Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASHLAND INC.ASH · Entity 4139 | Senior Vice President | November 30, 2020 | December 01, 2020 |
| ASHLAND LLCASH · Entity 107994 | Senior Vice President | September 01, 2016 | September 06, 2016 |
| Envoy Medical, Inc.ANZU · Entity 7161 | GC and Corporate Secretary | March 01, 2021 | March 01, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASHLAND INC.
Report date November 30, 2020 · Filed December 01, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 41,532 |
Reported balance
After 2020-11-30 transaction · row 1
1 source rowRow 1 · 2020-11-30 · Sale · Disposed 2,549 · Balance 41,532 F1: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 31, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 31, 2020.
ASHLAND LLC
Report date September 01, 2016 · Filed September 06, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,495 |
Reported balance
After 2016-09-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2016-09-01 · Sale · Disposed 800 · Balance 22,495 F1: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2015. F2: Includes 9,535 shares of unvested Restricted Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2015.
F2: Includes 9,535 shares of unvested Restricted Stock.
Envoy Medical, Inc.
Report date March 01, 2021 · Filed March 01, 2021
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
VALVOLINE INC
Report date September 28, 2016 · Filed September 30, 2016
Section 16 reporting ended · disclosed 2016-09-30. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 30, 2020 Filed Dec 1, 2020 21:46 UTC | ASHLAND INC. ASH · Entity 4139 | SaleCommon Stock | 2,549 | $75.93 | $193,545.57 |
DisclosureSEC source: 0001127602-20-030228 · form4.xml · nonDerivative · entry 1 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,532 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 31, 2020. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 23:59 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 3,635 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-029750 · form4.xml · derivative · entry 3 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,755 Underlying: Common Stock · 3,635 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock. F3 · derivative.exercise_date: Reporting Persons 2018-2020 performance units converted to time-based stock-settled Restricted Stock Units based on performance of the 2018-2020 LTIP Plan and vests three years from the original grant date of 11/15/2017. F3 · derivative.expiration_date: Reporting Persons 2018-2020 performance units converted to time-based stock-settled Restricted Stock Units based on performance of the 2018-2020 LTIP Plan and vests three years from the original grant date of 11/15/2017. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 23:59 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 1,086 | $79.40 | $86,228.40 |
DisclosureSEC source: 0001127602-20-029750 · form4.xml · nonDerivative · entry 2 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,081 F1 · kind: Payment of a tax liability by withholding securities incident to the vesting of Performance Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 23:59 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 3,635 | $79.40 | $288,619.00 |
DisclosureSEC source: 0001127602-20-029750 · form4.xml · nonDerivative · entry 1 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 22:06 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 857 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-029469 · form4.xml · derivative · entry 7 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,755 Underlying: Common Stock · 857 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock. F5 · derivative.exercise_date: Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer. F5 · derivative.expiration_date: Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 22:06 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 1,113 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-029469 · form4.xml · derivative · entry 6 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,612 Underlying: Common Stock · 1,113 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock. F4 · derivative.exercise_date: Grant of Restricted Stock Units on November 15, 2017, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer. F4 · derivative.expiration_date: Grant of Restricted Stock Units on November 15, 2017, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 22:06 UTC | ASHLAND INC. ASH · Entity 4139 | SaleCommon Stock | 664 | $82.85 | $55,012.40 |
DisclosureSEC source: 0001127602-20-029469 · form4.xml · nonDerivative · entry 5 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,151 F2 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 31, 2020. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 22:06 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 256 | $79.19 | $20,272.64 |
DisclosureSEC source: 0001127602-20-029469 · form4.xml · nonDerivative · entry 4 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,532 F1 · kind: Payment of a tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in Footnote 3 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 22:06 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 857 | $79.19 | $67,865.83 |
DisclosureSEC source: 0001127602-20-029469 · form4.xml · nonDerivative · entry 3 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,788 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 22:06 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 333 | $79.19 | $26,370.27 |
DisclosureSEC source: 0001127602-20-029469 · form4.xml · nonDerivative · entry 2 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,931 F1 · kind: Payment of a tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in Footnote 3 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 22:06 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 1,113 | $79.19 | $88,138.47 |
DisclosureSEC source: 0001127602-20-029469 · form4.xml · nonDerivative · entry 1 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 21:44 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 947 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-029270 · form4.xml · derivative · entry 3 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,725 Underlying: Common Stock · 947 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock. F3 · derivative.exercise_date: Grant of Restricted Stock Units on November 13, 2019, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer. F3 · derivative.expiration_date: Grant of Restricted Stock Units on November 13, 2019, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 21:44 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 283 | $81.59 | $23,089.97 |
DisclosureSEC source: 0001127602-20-029270 · form4.xml · nonDerivative · entry 2 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,815 F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 3 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 21:44 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 947 | $81.59 | $77,265.73 |
DisclosureSEC source: 0001127602-20-029270 · form4.xml · nonDerivative · entry 1 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,098 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2019 Filed Nov 20, 2019 18:50 UTC | ASHLAND INC. ASH · Entity 4139 | SaleCommon Stock | 711 | $76.59 | $54,455.49 |
