2022, 72 additional Restricted Stock Units acquired in lieu of cash dividends paid on June 15, 2022, 76 additional Restricted Stock Units acquired in lieu of cash dividends paid on September 15, 2022 and 68 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2022. Read SEC document |
| January 24, 2022 Filed Jan 25, 2022 21:54 UTC | ASHLAND INC. ASH · Entity 4139 | GrantRestricted Stock Units · Derivative | 1,139 | $96.61 | $110,038.79 |
DisclosureSEC source: 0001127602-22-002063 · form4.xml · derivative · entry 1 CUMMINS BRENDAN · CIK 0001550092 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,636 Underlying: Common Stock · 1,139 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive the cash compensation in an amount equal to the value of one (1) share of Ashland Global Holdings Inc Common Stock multiplied by the closing stock price for Ashland Common Stock on the NYSE on the vesting date. F2 · derivative.exercise_date: All Restricted Stock Units will vest on the earliest of (i) the Director's Retirement (as defined in Ashland's Incentive Plan), (ii) the Director's death or Disability (as defined in Ashland's Incentive Plan), (iii) a 50% change in beneficial ownership of Ashland, or (iv) voluntary early retirement to enter government service. F2 · derivative.expiration_date: All Restricted Stock Units will vest on the earliest of (i) the Director's Retirement (as defined in Ashland's Incentive Plan), (ii) the Director's death or Disability (as defined in Ashland's Incentive Plan), (iii) a 50% change in beneficial ownership of Ashland, or (iv) voluntary early retirement to enter government service. F3 · balance_after: Balance includes 69 additional Restricted Stock Units acquired in lieu of cash dividends paid on March 15, 2021, 67 additional Restricted Stock Units acquired in lieu of cash dividends paid on June 15, 2021, 70 additional Restricted Stock Units acquired in lieu of cash dividends paid on September 15, 2021, 64 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2021. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 21:44 UTC | ASHLAND INC. ASH · Entity 4139 | GrantRestricted Stock Units · Derivative | 1,319 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-002813 · form4.xml · derivative · entry 1 CUMMINS BRENDAN · CIK 0001550092 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,227 Underlying: Common Stock · 1,319 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive the cash compensation in an amount equal to the value of one (1) share of Ashland Global Holdings Inc Common Stock multiplied by the closing stock price for Ashland Common Stock on the NYSE on the vesting date. F2 · derivative.exercise_date: All Restricted Stock Units will vest on the earliest of (i) the Director's Retirement (as defined in Ashland's Incentive Plan), (ii) the Director's death or Disability (as defined in Ashland's Incentive Plan), (iii) a 50% change in beneficial ownership of Ashland, or (iv) voluntary early retirement to enter government service. F2 · derivative.expiration_date: All Restricted Stock Units will vest on the earliest of (i) the Director's Retirement (as defined in Ashland's Incentive Plan), (ii) the Director's death or Disability (as defined in Ashland's Incentive Plan), (iii) a 50% change in beneficial ownership of Ashland, or (iv) voluntary early retirement to enter government service. F3 · balance_after: Balance includes 75 additional Restricted Stock Units acquired in lieu of cash dividends paid on March 15, 2020, 81 additional Restricted Stock Units acquired in lieu of cash dividends paid on June 15, 2020, 72 additional Restricted Stock Units acquired in lieu of cash dividends paid on September 15, 2020, 71 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2020. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 21:44 UTC | ASHLAND INC. ASH · Entity 4139 | GrantRestricted Stock Units · Derivative | 1,449 | $75.90 | $109,979.10 |
DisclosureSEC source: 0001127602-20-003178 · form4.xml · derivative · entry 1 CUMMINS BRENDAN · CIK 0001550092 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,609 Underlying: Common Stock · 1,449 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive the cash compensation in an amount equal to the value of one (1) share of Ashland Global Holdings Inc Common Stock multiplied by the closing stock price for Ashland Common Stock on the NYSE on the vesting date. F2 · derivative.exercise_date: All Restricted Stock Units will vest on the earliest of (i) the Director's Retirement (as defined in Ashland's Incentive Plan), (ii) the Director's death or Disability (as defined in Ashland's Incentive Plan), or (iii) a 50% change in beneficial ownership of Ashland. F2 · derivative.expiration_date: All Restricted Stock Units will vest on the earliest of (i) the Director's Retirement (as defined in Ashland's Incentive Plan), (ii) the Director's death or Disability (as defined in Ashland's Incentive Plan), or (iii) a 50% change in beneficial ownership of Ashland. F3 · balance_after: Balance includes 57 additional Restricted Stock Units acquired in lieu of cash dividends paid on March 15, 2019, 65 additional Restricted Stock Units acquired in lieu of cash dividends paid on June 15, 2019, 67 additional Restricted Stock Units acquired in lieu of cash dividends paid on September 15, 2019, and 70 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2019. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 20:50 UTC | ASHLAND INC. ASH · Entity 4139 | GrantRestricted Stock Units · Derivative | 1,413 | $77.85 | $110,002.05 |
