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Yee James

Disclosed activity across 1 company

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175893
SEC CIK
0001323990

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ASSOCIATED BANC-CORPASB · Entity 2747Executive Vice PresidentMay 12, 2017May 23, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ASSOCIATED BANC-CORP

Report date May 12, 2017 · Filed May 23, 2017 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock $0.01 Par ValueSEC Table I · non-derivativeDirect62,567 Reported balance After 2017-05-12 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2017-05-12 · Tax withholding · Disposed 1,107 · Balance 62,567

F1: Due to a clerical error, the shares surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock were under reported.

Filing footnotes · ownership attribution and instrument terms

F1: Due to a clerical error, the shares surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock were under reported.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 12, 2017 Filed May 16, 2017 14:39 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Tax withholdingCommon Stock $0.01 Par Value 3,848 $24.60 $94,660.80
Disclosure

SEC source: 0001127602-17-018181 · form4.xml · nonDerivative · entry 1

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,674

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
May 12, 2017 Filed May 23, 2017 15:34 UTC Amendment ASSOCIATED BANC-CORP ASB · Entity 2747 Tax withholdingCommon Stock $0.01 Par Value 1,107 $24.60 $27,232.20
Disclosure

SEC source: 0001127602-17-019140 · form4a.xml · nonDerivative · entry 1

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,567

F1 · kind: Due to a clerical error, the shares surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock were under reported.

Read SEC document
April 25, 2017 Filed Apr 26, 2017 20:11 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 2,330 $0.00 Strike: $17.67 $0.00
Disclosure

SEC source: 0001127602-17-015534 · form4.xml · derivative · entry 3

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,330

Underlying: Common Stock $0.01 Par Value · 2,330 shares

Expires 2024-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date.

Read SEC document
April 25, 2017 Filed Apr 26, 2017 20:11 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 2,330 $25.46 $59,321.80
Disclosure

SEC source: 0001127602-17-015534 · form4.xml · nonDerivative · entry 2

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,522

Read SEC document
April 25, 2017 Filed Apr 26, 2017 20:11 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionCommon Stock $0.01 Par Value 2,330 $17.67 $41,171.10
Disclosure

SEC source: 0001127602-17-015534 · form4.xml · nonDerivative · entry 1

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2017 Filed Feb 9, 2017 22:15 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 8,599 $0.00 Strike: $17.38 $0.00
Disclosure

SEC source: 0001127602-17-004816 · form4.xml · derivative · entry 4

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,797

Underlying: Common Stock $0.01 Par Value · 8,599 shares

Expires 2026-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2017.

Read SEC document
February 08, 2017 Filed Feb 9, 2017 22:15 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 8,599 $25.15 $216,264.85
Disclosure

SEC source: 0001127602-17-004816 · form4.xml · nonDerivative · entry 3

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,522

Read SEC document
February 08, 2017 Filed Feb 9, 2017 22:15 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionCommon Stock $0.01 Par Value 8,599 $17.38 $149,450.62
Disclosure

SEC source: 0001127602-17-004816 · form4.xml · nonDerivative · entry 2

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2017 Filed Feb 9, 2017 22:15 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Tax withholdingCommon Stock $0.01 Par Value 1,639 $25.05 $41,056.95
Disclosure

SEC source: 0001127602-17-004816 · form4.xml · nonDerivative · entry 1

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,522

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:06 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantNon-qualified Stock Option (Right to Buy) · Derivative 22,066 $25.20 Strike: $25.20 $556,063.20
Disclosure

SEC source: 0001127602-17-004579 · form4.xml · derivative · entry 3

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,066

Underlying: Common Stock $0.01 Par Value · 22,066 shares

Expires 2027-02-06

F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2018.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:06 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Tax withholdingCommon Stock $0.01 Par Value 7,300 $25.20 $183,960.00
Disclosure

SEC source: 0001127602-17-004579 · form4.xml · nonDerivative · entry 2

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,161

F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:06 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 19,330 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004579 · form4.xml · nonDerivative · entry 1

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,461

F1 · kind: Includes 12,486 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2014; 2,281 shares attributable to the time-based portion, of PRSUs granted in 2017, and 4,563 shares underlying time-based RSUs ("TRSUs") granted in 2017, which will vest in four equal annual installments beginning on February 8, 2018.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 17:07 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 9,717 $0.00 Strike: $17.24 $0.00
Disclosure

SEC source: 0001127602-17-004240 · form4.xml · derivative · entry 13

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,434

Underlying: Common Stock $0.01 Par Value · 9,717 shares

Expires 2025-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2016.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 17:07 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 7,423 $0.00 Strike: $17.02 $0.00
Disclosure

SEC source: 0001127602-17-004240 · form4.xml · derivative · entry 12

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,423

Underlying: Common Stock $0.01 Par Value · 7,423 shares

Expires 2024-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 17:07 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 400 $25.13 $10,050.00
Disclosure

SEC source: 0001127602-17-004240 · form4.xml · nonDerivative · entry 11

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,131

Read SEC document
February 03, 2017 Filed Feb 7, 2017 17:07 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 4,900 $25.10 $122,990.00
Disclosure

SEC source: 0001127602-17-004240 · form4.xml · nonDerivative · entry 10

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,531

Read SEC document
February 03, 2017 Filed Feb 7, 2017 17:07 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 1,900 $25.08 $47,642.50
Disclosure

SEC source: 0001127602-17-004240 · form4.xml · nonDerivative · entry 9

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,431

Read SEC document
February 03, 2017 Filed Feb 7, 2017 17:07 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 2,400 $25.05 $60,120.00
Disclosure