DisclosureSEC source: 0001127602-19-033337 · form4.xml · nonDerivative · entry 5 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,150 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 18:50 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 1,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033337 · form4.xml · derivative · entry 6 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,584 Underlying: Common Stock · 1,112 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F4 · derivative.exercise_date: Grant of Restricted Stock Units on November 16, 2016, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F4 · derivative.expiration_date: Grant of Restricted Stock Units on November 16, 2016, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 18:50 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 401 | $78.65 | $31,538.65 |
DisclosureSEC source: 0001127602-19-033337 · form4.xml · nonDerivative · entry 4 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,861 F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 4 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 18:50 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 1,112 | $78.65 | $87,458.80 |
DisclosureSEC source: 0001127602-19-033337 · form4.xml · nonDerivative · entry 3 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,262 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 18:50 UTC | ASHLAND INC. ASH · Entity 4139 | SaleCommon Stock | 588 | $78.99 | $46,446.12 |
DisclosureSEC source: 0001127602-19-033337 · form4.xml · nonDerivative · entry 2 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,150 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 18:50 UTC | ASHLAND INC. ASH · Entity 4139 | SaleCommon Stock | 763 | $78.99 | $60,269.37 |
DisclosureSEC source: 0001127602-19-033337 · form4.xml · nonDerivative · entry 1 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,738 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 22:13 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 1,095 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033051 · form4.xml · derivative · entry 6 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,696 Underlying: Common Stock · 1,095 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F5 · derivative.exercise_date: Grant of Restricted Stock Units on November 15, 2017, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F5 · derivative.expiration_date: Grant of Restricted Stock Units on November 15, 2017, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 22:13 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 844 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033051 · form4.xml · derivative · entry 5 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,791 Underlying: Common Stock · 844 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F4 · derivative.exercise_date: Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F4 · derivative.expiration_date: Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 22:13 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 332 | $78.85 | $26,178.20 |
DisclosureSEC source: 0001127602-19-033051 · form4.xml · nonDerivative · entry 4 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,501 F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 5 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 22:13 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 1,095 | $78.85 | $86,340.75 |
DisclosureSEC source: 0001127602-19-033051 · form4.xml · nonDerivative · entry 3 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 22:13 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 256 | $78.85 | $20,185.60 |
DisclosureSEC source: 0001127602-19-033051 · form4.xml · nonDerivative · entry 2 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,738 F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 4 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 22:13 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 844 | $78.85 | $66,549.40 |
DisclosureSEC source: 0001127602-19-033051 · form4.xml · nonDerivative · entry 1 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,994 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 23:56 UTC | ASHLAND INC. ASH · Entity 4139 | GrantRestricted Stock Units · Derivative | 2,800 | $77.90 | $218,120.00 |
DisclosureSEC source: 0001127602-19-032782 · form4.xml · derivative · entry 2 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,635 Underlying: Common Stock · 2,800 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F3 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F3 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F4 · balance_after: Balance includes 79 additional Restricted Stock Units acquired in lieu of cash dividends (18 on December 15, 2018, 18 on March 15, 2019, 22 on June 15, 2019 and 21 on September 15, 2019). The total includes prior awards that have different vesting and expiration dates. Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 23:56 UTC | ASHLAND INC. ASH · Entity 4139 | GrantStock Appreciation Right · Derivative | 13,850 | $0.00 Strike: $77.90 | $0.00 |
DisclosureSEC source: 0001127602-19-032782 · form4.xml · derivative · entry 1 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,850 Underlying: Common Stock · 13,850 shares Expires 2029-11-13 F1 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. F1 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| May 06, 2019 Filed May 7, 2019 20:31 UTC | ASHLAND INC. ASH · Entity 4139 | SaleCommon Stock | 1,562 | $74.32 | $116,087.84 |
DisclosureSEC source: 0001127602-19-017607 · form4.xml · nonDerivative · entry 1 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,150 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019. F2 · shares: Multiple lots for the same price for this order have been combined. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 01:57 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 2,249 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034042 · form4.xml · derivative · entry 13 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,756 Underlying: Common Stock · 2,249 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F10 · derivative.exercise_date: Two thirds of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units based on performance of the 2016-2018 LTIP Plan and vests three years from the original grant date of 11/18/2015. F10 · derivative.expiration_date: Two thirds of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units based on performance of the 2016-2018 LTIP Plan and vests three years from the original grant date of 11/18/2015. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 01:57 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 2,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034042 · form4.xml · derivative · entry 12 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,005 Underlying: Common Stock · 2,323 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F9 · derivative.exercise_date: One third of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units at target and vests three years from the original grant date of 11/18/2015. F9 · derivative.expiration_date: One third of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units at target and vests three years from the original grant date of 11/18/2015. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 01:57 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 1,220 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034042 · form4.xml · derivative · entry 11 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,328 Underlying: Common Stock · 1,220 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F8 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F8 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 01:57 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 964 | $80.32 | $77,428.48 |
