Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Arq, Inc.ADES · Entity 2240 | CEO | March 23, 2023 | March 27, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Arq, Inc.
Report date March 23, 2023 · Filed March 27, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 186,411 |
Ending reported balance
After 2023-03-23 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-03-23 · Grant · Acquired 90,871 · Balance 195,790 Row 2 · 2023-03-23 · Tax withholding · Disposed 9,379 · Balance 186,411 |
| Performance Share UnitsSEC Table II · derivative / convertible security · Expires 2026-03-10 | Direct | 90,871 |
Reported balance
After 2023-03-23 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-03-23 · Grant · Acquired 90,871 · Balance 90,871 F1: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2026 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2025. F2: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2026 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2025.
F2: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 23, 2023 Filed Mar 27, 2023 19:02 UTC | Arq, Inc. ADES · Entity 2240 | GrantPerformance Share Units · Derivative | 90,871 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-23-000038 · wf-form4_167995811824609.xml · derivative · entry 3 Marken Greg · CIK 0001677291 · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,871 Underlying: Common Stock · 181,742 shares Expires 2026-03-10 F1 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2026 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2025. F1 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2026 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2025. F1 · derivative.expiration_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2026 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2025. F2 · derivative.underlying_shares: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 19:02 UTC | Arq, Inc. ADES · Entity 2240 | Tax withholdingCommon Stock | 9,379 | $1.97 | $18,476.63 |
DisclosureSEC source: 0001515156-23-000038 · wf-form4_167995811824609.xml · nonDerivative · entry 2 Marken Greg · CIK 0001677291 · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 186,411 Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 19:02 UTC | Arq, Inc. ADES · Entity 2240 | GrantCommon Stock | 90,871 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-23-000038 · wf-form4_167995811824609.xml · nonDerivative · entry 1 Marken Greg · CIK 0001677291 · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 195,790 Read SEC document |
| March 23, 2022 Filed Mar 25, 2022 18:30 UTC | Arq, Inc. ADES · Entity 2240 | GrantPerformance Share Units · Derivative | 57,968 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-22-000023 · wf-form4_164824738952162.xml · derivative · entry 3 Marken Greg · CIK 0001677291 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,968 Underlying: Common Stock · 57,968 shares Expires 2025-03-10 F1 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2025 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2024. F2 · shares: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. F1 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2025 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2024. F1 · derivative.expiration_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2025 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2024. F2 · derivative.underlying_shares: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. F2 · balance_after: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. Read SEC document |
| March 23, 2022 Filed Mar 25, 2022 18:30 UTC | Arq, Inc. ADES · Entity 2240 | Tax withholdingCommon Stock | 7,775 | $6.40 | $49,760.00 |
DisclosureSEC source: 0001515156-22-000023 · wf-form4_164824738952162.xml · nonDerivative · entry 2 Marken Greg · CIK 0001677291 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,919 Read SEC document |
| March 23, 2022 Filed Mar 25, 2022 18:30 UTC | Arq, Inc. ADES · Entity 2240 | GrantCommon Stock | 28,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-22-000023 · wf-form4_164824738952162.xml · nonDerivative · entry 1 Marken Greg · CIK 0001677291 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,694 Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 18:55 UTC | Arq, Inc. ADES · Entity 2240 | GrantPerformance Share Units · Derivative | 58,574 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-21-000015 · wf-form4_161671288869569.xml · derivative · entry 3 Marken Greg · CIK 0001677291 · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,574 Underlying: Common Stock · 58,574 shares Expires 2024-03-10 F1 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2024 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2023. F2 · shares: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. F1 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2024 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2023. F1 · derivative.expiration_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2024 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2023. F2 · derivative.underlying_shares: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. F2 · balance_after: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 18:55 UTC | Arq, Inc. ADES · Entity 2240 | Tax withholdingCommon Stock | 5,560 | $5.27 | $29,301.20 |
