person · Reporting owner
Del Moral-Niles Christopher
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASSOCIATED BANC-CORPASB · Entity 2747 | Chief Financial Officer | August 15, 2022 | August 16, 2022 |
| EAST WEST BANCORP INCEWBC · Entity 3302 | Chief Financial Officer | October 02, 2026 | October 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASSOCIATED BANC-CORP
Report date August 15, 2022 · Filed August 16, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock $0.01 Par ValueSEC Table I · non-derivative | Direct | 96,984.9589 |
Reported balance
After 2022-08-15 transaction · row 1
1 source rowRow 1 · 2022-08-15 · Other · Acquired 218.2649 · Balance 96,984.9589 F1: Shares were purchased within the Issuer's Employee Stock Purchase Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were purchased within the Issuer's Employee Stock Purchase Plan.
EAST WEST BANCORP INC
Report date October 02, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,731 |
Ending reported balance
After 2026-10-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-10-02 · Grant · Acquired 9,781 · Balance 9,781 F1: Restricted Stock Units ("RSU") granted on October 2, 2023 fully vest after three years on October 2, 2026. Each RSU represents the right to receive, at settlement, one share of common stock. Row 2 · 2026-10-02 · Tax withholding · Disposed 4,050 · Balance 5,731 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units ("RSU") granted on October 2, 2023 fully vest after three years on October 2, 2026. Each RSU represents the right to receive, at settlement, one share of common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 02, 2026 Filed Oct 3, 2026 00:11 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | Tax withholdingCommon Stock | 4,050 | $126.21 | $511,150.50 |
DisclosureSEC source: 0001526943-26-000002 · wk-form4_1790986271.xml · nonDerivative · entry 2 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,731 Read SEC document |
| October 02, 2026 Filed Oct 3, 2026 00:11 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | GrantCommon Stock | 9,781 | $0.00 | $0.00 |
DisclosureSEC source: 0001526943-26-000002 · wk-form4_1790986271.xml · nonDerivative · entry 1 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,781 F1 · price: Restricted Stock Units ("RSU") granted on October 2, 2023 fully vest after three years on October 2, 2026. Each RSU represents the right to receive, at settlement, one share of common stock. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 18:54 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | OtherCommon Stock $0.01 Par Value | 218.2649 | $21.21 | $4,629.18 |
DisclosureSEC source: 0001127602-22-021045 · form4.xml · nonDerivative · entry 1 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,984.9589 F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan. Read SEC document |
| February 09, 2022 Filed Feb 10, 2022 16:52 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 2,547 | $25.71 | $65,483.37 |
DisclosureSEC source: 0001127602-22-004086 · form4.xml · nonDerivative · entry 3 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,766.694 F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 16:52 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 28,693 | $0.00 Strike: $20.32 | $0.00 |
DisclosureSEC source: 0001127602-22-004086 · form4.xml · derivative · entry 4 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,694 Underlying: Common Stock $0.01 Par Value · 28,693 shares Expires 2030-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2021 Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 16:52 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 24,127 | $25.71 | $620,305.17 |
DisclosureSEC source: 0001127602-22-004086 · form4.xml · nonDerivative · entry 2 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,313.694 F1 · kind: Shares were surrendered to satisfy tax withholding obligation arising from the exercise of stock options. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 16:52 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionCommon Stock $0.01 Par Value | 28,693 | $20.32 | $583,041.76 |
DisclosureSEC source: 0001127602-22-004086 · form4.xml · nonDerivative · entry 1 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,440.694 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 20:57 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 4,636 | $24.42 | $113,211.12 |
DisclosureSEC source: 0001127602-22-002232 · form4.xml · nonDerivative · entry 2 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,651 F2 · kind: Represents vested Performance Shares granted in 2019 and subject to 3-year cliff vesting in 2022. Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 20:57 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 1,730 | $24.42 | $42,246.60 |
DisclosureSEC source: 0001127602-22-002232 · form4.xml · nonDerivative · entry 1 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,921 F1 · kind: Shares were withheld to satisfy tax withholding obligations arising from vesting of performance shares in 2022. Read SEC document |
| December 14, 2021 Filed Dec 15, 2021 23:03 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 3,032 | $22.50 | $68,220.00 |
DisclosureSEC source: 0001127602-21-031015 · form4.xml · nonDerivative · entry 1 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 37,826.694 Read SEC document |
| December 08, 2021 Filed Dec 9, 2021 16:14 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GiftCommon Stock $0.01 Par Value | 1,387 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-030572 · form4.xml · nonDerivative · entry 2 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,934 F1 · price: Transaction is a gift; therefore, price is not applicable. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 16:14 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 3,919 | $22.50 | $88,177.50 |
DisclosureSEC source: 0001127602-21-030572 · form4.xml · nonDerivative · entry 1 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 36,939.694 Read SEC document |
| May 27, 2021 Filed May 28, 2021 15:44 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 23,339 | $0.00 Strike: $17.38 | $0.00 |
DisclosureSEC source: 0001127602-21-018289 · form4.xml · derivative · entry 4 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock $0.01 Par Value · 23,339 shares Expires 2026-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2017. Read SEC document |
| May 27, 2021 Filed May 28, 2021 15:44 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 19,420 | $23.08 | $448,213.60 |