DisclosureSEC source: 0001127602-18-034042 · form4.xml · nonDerivative · entry 9 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,712 F5 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 10 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 01:57 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 2,249 | $80.32 | $180,639.68 |
DisclosureSEC source: 0001127602-18-034042 · form4.xml · nonDerivative · entry 8 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,676 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 01:57 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 996 | $80.32 | $79,998.72 |
DisclosureSEC source: 0001127602-18-034042 · form4.xml · nonDerivative · entry 7 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,427 F4 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 9 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 01:57 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 2,323 | $80.32 | $186,583.36 |
DisclosureSEC source: 0001127602-18-034042 · form4.xml · nonDerivative · entry 6 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,423 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 01:57 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 523 | $80.32 | $42,007.36 |
DisclosureSEC source: 0001127602-18-034042 · form4.xml · nonDerivative · entry 5 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,100 F3 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 8 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 01:57 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 1,220 | $80.32 | $97,990.40 |
DisclosureSEC source: 0001127602-18-034042 · form4.xml · nonDerivative · entry 4 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 01:57 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 3,673 | $80.32 | $295,015.36 |
DisclosureSEC source: 0001127602-18-034042 · form4.xml · nonDerivative · entry 3 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,403 F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Common Stock, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 16, 2018 Filed Nov 21, 2018 01:57 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 1,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034042 · form4.xml · derivative · entry 10 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,548 Underlying: Common Stock · 1,096 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F7 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F7 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 16, 2018 Filed Nov 21, 2018 01:57 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 306 | $82.30 | $25,183.80 |
DisclosureSEC source: 0001127602-18-034042 · form4.xml · nonDerivative · entry 2 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,076 F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 7 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 16, 2018 Filed Nov 21, 2018 01:57 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 1,096 | $82.30 | $90,200.80 |
DisclosureSEC source: 0001127602-18-034042 · form4.xml · nonDerivative · entry 1 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,382 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 00:59 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 1,079 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-033843 · form4.xml · derivative · entry 3 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,644 Underlying: Common Stock · 1,079 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F4 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F4 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F5 · balance_after: Balance includes additional restricted stock units acquired in lieu of cash dividends, 20 of which were acquired on December 15, 2017, 20 on March 15, 2018, 20 on June 15, 2018 and 21 on September 15, 2018. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 00:59 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 301 | $82.34 | $24,784.34 |
DisclosureSEC source: 0001127602-18-033843 · form4.xml · nonDerivative · entry 2 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,286 F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F1 · balance_after: Balance includes 11,173 shares of unvested Restricted Stock. Balance also includes shares of restricted stock acquired in lieu of cash dividends, 33 shares acquired on December 15, 2017; 35 shares acquired on March 15, 2018; 35 shares acquired on June 15, 2018 and 33 shares acquired on September 15, 2018. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 00:59 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 1,079 | $82.34 | $88,844.86 |
DisclosureSEC source: 0001127602-18-033843 · form4.xml · nonDerivative · entry 1 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,587 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Balance includes 11,173 shares of unvested Restricted Stock. Balance also includes shares of restricted stock acquired in lieu of cash dividends, 33 shares acquired on December 15, 2017; 35 shares acquired on March 15, 2018; 35 shares acquired on June 15, 2018 and 33 shares acquired on September 15, 2018. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 15:10 UTC | ASHLAND INC. ASH · Entity 4139 | GrantRestricted Stock Units · Derivative | 2,500 | $82.34 | $205,850.00 |
DisclosureSEC source: 0001127602-18-033589 · form4.xml · derivative · entry 2 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,723 Underlying: Common Stock · 2,500 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F3 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F3 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 15:10 UTC | ASHLAND INC. ASH · Entity 4139 | GrantStock Appreciation Right · Derivative | 11,400 | $82.34 Strike: $82.34 | $938,676.00 |
DisclosureSEC source: 0001127602-18-033589 · form4.xml · derivative · entry 1 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,400 Underlying: Common Stock · 11,400 shares Expires 2028-11-15 F1 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. F1 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 22:20 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 1,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-033054 · form4.xml · derivative · entry 4 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,142 Underlying: Common Stock · 1,188 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F6 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F6 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 22:20 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 1,188 | $70.16 | $83,350.08 |
DisclosureSEC source: 0001127602-17-033054 · form4.xml · nonDerivative · entry 3 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,876 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: Balance includes 11,037 shares of unvested Restricted Stock. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 22:20 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 495 | $70.16 | $34,729.20 |
DisclosureSEC source: 0001127602-17-033054 · form4.xml · nonDerivative · entry 2 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,688 F4 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F3 · balance_after: Balance includes 11,037 shares of unvested Restricted Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.