DisclosureSEC source: 0001515156-21-000015 · wf-form4_161671288869569.xml · nonDerivative · entry 2 Marken Greg · CIK 0001677291 · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,709 Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 18:55 UTC | Arq, Inc. ADES · Entity 2240 | GrantCommon Stock | 29,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-21-000015 · wf-form4_161671288869569.xml · nonDerivative · entry 1 Marken Greg · CIK 0001677291 · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,269 Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 18:41 UTC | Arq, Inc. ADES · Entity 2240 | GrantPerformance Share Units · Derivative | 18,258 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-20-000026 · wf-form4_158517608872892.xml · derivative · entry 3 Marken Greg · CIK 0001677291 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,258 Underlying: Common Stock · 18,258 shares Expires 2023-03-10 F1 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2023 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2022. F2 · shares: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. F1 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2023 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2022. F1 · derivative.expiration_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2023 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2022. F2 · derivative.underlying_shares: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. F2 · balance_after: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 18:41 UTC | Arq, Inc. ADES · Entity 2240 | Tax withholdingCommon Stock | 6,410 | $5.22 | $33,460.20 |
DisclosureSEC source: 0001515156-20-000026 · wf-form4_158517608872892.xml · nonDerivative · entry 2 Marken Greg · CIK 0001677291 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,982 Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 18:41 UTC | Arq, Inc. ADES · Entity 2240 | GrantCommon Stock | 9,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-20-000026 · wf-form4_158517608872892.xml · nonDerivative · entry 1 Marken Greg · CIK 0001677291 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,392 Read SEC document |
| March 23, 2019 Filed Mar 26, 2019 19:22 UTC | Arq, Inc. ADES · Entity 2240 | GrantCommon Stock | 14,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-19-000029 · wf-form4_155364250809686.xml · nonDerivative · entry 2 Marken Greg · CIK 0001677291 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,262 F2 · shares: Represents Restricted Stock issued under the 2017 Plan. Read SEC document |
| March 23, 2019 Filed Mar 26, 2019 19:22 UTC | Arq, Inc. ADES · Entity 2240 | Tax withholdingCommon Stock | 4,081 | $10.84 | $44,238.04 |
DisclosureSEC source: 0001515156-19-000029 · wf-form4_155364250809686.xml · nonDerivative · entry 1 Marken Greg · CIK 0001677291 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,548 F1 · shares: Represents the shares withheld to satisfy the statutory tax withholding obligations upon the vesting of shares issued under the issuer's Amended and Restated 2007 Equity Incentive Plan, as amended (the "2007 Plan") and the Advanced Emissions Solutions, Inc. 2017 Omnibus Incentive Plan (the "2017 Plan"). Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 17:32 UTC | Arq, Inc. ADES · Entity 2240 | Tax withholdingCommon Stock | 1,619 | $10.95 | $17,728.05 |
DisclosureSEC source: 0001515156-18-000036 · wf-form4_152218634472718.xml · nonDerivative · entry 2 Marken Greg · CIK 0001677291 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,629 Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 17:32 UTC | Arq, Inc. ADES · Entity 2240 | GrantCommon Stock | 16,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-18-000036 · wf-form4_152218634472718.xml · nonDerivative · entry 1 Marken Greg · CIK 0001677291 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,248 F1 · shares: Represents Restricted Stock issued under the Advanced Emissions Solutions, Inc. 2017 Omnibus Incentive Plan. Read SEC document |
| January 12, 2018 Filed Jan 17, 2018 19:16 UTC | Arq, Inc. ADES · Entity 2240 | Tax withholdingCommon Stock | 950 | $8.84 | $8,398.00 |
DisclosureSEC source: 0001515156-18-000011 · wf-form4_151623459136071.xml · nonDerivative · entry 1 Marken Greg · CIK 0001677291 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,581 F1 · shares: Represents the shares withheld to satisfy the statutory tax withholding obligations upon the vesting of restricted shares issued under the issuer's Amended and Restated 2010 Non-Management Compensation and Incentive Plan, as amended (the "2010 Plan"). Read SEC document |
| June 12, 2017 Filed Jun 14, 2017 17:16 UTC | Arq, Inc. ADES · Entity 2240 | Tax withholdingCommon Stock | 1,599 | $9.49 | $15,174.51 |
DisclosureSEC source: 0001677291-17-000008 · wf-form4_149747496868944.xml · nonDerivative · entry 1 Marken Greg · CIK 0001677291 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,531 Read SEC document |
| April 14, 2017 Filed Apr 18, 2017 18:50 UTC | Arq, Inc. ADES · Entity 2240 | Tax withholdingCommon Stock | 4,797 | $8.19 | $39,287.43 |
DisclosureSEC source: 0001677291-17-000006 · wf-form4_149255580144631.xml · nonDerivative · entry 1 Marken Greg · CIK 0001677291 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,130 Read SEC document |
| March 23, 2017 Filed Mar 27, 2017 19:40 UTC | Arq, Inc. ADES · Entity 2240 | GrantCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001677291-17-000004 · wf-form4_149065803323658.xml · nonDerivative · entry 1 Marken Greg · CIK 0001677291 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,927 F1 · shares: Represents Restricted Stock issued pursuant to the Long Term Incentive Plan ("LTIP") under the Advanced Emissions Solutions, Inc. Amended and Restated 2007 Equity Incentive Plan, as amended (the "2007 Plan"). Read SEC document |
| January 12, 2017 Filed Jan 17, 2017 12:58 UTC | Arq, Inc. ADES · Entity 2240 | Tax withholdingCommon Stock | 1,034 | $9.20 | $9,512.80 |
DisclosureSEC source: 0001677291-17-000002 · wf-form4_148467592243648.xml · nonDerivative · entry 1 Marken Greg · CIK 0001677291 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,427 F1 · shares: Represents the shares withheld to satisfy the statutory tax withholding obligations upon the vesting of 2,774 shares issued under the issuer's Amended and Restated 2010 Non-Management Compensation and Incentive Plan, as amended (the "2010 Plan"). F2 · balance_after: Of the amount shown, 17,773 shares are restricted stock issued pursuant to the 2010 Plan, not fully vested and subject to forfeiture, and 5,000 shares are restricted stock issued pursuant to the Advanced Emissions Solutions, Inc. Amended and Restated 2007 Equity Incentive Plan, as amended (the "2007 Plan"), not fully vested and subject to forfeiture. Total ownership reflects an immaterial correction to the amount previously reported. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.