Last 12 months
Inside the activity.
15 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 4 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 5 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 6 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 23, 2022 Filed Mar 25, 2022 18:30 UTC |
Marken GregCEO
|
Tax withholdingCommon Stock | 7,775 | $6.40 | $49,760.00 |
DisclosureSEC source: 0001515156-22-000023 · wf-form4_164824738952162.xml · nonDerivative · entry 2 Marken Greg · CIK 0001677291 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,919 Read SEC document |
| March 23, 2022 Filed Mar 25, 2022 18:30 UTC |
Marken GregCEO
|
GrantCommon Stock | 28,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-22-000023 · wf-form4_164824738952162.xml · nonDerivative · entry 1 Marken Greg · CIK 0001677291 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,694 Read SEC document |
| March 23, 2022 Filed Mar 25, 2022 22:29 UTC |
Fields MorganChief Accounting Officer
|
GrantPerformance Share Units · Derivative | 29,742 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-22-000022 · wf-form4_164824737149309.xml · derivative · entry 3 Fields Morgan · CIK 0001614600 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,742 Underlying: Common Stock · 29,742 shares Expires 2025-03-10 F1 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2025 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2024. F2 · shares: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. F1 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2025 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2024. F1 · derivative.expiration_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2025 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2024. F2 · derivative.underlying_shares: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. F2 · balance_after: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. Read SEC document |
| March 23, 2022 Filed Mar 25, 2022 22:29 UTC |
Fields MorganChief Accounting Officer
|
Tax withholdingCommon Stock | 1,410 | $6.40 | $9,024.00 |
DisclosureSEC source: 0001515156-22-000022 · wf-form4_164824737149309.xml · nonDerivative · entry 2 Fields Morgan · CIK 0001614600 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,844 Read SEC document |
| March 23, 2022 Filed Mar 25, 2022 22:29 UTC |
Fields MorganChief Accounting Officer
|
GrantCommon Stock | 14,872 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-22-000022 · wf-form4_164824737149309.xml · nonDerivative · entry 1 Fields Morgan · CIK 0001614600 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,254 Read SEC document |
| March 23, 2022 Filed Mar 25, 2022 22:29 UTC |
Wong Joseph MChief Technology Officer
|
GrantPerformance Share Unit · Derivative | 33,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-22-000021 · wf-form4_164824735263392.xml · derivative · entry 2 Wong Joseph M · CIK 0001785490 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,420 Underlying: Common Stock · 33,420 shares Expires 2025-03-10 F1 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2025 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2024. F2 · shares: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. F1 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2025 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2024. F1 · derivative.expiration_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2025 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2024. F2 · derivative.underlying_shares: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. F2 · balance_after: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. Read SEC document |
| March 23, 2022 Filed Mar 25, 2022 22:29 UTC |
Wong Joseph MChief Technology Officer
|
GrantCommon Stock | 16,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-22-000021 · wf-form4_164824735263392.xml · nonDerivative · entry 1 Wong Joseph M · CIK 0001785490 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,756 Read SEC document |
| November 19, 2021 Filed Nov 23, 2021 17:51 UTC |
Sanders Theodore JamesGeneral Counsel
|
Disposition to issuerCommon Stock | 25,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-21-000085 · wf-form4_163770785990761.xml · nonDerivative · entry 1 Sanders Theodore James · CIK 0001700640 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,231 F1 · kind: On November 19, 2021, Mr. Sanders resigned from all executive officer positions of Advanced Emissions Solutions, Inc. (the "Company"). Transaction represents forfeiture of unvested Restricted Stock Awards pursuant to the Company's 2017 Omnibus Equity Incentive Plan. Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 20:53 UTC |
Fields MorganChief Accounting Officer
|
GrantCommon Stock | 13,781 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-21-000077 · wf-form4_162940640723058.xml · nonDerivative · entry 1 Fields Morgan · CIK 0001614600 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,382 Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 18:12 UTC |
Alta Fundamental Advisers LLCDirector
Alta Fundamental Advisers SP LLCDirector
|
GrantCommon Stock | 9,924 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-21-000056 · wf-form4_162560952945763.xml · nonDerivative · entry 1 Alta Fundamental Advisers LLC · CIK 0001641604 · Director Alta Fundamental Advisers SP LLC · CIK 0001666423 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,991,813 F1 · balance_after: These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 22:13 UTC |
EICHER CAROL SDirector
|
GrantCommon Stock | 9,924 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-21-000059 · wf-form4_162560960397659.xml · nonDerivative · entry 1 EICHER CAROL S · CIK 0001434811 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,649 Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 18:13 UTC |
Simonton Taylor J.Director
|
GrantCommon Stock | 9,924 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-21-000058 · wf-form4_162560957059795.xml · nonDerivative · entry 1 Simonton Taylor J. · CIK 0001227195 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,662 Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 22:12 UTC |
Wells Louis SpencerDirector
|
