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ASSOCIATED BANC-CORP

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2747
SEC CIK
0000007789
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2,127

Last 12 months

Inside the activity.

0 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202506
Jan 202600
Feb 202604
Mar 202600
Apr 202601
May 202604
Jun 202603
Jul 202604
Aug 202604
Sep 202602
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 08, 2017 Filed Feb 10, 2017 22:03 UTC
Lau Timothy JExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 840 $25.05 $21,042.00
Disclosure

SEC source: 0001127602-17-005051 · form4.xml · nonDerivative · entry 1

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,443.355

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 22:01 UTC
Erickson Randall J.Executive Vice President
Tax withholdingCommon Stock $0.01 Par Value 1,770 $25.05 $44,338.50
Disclosure

SEC source: 0001127602-17-005049 · form4.xml · nonDerivative · entry 1

Erickson Randall J. · CIK 0001180800 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,867

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 21:59 UTC
Del Moral-Niles ChristopherChief Financial Officer
Tax withholdingCommon Stock $0.01 Par Value 2,094 $25.05 $52,454.70
Disclosure

SEC source: 0001127602-17-005047 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,512.692

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 19:05 UTC GiftCommon Stock $0.01 Par Value 1,900 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004290 · form4.xml · nonDerivative · entry 1

WILLIAMS JOHN B · CIK 0001291523 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Read SEC document
February 06, 2017 Filed Feb 8, 2017 20:48 UTC
Del Moral-Niles ChristopherChief Financial Officer
GrantNon-qualified Stock Option (Right to Buy) · Derivative 28,380 $25.20 Strike: $25.20 $715,176.00
Disclosure

SEC source: 0001127602-17-004559 · form4.xml · derivative · entry 3

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,380

Underlying: Common Stock $0.01 Par Value · 28,380 shares

Expires 2027-02-06

F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2018.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 20:48 UTC
Del Moral-Niles ChristopherChief Financial Officer
Tax withholdingCommon Stock $0.01 Par Value 9,116 $25.20 $229,723.20
Disclosure

SEC source: 0001127602-17-004559 · form4.xml · nonDerivative · entry 2

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,606.692

F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 20:48 UTC
Del Moral-Niles ChristopherChief Financial Officer
GrantCommon Stock $0.01 Par Value 24,536 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004559 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,722.692

F1 · kind: Includes 15,733 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2014; 2,934 shares attributable to the time-based portion, of PRSUs granted in 2017, and 5,869 shares underlying time-based RSUs ("TRSUs") granted in 2017, which will vest in four equal annual installments beginning on February 8, 2018.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:19 UTC
Simons James KExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 16,550 $25.20 Strike: $25.20 $417,060.00
Disclosure

SEC source: 0001127602-17-004603 · form4.xml · derivative · entry 2

Simons James K · CIK 0001392131 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,550

Underlying: Common Stock $0.01 Par Value · 16,550 shares

Expires 2027-02-06

F2 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2018.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:19 UTC
Simons James KExecutive Vice President
GrantCommon Stock $.01 Par Value - Restricted Stock Unit 5,133 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004603 · form4.xml · nonDerivative · entry 1

Simons James K · CIK 0001392131 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,133

F1 · kind: Includes 1,711 shares attributable to the time-based portion, of PRSUs granted in 2017, and 3,422 shares underlying time-based RSUs ("TRSUs") granted in 2017, which will vest in four equal annual installments beginning on February 8, 2018.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:17 UTC
Schmidt Paul GregoryExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 14,391 $25.20 Strike: $25.20 $362,653.20
Disclosure

SEC source: 0001127602-17-004600 · form4.xml · derivative · entry 2

Schmidt Paul Gregory · CIK 0001652805 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,391

Underlying: Common Stock $0.01 Par Value · 14,391 shares

Expires 2027-02-06

F2 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2018.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:17 UTC
Schmidt Paul GregoryExecutive Vice President
GrantCommon Stock $0.01 Par Value 4,464 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004600 · form4.xml · nonDerivative · entry 1

Schmidt Paul Gregory · CIK 0001652805 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,885

F1 · kind: Includes 1,488 shares attributable to the time-based portion, of PRSUs granted in 2017, and 2,976 shares underlying time-based RSUs ("TRSUs") granted in 2017, which will vest in four equal annual installments beginning on February 8, 2018.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:13 UTC
Piotrowski Christopher C.Executive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 13,432 $25.20 Strike: $25.20 $338,486.40
Disclosure

SEC source: 0001127602-17-004592 · form4.xml · derivative · entry 2

Piotrowski Christopher C. · CIK 0001628326 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,432

Underlying: Common Stock $0.01 Par Value · 13,432 shares

Expires 2027-02-06

F2 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2018.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:13 UTC
Piotrowski Christopher C.Executive Vice President
GrantCommon Stock $0.01 Par Value 4,165 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004592 · form4.xml · nonDerivative · entry 1

