Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASSOCIATED BANC-CORPASB · Entity 2747 | Executive Vice President | February 06, 2018 | February 27, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASSOCIATED BANC-CORP
Report date February 06, 2018 · Filed February 27, 2018 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock $0.01 Par ValueSEC Table I · non-derivative | Direct | 33,659 |
Reported balance
After 2018-02-06 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2018-02-06 · Tax withholding · Disposed 713 · Balance 33,659 F1: Due to an administrative error, the Form 4 filed on February 8, 2018 did not reflect the surrender of shares by the reporting person to satisfy tax withholding obligations resulting from the vesting of restricted stock unit awards ("RSUs"). |
Filing footnotes · ownership attribution and instrument terms
F1: Due to an administrative error, the Form 4 filed on February 8, 2018 did not reflect the surrender of shares by the reporting person to satisfy tax withholding obligations resulting from the vesting of restricted stock unit awards ("RSUs").
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 06, 2018 Filed Feb 9, 2018 01:18 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 9,691 | $24.25 Strike: $24.25 | $235,006.75 |
DisclosureSEC source: 0001127602-18-004679 · form4.xml · derivative · entry 3 Derpinghaus Patrick J · CIK 0001517213 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,691 Underlying: Common Stock $0.01 Par Value · 9,691 shares Expires 2028-02-06 F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2019. Read SEC document |
| February 06, 2018 Filed Feb 9, 2018 01:18 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 797 | $24.25 | $19,327.25 |
DisclosureSEC source: 0001127602-18-004679 · form4.xml · nonDerivative · entry 2 Derpinghaus Patrick J · CIK 0001517213 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,372 F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Read SEC document |
| February 06, 2018 Filed Feb 9, 2018 01:18 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 3,678 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-004679 · form4.xml · nonDerivative · entry 1 Derpinghaus Patrick J · CIK 0001517213 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,169 F1 · kind: Includes 1,026 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2015; 884 shares attributable to the time-based portion, of PRSUs granted in 2018, and 1,768 shares underlying time-based RSUs ("TRSUs") granted in 2018, which will vest in four equal annual installments beginning on February 8, 2019. Read SEC document |
| February 06, 2018 Filed Feb 27, 2018 19:38 UTC Amendment | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 713 | $24.25 | $17,290.25 |
DisclosureSEC source: 0001127602-18-008628 · form4a.xml · nonDerivative · entry 1 Derpinghaus Patrick J · CIK 0001517213 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,659 F1 · kind: Due to an administrative error, the Form 4 filed on February 8, 2018 did not reflect the surrender of shares by the reporting person to satisfy tax withholding obligations resulting from the vesting of restricted stock unit awards ("RSUs"). Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 21:08 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 139 | $25.30 | $3,516.70 |
DisclosureSEC source: 0001127602-18-001245 · form4.xml · nonDerivative · entry 1 Derpinghaus Patrick J · CIK 0001517213 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,491 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Read SEC document |
| October 20, 2017 Filed Oct 24, 2017 19:28 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 1,247 | $25.90 | $32,297.30 |
DisclosureSEC source: 0001127602-17-030238 · form4.xml · nonDerivative · entry 1 Derpinghaus Patrick J · CIK 0001517213 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,630 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 22:00 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 441 | $25.05 | $11,047.05 |
DisclosureSEC source: 0001127602-17-005048 · form4.xml · nonDerivative · entry 1 Derpinghaus Patrick J · CIK 0001517213 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,877 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 20:51 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 8,227 | $25.20 Strike: $25.20 | $207,320.40 |
DisclosureSEC source: 0001127602-17-004561 · form4.xml · derivative · entry 3 Derpinghaus Patrick J · CIK 0001517213 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,227 Underlying: Common Stock $0.01 Par Value · 8,227 shares Expires 2027-02-06 F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2018. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 20:51 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 1,861 | $25.20 | $46,897.20 |
DisclosureSEC source: 0001127602-17-004561 · form4.xml · nonDerivative · entry 2 Derpinghaus Patrick J · CIK 0001517213 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,318 F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 20:51 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 6,921 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004561 · form4.xml · nonDerivative · entry 1 Derpinghaus Patrick J · CIK 0001517213 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,179 F1 · kind: Includes 4,370 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2014; 850 shares attributable to the time-based portion, of PRSUs granted in 2017, and 1,701 shares underlying time-based RSUs ("TRSUs") granted in 2017, which will vest in four equal annual installments beginning on February 8, 2018. Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 17:42 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 228 | $25.45 | $5,802.60 |
DisclosureSEC source: 0001127602-17-003027 · form4.xml · nonDerivative · entry 1 Derpinghaus Patrick J · CIK 0001517213 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,258 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.