GrantCommon Stock | 9,924 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-21-000057 · wf-form4_162560954857707.xml · nonDerivative · entry 1 Wells Louis Spencer · CIK 0001615237 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,618 Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 18:58 UTC |
Sanders Theodore JamesGeneral Counsel
|
GrantPerformance Share Units · Derivative | 32,554 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-21-000017 · wf-form4_161671307593953.xml · derivative · entry 3 Sanders Theodore James · CIK 0001700640 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,554 Underlying: Common Stock · 32,554 shares Expires 2024-03-10 F1 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2024 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2023. F2 · shares: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. F1 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2024 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2023. F1 · derivative.expiration_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2024 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2023. F2 · derivative.underlying_shares: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. F2 · balance_after: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 18:58 UTC |
Sanders Theodore JamesGeneral Counsel
|
Tax withholdingCommon Stock | 3,051 | $5.27 | $16,078.77 |
DisclosureSEC source: 0001515156-21-000017 · wf-form4_161671307593953.xml · nonDerivative · entry 2 Sanders Theodore James · CIK 0001700640 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,054 Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 18:58 UTC |
Sanders Theodore JamesGeneral Counsel
|
GrantCommon Stock | 16,278 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-21-000017 · wf-form4_161671307593953.xml · nonDerivative · entry 1 Sanders Theodore James · CIK 0001700640 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,105 Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 18:55 UTC |
Marken GregInterim CEO
|
GrantPerformance Share Units · Derivative | 58,574 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-21-000015 · wf-form4_161671288869569.xml · derivative · entry 3 Marken Greg · CIK 0001677291 · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,574 Underlying: Common Stock · 58,574 shares Expires 2024-03-10 F1 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2024 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2023. F2 · shares: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. F1 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2024 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2023. F1 · derivative.expiration_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2024 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2023. F2 · derivative.underlying_shares: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. F2 · balance_after: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 18:55 UTC |
Marken GregInterim CEO
|
Tax withholdingCommon Stock | 5,560 | $5.27 | $29,301.20 |
DisclosureSEC source: 0001515156-21-000015 · wf-form4_161671288869569.xml · nonDerivative · entry 2 Marken Greg · CIK 0001677291 · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,709 Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 18:55 UTC |
Marken GregInterim CEO
|
GrantCommon Stock | 29,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-21-000015 · wf-form4_161671288869569.xml · nonDerivative · entry 1 Marken Greg · CIK 0001677291 · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,269 Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 22:57 UTC |
Wong Joseph MChief Technology Officer
|
GrantPerformance Share Units · Derivative | 33,768 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-21-000016 · wf-form4_161671305744390.xml · derivative · entry 2 Wong Joseph M · CIK 0001785490 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,768 Underlying: Common Stock · 33,768 shares Expires 2024-03-10 F1 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2024 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2023. F2 · shares: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. F1 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2024 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2023. F1 · derivative.expiration_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2024 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2023. F2 · derivative.underlying_shares: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. F2 · balance_after: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 22:57 UTC |
Wong Joseph MChief Technology Officer
|
GrantCommon Stock | 16,885 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-21-000016 · wf-form4_161671305744390.xml · nonDerivative · entry 1 Wong Joseph M · CIK 0001785490 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,046 Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 18:27 UTC |
Alta Fundamental Advisers LLCDirector
Alta Fundamental Advisers SP LLCDirector
|
GrantCommon Stock | 15,242 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-20-000064 · wf-form4_159407443086872.xml · nonDerivative · entry 1 Alta Fundamental Advisers LLC · CIK 0001641604 · Director Alta Fundamental Advisers SP LLC · CIK 0001666423 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,981,889 F1 · balance_after: These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 22:29 UTC |
EICHER CAROL SDirector
|
GrantCommon Stock | 15,242 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-20-000066 · wf-form4_159407453174773.xml · nonDerivative · entry 1 EICHER CAROL S · CIK 0001434811 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,725 Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 18:26 UTC |
Simonton Taylor J.Director
|
GrantCommon Stock | 15,242 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-20-000063 · wf-form4_159407438626924.xml · nonDerivative · entry 1 Simonton Taylor J. · CIK 0001227195 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,738 Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 22:30 UTC |
Leen BrianDirector
|
GrantCommon Stock | 15,242 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-20-000067 · wf-form4_159407458886613.xml · nonDerivative · entry 1 Leen Brian · CIK 0001770103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,725 Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 22:28 UTC |
