Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASHLAND INC.ASH · Entity 4139 | Vice President | November 18, 2016 | November 22, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASHLAND INC.
Report date November 18, 2016 · Filed November 22, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 289 |
Ending reported balance
After 2016-11-18 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2016-11-18 · Exercise / conversion · Acquired 420 · Balance 420 F1: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. Row 2 · 2016-11-18 · Tax withholding · Disposed 131 · Balance 289 F2: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,948 |
Reported balance
After 2016-11-18 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-11-18 · Exercise / conversion · Disposed 420 · Balance 1,948 F1: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F3: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.
F2: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
F3: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 18, 2016 Filed Nov 22, 2016 22:43 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 420 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068206 · form4.xml · derivative · entry 3 Elliott Greg W · CIK 0001302423 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,948 Underlying: Common Stock · 420 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F3 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F3 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:43 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 131 | $111.12 | $14,556.72 |
DisclosureSEC source: 0001127602-16-068206 · form4.xml · nonDerivative · entry 2 Elliott Greg W · CIK 0001302423 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289 F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:43 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 420 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068206 · form4.xml · nonDerivative · entry 1 Elliott Greg W · CIK 0001302423 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:14 UTC | ASHLAND INC. ASH · Entity 4139 | GrantRestricted Stock Units · Derivative | 1,100 | $109.15 | $120,065.00 |
DisclosureSEC source: 0001127602-16-067801 · form4.xml · derivative · entry 2 Elliott Greg W · CIK 0001302423 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,368 Underlying: Common Stock · 1,100 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F3 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F3 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:14 UTC | ASHLAND INC. ASH · Entity 4139 | GrantStock Appreciation Right · Derivative | 6,950 | $109.15 Strike: $109.15 | $758,592.50 |
DisclosureSEC source: 0001127602-16-067801 · form4.xml · derivative · entry 1 Elliott Greg W · CIK 0001302423 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,950 Underlying: Common Stock · 6,950 shares Expires 2026-12-16 F1 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. F1 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.