Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASHLAND INC.ASH · Entity 4139 | Director | March 29, 2019 | April 02, 2019 |
| Alpha Metallurgical Resources, Inc.CTRA · Entity 4251 | Director | May 01, 2019 | May 03, 2019 |
| PNC FINANCIAL SERVICES GROUP, INC.PNC · Entity 2924 | Director | April 03, 2023 | April 05, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASHLAND INC.
Report date March 29, 2019 · Filed April 02, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 77,428 |
Reported balance
After 2019-03-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-03-29 · Other · Acquired 319 · Balance 77,428 F1: 1-for-1 F2: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.) F3: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. F4: Balance includes 513 additional Common Stock Units acquired in lieu of cash dividends (268 acquired on December 15, 2018, and 245 on March 15, 2019), pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. |
Filing footnotes · ownership attribution and instrument terms
F1: 1-for-1
F2: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)
F3: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.
F4: Balance includes 513 additional Common Stock Units acquired in lieu of cash dividends (268 acquired on December 15, 2018, and 245 on March 15, 2019), pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3.
Alpha Metallurgical Resources, Inc.
Report date May 01, 2019 · Filed May 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par value per shareSEC Table I · non-derivative | Direct | 3,104 |
Reported balance
After 2019-05-01 transaction · row 1
1 source rowRow 1 · 2019-05-01 · Grant · Acquired 3,104 · Balance 3,104 F1: Represents a grant of restricted stock units on May 1, 2019 that will vest on April 30, 2020 and settle on a deferred basis upon a separation from service. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of restricted stock units on May 1, 2019 that will vest on April 30, 2020 and settle on a deferred basis upon a separation from service.
PNC FINANCIAL SERVICES GROUP, INC.
Report date April 03, 2023 · Filed April 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security | IndirectDeferred Compensation Plan | 6,874 |
Reported balance
After 2023-04-03 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-04-03 · Grant · Acquired 238 · Balance 6,874 F1: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F2: Includes an aggregate of 59 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4. |
| Phantom Stock UnitSEC Table II · derivative / convertible security | IndirectDeferred Stock Unit Plan | 1,880 |
Reported balance
Holding disclosure · report date 2023-04-03 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 1,880 F1: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F3: Includes an aggregate of 15 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Outside Directors Deferred Stock Unit Plan subsequent to the date of the reporting person's most recent filing on Form 4. |
| Deferred Stock UnitSEC Table II · derivative / convertible security | Direct | 7,028 |
Reported balance
Holding disclosure · report date 2023-04-03 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 7,028 F4: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of PNC common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program. F5: Includes an aggregate of 60 DSUs acquired by the reporting person as dividend equivalents under the Program subsequent to the date of the reporting person's most recent filing on Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.
F2: Includes an aggregate of 59 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.
F3: Includes an aggregate of 15 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Outside Directors Deferred Stock Unit Plan subsequent to the date of the reporting person's most recent filing on Form 4.
F4: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of PNC common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.
F5: Includes an aggregate of 60 DSUs acquired by the reporting person as dividend equivalents under the Program subsequent to the date of the reporting person's most recent filing on Form 4.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CSX CORP
Report date February 22, 2017 · Filed March 08, 2017
Section 16 reporting ended · disclosed 2017-03-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 300,032 |
Reported balance
After 2017-02-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-02-22 · Grant · Acquired 60,451 · Balance 300,032 F1: Restricted stock units awarded pursuant to the CSX Corporation 2017 - 2019 Long-Term Incentive Plan. Although the units will be prorated through May 31, 2018, they will not vest until February 22, 2020. |
| OptionSEC Table II · derivative / convertible security · Conversion / exercise price $48.39 · Expires 2027-02-22 | Direct | 266,904 |
Reported balance
After 2017-02-22 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-02-22 · Grant · Acquired 266,904 · Balance 266,904 |
| Common StockSEC Table I · non-derivative | IndirectCSX Corporation Executive Stock Trust | 397,303 |
Reported balance
Holding disclosure · report date 2017-02-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 397,303 F2: By Trustee, CSX Corporation Executive Stock Trust. |
| Common StockSEC Table I · non-derivative | IndirectCSX Corporation 401(k) Plan | 14,910 |
Reported balance
Holding disclosure · report date 2017-02-22 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 14,910 F3: By Trustee, CSX Corporation Savings Thrift Plan. Reflects equivalent shares of cash value held in CSX Stock Fund, which amounts will fluctuate dependent upon daily net asset value of the fund. |
| Common StockSEC Table I · non-derivative | IndirectMichael Ward Revocable Trust | 74,539 |
Reported balance
Holding disclosure · report date 2017-02-22 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 74,539 F4: By Michael Ward, Trustee |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units awarded pursuant to the CSX Corporation 2017 - 2019 Long-Term Incentive Plan. Although the units will be prorated through May 31, 2018, they will not vest until February 22, 2020.
