Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASSOCIATED BANC-CORPASB · Entity 2747 | Director · President & CEO | March 15, 2021 | March 17, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASSOCIATED BANC-CORP
Report date March 15, 2021 · Filed March 17, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock $0.01 Par ValueSEC Table I · non-derivative | Direct | 280,432 |
Reported balance
After 2021-03-15 transaction · row 1
1 source rowRow 1 · 2021-03-15 · Grant · Acquired 1,278 · Balance 280,432 F1: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider. |
| Common Stock $0.01 Par ValueSEC Table I · non-derivative | Indirectby Trust | 519,965 |
Reported balance
Holding disclosure · report date 2021-03-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 519,965 |
Filing footnotes · ownership attribution and instrument terms
F1: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2021 Filed Mar 17, 2021 15:20 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 1,278 | $22.92 | $29,291.76 |
DisclosureSEC source: 0001127602-21-010939 · form4.xml · nonDerivative · entry 1 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,432 F1 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 16:34 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 87,646 | $0.00 Strike: $14.02 | $0.00 |
DisclosureSEC source: 0001127602-21-007535 · form4.xml · derivative · entry 7 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock $0.01 Par Value · 87,646 shares Expires 2023-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 16:34 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 87,646 | $20.09 | $1,760,808.14 |
DisclosureSEC source: 0001127602-21-007535 · form4.xml · nonDerivative · entry 4 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,154 F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.29, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 16:34 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionCommon Stock $0.01 Par Value | 87,646 | $14.02 | $1,228,796.92 |
DisclosureSEC source: 0001127602-21-007535 · form4.xml · nonDerivative · entry 3 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 16:34 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 52,101 | $0.00 Strike: $14.02 | $0.00 |
DisclosureSEC source: 0001127602-21-007535 · form4.xml · derivative · entry 6 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,646 Underlying: Common Stock $0.01 Par Value · 52,101 shares Expires 2023-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 16:34 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 52,101 | $20.04 | $1,044,104.04 |
DisclosureSEC source: 0001127602-21-007535 · form4.xml · nonDerivative · entry 2 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,154 F1 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.06, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 16:34 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionCommon Stock $0.01 Par Value | 52,101 | $14.02 | $730,456.02 |
DisclosureSEC source: 0001127602-21-007535 · form4.xml · nonDerivative · entry 1 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,255 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2021 Filed Feb 10, 2021 17:26 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 1,839 | $19.36 | $35,603.04 |
DisclosureSEC source: 0001127602-21-004853 · form4.xml · nonDerivative · entry 1 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,154 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Read SEC document |
| February 02, 2021 Filed Feb 3, 2021 19:53 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Disposition to issuerCommon Stock $0.01 Par Value | 12,886 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-003643 · form4.xml · nonDerivative · entry 2 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,993 F2 · kind: Represents the forfeiture of performance-based restricted stock units ("PRSUs") that were granted on February 6, 2018. The vesting of these PRSUs was initially time-based; however, the Compensation and Benefits Committee of the reporting person's Board of Directors determined not to proceed with the vesting. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 19:53 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 9,387 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-003643 · form4.xml · nonDerivative · entry 1 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,879 F1 · kind: Represents shares of Time-Based Restricted Stock (TRSUs) granted in 2021, which will vest in four equal installments beginning on February 8, 2022. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 16:06 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 1,317 | $16.79 | $22,112.43 |
DisclosureSEC source: 0001127602-20-031676 · form4.xml · nonDerivative · entry 1 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,492 F1 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 20:47 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 1,645 | $13.27 | $21,829.15 |
DisclosureSEC source: 0001127602-20-025201 · form4.xml · nonDerivative · entry 1 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,175 F1 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 17:33 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 1,472 | $14.65 | $21,564.80 |
DisclosureSEC source: 0001127602-20-019862 · form4.xml · nonDerivative · entry 1 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,530 F1 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 17:42 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 1,698 | $12.52 | $21,258.96 |
