person · Reporting owner
Alta Fundamental Advisers LLC
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Arq, Inc.ARQ · Entity 2240 | Director | July 01, 2024 | July 03, 2024 |
| Keenova Therapeutics plcMNK · Entity 28960 | 10% owner | June 16, 2023 | June 23, 2023 |
| PREMIER EXHIBITIONS, INC.PRXI · Entity 168186 | 10% owner | March 20, 2018 | March 20, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Arq, Inc.
Report date July 01, 2024 · Filed July 03, 2024
Jointly reported with Alta Fundamental Advisers SP LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 2,028,963 |
Reported balance
After 2024-07-01 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-07-01 · Grant · Acquired 12,508 · Balance 2,028,963 F1: These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.
Keenova Therapeutics plc
Report date June 16, 2023 · Filed June 23, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 1,947,093 |
Reported balance
Holding disclosure · report date 2023-06-16 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,947,093 F1: These securities are directly held by managed funds and clients advised by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li and Jeremy Carton are the Managing Members of Alta. Alta, Mr. Li and Mr. Carton disclaim beneficial ownership of the Ordinary Shares except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are directly held by managed funds and clients advised by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li and Jeremy Carton are the Managing Members of Alta. Alta, Mr. Li and Mr. Carton disclaim beneficial ownership of the Ordinary Shares except to the extent of their pecuniary interest therein.
PREMIER EXHIBITIONS, INC.
Report date March 20, 2018 · Filed March 20, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 317,575 |
Reported balance
Holding disclosure · report date 2018-03-20 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 317,575 F1: These securities are directly held by an account managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in the account. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 526,396 |
Reported balance
Holding disclosure · report date 2018-03-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 526,396 F2: These securities are directly held by an account managed by Alta. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 213,653 |
Reported balance
Holding disclosure · report date 2018-03-20 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 213,653 F3: These securities are directly held by an account managed by Alta. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are directly held by an account managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in the account. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.
F2: These securities are directly held by an account managed by Alta. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.
F3: These securities are directly held by an account managed by Alta. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2024 Filed Jul 3, 2024 17:34 UTC | Arq, Inc. ARQ · Entity 2240 | GrantCommon Stock | 12,508 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-24-000119 · wk-form4_1720042470.xml · nonDerivative · entry 1 Alta Fundamental Advisers LLC · CIK 0001641604 · Director Alta Fundamental Advisers SP LLC · CIK 0001666423 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 2,028,963 F1 · balance_after: These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| July 01, 2023 Filed Jul 5, 2023 19:29 UTC | Arq, Inc. ADES · Entity 2240 | GrantCommon Stock | 24,642 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-23-000083 · wk-form4_1688599748.xml · nonDerivative · entry 1 Alta Fundamental Advisers LLC · CIK 0001641604 · Director Alta Fundamental Advisers SP LLC · CIK 0001666423 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 2,016,455 F1 · balance_after: These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 18:03 UTC | Arq, Inc. ADES · Entity 2240 | GrantCommon Stock | 15,159 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-22-000050 · wf-form4_165714502033484.xml · nonDerivative · entry 1 Alta Fundamental Advisers LLC · CIK 0001641604 · Director Alta Fundamental Advisers SP LLC · CIK 0001666423 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,006,972 F1 · balance_after: These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 18:12 UTC | Arq, Inc. ADES · Entity 2240 | GrantCommon Stock | 9,924 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-21-000056 · wf-form4_162560952945763.xml · nonDerivative · entry 1 Alta Fundamental Advisers LLC · CIK 0001641604 · Director Alta Fundamental Advisers SP LLC · CIK 0001666423 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,991,813 F1 · balance_after: These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 18:27 UTC | Arq, Inc. ADES · Entity 2240 | GrantCommon Stock | 15,242 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-20-000064 · wf-form4_159407443086872.xml · nonDerivative · entry 1 Alta Fundamental Advisers LLC · CIK 0001641604 · Director Alta Fundamental Advisers SP LLC · CIK 0001666423 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,981,889 F1 · balance_after: These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| December 31, 2019 Filed Jan 2, 2020 17:50 UTC | Arq, Inc. ADES · Entity 2240 | PurchaseCommon Stock | 104,444 | $10.39 | $1,085,434.27 |