Wells Louis SpencerDirector
|
GrantCommon Stock | 15,242 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-20-000065 · wf-form4_159407447898205.xml · nonDerivative · entry 1 Wells Louis Spencer · CIK 0001615237 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,694 Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 22:25 UTC |
Pate R CarterDirector
|
GrantCommon Stock | 15,242 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-20-000062 · wf-form4_159407433764714.xml · nonDerivative · entry 1 Pate R Carter · CIK 0001641406 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,683 Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 18:41 UTC |
Sanders Theodore JamesGeneral Counsel
|
GrantPerformance Share Units · Derivative | 16,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-20-000024 · wf-form4_158517604587342.xml · derivative · entry 3 Sanders Theodore James · CIK 0001700640 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,544 Underlying: Common Stock · 16,544 shares Expires 2023-03-10 F1 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2023 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2022. F2 · shares: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. F1 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2023 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2022. F1 · derivative.expiration_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2023 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2022. F2 · derivative.underlying_shares: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. F2 · balance_after: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 18:41 UTC |
Sanders Theodore JamesGeneral Counsel
|
Tax withholdingCommon Stock | 3,235 | $5.22 | $16,886.70 |
DisclosureSEC source: 0001515156-20-000024 · wf-form4_158517604587342.xml · nonDerivative · entry 2 Sanders Theodore James · CIK 0001700640 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,827 Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 18:41 UTC |
Sanders Theodore JamesGeneral Counsel
|
GrantCommon Stock | 8,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-20-000024 · wf-form4_158517604587342.xml · nonDerivative · entry 1 Sanders Theodore James · CIK 0001700640 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,062 Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 18:41 UTC |
Marken GregChief Financial Officer
|
GrantPerformance Share Units · Derivative | 18,258 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-20-000026 · wf-form4_158517608872892.xml · derivative · entry 3 Marken Greg · CIK 0001677291 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,258 Underlying: Common Stock · 18,258 shares Expires 2023-03-10 F1 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2023 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2022. F2 · shares: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. F1 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2023 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2022. F1 · derivative.expiration_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2023 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2022. F2 · derivative.underlying_shares: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. F2 · balance_after: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 18:41 UTC |
Marken GregChief Financial Officer
|
Tax withholdingCommon Stock | 6,410 | $5.22 | $33,460.20 |
DisclosureSEC source: 0001515156-20-000026 · wf-form4_158517608872892.xml · nonDerivative · entry 2 Marken Greg · CIK 0001677291 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,982 Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 18:41 UTC |
Marken GregChief Financial Officer
|
GrantCommon Stock | 9,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-20-000026 · wf-form4_158517608872892.xml · nonDerivative · entry 1 Marken Greg · CIK 0001677291 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,392 Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 22:42 UTC |
Sampson L HeathDirector · President & CEO
|
GrantPerformance Share Units · Derivative | 47,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-20-000027 · wf-form4_158517611316720.xml · derivative · entry 3 Sampson L Heath · CIK 0001618774 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,726 Underlying: Common Stock · 47,726 shares Expires 2023-03-10 F1 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2023 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2022. F2 · shares: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. F1 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2023 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2022. F1 · derivative.expiration_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2023 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2022. F2 · derivative.underlying_shares: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. F2 · balance_after: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 22:42 UTC |
Sampson L HeathDirector · President & CEO
|
Tax withholdingCommon Stock | 30,504 | $5.22 | $159,230.88 |
DisclosureSEC source: 0001515156-20-000027 · wf-form4_158517611316720.xml · nonDerivative · entry 2 Sampson L Heath · CIK 0001618774 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,905 Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 22:42 UTC |
Sampson L HeathDirector · President & CEO
|
GrantCommon Stock | 23,864 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-20-000027 · wf-form4_158517611316720.xml · nonDerivative · entry 1 Sampson L Heath · CIK 0001618774 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,409 Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 22:41 UTC |
Wong Joseph MChief Technology Officer
|