F2: By Trustee, CSX Corporation Executive Stock Trust.
F3: By Trustee, CSX Corporation Savings Thrift Plan. Reflects equivalent shares of cash value held in CSX Stock Fund, which amounts will fluctuate dependent upon daily net asset value of the fund.
F4: By Michael Ward, Trustee
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 03, 2023 Filed Apr 5, 2023 17:49 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | GrantPhantom Stock Unit · Derivative | 238 | $125.00 | $29,750.00 |
DisclosureSEC source: 0001209191-23-023216 · doc4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Deferred Compensation Plan Disclosed balance after: 6,874 Underlying: $5 Par Common Stock · 238 shares Expires not disclosed F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F2 · balance_after: Includes an aggregate of 59 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 20:46 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | GrantPhantom Stock Unit · Derivative | 168 | $159.52 | $26,799.36 |
DisclosureSEC source: 0001209191-23-001749 · doc4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan Disclosed balance after: 6,577 Underlying: $5 Par Common Stock · 168 shares Expires not disclosed F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F2 · balance_after: Includes an aggregate of 61 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 20:22 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | GrantPhantom Stock Unit · Derivative | 174 | $153.80 | $26,761.20 |
DisclosureSEC source: 0001209191-22-052744 · doc4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan Disclosed balance after: 6,348 Underlying: $5 Par Common Stock · 174 shares Expires not disclosed F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F2 · balance_after: Includes an aggregate of 56 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 19:47 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | GrantPhantom Stock Unit · Derivative | 175 | $161.30 | $28,227.50 |
DisclosureSEC source: 0001209191-22-041032 · doc4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan Disclosed balance after: 6,118 Underlying: $5 Par Common Stock · 175 shares Expires not disclosed F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F2 · balance_after: Includes an aggregate of 51 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4. Read SEC document |
| April 27, 2022 Filed Apr 29, 2022 20:10 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | GrantDeferred Stock Unit · Derivative | 880 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-026231 · doc4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,795 Underlying: $5 Par Common Stock · 880 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of The PNC Financial Services Group, Inc. ("PNC") common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program. F1 · derivative.exercise_date: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of The PNC Financial Services Group, Inc. ("PNC") common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program. F1 · derivative.expiration_date: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of The PNC Financial Services Group, Inc. ("PNC") common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 18:19 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | GrantPhantom Stock Unit · Derivative | 164 | $181.14 | $29,706.96 |
DisclosureSEC source: 0001209191-22-022904 · doc4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan Disclosed balance after: 5,892 Underlying: $5 Par Common Stock · 164 shares Expires not disclosed F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F2 · balance_after: Includes an aggregate of 34 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 19:54 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | GrantPhantom Stock Unit · Derivative | 131 | $208.22 | $27,276.82 |
DisclosureSEC source: 0001209191-22-001558 · doc4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan Disclosed balance after: 5,694 Underlying: $5 Par Common Stock · 131 shares Expires not disclosed F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F2 · balance_after: Includes an aggregate of 33 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 19:41 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | GrantPhantom Stock Unit · Derivative | 142 | $198.31 | $28,160.02 |
DisclosureSEC source: 0001209191-21-059337 · doc4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan Disclosed balance after: 5,530 Underlying: $5 Par Common Stock · 142 shares Expires not disclosed F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F2 · balance_after: Includes an aggregate of 36 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 19:57 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | GrantPhantom Stock Unit · Derivative | 155 | $191.74 | $29,719.70 |
DisclosureSEC source: 0001209191-21-045384 · doc4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan Disclosed balance after: 5,352 Underlying: $5 Par Common Stock · 155 shares Expires not disclosed F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F2 · balance_after: Includes an aggregate of 31 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4. Read SEC document |
