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Wong Joseph M

Disclosed activity across 1 company

Tapewire entity
22096
SEC CIK
0001785490

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Arq, Inc.ARQ · Entity 2240Chief Technology OfficerAugust 14, 2026August 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Arq, Inc.

Report date August 14, 2026 · Filed August 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect506,648 Reported balance After 2026-08-14 transaction · row 1
1 source row

Row 1 · 2026-08-14 · Grant · Acquired 55,000 · Balance 506,648

F1: Represents restricted stock awards ("RSAs") granted in accordance with the Issuer's 2026 Omnibus Incentive Plan, approved by stockholders on June 10, 2026. The RSAs shall vest on August 31, 2028.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock awards ("RSAs") granted in accordance with the Issuer's 2026 Omnibus Incentive Plan, approved by stockholders on June 10, 2026. The RSAs shall vest on August 31, 2028.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 14, 2026 Filed Aug 18, 2026 21:10 UTC Arq, Inc. ARQ · Entity 2240 GrantCommon Stock 55,000 $0.00 $0.00
Disclosure

SEC source: 0001515156-26-000118 · wk-form4_1787087444.xml · nonDerivative · entry 1

Wong Joseph M · CIK 0001785490 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 506,648

F1 · shares: Represents restricted stock awards ("RSAs") granted in accordance with the Issuer's 2026 Omnibus Incentive Plan, approved by stockholders on June 10, 2026. The RSAs shall vest on August 31, 2028.

Read SEC document
August 01, 2026 Filed Aug 5, 2026 00:29 UTC Arq, Inc. ARQ · Entity 2240 GrantPerformance Share Units · Derivative 61,047 $0.00 $0.00
Disclosure

SEC source: 0001515156-26-000106 · wk-form4_1785889795.xml · derivative · entry 2

Wong Joseph M · CIK 0001785490 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,047

Underlying: Common Stock · 122,094 shares

Expires 2029-03-15

F2 · derivative.exercise_price: Represents performance share units ("PSUs") granted in accordance with the Issuer's long-term incentive plan under the 2026 Omnibus Incentive Plan.

F3 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting of the PSU, which will occur, if at all, no later than March 15, 2029 subject to the reporting person's continuous service with the Issuer or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2028.

F3 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting of the PSU, which will occur, if at all, no later than March 15, 2029 subject to the reporting person's continuous service with the Issuer or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2028.

F4 · derivative.underlying_shares: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award.

Read SEC document
August 01, 2026 Filed Aug 5, 2026 00:29 UTC Arq, Inc. ARQ · Entity 2240 GrantCommon Stock 61,047 $0.00 $0.00
Disclosure

SEC source: 0001515156-26-000106 · wk-form4_1785889795.xml · nonDerivative · entry 1

Wong Joseph M · CIK 0001785490 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 451,648

F1 · shares: Represents restricted stock awards ("RSAs") granted in accordance with the Issuer's long-term incentive plan under the 2026 Omnibus Incentive Plan, approved by stockholders on June 10, 2026. The RSAs shall vest in three equal installments, on each of August 1, 2027, March 23, 2028, and March 23, 2029.

Read SEC document
March 23, 2026 Filed Mar 25, 2026 12:00 UTC Arq, Inc. ARQ · Entity 2240 Tax withholdingCommon Stock 10,085 $2.27 $22,892.95
Disclosure

SEC source: 0001515156-26-000038 · wk-form4_1774440028.xml · nonDerivative · entry 1

Wong Joseph M · CIK 0001785490 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 390,601

F1 · shares: Reflects the withholding of shares of the Issuer's common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awards ("RSAs") on March 23, 2026.

Read SEC document
March 17, 2026 Filed Mar 19, 2026 20:30 UTC Arq, Inc. ARQ · Entity 2240 PurchaseCommon Stock 10,000 $1.89 $18,900.00
Disclosure

SEC source: 0001515156-26-000028 · wk-form4_1773952206.xml · nonDerivative · entry 1

Wong Joseph M · CIK 0001785490 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,686

F1 · price: This price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.8850 to $1.8900, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 22:14 UTC Arq, Inc. ARQ · Entity 2240 Exercise / conversionPerformance Share Units · Derivative 30,225 $0.00 $0.00
Disclosure

SEC source: 0001515156-26-000012 · wk-form4_1772576081.xml · derivative · entry 3

Wong Joseph M · CIK 0001785490 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,450 shares