Piotrowski Christopher C. · CIK 0001628326 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,783.808

F1 · kind: Includes 1,388 shares attributable to the time-based portion, of PRSUs granted in 2017, and 2,777 shares underlying time-based RSUs ("TRSUs") granted in 2017, which will vest in four equal annual installments beginning on February 8, 2018.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:10 UTC
PAYNE JAMES SPENCER JR.Executive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 16,790 $25.20 Strike: $25.20 $423,108.00
Disclosure

SEC source: 0001127602-17-004587 · form4.xml · derivative · entry 2

PAYNE JAMES SPENCER JR. · CIK 0001688607 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,790

Underlying: Common Stock $0.01 Par Value · 16,790 shares

Expires 2027-02-06

F2 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2018.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:10 UTC
PAYNE JAMES SPENCER JR.Executive Vice President
GrantCommon Stock $0.01 Par Value 5,208 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004587 · form4.xml · nonDerivative · entry 1

PAYNE JAMES SPENCER JR. · CIK 0001688607 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,538.101

F1 · kind: Includes 1,736 shares attributable to the time-based portion, of PRSUs granted in 2017, and 3,472 shares underlying time-based RSUs ("TRSUs") granted in 2017, which will vest in four equal annual installments beginning on February 8, 2018.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:08 UTC
BOHN WILLIAM MExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 15,350 $25.20 Strike: $25.20 $386,820.00
Disclosure

SEC source: 0001127602-17-004582 · form4.xml · derivative · entry 4

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,350

Underlying: Common Stock $0.01 Par Value · 15,350 shares

Expires 2027-02-06

F2 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2018.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:08 UTC
BOHN WILLIAM MExecutive Vice President
GrantCommon Stock $0.01 Par Value 4,761 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004582 · form4.xml · nonDerivative · entry 1

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,815.495

F1 · kind: Includes 1,587 shares attributable to the time-based portion, of PRSUs granted in 2017, and 3,174 shares underlying time-based RSUs ("TRSUs") granted in 2017, which will vest in four equal annual installments beginning on February 8, 2018.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:06 UTC
Yee JamesExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 22,066 $25.20 Strike: $25.20 $556,063.20
Disclosure

SEC source: 0001127602-17-004579 · form4.xml · derivative · entry 3

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,066

Underlying: Common Stock $0.01 Par Value · 22,066 shares

Expires 2027-02-06

F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2018.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:06 UTC
Yee JamesExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 7,300 $25.20 $183,960.00
Disclosure

SEC source: 0001127602-17-004579 · form4.xml · nonDerivative · entry 2

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,161

F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:06 UTC
Yee JamesExecutive Vice President
GrantCommon Stock $0.01 Par Value 19,330 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004579 · form4.xml · nonDerivative · entry 1

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,461

F1 · kind: Includes 12,486 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2014; 2,281 shares attributable to the time-based portion, of PRSUs granted in 2017, and 4,563 shares underlying time-based RSUs ("TRSUs") granted in 2017, which will vest in four equal annual installments beginning on February 8, 2018.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:04 UTC
Utz John A.Executive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 24,465 $25.20 Strike: $25.20 $616,518.00
Disclosure

SEC source: 0001127602-17-004576 · form4.xml · derivative · entry 4

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,465

Underlying: Common Stock $0.01 Par Value · 24,465 shares

Expires 2027-02-06

F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2018.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:04 UTC
Utz John A.Executive Vice President
Tax withholdingCommon Stock $0.01 Par Value 4,642 $25.20 $116,978.40
Disclosure

SEC source: 0001127602-17-004576 · form4.xml · nonDerivative · entry 2

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,037

F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:04 UTC
Utz John A.Executive Vice President
GrantCommon Stock $0.01 Par Value 18,989 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004576 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,679

F1 · kind: Includes 11,401 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2014; 2,529 shares attributable to the time-based portion, of PRSUs granted in 2017, and 5,059 shares underlying time-based RSUs ("TRSUs") granted in 2017, which will vest in four equal annual installments beginning on February 8, 2018.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:02 UTC
Stein David LExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 18,948 $25.20 Strike: $25.20 $477,489.60
Disclosure

SEC source: 0001127602-17-004575 · form4.xml · derivative · entry 6

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,948

Underlying: Common Stock $0.01 Par Value · 18,948 shares

Expires 2027-02-06

F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2018.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:02 UTC
Stein David LExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 4,144 $25.20 $104,428.80
Disclosure

SEC source: 0001127602-17-004575 · form4.xml · nonDerivative · entry 2

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,839

F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:02 UTC
Stein David LExecutive Vice President
GrantCommon Stock $0.01 Par Value 15,920 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004575 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,983