| April 27, 2021 Filed Apr 29, 2021 19:49 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | GrantDeferred Stock Unit · Derivative | 817 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-028970 · doc4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,786 Underlying: $5 Par Common Stock · 817 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of The PNC Financial Services Group, Inc. ("PNC") common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program. F1 · derivative.exercise_date: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of The PNC Financial Services Group, Inc. ("PNC") common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program. F1 · derivative.expiration_date: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of The PNC Financial Services Group, Inc. ("PNC") common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 21:15 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | GrantPhantom Stock Unit · Derivative | 161 | $177.41 | $28,563.01 |
DisclosureSEC source: 0001209191-21-025249 · doc4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan Disclosed balance after: 5,166 Underlying: $5 Par Common Stock · 161 shares Expires not disclosed F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F2 · balance_after: Includes an aggregate of 37 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 20:45 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | GrantPhantom Stock Unit · Derivative | 181 | $149.15 | $26,996.15 |
DisclosureSEC source: 0001209191-21-001938 · doc4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan Disclosed balance after: 4,968 Underlying: $5 Par Common Stock · 181 shares Expires not disclosed F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F2 · balance_after: Includes an aggregate of 47 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 18:34 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | GrantPhantom Stock Unit · Derivative | 247 | $109.43 | $27,029.21 |
DisclosureSEC source: 0001209191-20-053500 · doc4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan Disclosed balance after: 4,740 Underlying: $5 Par Common Stock · 247 shares Expires not disclosed F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F2 · balance_after: Includes an aggregate of 48 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:54 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | GrantPhantom Stock Unit · Derivative | 263 | $102.83 | $27,044.29 |
DisclosureSEC source: 0001209191-20-040451 · doc4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan Disclosed balance after: 4,445 Underlying: $5 Par Common Stock · 263 shares Expires not disclosed F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F2 · balance_after: Includes an aggregate of 46 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4. Read SEC document |
| April 28, 2020 Filed Apr 30, 2020 22:04 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | GrantDeferred Stock Unit · Derivative | 1,368 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-026407 · doc4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,800 Underlying: $5 Par Common Stock · 1,368 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of The PNC Financial Services Group, Inc. ("PNC") common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program. F1 · derivative.exercise_date: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of The PNC Financial Services Group, Inc. ("PNC") common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program. F1 · derivative.expiration_date: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of The PNC Financial Services Group, Inc. ("PNC") common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:25 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | GrantPhantom Stock Unit · Derivative | 309 | $87.35 | $26,991.15 |
DisclosureSEC source: 0001209191-20-023330 · doc4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan Disclosed balance after: 4,136 Underlying: $5 Par Common Stock · 309 shares Expires not disclosed F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F2 · balance_after: Includes an aggregate of 29 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 20:35 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | GrantPhantom Stock Unit · Derivative | 159 | $160.37 | $25,498.83 |
DisclosureSEC source: 0001209191-20-001669 · doc4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan Disclosed balance after: 3,798 Underlying: $5 Par Common Stock · 159 shares Expires not disclosed F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F2 · balance_after: Includes an aggregate of 28 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 16:33 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | GrantPhantom Stock Unit · Derivative | 186 | $137.20 | $25,519.20 |
DisclosureSEC source: 0001209191-19-052018 · doc4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan Disclosed balance after: 3,611 Underlying: $5 Par Common Stock · 186 shares Expires not disclosed F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F2 · balance_after: Includes an aggregate of 28 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 18:51 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | GrantPhantom Stock Unit · Derivative | 193 | $139.80 | $26,981.40 |
DisclosureSEC source: 0001209191-19-040937 · doc4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan Disclosed balance after: 3,397 Underlying: $5 Par Common Stock · 193 shares Expires not disclosed F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F2 · balance_after: Includes an aggregate of 22 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4. Read SEC document |