Expires 2026-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 27, 2026, the Compensation Committee of the Board of Directors of the Issuer determined that of the 30,225 performance share units ("PSUs") awarded to the reporting person on March 23, 2023 pursuant to the 2023 Long Term Incentive Plan under the Issuer's 2022 Omnibus Equity Incentive Plan, 40,286 PSUs vested based on the achievement of specific performance criteria over a three year performance period ended December 31, 2025. Each vested PSU represented the right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: On February 27, 2026, the Compensation Committee of the Board of Directors of the Issuer determined that of the 30,225 performance share units ("PSUs") awarded to the reporting person on March 23, 2023 pursuant to the 2023 Long Term Incentive Plan under the Issuer's 2022 Omnibus Equity Incentive Plan, 40,286 PSUs vested based on the achievement of specific performance criteria over a three year performance period ended December 31, 2025. Each vested PSU represented the right to receive one share of the Issuer's common stock.

F3 · derivative.underlying_shares: Represents the maximum number of PSUs that were eligible to vest, which was 200% of the target award.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 22:14 UTC Arq, Inc. ARQ · Entity 2240 Tax withholdingCommon Stock 17,338 $3.51 $60,856.38
Disclosure

SEC source: 0001515156-26-000012 · wk-form4_1772576081.xml · nonDerivative · entry 2

Wong Joseph M · CIK 0001785490 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 390,686

F2 · shares: Reflects the withholding of shares of the Issuer's common stock to satisfy tax withholding obligations in connection with the vesting of PSUs on February 27, 2026.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 22:14 UTC Arq, Inc. ARQ · Entity 2240 Exercise / conversionCommon Stock 40,286 Not disclosed Not disclosed
Disclosure

SEC source: 0001515156-26-000012 · wk-form4_1772576081.xml · nonDerivative · entry 1

Wong Joseph M · CIK 0001785490 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 408,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 27, 2026, the Compensation Committee of the Board of Directors of the Issuer determined that of the 30,225 performance share units ("PSUs") awarded to the reporting person on March 23, 2023 pursuant to the 2023 Long Term Incentive Plan under the Issuer's 2022 Omnibus Equity Incentive Plan, 40,286 PSUs vested based on the achievement of specific performance criteria over a three year performance period ended December 31, 2025. Each vested PSU represented the right to receive one share of the Issuer's common stock.

Read SEC document
August 04, 2025 Filed Aug 6, 2025 21:37 UTC Arq, Inc. ARQ · Entity 2240 SaleCommon Stock 3,052 $5.20 $15,870.40
Disclosure

SEC source: 0001515156-25-000107 · wk-form4_1754516274.xml · nonDerivative · entry 1

Wong Joseph M · CIK 0001785490 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 367,738

F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock awards. The sale was made to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

Read SEC document
May 16, 2025 Filed May 20, 2025 20:30 UTC Arq, Inc. ARQ · Entity 2240 PurchaseCommon Stock 16,000 $4.61 $73,760.00
Disclosure

SEC source: 0001515156-25-000071 · wk-form4_1747773014.xml · nonDerivative · entry 1

Wong Joseph M · CIK 0001785490 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 370,790

F1 · price: This price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.50 to $4.63, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

Read SEC document
March 24, 2025 Filed Mar 25, 2025 21:57 UTC Arq, Inc. ARQ · Entity 2240 SaleCommon Stock 6,596 $4.68 $30,869.28
Disclosure

SEC source: 0001515156-25-000020 · wk-form4_1742939871.xml · nonDerivative · entry 2

Wong Joseph M · CIK 0001785490 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 354,790

F2 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock awards. The sale was made to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

Read SEC document
March 23, 2025 Filed Mar 25, 2025 21:57 UTC Arq, Inc. ARQ · Entity 2240 GrantPerformance Share Units · Derivative 26,198 $0.00 $0.00
Disclosure

SEC source: 0001515156-25-000020 · wk-form4_1742939871.xml · derivative · entry 3

Wong Joseph M · CIK 0001785490 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,198

Underlying: Common Stock · 52,396 shares

Expires 2028-03-10

F3 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2028 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2027.

F1 · shares: Represents restricted stock awards granted in accordance with the Issuer's long-term incentive plan under the 2024 Omnibus Incentive Plan, as approved by stockholders on June 10, 2024. The restricted stock awards shall vest in three equal annual installments, beginning on the first anniversary of the grant date.

F3 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2028 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2027.

F3 · derivative.expiration_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2028 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2027.

F4 · derivative.underlying_shares: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award.