F1 · kind: Includes 1,0043 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2014; 1,959 shares attributable to the time-based portion, of PRSUs granted in 2017, and 3,918 shares underlying time-based RSUs ("TRSUs") granted in 2017, which will vest in four equal annual installments beginning on February 8, 2018.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:01 UTC
Lau Timothy JExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 15,830 $25.20 Strike: $25.20 $398,916.00
Disclosure

SEC source: 0001127602-17-004574 · form4.xml · derivative · entry 4

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,830

Underlying: Common Stock $0.01 Par Value · 15,830 shares

Expires 2027-02-06

F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2018.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:01 UTC
Lau Timothy JExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 3,394 $25.20 $85,528.80
Disclosure

SEC source: 0001127602-17-004574 · form4.xml · nonDerivative · entry 2

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,283.355

F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:01 UTC
Lau Timothy JExecutive Vice President
GrantCommon Stock $0.01 Par Value 13,133 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004574 · form4.xml · nonDerivative · entry 1

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,677.355

F1 · kind: Includes 8,224 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2014; 1,636 shares attributable to the time-based portion, of PRSUs granted in 2017, and 3,273 shares underlying time-based RSUs ("TRSUs") granted in 2017, which will vest in four equal annual installments beginning on February 8, 2018.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 20:56 UTC
Hanson Breck F.Executive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 19,188 $25.20 Strike: $25.20 $483,537.60
Disclosure

SEC source: 0001127602-17-004568 · form4.xml · derivative · entry 4

Hanson Breck F. · CIK 0001504124 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,188

Underlying: Common Stock $0.01 Par Value · 19,188 shares

Expires 2027-02-06

F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2018.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 20:56 UTC
Hanson Breck F.Executive Vice President
Tax withholdingCommon Stock $0.01 Par Value 3,439 $25.20 $86,662.80
Disclosure

SEC source: 0001127602-17-004568 · form4.xml · nonDerivative · entry 2

Hanson Breck F. · CIK 0001504124 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,349

F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 20:56 UTC
Hanson Breck F.Executive Vice President
GrantCommon Stock $0.01 Par Value 12,791 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004568 · form4.xml · nonDerivative · entry 1

Hanson Breck F. · CIK 0001504124 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,788

F1 · kind: Includes 8,823 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2014 and 3,968 shares underlying time-based RSUs ("TRSUs") granted in 2017, which will vest in four equal annual installments beginning on February 8, 2018.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 20:58 UTC
Hickey ScottChief Credit Officer
GrantNon-qualified Stock Option (Right to Buy) · Derivative 18,804 $25.20 Strike: $25.20 $473,860.80
Disclosure

SEC source: 0001127602-17-004572 · form4.xml · derivative · entry 3

Hickey Scott · CIK 0001448684 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,804

Underlying: Common Stock $0.01 Par Value · 18,804 shares

Expires 2027-02-06

F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2018.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 20:58 UTC
Hickey ScottChief Credit Officer
Tax withholdingCommon Stock $0.01 Par Value 6,221 $25.20 $156,769.20
Disclosure

SEC source: 0001127602-17-004572 · form4.xml · nonDerivative · entry 2

Hickey Scott · CIK 0001448684 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,878

F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 20:58 UTC
Hickey ScottChief Credit Officer
GrantCommon Stock $0.01 Par Value 16,472 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004572 · form4.xml · nonDerivative · entry 1

Hickey Scott · CIK 0001448684 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,099

F1 · kind: Includes 10,640 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2014; 1,944 shares attributable to the time-based portion, of PRSUs granted in 2017, and 3,888 shares underlying time-based RSUs ("TRSUs") granted in 2017, which will vest in four equal annual installments beginning on February 8, 2018.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 20:54 UTC
Erickson Randall J.Executive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 26,480 $25.20 Strike: $25.20 $667,296.00
Disclosure

SEC source: 0001127602-17-004567 · form4.xml · derivative · entry 3

Erickson Randall J. · CIK 0001180800 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,480

Underlying: Common Stock $0.01 Par Value · 26,480 shares

Expires 2027-02-06

F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2018.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 20:54 UTC
Erickson Randall J.Executive Vice President
Tax withholdingCommon Stock $0.01 Par Value 4,497 $25.20 $113,324.40
Disclosure

SEC source: 0001127602-17-004567 · form4.xml · nonDerivative · entry 2

Erickson Randall J. · CIK 0001180800 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,637

F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 20:54 UTC
Erickson Randall J.Executive Vice President
GrantCommon Stock $0.01 Par Value 19,289 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004567 · form4.xml · nonDerivative · entry 1

Erickson Randall J. · CIK 0001180800 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,134