| May 01, 2019 Filed May 3, 2019 17:39 UTC | Alpha Metallurgical Resources, Inc. CTRA · Entity 4251 | GrantCommon Stock, $0.01 par value per share | 3,104 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-19-005973 · dp106302_4-ward.xml · nonDerivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,104 F1 · shares: Represents a grant of restricted stock units on May 1, 2019 that will vest on April 30, 2020 and settle on a deferred basis upon a separation from service. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 19:57 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | GrantDeferred Stock Unit · Derivative | 1,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-025967 · doc4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,343 Underlying: $5 Par Common Stock · 1,080 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of The PNC Financial Services Group, Inc. ("PNC") common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program. F1 · derivative.exercise_date: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of The PNC Financial Services Group, Inc. ("PNC") common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program. F1 · derivative.expiration_date: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of The PNC Financial Services Group, Inc. ("PNC") common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 18:00 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | GrantPhantom Stock Unit · Derivative | 225 | $126.91 | $28,554.75 |
DisclosureSEC source: 0001209191-19-022992 · doc4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan Disclosed balance after: 3,182 Underlying: $5 Par Common Stock · 225 shares Expires not disclosed F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F2 · balance_after: Includes an aggregate of 23 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 14:57 UTC | ASHLAND INC. ASH · Entity 4139 | OtherCommon Stock Units · Derivative | 319 | $78.13 Strike: $0.00 | $24,923.47 |
DisclosureSEC source: 0001127602-19-014031 · form4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,428 Underlying: Common Stock · 319 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.) F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. F4 · balance_after: Balance includes 513 additional Common Stock Units acquired in lieu of cash dividends (268 acquired on December 15, 2018, and 245 on March 15, 2019), pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 15:29 UTC | ASHLAND INC. ASH · Entity 4139 | GrantRestricted Stock Units · Derivative | 1,413 | $77.85 | $110,002.05 |
DisclosureSEC source: 0001127602-19-005335 · form4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,486 Underlying: Common Stock · 1,413 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F2 · derivative.exercise_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F2 · derivative.expiration_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F3 · balance_after: Balance includes 178 additional Restricted Stock Units acquired in lieu of cash dividends paid on March 15, 2018, 184 additional Restricted Stock Units acquired in lieu of cash dividends paid on June 15, 2018, 170 additional Restricted Stock Units acquired in lieu of cash dividends paid on September 15, 2018 and 204 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2018, pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors and exempt under Rule 16b-3. One (1) Restricted Stock Unit is the equivalent of one (1) share of Ashland Common Stock. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 18:36 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | GrantPhantom Stock Unit · Derivative | 215 | $118.81 | $25,544.15 |
DisclosureSEC source: 0001209191-19-001795 · doc4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan Disclosed balance after: 2,934 Underlying: $5 Par Common Stock · 215 shares Expires not disclosed F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F2 · balance_after: Includes an aggregate of 20 Phantom Stock Units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 16:35 UTC | ASHLAND INC. ASH · Entity 4139 | OtherCommon Stock Units · Derivative | 352 | $70.96 Strike: $0.00 | $24,977.92 |
DisclosureSEC source: 0001127602-19-000724 · form4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,596 Underlying: Common Stock · 352 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.) F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 19:50 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | GrantPhantom Stock Unit · Derivative | 188 | $135.99 | $25,566.12 |
DisclosureSEC source: 0001209191-18-053714 · doc4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan Disclosed balance after: 2,699 Underlying: $5 Par Common Stock · 188 shares Expires not disclosed F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F2 · balance_after: Includes an aggregate of 16 Phantom Stock Units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 17:00 UTC | ASHLAND INC. ASH · Entity 4139 | OtherCommon Stock Units · Derivative | 298 | $83.86 Strike: $0.00 | $24,990.28 |
DisclosureSEC source: 0001127602-18-029126 · form4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,244 Underlying: Common Stock · 298 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.) F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 15:14 UTC | ASHLAND INC. ASH · Entity 4139 | OtherCommon Stock Units · Derivative | 320 | $78.18 Strike: $0.00 | $25,017.60 |