Read SEC document
March 23, 2025 Filed Mar 25, 2025 21:57 UTC Arq, Inc. ARQ · Entity 2240 GrantCommon Stock 26,198 $0.00 $0.00
Disclosure

SEC source: 0001515156-25-000020 · wk-form4_1742939871.xml · nonDerivative · entry 1

Wong Joseph M · CIK 0001785490 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 361,386

F1 · shares: Represents restricted stock awards granted in accordance with the Issuer's long-term incentive plan under the 2024 Omnibus Incentive Plan, as approved by stockholders on June 10, 2024. The restricted stock awards shall vest in three equal annual installments, beginning on the first anniversary of the grant date.

Read SEC document
February 12, 2025 Filed Feb 14, 2025 22:37 UTC Arq, Inc. ARQ · Entity 2240 Exercise / conversionPerformance Share Unit · Derivative 33,420 $0.00 $0.00
Disclosure

SEC source: 0001515156-25-000007 · wk-form4_1739572623.xml · derivative · entry 3

Wong Joseph M · CIK 0001785490 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,420 shares

Expires 2025-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 12, 2025, the Compensation Committee of the Board of Directors of the issuer determined that of the 16,710 performance share units ("PSUs") awarded to the reporting person on March 23, 2022 pursuant to the 2022 Long Term Incentive Plan under the issuer's 2017 Omnibus Equity Incentive Plan, 14,728 PSUs vested based on the achievement of specific performance criteria over a three year performance period ended December 31, 2024. Each vested PSU represented the right to receive one share of the issuer's common stock.

F3 · shares: Represents the maximum number of PSUs eligible to vest, which is 200% of the target award.

F1 · derivative.exercise_date: On February 12, 2025, the Compensation Committee of the Board of Directors of the issuer determined that of the 16,710 performance share units ("PSUs") awarded to the reporting person on March 23, 2022 pursuant to the 2022 Long Term Incentive Plan under the issuer's 2017 Omnibus Equity Incentive Plan, 14,728 PSUs vested based on the achievement of specific performance criteria over a three year performance period ended December 31, 2024. Each vested PSU represented the right to receive one share of the issuer's common stock.

Read SEC document
February 12, 2025 Filed Feb 14, 2025 22:37 UTC Arq, Inc. ARQ · Entity 2240 Tax withholdingCommon Stock 6,995 $5.93 $41,480.35
Disclosure

SEC source: 0001515156-25-000007 · wk-form4_1739572623.xml · nonDerivative · entry 2

Wong Joseph M · CIK 0001785490 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 335,188

F2 · shares: Reflects the withholding of shares of the Issuer's common stock to satisfy tax withholding obligations in connection with the vesting of PSUs on February 12, 2025.

Read SEC document
February 12, 2025 Filed Feb 14, 2025 22:37 UTC Arq, Inc. ARQ · Entity 2240 Exercise / conversionCommon Stock 14,728 Not disclosed Not disclosed
Disclosure

SEC source: 0001515156-25-000007 · wk-form4_1739572623.xml · nonDerivative · entry 1

Wong Joseph M · CIK 0001785490 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 342,183

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 12, 2025, the Compensation Committee of the Board of Directors of the issuer determined that of the 16,710 performance share units ("PSUs") awarded to the reporting person on March 23, 2022 pursuant to the 2022 Long Term Incentive Plan under the issuer's 2017 Omnibus Equity Incentive Plan, 14,728 PSUs vested based on the achievement of specific performance criteria over a three year performance period ended December 31, 2024. Each vested PSU represented the right to receive one share of the issuer's common stock.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 22:45 UTC Arq, Inc. ARQ · Entity 2240 GrantPerformance Share Units · Derivative 21,667 $0.00 $0.00
Disclosure

SEC source: 0001515156-24-000136 · wk-form4_1722897938.xml · derivative · entry 2

Wong Joseph M · CIK 0001785490 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,667

Underlying: Common Stock · 43,334 shares

Expires 2027-03-10

F2 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2027 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2026.

F1 · shares: Granted in accordance with the Issuer's long-term incentive plan under the 2024 Omnibus Incentive Plan, as approved by stockholders on June 10, 2024.

F2 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2027 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2026.

F2 · derivative.expiration_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2027 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2026.

F3 · derivative.underlying_shares: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 22:45 UTC Arq, Inc. ARQ · Entity 2240 GrantCommon Stock 21,667 $0.00 $0.00
Disclosure

SEC source: 0001515156-24-000136 · wk-form4_1722897938.xml · nonDerivative · entry 1

Wong Joseph M · CIK 0001785490 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 327,455

F1 · shares: Granted in accordance with the Issuer's long-term incentive plan under the 2024 Omnibus Incentive Plan, as approved by stockholders on June 10, 2024.