DisclosureSEC source: 0001127602-20-011206 · form4.xml · nonDerivative · entry 1 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,058 F1 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider. Read SEC document |
| February 07, 2020 Filed Feb 10, 2020 20:44 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 2,769 | $20.27 | $56,127.63 |
DisclosureSEC source: 0001127602-20-004569 · form4.xml · nonDerivative · entry 1 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,360 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Read SEC document |
| February 05, 2020 Filed Feb 6, 2020 23:37 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 35,016 | $20.32 | $711,525.12 |
DisclosureSEC source: 0001127602-20-004123 · form4.xml · nonDerivative · entry 2 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,129 F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 23:37 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 248,583 | $0.00 Strike: $20.32 | $0.00 |
DisclosureSEC source: 0001127602-20-004123 · form4.xml · derivative · entry 4 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,583 Underlying: Common Stock $0.01 Par Value · 248,583 shares Expires 2030-02-04 F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2021 Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 23:37 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 94,299 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-004123 · form4.xml · nonDerivative · entry 1 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,145 F1 · kind: Includes 62,004 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2017 and 32,295 shares Time-based RSUs ("TRSUs") granted in 2020, which will vest in four equal annual installments beginning on February 8, 2021, 100% of which the reporting person has elected to defer upon vesting and which will remain in the Executive's Deferred Compensation Plan until distributed pursuant to the reporting person's distribution election on file. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 22:57 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 942 | $22.39 | $21,091.38 |
DisclosureSEC source: 0001127602-19-035423 · form4.xml · nonDerivative · entry 1 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,846 F1 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 15:36 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 956 | $20.66 | $19,750.96 |
DisclosureSEC source: 0001127602-19-028665 · form4.xml · nonDerivative · entry 1 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,904 F1 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider. Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 17:55 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 952 | $20.58 | $19,592.16 |
DisclosureSEC source: 0001127602-19-022196 · form4.xml · nonDerivative · entry 1 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,948 F1 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider. Read SEC document |
| May 06, 2019 Filed May 7, 2019 19:27 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 300 | $22.91 | $6,871.50 |
DisclosureSEC source: 0001127602-19-017587 · form4.xml · nonDerivative · entry 4 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 519,965 F1 · kind: This transaction is pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 2, 2018. Read SEC document |
| May 06, 2019 Filed May 7, 2019 19:27 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 1,100 | $22.90 | $25,190.00 |
DisclosureSEC source: 0001127602-19-017587 · form4.xml · nonDerivative · entry 3 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 520,265 F1 · kind: This transaction is pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 2, 2018. Read SEC document |
| May 06, 2019 Filed May 7, 2019 19:27 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 3,465 | $22.89 | $79,313.85 |
DisclosureSEC source: 0001127602-19-017587 · form4.xml · nonDerivative · entry 2 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 521,365 F1 · kind: This transaction is pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 2, 2018. Read SEC document |
| May 06, 2019 Filed May 7, 2019 19:27 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 5,135 | $22.88 | $117,488.80 |
DisclosureSEC source: 0001127602-19-017587 · form4.xml · nonDerivative · entry 1 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 524,830 F1 · kind: This transaction is pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 2, 2018. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 20:05 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 839 | $23.18 | $19,448.02 |
DisclosureSEC source: 0001127602-19-012186 · form4.xml · nonDerivative · entry 1 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,316 F1 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider. Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 21:09 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 2,914 | $22.40 | $65,273.60 |
DisclosureSEC source: 0001127602-19-005074 · form4.xml · nonDerivative · entry 4 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,057 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock. Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 21:09 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 3,029 | $22.40 | $67,849.60 |
DisclosureSEC source: 0001127602-19-005074 · form4.xml · nonDerivative · entry 3 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,971 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock. Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 21:09 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 4,226 | $22.40 | $94,662.40 |