DisclosureSEC source: 0001127602-18-022548 · form4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,722 Underlying: Common Stock · 320 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.) F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. Read SEC document |
| June 28, 2018 Filed Jun 29, 2018 22:07 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | GrantPhantom Stock Unit · Derivative | 199 | $135.57 | $26,978.43 |
DisclosureSEC source: 0001209191-18-040098 · doc4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan Disclosed balance after: 2,495 Underlying: $5 Par Common Stock · 199 shares Expires not disclosed F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F2 · balance_after: Includes an aggregate of 12 Phantom Stock Units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4. Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 20:25 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | GrantDeferred Stock Unit · Derivative | 999 | $145.01 | $144,864.99 |
DisclosureSEC source: 0001209191-18-026223 · doc4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,213 Underlying: $5 Par Common Stock · 999 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock unit ("DSU") granted pursuant to The PNC Financial Services Group, Inc. ("PNC") Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement a share of PNC Common Stock (a "Share") or in limited circumstances cash equal to the fair market value of one Share on the payment determination date, pursuant to the terms of the Program. F1 · kind: Deferred stock unit ("DSU") granted pursuant to The PNC Financial Services Group, Inc. ("PNC") Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement a share of PNC Common Stock (a "Share") or in limited circumstances cash equal to the fair market value of one Share on the payment determination date, pursuant to the terms of the Program. F1 · derivative.exercise_date: Deferred stock unit ("DSU") granted pursuant to The PNC Financial Services Group, Inc. ("PNC") Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement a share of PNC Common Stock (a "Share") or in limited circumstances cash equal to the fair market value of one Share on the payment determination date, pursuant to the terms of the Program. F1 · derivative.expiration_date: Deferred stock unit ("DSU") granted pursuant to The PNC Financial Services Group, Inc. ("PNC") Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement a share of PNC Common Stock (a "Share") or in limited circumstances cash equal to the fair market value of one Share on the payment determination date, pursuant to the terms of the Program. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 21:08 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | GrantPhantom Stock Unit · Derivative | 192 | $148.32 | $28,477.44 |
DisclosureSEC source: 0001209191-18-023779 · doc4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan Disclosed balance after: 2,284 Underlying: $5 Par Common Stock · 192 shares Expires not disclosed F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F2 · balance_after: Includes an aggregate of 10 Phantom Stock Units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4. Read SEC document |
| March 29, 2018 Filed Apr 3, 2018 13:44 UTC | ASHLAND INC. ASH · Entity 4139 | OtherCommon Stock Units · Derivative | 358 | $69.79 Strike: $0.00 | $24,984.82 |
DisclosureSEC source: 0001127602-18-013558 · form4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,162 Underlying: Common Stock · 358 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.) F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. Read SEC document |
| January 25, 2018 Filed Jan 26, 2018 18:41 UTC | ASHLAND INC. ASH · Entity 4139 | GrantRestricted Stock Units · Derivative | 1,453 | $75.71 | $110,006.63 |
DisclosureSEC source: 0001127602-18-002695 · form4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,337 Underlying: Common Stock · 1,453 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F2 · derivative.exercise_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F2 · derivative.expiration_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F3 · balance_after: Balance includes 178 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2017 pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors and exempt under Rule 16b-3. One (1) Restricted Stock Unit is the equivalent of one (1) share of Ashland Common Stock. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:07 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | GrantPhantom Stock Unit · Derivative | 176 | $144.62 | $25,453.12 |
DisclosureSEC source: 0001209191-18-002043 · doc4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan Disclosed balance after: 2,082 Underlying: $5 Par Common Stock · 176 shares Expires not disclosed F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F2 · balance_after: Includes an aggregate of 10 Phantom Stock Units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 14:41 UTC | ASHLAND INC. ASH · Entity 4139 | OtherCommon Stock Units · Derivative | 351 | $71.20 Strike: $0.00 | $24,991.20 |
DisclosureSEC source: 0001127602-18-000466 · form4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,336 Underlying: Common Stock · 351 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.) F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 20:17 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | GrantPhantom Stock Unit · Derivative | 189 | $135.12 | $25,537.68 |