DisclosureSEC source: 0001127602-21-018289 · form4.xml · nonDerivative · entry 2 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,321 F1 · kind: Shares were surrendered to satisfy tax withholding obligation arising from the exercise of stock options. Read SEC document |
| May 27, 2021 Filed May 28, 2021 15:44 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionCommon Stock $0.01 Par Value | 23,339 | $17.38 | $405,631.82 |
DisclosureSEC source: 0001127602-21-018289 · form4.xml · nonDerivative · entry 1 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,741 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 16:13 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 10,000 | $22.78 | $227,800.00 |
DisclosureSEC source: 0001127602-21-010523 · form4.xml · nonDerivative · entry 3 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 40,858.694 F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.77 to $22.807, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 16:13 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $17.38 | $0.00 |
DisclosureSEC source: 0001127602-21-010523 · form4.xml · derivative · entry 4 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,339 Underlying: Common Stock $0.01 Par Value · 20,000 shares Expires 2026-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2017. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 16:13 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 16,995 | $22.31 | $379,158.45 |
DisclosureSEC source: 0001127602-21-010523 · form4.xml · nonDerivative · entry 2 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,407 F1 · kind: Shares withheld to pay the tax withholding obligation arising upon insider's exercise of an option. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 16:13 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionCommon Stock $0.01 Par Value | 20,000 | $17.38 | $347,600.00 |
DisclosureSEC source: 0001127602-21-010523 · form4.xml · nonDerivative · entry 1 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,402 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2021 Filed Feb 10, 2021 17:38 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 876 | $19.36 | $16,959.36 |
DisclosureSEC source: 0001127602-21-004860 · form4.xml · nonDerivative · entry 4 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,093 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Read SEC document |
| February 09, 2021 Filed Feb 10, 2021 17:38 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 690 | $19.36 | $13,358.40 |
DisclosureSEC source: 0001127602-21-004860 · form4.xml · nonDerivative · entry 3 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,969 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Read SEC document |
| February 09, 2021 Filed Feb 10, 2021 17:38 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 1,224 | $19.36 | $23,696.64 |
DisclosureSEC source: 0001127602-21-004860 · form4.xml · nonDerivative · entry 2 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,659 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Read SEC document |
| February 09, 2021 Filed Feb 10, 2021 17:38 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 721 | $19.36 | $13,958.56 |
DisclosureSEC source: 0001127602-21-004860 · form4.xml · nonDerivative · entry 1 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,883 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Read SEC document |
| February 02, 2021 Filed Feb 3, 2021 20:58 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 1,634 | $18.06 | $29,510.04 |
DisclosureSEC source: 0001127602-21-003670 · form4.xml · nonDerivative · entry 2 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,604 F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 20:58 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 8,388 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-003670 · form4.xml · nonDerivative · entry 1 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,238 F1 · kind: Represents shares of Time-Based Restricted Stock (TRSUs) granted in 2021, which will vest in four equal installments beginning on February 8, 2022. Read SEC document |
| December 04, 2020 Filed Dec 4, 2020 21:18 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GiftCommon Stock $0.01 Par Value | 1,566 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-030562 · form4.xml · nonDerivative · entry 1 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,850 F1 · price: Transaction is a gift; therefore, price is not applicable. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 16:01 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | PurchaseCommon Stock $0.01 Par Value | 2,000 | $12.98 | $25,960.00 |
DisclosureSEC source: 0001127602-20-022804 · form4.xml · nonDerivative · entry 1 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 42,341.694 Read SEC document |
| February 07, 2020 Filed Feb 10, 2020 19:30 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 690 | $20.27 | $13,986.30 |
DisclosureSEC source: 0001127602-20-004538 · form4.xml · nonDerivative · entry 4 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,790 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Read SEC document |
| February 07, 2020 Filed Feb 10, 2020 19:30 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 1,241 | $20.27 | $25,155.07 |
DisclosureSEC source: 0001127602-20-004538 · form4.xml · nonDerivative · entry 3 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,480 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Read SEC document |
| February 07, 2020 Filed Feb 10, 2020 19:30 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 735 | $20.27 | $14,898.45 |
DisclosureSEC source: 0001127602-20-004538 · form4.xml · nonDerivative · entry 2 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,721 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Read SEC document |
| February 07, 2020 Filed Feb 10, 2020 19:30 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 980 | $20.27 | $19,864.60 |
DisclosureSEC source: 0001127602-20-004538 · form4.xml · nonDerivative · entry 1 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,456 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 16:10 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 880 | $20.32 | $17,881.60 |
DisclosureSEC source: 0001127602-20-004190 · form4.xml · nonDerivative · entry 1 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,436 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 00:04 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 7,620 | $20.32 | $154,838.40 |