GrantPerformance Share Units · Derivative | 17,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-20-000025 · wf-form4_158517606812196.xml · derivative · entry 2 Wong Joseph M · CIK 0001785490 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,726 Underlying: Common Stock · 17,726 shares Expires 2023-03-10 F1 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2023 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2022. F2 · shares: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. F1 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2023 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2022. F1 · derivative.expiration_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2023 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2022. F2 · derivative.underlying_shares: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. F2 · balance_after: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 22:41 UTC |
Wong Joseph MChief Technology Officer
|
GrantCommon Stock | 8,864 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-20-000025 · wf-form4_158517606812196.xml · nonDerivative · entry 1 Wong Joseph M · CIK 0001785490 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,161 Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 23:26 UTC |
EICHER CAROL SDirector
|
GrantCommon Stock | 974 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-20-000009 · wf-form4_157809394686632.xml · nonDerivative · entry 1 EICHER CAROL S · CIK 0001434811 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,483 Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 18:26 UTC |
Simonton Taylor J.Director
|
GrantCommon Stock | 974 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-20-000010 · wf-form4_157809396683889.xml · nonDerivative · entry 1 Simonton Taylor J. · CIK 0001227195 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,496 Read SEC document |
| January 01, 2020 Filed Jan 4, 2020 00:30 UTC |
Leen BrianDirector
|
GrantCommon Stock | 974 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-20-000012 · wf-form4_157809782412558.xml · nonDerivative · entry 1 Leen Brian · CIK 0001770103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,483 Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 23:26 UTC |
Wells Louis SpencerDirector
|
GrantCommon Stock | 974 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-20-000011 · wf-form4_157809398712582.xml · nonDerivative · entry 1 Wells Louis Spencer · CIK 0001615237 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,452 Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 23:25 UTC |
Pate R CarterDirector
|
GrantCommon Stock | 974 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-20-000008 · wf-form4_157809392574540.xml · nonDerivative · entry 1 Pate R Carter · CIK 0001641406 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,441 Read SEC document |
| December 31, 2019 Filed Jan 2, 2020 17:50 UTC |
Alta Fundamental Advisers LLCDirector
Alta Fundamental Advisers SP LLCDirector
|
PurchaseCommon Stock | 104,444 | $10.39 | $1,085,434.27 |
DisclosureSEC source: 0001515156-20-000002 · wf-form4_157800540753431.xml · nonDerivative · entry 2 Alta Fundamental Advisers LLC · CIK 0001641604 · Director Alta Fundamental Advisers SP LLC · CIK 0001666423 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,966,647 F1 · balance_after: These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| December 30, 2019 Filed Jan 2, 2020 17:50 UTC |
Alta Fundamental Advisers LLCDirector
Alta Fundamental Advisers SP LLCDirector
|
PurchaseCommon Stock | 21,943 | $10.29 | $225,716.67 |
DisclosureSEC source: 0001515156-20-000002 · wf-form4_157800540753431.xml · nonDerivative · entry 1 Alta Fundamental Advisers LLC · CIK 0001641604 · Director Alta Fundamental Advisers SP LLC · CIK 0001666423 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,862,203 F1 · balance_after: These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| November 22, 2019 Filed Nov 22, 2019 17:06 UTC |
Alta Fundamental Advisers LLCDirector
Alta Fundamental Advisers SP LLCDirector
|
PurchaseCommon Stock | 23,843 | $10.84 | $258,524.88 |
DisclosureSEC source: 0001515156-19-000106 · wf-form4_157446037934484.xml · nonDerivative · entry 3 Alta Fundamental Advisers LLC · CIK 0001641604 · Director Alta Fundamental Advisers SP LLC · CIK 0001666423 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,840,260 F1 · balance_after: These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| November 21, 2019 Filed Nov 22, 2019 17:06 UTC |
Alta Fundamental Advisers LLCDirector
Alta Fundamental Advisers SP LLCDirector
|
PurchaseCommon Stock | 62,458 | $10.50 | $655,534.18 |
DisclosureSEC source: 0001515156-19-000106 · wf-form4_157446037934484.xml · nonDerivative · entry 2 Alta Fundamental Advisers LLC · CIK 0001641604 · Director Alta Fundamental Advisers SP LLC · CIK 0001666423 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,816,417 F1 · balance_after: These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 17:06 UTC |
Alta Fundamental Advisers LLCDirector
Alta Fundamental Advisers SP LLCDirector
|
PurchaseCommon Stock | 180,542 | $10.41 | $1,879,315.84 |
DisclosureSEC source: 0001515156-19-000106 · wf-form4_157446037934484.xml · nonDerivative · entry 1 Alta Fundamental Advisers LLC · CIK 0001641604 · Director Alta Fundamental Advisers SP LLC · CIK 0001666423 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,753,959 F1 · balance_after: These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| October 16, 2019 Filed Oct 18, 2019 22:44 UTC |
Sampson L HeathDirector · President & CEO
|
Tax withholdingCommon Stock | 5,497 | $13.89 | $76,353.33 |
DisclosureSEC source: 0001515156-19-000094 · wf-form4_157143864984264.xml · nonDerivative · entry 1 Sampson L Heath · CIK 0001618774 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,545 F1 · shares: Represents the shares withheld to satisfy the statutory tax withholding obligations upon the vesting of restricted stock issued under the issuer's Amended and Restated 2007 Equity Incentive Plan. Read SEC document |
| September 06, 2019 Filed Oct 29, 2019 20:36 UTC |
Alta Fundamental Advisers LLCDirector
Alta Fundamental Advisers SP LLCDirector
|
PurchaseCommon Stock | 10,800 | $12.88 | $139,052.16 |
DisclosureSEC source: 0001515156-19-000096 · wf-form4_157239576769812.xml · nonDerivative · entry 1 Alta Fundamental Advisers LLC · CIK 0001641604 · Director Alta Fundamental Advisers SP LLC · CIK 0001666423 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,573,417 F1 · balance_after: These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.