DisclosureSEC source: 0001209191-17-055799 · doc4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan Disclosed balance after: 1,896 Underlying: $5 Par Common Stock · 189 shares Expires not disclosed F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F2 · balance_after: Includes an aggregate of 10 Phantom Stock Units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 16:49 UTC | ASHLAND INC. ASH · Entity 4139 | OtherCommon Stock Units · Derivative | 382 | $65.39 Strike: $0.00 | $24,978.98 |
DisclosureSEC source: 0001127602-17-028978 · form4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,595 Underlying: Common Stock · 382 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.) F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 20:30 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | GrantPhantom Stock Unit · Derivative | 258 | $126.00 | $32,508.00 |
DisclosureSEC source: 0001209191-17-044049 · doc4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan Disclosed balance after: 1,697 Underlying: $5 Par Common Stock · 258 shares Expires not disclosed F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F2 · balance_after: Includes an aggregate of 6 Phantom Stock Units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 17:51 UTC | ASHLAND INC. ASH · Entity 4139 | OtherCommon Stock Units · Derivative | 379 | $65.91 Strike: $0.00 | $24,979.89 |
DisclosureSEC source: 0001127602-17-023035 · form4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,213 Underlying: Common Stock · 379 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.) F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. Read SEC document |
| June 05, 2017 Filed Jun 6, 2017 18:28 UTC | ASHLAND INC. ASH · Entity 4139 | GrantCommon Stock | 883 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-020725 · form4.xml · nonDerivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,883 F1 · price: Represents 883 shares of restricted stock granted pursuant to the adjustment described in this footnote. Ashland Global Holdings Inc. ("Ashland") distributed to its stockholders on May 12, 2017 (the "Distribution Date") 170,000,000 shares of Valvoline Inc. common stock as a pro rata dividend (the "Distribution"). Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of shares of restricted stock equal to the quotient of (x) the closing price of Ashland common stock on the Distribution Date and (y) the simple arithmetic average of the volume-weighted average price of Ashland common stock for each of the ten consecutive trading days immediately following the Distribution Date (such quotient, the "Equity Award Adjustment Ratio") for each such share of restricted stock. F2 · balance_after: Balance includes 1,883 shares of unvested Restricted Stock. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 18:28 UTC | ASHLAND INC. ASH · Entity 4139 | GrantRestricted Stock Units · Derivative | 25,991 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-020725 · form4.xml · derivative · entry 3 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,411 Underlying: Common Stock · 25,991 shares Expires not disclosed F7 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F9 · price: Pursuant to the terms of Ashland's Deferred Compensation Plan for Non-Employee Directors, the Reporting Person was entitled to receive the number of Restricted Stock Units equal to the Equity Award Adjustment Ratio for each such Restricted Stock Unit. Restricted Stock Units were acquired pursuant to Ashland's Deferred Compensation Plan for Non--Employee Directors. One (1) Restricted Stock Unit is the equivalent of one (1) share of common stock. F8 · derivative.exercise_date: The Restricted Stock Units are payable upon the same terms and conditions as were applicable to the Reporting Person's awards of Restricted Stock Units immediately prior to the Distribution. F8 · derivative.expiration_date: The Restricted Stock Units are payable upon the same terms and conditions as were applicable to the Reporting Person's awards of Restricted Stock Units immediately prior to the Distribution. F10 · balance_after: Balance includes 93 additional Restricted Stock Units acquired in lieu of cash dividends paid on March 15, 2017, pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, exempt under Rule 16b-3 and converted as described above in footnote 9. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 18:28 UTC | ASHLAND INC. ASH · Entity 4139 | GrantCommon Stock Units · Derivative | 34,163 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-020725 · form4.xml · derivative · entry 2 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,834 Underlying: Common Stock · 34,163 shares Expires not disclosed F3 · derivative.exercise_price: 1-for-1 F5 · price: Pursuant to the terms of Ashland's Deferred Compensation Plan for Non-Employee Directors, the Reporting Person was entitled to receive the number of Common Stock Units equal to the Equity Award Adjustment Ratio for each such Common Stock Unit. Common Stock Units were acquired pursuant to Ashland's Deferred Compensation Plan for Non--Employee Directors. One (1) Common Stock Unit is the equivalent of one (1) share of common stock. F4 · derivative.exercise_date: The Common Stock Units are payable upon the same terms and conditions as were applicable to the Reporting Person's awards of Common Stock Units immediately prior to the Distribution. F4 · derivative.expiration_date: The Common Stock Units are payable upon the same terms and conditions as were applicable to the Reporting Person's awards of Common Stock Units immediately prior to the Distribution. F6 · balance_after: Balance includes 122 additional Common Stock Units acquired in lieu of cash dividends paid on March 15, 2017, pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, exempt under Rule 16b-3 and converted as described above in footnote 5. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 19:08 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | GrantPhantom Stock Unit · Derivative | 1,197 | $121.11 | $144,968.67 |