DisclosureSEC source: 0001127602-20-004132 · form4.xml · nonDerivative · entry 2 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,316 F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Read SEC document |
| February 04, 2020 Filed Feb 7, 2020 00:04 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 57,387 | $0.00 Strike: $20.32 | $0.00 |
DisclosureSEC source: 0001127602-20-004132 · form4.xml · derivative · entry 4 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,387 Underlying: Common Stock $0.01 Par Value · 57,387 shares Expires 2030-02-04 F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2021 Read SEC document |
| February 04, 2020 Filed Feb 7, 2020 00:04 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 22,128 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-004132 · form4.xml · nonDerivative · entry 1 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,936 F1 · kind: Includes 14,673 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2017 and 7,455 shares Time-based RSUs ("TRSUs") granted in 2020, which will vest in four equal annual installments beginning on February 8, 2021. Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 23:08 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GiftCommon Stock $0.01 Par Value | 1,605 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-035870 · form4.xml · nonDerivative · entry 1 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,808 F1 · price: Transaction is a gift; therefore, price is not applicable. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 18:29 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 4,000 | $21.73 | $86,900.00 |
DisclosureSEC source: 0001127602-19-032455 · form4.xml · nonDerivative · entry 3 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 38,006.694 Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 18:29 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $17.24 | $0.00 |
DisclosureSEC source: 0001127602-19-032455 · form4.xml · derivative · entry 5 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock $0.01 Par Value · 25,000 shares Expires 2025-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2016. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 18:29 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 22,268 | $21.72 | $483,660.96 |
DisclosureSEC source: 0001127602-19-032455 · form4.xml · nonDerivative · entry 2 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 42,006.694 F1 · kind: Shares withheld to pay the tax withholding obligation arising upon insider's exercise of an option. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 18:29 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionCommon Stock $0.01 Par Value | 25,000 | $17.24 | $431,000.00 |
DisclosureSEC source: 0001127602-19-032455 · form4.xml · nonDerivative · entry 1 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 64,274.694 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 09, 2019 Filed Aug 9, 2019 19:50 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 3,972 | $20.28 | $80,552.56 |
DisclosureSEC source: 0001127602-19-026312 · form4.xml · nonDerivative · entry 1 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 39,274.694 F1 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.265 to $20.285, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above. Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 20:17 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleNon-Cumulative Perpetual Preferred Stock, Series E (ASBPRE) | 2,000 | $26.50 | $53,000.00 |
DisclosureSEC source: 0001127602-19-026227 · form4.xml · nonDerivative · entry 1 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 Read SEC document |
| February 27, 2019 Filed Feb 28, 2019 17:49 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 23,973 | $0.00 Strike: $17.24 | $0.00 |
DisclosureSEC source: 0001127602-19-008852 · form4.xml · derivative · entry 4 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock $0.01 Par Value · 23,973 shares Expires 2025-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2016. Read SEC document |
| February 27, 2019 Filed Feb 28, 2019 17:49 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 20,593 | $23.49 | $483,729.57 |
DisclosureSEC source: 0001127602-19-008852 · form4.xml · nonDerivative · entry 2 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,062 F1 · kind: Shares withheld to pay the tax withholding obligation arising upon insider's exercise of an option. Read SEC document |
| February 27, 2019 Filed Feb 28, 2019 17:49 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionCommon Stock $0.01 Par Value | 23,973 | $17.24 | $413,294.52 |
DisclosureSEC source: 0001127602-19-008852 · form4.xml · nonDerivative · entry 1 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,655 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2019 Filed Feb 25, 2019 17:10 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 11,744 | $0.00 Strike: $17.67 | $0.00 |
DisclosureSEC source: 0001127602-19-007907 · form4.xml · derivative · entry 4 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock $0.01 Par Value · 11,744 shares Expires 2024-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date. Read SEC document |
| February 22, 2019 Filed Feb 25, 2019 17:10 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 10,169 | $23.66 | $240,598.54 |
DisclosureSEC source: 0001127602-19-007907 · form4.xml · nonDerivative · entry 2 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,257 F1 · kind: Shares were surrendered to satisfy tax withholding obligation arising from the exercise of stock options. Read SEC document |
| February 22, 2019 Filed Feb 25, 2019 17:10 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionCommon Stock $0.01 Par Value | 11,744 | $17.67 | $207,516.48 |
DisclosureSEC source: 0001127602-19-007907 · form4.xml · nonDerivative · entry 1 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,426 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 21:11 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 9,881 | $23.17 | $228,893.37 |
DisclosureSEC source: 0001127602-19-006784 · form4.xml · nonDerivative · entry 1 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 21,417.694 F1 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.16 to $23.17, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above. Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 21:00 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 690 | $22.40 | $15,456.00 |
DisclosureSEC source: 0001127602-19-005066 · form4.xml · nonDerivative · entry 4 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,682 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.