Read SEC document
July 23, 2024 Filed Jul 25, 2024 21:27 UTC Arq, Inc. ARQ · Entity 2240 Tax withholdingCommon Stock 38,799 $6.57 $254,909.43
Disclosure

SEC source: 0001515156-24-000127 · wk-form4_1721942864.xml · nonDerivative · entry 2

Wong Joseph M · CIK 0001785490 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 305,788

F2 · shares: Reflects the withholding of shares of the issuer's common stock to satisfy tax withholding obligations in connection with the vesting of PSUs on July 23, 2024.

Read SEC document
July 23, 2024 Filed Jul 25, 2024 21:27 UTC Arq, Inc. ARQ · Entity 2240 GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001515156-24-000127 · wk-form4_1721942864.xml · nonDerivative · entry 1

Wong Joseph M · CIK 0001785490 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 344,587

F1 · shares: On July 23, 2024, the Chief Executive Officer of the issuer determined that 100,000 performance share units ("PSUs") granted on November 21, 2023 (the "Grant Date"), vested based on the achievement of specific performance criteria over a performance period beginning on the Grant Date and ending on June 30, 2024. Each vested PSU represented the right to receive one share of the issuer's common stock.

Read SEC document
March 23, 2024 Filed Mar 26, 2024 20:30 UTC Arq, Inc. ARQ · Entity 2240 Tax withholdingCommon Stock 7,326 $6.24 $45,714.24
Disclosure

SEC source: 0001515156-24-000049 · wk-form4_1711485018.xml · nonDerivative · entry 1

Wong Joseph M · CIK 0001785490 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244,587

Read SEC document
March 23, 2024 Filed Mar 27, 2024 13:20 UTC Amendment Arq, Inc. ARQ · Entity 2240 Tax withholdingCommon Stock 7,326 $6.24 $45,714.24
Disclosure

SEC source: 0001515156-24-000055 · wk-form4a_1711545636.xml · nonDerivative · entry 1

Wong Joseph M · CIK 0001785490 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244,587

F1 · shares: Reflects the withholding of shares of the Issuer's common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awards ("RSAs") on March 23, 2024.

Read SEC document
November 21, 2023 Filed Nov 21, 2023 23:30 UTC Arq, Inc. ADES · Entity 2240 PurchaseCommon Stock 25,000 $2.53 $63,300.00
Disclosure

SEC source: 0001515156-23-000144 · wk-form4_1700609417.xml · nonDerivative · entry 3

Wong Joseph M · CIK 0001785490 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,913

Read SEC document
November 20, 2023 Filed Nov 21, 2023 23:30 UTC Arq, Inc. ADES · Entity 2240 PurchaseCommon Stock 35,000 $2.48 $86,908.50
Disclosure

SEC source: 0001515156-23-000144 · wk-form4_1700609417.xml · nonDerivative · entry 2

Wong Joseph M · CIK 0001785490 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 226,913

Read SEC document
November 17, 2023 Filed Nov 21, 2023 23:30 UTC Arq, Inc. ADES · Entity 2240 PurchaseCommon Stock 30,000 $2.45 $73,386.00
Disclosure

SEC source: 0001515156-23-000144 · wk-form4_1700609417.xml · nonDerivative · entry 1

Wong Joseph M · CIK 0001785490 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,913

Read SEC document
November 16, 2023 Filed Nov 20, 2023 23:06 UTC Arq, Inc. ADES · Entity 2240 PurchaseCommon Stock 25,000 $2.45 $61,207.50
Disclosure

SEC source: 0001515156-23-000140 · wk-form4_1700521559.xml · nonDerivative · entry 2

Wong Joseph M · CIK 0001785490 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,913

Read SEC document
November 16, 2023 Filed Nov 20, 2023 23:06 UTC Arq, Inc. ADES · Entity 2240 PurchaseCommon Stock 30,000 $2.43 $72,849.00
Disclosure

SEC source: 0001515156-23-000140 · wk-form4_1700521559.xml · nonDerivative · entry 1

Wong Joseph M · CIK 0001785490 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,913

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:14 UTC Arq, Inc. ADES · Entity 2240 GrantCommon Stock 25,000 $2.30 $57,515.00
Disclosure

SEC source: 0001515156-23-000138 · wk-form4_1700262881.xml · nonDerivative · entry 1

Wong Joseph M · CIK 0001785490 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,913

Read SEC document
November 15, 2023 Filed Nov 21, 2023 21:41 UTC Amendment Arq, Inc. ADES · Entity 2240 PurchaseCommon Stock 25,000 $2.30 $57,515.00
Disclosure

SEC source: 0001515156-23-000142 · wk-form4a_1700602874.xml · nonDerivative · entry 1

Wong Joseph M · CIK 0001785490 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,913

F1 · kind: The initial Form 4 filed on November 17, 2023 inadvertently listed a transaction code of "A". This amendment corrects the transaction code for this transaction.