DisclosureSEC source: 0001127602-19-005352 · form4.xml · derivative · entry 1 CUMMINS BRENDAN · CIK 0001550092 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,899 Underlying: Common Stock · 1,413 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive the cash compensation in an amount equal to the value of one (1) share of Ashland Global Holdings Inc. Common Stock multiplied by the closing stock price for Ashland Common Stock on the NYSE on the vesting date. F2 · derivative.exercise_date: All Restricted Stock Units will vest on the earliest of (i) the Director's Retirement (as defined in Ashland's Incentive Plan), (ii) the Director's death or Disability (as defined in Ashland's Incentive Plan), or (iii) a 50% change in beneficial ownership of Ashland. F2 · derivative.expiration_date: All Restricted Stock Units will vest on the earliest of (i) the Director's Retirement (as defined in Ashland's Incentive Plan), (ii) the Director's death or Disability (as defined in Ashland's Incentive Plan), or (iii) a 50% change in beneficial ownership of Ashland. F3 · balance_after: The balance includes 52 additional Restricted Stock Units acquired in lieu of cash dividends on March 15, 2018, 52 additional Restricted Stock Units acquired in lieu of cash dividends on June 15, 2018, 49 additional Restricted Stock Units acquired in lieu of cash dividends on September 15, 2018 and 49 additional Restricted Stock Units acquired in lieu of cash dividends on December 15, 2018. Read SEC document |
| January 25, 2018 Filed Jan 26, 2018 23:09 UTC | ASHLAND INC. ASH · Entity 4139 | GrantRestricted Stock Units · Derivative | 1,453 | $75.71 | $110,006.63 |
DisclosureSEC source: 0001127602-18-002683 · form4.xml · derivative · entry 1 CUMMINS BRENDAN · CIK 0001550092 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,284 Underlying: Common Stock · 1,453 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F2 · derivative.exercise_date: All Restricted Stock Units will vest on the earliest of (i) the Director's Retirement (as defined in Ashland's Incentive Plan), (ii) the Director's death or Disability (as defined in Ashland's Incentive Plan), or (iii) a 50% change in beneficial ownership of Ashland. F2 · derivative.expiration_date: All Restricted Stock Units will vest on the earliest of (i) the Director's Retirement (as defined in Ashland's Incentive Plan), (ii) the Director's death or Disability (as defined in Ashland's Incentive Plan), or (iii) a 50% change in beneficial ownership of Ashland. F3 · balance_after: The balance includes 45 additional Restricted Stock Units acquired in lieu of cash dividends on December 15, 2017. Read SEC document |
| June 02, 2017 Filed Jun 7, 2017 01:38 UTC | ASHLAND INC. ASH · Entity 4139 | GrantRestricted Stock Units · Derivative | 6,887 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-020734 · form4.xml · derivative · entry 1 CUMMINS BRENDAN · CIK 0001550092 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,682 Underlying: Common Stock · 6,887 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F2 · shares: Represents the sum of 6,887 restricted stock units granted pursuant to the adjustment described in this footnote. Ashland Global Holdings Inc. ("Ashland") distributed to its stockholders on May 12, 2017 (the "Distribution Date") 170,000,000 shares of Valvoline Inc. ("Valvoline") common stock as a pro rata dividend (the "Distribution"). Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of restricted stock units equal to the quotient of (x) the closing price of Ashland common stock on the Distribution Date and (y) the simple arithmetic average of the volume-weighted average price of Ashland common stock for each of the ten consecutive trading days immediately following the Distribution Date (such quotient, the "Equity Award Adjustment Ratio") for each such restricted stock unit. Balance also includes 24 additional restricted stock units acquired in lieu of cash dividends paid on March 15, 2017, pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, exempt under Rule 16b-3 and converted as described in this footnote 2. F3 · price: The restricted stock units described in footnote (2) vest upon the same terms and conditions as were applicable to the Reporting Person's awards of restricted stock units immediately prior to the Distribution. F3 · derivative.exercise_date: The restricted stock units described in footnote (2) vest upon the same terms and conditions as were applicable to the Reporting Person's awards of restricted stock units immediately prior to the Distribution. F3 · derivative.expiration_date: The restricted stock units described in footnote (2) vest upon the same terms and conditions as were applicable to the Reporting Person's awards of restricted stock units immediately prior to the Distribution. F4 · balance_after: The balance includes 24 additional restricted stock units acquired in lieu of cash dividends paid on March 15, 2017, pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, exempt under Rule 16b-3 and converted as described in footnote 2. Read SEC document |
| January 26, 2017 Filed Jan 27, 2017 22:10 UTC | ASHLAND INC. ASH · Entity 4139 | GrantRestricted Stock Units · Derivative | 946 | $116.25 | $109,972.50 |
DisclosureSEC source: 0001127602-17-002691 · form4.xml · derivative · entry 1 CUMMINS BRENDAN · CIK 0001550092 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,771 Underlying: Common Stock · 946 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive cash compensation in an amount equal to the value of one (1) share of Ashland Common Stock on the vesting date. F2 · derivative.exercise_date: All Restricted Stock Units will vest on the earliest of (i) the Director's Retirement (as defined in Ashland's Incentive Plan), (ii) the Director's death or Disability (as defined in Ashland's Incentive Plan), or (iii) a 50% change in beneficial ownership of Ashland. F2 · derivative.expiration_date: All Restricted Stock Units will vest on the earliest of (i) the Director's Retirement (as defined in Ashland's Incentive Plan), (ii) the Director's death or Disability (as defined in Ashland's Incentive Plan), or (iii) a 50% change in beneficial ownership of Ashland. F3 · balance_after: The balance includes 23 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.