DisclosureSEC source: 0001209191-17-028365 · doc4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,197 Underlying: $5 Par Common Stock · 1,197 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock unit ("DSU") granted pursuant to The PNC Financial Services Group, Inc. ("PNC") Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement a share of PNC Common Stock (a "Share") or in limited circumstances cash equal to the fair market value of one Share on the payment determination date, pursuant to the terms of the Program. F1 · kind: Deferred stock unit ("DSU") granted pursuant to The PNC Financial Services Group, Inc. ("PNC") Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement a share of PNC Common Stock (a "Share") or in limited circumstances cash equal to the fair market value of one Share on the payment determination date, pursuant to the terms of the Program. F1 · derivative.exercise_date: Deferred stock unit ("DSU") granted pursuant to The PNC Financial Services Group, Inc. ("PNC") Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement a share of PNC Common Stock (a "Share") or in limited circumstances cash equal to the fair market value of one Share on the payment determination date, pursuant to the terms of the Program. F1 · derivative.expiration_date: Deferred stock unit ("DSU") granted pursuant to The PNC Financial Services Group, Inc. ("PNC") Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement a share of PNC Common Stock (a "Share") or in limited circumstances cash equal to the fair market value of one Share on the payment determination date, pursuant to the terms of the Program. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 20:03 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | GrantPhantom Stock Unit · Derivative | 199 | $119.84 | $23,848.16 |
DisclosureSEC source: 0001209191-17-025568 · doc4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan Disclosed balance after: 1,433 Underlying: $5 Par Common Stock · 199 shares Expires not disclosed F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F2 · balance_after: Includes an aggregate of 6 Phantom Stock Units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 16:47 UTC | ASHLAND INC. ASH · Entity 4139 | OtherCommon Stock Units · Derivative | 201 | $123.81 Strike: $0.00 | $24,885.81 |
DisclosureSEC source: 0001127602-17-013996 · form4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,549 Underlying: Common Stock · 201 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.) F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. Read SEC document |
| February 22, 2017 Filed Mar 8, 2017 00:00 UTC | CSX CORP CSX · Entity 442 | GrantOption · Derivative | 266,904 | $48.39 Strike: $48.39 | $12,915,484.56 |
DisclosureSEC source: 0001209191-17-019004 · doc4.xml · derivative · entry 5 WARD MICHAEL J · CIK 0001165185 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,904 Underlying: Common Stock · 266,904 shares Expires 2027-02-22 Read SEC document |
| February 22, 2017 Filed Mar 8, 2017 00:00 UTC | CSX CORP CSX · Entity 442 | GrantCommon Stock | 60,451 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-019004 · doc4.xml · nonDerivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,032 F1 · security: Restricted stock units awarded pursuant to the CSX Corporation 2017 - 2019 Long-Term Incentive Plan. Although the units will be prorated through May 31, 2018, they will not vest until February 22, 2020. Read SEC document |
| January 26, 2017 Filed Jan 27, 2017 17:20 UTC | ASHLAND INC. ASH · Entity 4139 | GrantRestricted Stock Units · Derivative | 946 | $116.25 | $109,972.50 |
DisclosureSEC source: 0001127602-17-002700 · form4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,327 Underlying: Common Stock · 946 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F2 · derivative.exercise_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F2 · derivative.expiration_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F3 · balance_after: Balance includes 98 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2016 pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors and exempt under Rule 16b-3. One (1) Restricted Stock Unit is the equivalent of one (1) share of Ashland Common Stock). Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 21:37 UTC | CSX CORP CSX · Entity 442 | Tax withholdingCommon Stock | 22,729 | $36.88 | $838,245.52 |
DisclosureSEC source: 0001209191-17-004884 · doc4.xml · nonDerivative · entry 2 WARD MICHAEL J · CIK 0001165185 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,581 F2 · shares: Withholding of stock to satisfy tax obligation. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.