F2 · balance_after: Amount shown is inclusive of subsequent transactions reported on Form 4 filed on November 20, 2023.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 23:01 UTC Arq, Inc. ADES · Entity 2240 GrantPerformance Share Units · Derivative 30,225 $0.00 $0.00
Disclosure

SEC source: 0001515156-23-000036 · wf-form4_167995807507044.xml · derivative · entry 3

Wong Joseph M · CIK 0001785490 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,225

Underlying: Common Stock · 60,450 shares

Expires 2026-03-10

F1 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2026 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2025.

F1 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2026 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2025.

F1 · derivative.expiration_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2026 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2025.

F2 · derivative.underlying_shares: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 23:01 UTC Arq, Inc. ADES · Entity 2240 Tax withholdingCommon Stock 4,068 $1.97 $8,013.96
Disclosure

SEC source: 0001515156-23-000036 · wf-form4_167995807507044.xml · nonDerivative · entry 2

Wong Joseph M · CIK 0001785490 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,913

Read SEC document
March 23, 2023 Filed Mar 27, 2023 23:01 UTC Arq, Inc. ADES · Entity 2240 GrantCommon Stock 30,225 $0.00 $0.00
Disclosure

SEC source: 0001515156-23-000036 · wf-form4_167995807507044.xml · nonDerivative · entry 1

Wong Joseph M · CIK 0001785490 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,981

Read SEC document
March 23, 2022 Filed Mar 25, 2022 22:29 UTC Arq, Inc. ADES · Entity 2240 GrantPerformance Share Unit · Derivative 33,420 $0.00 $0.00
Disclosure

SEC source: 0001515156-22-000021 · wf-form4_164824735263392.xml · derivative · entry 2

Wong Joseph M · CIK 0001785490 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,420

Underlying: Common Stock · 33,420 shares

Expires 2025-03-10

F1 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2025 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2024.

F2 · shares: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award.

F1 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2025 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2024.

F1 · derivative.expiration_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2025 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2024.

F2 · derivative.underlying_shares: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award.

F2 · balance_after: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award.

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March 23, 2022 Filed Mar 25, 2022 22:29 UTC Arq, Inc. ADES · Entity 2240 GrantCommon Stock 16,710 $0.00 $0.00
Disclosure

SEC source: 0001515156-22-000021 · wf-form4_164824735263392.xml · nonDerivative · entry 1

Wong Joseph M · CIK 0001785490 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,756

Read SEC document
March 23, 2021 Filed Mar 25, 2021 22:57 UTC Arq, Inc. ADES · Entity 2240 GrantPerformance Share Units · Derivative 33,768 $0.00 $0.00
Disclosure

SEC source: 0001515156-21-000016 · wf-form4_161671305744390.xml · derivative · entry 2

Wong Joseph M · CIK 0001785490 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,768

Underlying: Common Stock · 33,768 shares

Expires 2024-03-10

F1 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2024 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2023.

F2 · shares: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award.

F1 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2024 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2023.

F1 · derivative.expiration_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2024 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2023.

F2 · derivative.underlying_shares: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award.

F2 · balance_after: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 22:57 UTC Arq, Inc. ADES · Entity 2240 GrantCommon Stock 16,885 $0.00 $0.00
Disclosure

SEC source: 0001515156-21-000016 · wf-form4_161671305744390.xml · nonDerivative · entry 1

Wong Joseph M · CIK 0001785490 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,046

Read SEC document
March 23, 2020 Filed Mar 25, 2020 22:41 UTC Arq, Inc. ADES · Entity 2240 GrantPerformance Share Units · Derivative 17,726 $0.00 $0.00
Disclosure

SEC source: 0001515156-20-000025 · wf-form4_158517606812196.xml · derivative · entry 2

Wong Joseph M · CIK 0001785490 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,726

Underlying: Common Stock · 17,726 shares

Expires 2023-03-10

F1 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2023 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2022.

F2 · shares: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award.

F1 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2023 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2022.

F1 · derivative.expiration_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2023 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2022.

F2 · derivative.underlying_shares: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award.

F2 · balance_after: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award.

Read SEC document
March 23, 2020 Filed Mar 25, 2020 22:41 UTC Arq, Inc. ADES · Entity 2240 GrantCommon Stock 8,864 $0.00 $0.00
Disclosure

SEC source: 0001515156-20-000025 · wf-form4_158517606812196.xml · nonDerivative · entry 1

Wong Joseph M · CIK 0001785490 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,161

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.