F1 · kind: Includes 11,075 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2014; 2,738 shares attributable to the time-based portion, of PRSUs granted in 2017, and 5,476 shares underlying time-based RSUs ("TRSUs") granted in 2017, which will vest in four equal annual installments beginning on February 8, 2018.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 20:53 UTC
Docter Judith MExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 15,974 $25.20 Strike: $25.20 $402,544.80
Disclosure

SEC source: 0001127602-17-004563 · form4.xml · derivative · entry 4

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,974

Underlying: Common Stock $0.01 Par Value · 15,974 shares

Expires 2027-02-06

F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2018.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 20:53 UTC
Docter Judith MExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 3,628 $25.20 $91,425.60
Disclosure

SEC source: 0001127602-17-004563 · form4.xml · nonDerivative · entry 2

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,267.798

F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 20:53 UTC
Docter Judith MExecutive Vice President
GrantCommon Stock $0.01 Par Value 13,585 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004563 · form4.xml · nonDerivative · entry 1

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,895.798

F1 · kind: Includes 8,631 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2014; 1,651 shares attributable to the time-based portion, of PRSUs granted in 2017, and 3,303 shares underlying time-based RSUs ("TRSUs") granted in 2017, which will vest in four equal annual installments beginning on February 8, 2018.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 20:51 UTC
Derpinghaus Patrick JExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 8,227 $25.20 Strike: $25.20 $207,320.40
Disclosure

SEC source: 0001127602-17-004561 · form4.xml · derivative · entry 3

Derpinghaus Patrick J · CIK 0001517213 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,227

Underlying: Common Stock $0.01 Par Value · 8,227 shares

Expires 2027-02-06

F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2018.

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February 06, 2017 Filed Feb 8, 2017 20:51 UTC
Derpinghaus Patrick JExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 1,861 $25.20 $46,897.20
Disclosure

SEC source: 0001127602-17-004561 · form4.xml · nonDerivative · entry 2

Derpinghaus Patrick J · CIK 0001517213 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,318

F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

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February 06, 2017 Filed Feb 8, 2017 20:51 UTC
Derpinghaus Patrick JExecutive Vice President
GrantCommon Stock $0.01 Par Value 6,921 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004561 · form4.xml · nonDerivative · entry 1

Derpinghaus Patrick J · CIK 0001517213 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,179

F1 · kind: Includes 4,370 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2014; 850 shares attributable to the time-based portion, of PRSUs granted in 2017, and 1,701 shares underlying time-based RSUs ("TRSUs") granted in 2017, which will vest in four equal annual installments beginning on February 8, 2018.

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February 06, 2017 Filed Feb 8, 2017 20:28 UTC
FLYNN PHILIP BDirector · President & CEO
GrantNon-qualified Stock Option (Right to Buy) · Derivative 119,929 $25.20 Strike: $25.20 $3,022,210.80
Disclosure

SEC source: 0001127602-17-004545 · form4.xml · derivative · entry 4

FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,929

Underlying: Common Stock $0.01 Par Value · 119,929 shares

Expires 2027-02-06

F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2018.

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February 06, 2017 Filed Feb 8, 2017 20:28 UTC
FLYNN PHILIP BDirector · President & CEO
Tax withholdingCommon Stock $0.01 Par Value 35,231 $25.20 $887,821.20
Disclosure

SEC source: 0001127602-17-004545 · form4.xml · nonDerivative · entry 2

FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,333

F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

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February 06, 2017 Filed Feb 8, 2017 20:28 UTC
FLYNN PHILIP BDirector · President & CEO
GrantCommon Stock $0.01 Par Value 105,063 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004545 · form4.xml · nonDerivative · entry 1

FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,564

F1 · kind: Includes 67,862 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2014; 12,400 shares attributable to the time-based portion, of PRSUs granted in 2017, and 24,801 shares underlying time-based RSUs ("TRSUs") granted in 2017, which will vest in four equal annual installments beginning on February 8, 2018.

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February 03, 2017 Filed Feb 3, 2017 17:40 UTC
Stein David LExecutive Vice President
SaleCommon Stock $0.01 Par Value 714 $25.05 $17,885.70
Disclosure

SEC source: 0001127602-17-003804 · form4.xml · nonDerivative · entry 2

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 50,047

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February 03, 2017 Filed Feb 3, 2017 17:40 UTC
Stein David LExecutive Vice President
SaleCommon Stock $0.01 Par Value 7,286 $25.04 $182,423.23
Disclosure

SEC source: 0001127602-17-003804 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 50,761

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February 03, 2017 Filed Feb 7, 2017 17:07 UTC
Yee JamesExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 9,717 $0.00 Strike: $17.24 $0.00
Disclosure

SEC source: 0001127602-17-004240 · form4.xml · derivative · entry 13

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,434

Underlying: Common Stock $0.01 Par Value · 9,717 shares

Expires 2025-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2016.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.