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person · Reporting owner

Simons James K

Disclosed activity across 1 company

Tapewire entity
179095
SEC CIK
0001392131

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ASSOCIATED BANC-CORPASB · Entity 2747Executive Vice PresidentFebruary 06, 2017February 08, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ASSOCIATED BANC-CORP

Report date February 06, 2017 · Filed February 08, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock $.01 Par Value - Restricted Stock UnitSEC Table I · non-derivativeDirect5,133 Reported balance After 2017-02-06 transaction · row 1
1 source row

Row 1 · 2017-02-06 · Grant · Acquired 5,133 · Balance 5,133

F1: Includes 1,711 shares attributable to the time-based portion, of PRSUs granted in 2017, and 3,422 shares underlying time-based RSUs ("TRSUs") granted in 2017, which will vest in four equal annual installments beginning on February 8, 2018.

Non-qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $25.20 · Expires 2027-02-06Direct16,550 Reported balance After 2017-02-06 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2017-02-06 · Grant · Acquired 16,550 · Balance 16,550

F2: Option vests in four equal annual installments beginning on February 8, 2018.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 1,711 shares attributable to the time-based portion, of PRSUs granted in 2017, and 3,422 shares underlying time-based RSUs ("TRSUs") granted in 2017, which will vest in four equal annual installments beginning on February 8, 2018.

F2: Option vests in four equal annual installments beginning on February 8, 2018.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 06, 2017 Filed Feb 8, 2017 21:19 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantNon-qualified Stock Option (Right to Buy) · Derivative 16,550 $25.20 Strike: $25.20 $417,060.00
Disclosure

SEC source: 0001127602-17-004603 · form4.xml · derivative · entry 2

Simons James K · CIK 0001392131 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,550

Underlying: Common Stock $0.01 Par Value · 16,550 shares

Expires 2027-02-06

F2 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2018.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:19 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $.01 Par Value - Restricted Stock Unit 5,133 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004603 · form4.xml · nonDerivative · entry 1

Simons James K · CIK 0001392131 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,133

F1 · kind: Includes 1,711 shares attributable to the time-based portion, of PRSUs granted in 2017, and 3,422 shares underlying time-based RSUs ("TRSUs") granted in 2017, which will vest in four equal annual installments beginning on February 8, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.