SEC source: 0001127602-17-004240 · form4.xml · nonDerivative · entry 8

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,331

Read SEC document
February 03, 2017 Filed Feb 7, 2017 17:07 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 117 $25.00 $2,925.00
Disclosure

SEC source: 0001127602-17-004240 · form4.xml · nonDerivative · entry 7

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,731

Read SEC document
February 03, 2017 Filed Feb 7, 2017 17:07 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionCommon Stock $0.01 Par Value 9,717 $17.24 $167,521.08
Disclosure

SEC source: 0001127602-17-004240 · form4.xml · nonDerivative · entry 6

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 17:07 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 400 $25.08 $10,030.00
Disclosure

SEC source: 0001127602-17-004240 · form4.xml · nonDerivative · entry 5

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,131

Read SEC document
February 03, 2017 Filed Feb 7, 2017 17:07 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 2,823 $25.05 $70,716.15
Disclosure

SEC source: 0001127602-17-004240 · form4.xml · nonDerivative · entry 4

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,531

Read SEC document
February 03, 2017 Filed Feb 7, 2017 17:07 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 700 $25.03 $17,517.50
Disclosure

SEC source: 0001127602-17-004240 · form4.xml · nonDerivative · entry 3

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,354

Read SEC document
February 03, 2017 Filed Feb 7, 2017 17:07 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 3,500 $25.00 $87,500.00
Disclosure

SEC source: 0001127602-17-004240 · form4.xml · nonDerivative · entry 2

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,054

Read SEC document
February 03, 2017 Filed Feb 7, 2017 17:07 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionCommon Stock $0.01 Par Value 7,423 $17.02 $126,339.46
Disclosure

SEC source: 0001127602-17-004240 · form4.xml · nonDerivative · entry 1

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 17:55 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Tax withholdingCommon Stock $0.01 Par Value 904 $25.45 $23,006.80
Disclosure

SEC source: 0001127602-17-003034 · form4.xml · nonDerivative · entry 1

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,131

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
December 07, 2016 Filed Dec 8, 2016 19:50 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 4,660 $0.00 Strike: $17.67 $0.00
Disclosure

SEC source: 0001127602-16-069484 · form4.xml · derivative · entry 4

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,660

Underlying: Common Stock $0.01 Par Value · 4,660 shares

Expires 2024-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date.

Read SEC document
December 07, 2016 Filed Dec 8, 2016 19:50 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 600 $24.13 $14,475.00
Disclosure

SEC source: 0001127602-16-069484 · form4.xml · nonDerivative · entry 3

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,035

Read SEC document
December 07, 2016 Filed Dec 8, 2016 19:50 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 4,060 $24.10 $97,846.00
Disclosure

SEC source: 0001127602-16-069484 · form4.xml · nonDerivative · entry 2

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,635

Read SEC document
December 07, 2016 Filed Dec 8, 2016 19:50 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionCommon Stock $0.01 Par Value 4,660 $17.67 $82,342.20
Disclosure

SEC source: 0001127602-16-069484 · form4.xml · nonDerivative · entry 1

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2016 Filed Dec 7, 2016 17:45 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 9,716 $0.00 Strike: $17.24 $0.00
Disclosure

SEC source: 0001127602-16-069374 · form4.xml · derivative · entry 4

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,151

Underlying: Common Stock $0.01 Par Value · 9,716 shares

Expires 2025-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2016.

Read SEC document
December 06, 2016 Filed Dec 7, 2016 17:45 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 4,314 $23.63 $101,918.25
Disclosure

SEC source: 0001127602-16-069374 · form4.xml · nonDerivative · entry 3

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,035

Read SEC document
December 06, 2016 Filed Dec 7, 2016 17:45 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 5,402 $23.60 $127,487.20
Disclosure

SEC source: 0001127602-16-069374 · form4.xml · nonDerivative · entry 2

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,349

Read SEC document
December 06, 2016 Filed Dec 7, 2016 17:45 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionCommon Stock $0.01 Par Value 9,716 $17.24 $167,503.84
Disclosure

SEC source: 0001127602-16-069374 · form4.xml · nonDerivative · entry 1

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2016 Filed Nov 16, 2016 19:42 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 14,846 $0.00 Strike: $17.02 $0.00
Disclosure

SEC source: 0001127602-16-067383 · form4.xml · derivative · entry 5

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,846

Underlying: Common Stock $0.01 Par Value · 14,846 shares

Expires 2024-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date.

Read SEC document
November 14, 2016 Filed Nov 16, 2016 19:42 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 2,719 $23.45 $63,760.55
Disclosure

SEC source: 0001127602-16-067383 · form4.xml · nonDerivative · entry 4

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,035

Read SEC document
November 14, 2016 Filed Nov 16, 2016 19:42 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 3,568 $23.40 $83,491.20
Disclosure

SEC source: 0001127602-16-067383 · form4.xml · nonDerivative · entry 3

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,754

Read SEC document
November 14, 2016 Filed Nov 16, 2016 19:42 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 8,559 $23.35 $199,852.65
Disclosure

SEC source: 0001127602-16-067383 · form4.xml · nonDerivative · entry 2

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,322

Read SEC document
November 14, 2016 Filed Nov 16, 2016 19:42 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionCommon Stock $0.01 Par Value 14,846 $17.02 $252,678.92
Disclosure

SEC source: 0001127602-16-067383 · form4.xml · nonDerivative · entry 1

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 20:32 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 4,350 $20.13 $87,543.75
Disclosure

SEC source: 0001127602-16-065656 · form4.xml · nonDerivative · entry 1

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,035

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.