DisclosureSEC source: 0001127602-19-005074 · form4.xml · nonDerivative · entry 2 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,000 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock. Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 21:09 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 4,207 | $22.40 | $94,236.80 |
DisclosureSEC source: 0001127602-19-005074 · form4.xml · nonDerivative · entry 1 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,226 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 01:47 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantPhantom Stock Unit · Derivative | 106,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004669 · form4.xml · derivative · entry 5 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,802 Underlying: Common Stock $0.01 Par Value · 106,802 shares Expires not disclosed F4 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock, or at Associated Banc-Corp's election, the cash value thereof. F1 · price: "Stock units" awarded under Deferred Compensation Plan. Upon the vesting of restricted stock units granted to the Insider on 2/1/2016, the person deferred the receipt of 106,802 shares of common stock and received instead 106,802 shares of phantom stock units under the Deferred Compensation Plan. The portion of the restricted stock units that were time-based reported as common stock on Table I on the date of grant. As a result, the Insider is reporting the disposition of such previously reported shares of common stock in exchange for an equal number of shares of phantom stock units. F5 · derivative.exercise_date: Stock units are 100% vested at the time of the acquisition. F6 · derivative.expiration_date: Phantom stock units will remain in the Insider's Stock Plan Services plan until separation and be distributed pursuant to the Insider's distribution election on file. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 01:47 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 169,857 | $22.01 Strike: $22.01 | $3,738,552.57 |
DisclosureSEC source: 0001127602-19-004669 · form4.xml · derivative · entry 4 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,857 Underlying: Common Stock $0.01 Par Value · 169,857 shares Expires 2029-02-05 F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2020. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 01:47 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 37,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004669 · form4.xml · nonDerivative · entry 2 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,433 F2 · kind: Includes 37,729 shares Time-based RSAs ("TRSAs") granted in 2019, which will vest in four equal annual installments beginning on February 8, 2020. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 01:47 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Disposition to issuerCommon Stock $0.01 Par Value | 17,980 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-004669 · form4.xml · nonDerivative · entry 1 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,704 F1 · price: "Stock units" awarded under Deferred Compensation Plan. Upon the vesting of restricted stock units granted to the Insider on 2/1/2016, the person deferred the receipt of 106,802 shares of common stock and received instead 106,802 shares of phantom stock units under the Deferred Compensation Plan. The portion of the restricted stock units that were time-based reported as common stock on Table I on the date of grant. As a result, the Insider is reporting the disposition of such previously reported shares of common stock in exchange for an equal number of shares of phantom stock units. Read SEC document |
| February 05, 2019 Filed Feb 12, 2019 21:58 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Disposition to issuerPhantom Stock Unit · Derivative | 106,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005408 · form4.xml · derivative · entry 3 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock $0.01 Par Value · 106,802 shares Expires not disclosed F1 · derivative.exercise_price: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. F1 · kind: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. F1 · price: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. F1 · derivative.exercise_date: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. F1 · derivative.expiration_date: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. Read SEC document |
| February 05, 2019 Filed Feb 12, 2019 21:58 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 114,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005408 · form4.xml · nonDerivative · entry 1 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,853 F1 · kind: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. F1 · price: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. Read SEC document |
| February 04, 2019 Filed Feb 5, 2019 16:35 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 10,000 | $22.00 | $220,000.00 |
DisclosureSEC source: 0001127602-19-003961 · form4.xml · nonDerivative · entry 1 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 513,645 F1 · kind: This transaction is pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 2, 2018. Read SEC document |
| October 29, 2018 Filed Oct 30, 2018 20:31 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 1,964 | $22.83 | $44,838.12 |
DisclosureSEC source: 0001127602-18-031274 · form4.xml · nonDerivative · entry 5 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 523,645 F1 · kind: This transaction is pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 2, 2018. Read SEC document |
| October 29, 2018 Filed Oct 30, 2018 20:31 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 1,085 | $22.82 | $24,759.70 |
DisclosureSEC source: 0001127602-18-031274 · form4.xml · nonDerivative · entry 4 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 525,609 F1 · kind: This transaction is pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 2, 2018. Read SEC document |
| October 29, 2018 Filed Oct 30, 2018 20:31 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 2,812 | $22.81 | $64,141.72 |
DisclosureSEC source: 0001127602-18-031274 · form4.xml · nonDerivative · entry 3 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 526,694 F1 · kind: This transaction is pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 2, 2018. Read SEC document |
| October 29, 2018 Filed Oct 30, 2018 20:31 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 3,010 | $22.80 | $68,628.00 |
DisclosureSEC source: 0001127602-18-031274 · form4.xml · nonDerivative · entry 2 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 529,506 F1 · kind: This transaction is pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 2, 2018. Read SEC document |
| October 29, 2018 Filed Oct 30, 2018 20:31 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 1,129 | $22.79 | $25,729.91 |
DisclosureSEC source: 0001127602-18-031274 · form4.xml · nonDerivative · entry 1 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 532,516 F1 · kind: This transaction is pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 2, 2018. Read SEC document |
| September 19, 2018 Filed Sep 21, 2018 19:11 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | PurchaseNon-Cumulative Perpetual Preferred Stock, Series E (ASBPRE) | 115,000 | $25.00 | $2,875,000.00 |
DisclosureSEC source: 0001127602-18-028197 · form4.xml · nonDerivative · entry 3 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,000 F1 · shares: Represents a purchase of depositary shares representing 1/40th interest in a share of 5.875% Non-Cumulative Perpetual Preferred Stock, Series E, of Associated Banc-Corp. F1 · balance_after: Represents a purchase of depositary shares representing 1/40th interest in a share of 5.875% Non-Cumulative Perpetual Preferred Stock, Series E, of Associated Banc-Corp. F2 · ownership.direct: Nature of ownership is by IRA Read SEC document |
| September 19, 2018 Filed Sep 21, 2018 19:11 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | PurchaseNon-Cumulative Perpetual Preferred Stock, Series E (ASBPRE) | 65,000 | $25.00 | $1,625,000.00 |
DisclosureSEC source: 0001127602-18-028197 · form4.xml · nonDerivative · entry 2 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA (Spouse) Disclosed balance after: 65,000 F1 · shares: Represents a purchase of depositary shares representing 1/40th interest in a share of 5.875% Non-Cumulative Perpetual Preferred Stock, Series E, of Associated Banc-Corp. F1 · balance_after: Represents a purchase of depositary shares representing 1/40th interest in a share of 5.875% Non-Cumulative Perpetual Preferred Stock, Series E, of Associated Banc-Corp. Read SEC document |
| September 19, 2018 Filed Sep 21, 2018 19:11 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | PurchaseNon-Cumulative Perpetual Preferred Stock, Series E (ASBPRE) | 10,000 | $25.00 | $250,000.00 |
DisclosureSEC source: 0001127602-18-028197 · form4.xml · nonDerivative · entry 1 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 10,000 F1 · shares: Represents a purchase of depositary shares representing 1/40th interest in a share of 5.875% Non-Cumulative Perpetual Preferred Stock, Series E, of Associated Banc-Corp. F1 · balance_after: Represents a purchase of depositary shares representing 1/40th interest in a share of 5.875% Non-Cumulative Perpetual Preferred Stock, Series E, of Associated Banc-Corp. Read SEC document |
| July 30, 2018 Filed Jul 31, 2018 21:03 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 10,000 | $27.75 | $277,500.00 |
DisclosureSEC source: 0001127602-18-024135 · form4.xml · nonDerivative · entry 1 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 533,645 F1 · kind: This transaction is pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 2, 2018. Read SEC document |
| April 30, 2018 Filed May 1, 2018 17:44 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 100 | $26.80 | $2,680.00 |
DisclosureSEC source: 0001127602-18-015666 · form4.xml · nonDerivative · entry 3 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 543,645 F1 · kind: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2016. Read SEC document |
| April 30, 2018 Filed May 1, 2018 17:44 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 4,200 | $26.75 | $112,350.00 |
DisclosureSEC source: 0001127602-18-015666 · form4.xml · nonDerivative · entry 2 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 543,745 F1 · kind: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2016. Read SEC document |
| April 30, 2018 Filed May 1, 2018 17:44 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 5,700 | $26.70 | $152,190.00 |
DisclosureSEC source: 0001127602-18-015666 · form4.xml · nonDerivative · entry 1 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 547,945 F1 · kind: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2016. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 20:34 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 4,226 | $23.60 | $99,733.60 |
DisclosureSEC source: 0001127602-18-005141 · form4.xml · nonDerivative · entry 2 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,088 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.