DisclosureSEC source: 0001515156-20-000002 · wf-form4_157800540753431.xml · nonDerivative · entry 2 Alta Fundamental Advisers LLC · CIK 0001641604 · Director Alta Fundamental Advisers SP LLC · CIK 0001666423 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,966,647 F1 · balance_after: These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| December 30, 2019 Filed Jan 2, 2020 17:50 UTC | Arq, Inc. ADES · Entity 2240 | PurchaseCommon Stock | 21,943 | $10.29 | $225,716.67 |
DisclosureSEC source: 0001515156-20-000002 · wf-form4_157800540753431.xml · nonDerivative · entry 1 Alta Fundamental Advisers LLC · CIK 0001641604 · Director Alta Fundamental Advisers SP LLC · CIK 0001666423 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,862,203 F1 · balance_after: These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| November 22, 2019 Filed Nov 22, 2019 17:06 UTC | Arq, Inc. ADES · Entity 2240 | PurchaseCommon Stock | 23,843 | $10.84 | $258,524.88 |
DisclosureSEC source: 0001515156-19-000106 · wf-form4_157446037934484.xml · nonDerivative · entry 3 Alta Fundamental Advisers LLC · CIK 0001641604 · Director Alta Fundamental Advisers SP LLC · CIK 0001666423 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,840,260 F1 · balance_after: These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| November 21, 2019 Filed Nov 22, 2019 17:06 UTC | Arq, Inc. ADES · Entity 2240 | PurchaseCommon Stock | 62,458 | $10.50 | $655,534.18 |
DisclosureSEC source: 0001515156-19-000106 · wf-form4_157446037934484.xml · nonDerivative · entry 2 Alta Fundamental Advisers LLC · CIK 0001641604 · Director Alta Fundamental Advisers SP LLC · CIK 0001666423 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,816,417 F1 · balance_after: These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 17:06 UTC | Arq, Inc. ADES · Entity 2240 | PurchaseCommon Stock | 180,542 | $10.41 | $1,879,315.84 |
DisclosureSEC source: 0001515156-19-000106 · wf-form4_157446037934484.xml · nonDerivative · entry 1 Alta Fundamental Advisers LLC · CIK 0001641604 · Director Alta Fundamental Advisers SP LLC · CIK 0001666423 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,753,959 F1 · balance_after: These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| September 06, 2019 Filed Oct 29, 2019 20:36 UTC | Arq, Inc. ADES · Entity 2240 | PurchaseCommon Stock | 10,800 | $12.88 | $139,052.16 |
DisclosureSEC source: 0001515156-19-000096 · wf-form4_157239576769812.xml · nonDerivative · entry 1 Alta Fundamental Advisers LLC · CIK 0001641604 · Director Alta Fundamental Advisers SP LLC · CIK 0001666423 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,573,417 F1 · balance_after: These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| September 04, 2019 Filed Sep 5, 2019 19:01 UTC | Arq, Inc. ADES · Entity 2240 | PurchaseCommon Stock | 200 | $12.47 | $2,493.50 |
DisclosureSEC source: 0001515156-19-000092 · wf-form4_156772449795856.xml · nonDerivative · entry 2 Alta Fundamental Advisers LLC · CIK 0001641604 · Director Alta Fundamental Advisers SP LLC · CIK 0001666423 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,562,617 F1 · balance_after: These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 19:01 UTC | Arq, Inc. ADES · Entity 2240 | PurchaseCommon Stock | 50,000 | $12.35 | $617,550.00 |
DisclosureSEC source: 0001515156-19-000092 · wf-form4_156772449795856.xml · nonDerivative · entry 1 Alta Fundamental Advisers LLC · CIK 0001641604 · Director Alta Fundamental Advisers SP LLC · CIK 0001666423 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,562,417 F1 · balance_after: These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| August 27, 2019 Filed Aug 29, 2019 18:00 UTC | Arq, Inc. ADES · Entity 2240 | PurchaseCommon Stock | 25,000 | $12.49 | $312,207.50 |
DisclosureSEC source: 0001515156-19-000090 · wf-form4_156711603286609.xml · nonDerivative · entry 1 Alta Fundamental Advisers LLC · CIK 0001641604 · Director Alta Fundamental Advisers SP LLC · CIK 0001666423 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,512,417 F1 · balance_after: These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 19:16 UTC | Arq, Inc. ADES · Entity 2240 | PurchaseCommon Stock | 6,747 | $12.44 | $83,963.72 |
DisclosureSEC source: 0001515156-19-000088 · wf-form4_156694777920764.xml · nonDerivative · entry 2 Alta Fundamental Advisers LLC · CIK 0001641604 · Director Alta Fundamental Advisers SP LLC · CIK 0001666423 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,487,417 F1 · balance_after: These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| August 23, 2019 Filed Aug 27, 2019 19:16 UTC | Arq, Inc. ADES · Entity 2240 | PurchaseCommon Stock | 19,000 | $12.43 | $236,217.50 |
DisclosureSEC source: 0001515156-19-000088 · wf-form4_156694777920764.xml · nonDerivative · entry 1 Alta Fundamental Advisers LLC · CIK 0001641604 · Director Alta Fundamental Advisers SP LLC · CIK 0001666423 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,480,670 F1 · balance_after: These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| August 22, 2019 Filed Aug 23, 2019 18:13 UTC | Arq, Inc. ADES · Entity 2240 | PurchaseCommon Stock | 3,200 | $12.64 | $40,462.08 |
DisclosureSEC source: 0001515156-19-000086 · wf-form4_156659837198066.xml · nonDerivative · entry 2 Alta Fundamental Advisers LLC · CIK 0001641604 · Director Alta Fundamental Advisers SP LLC · CIK 0001666423 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,461,670 F1 · balance_after: These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 18:13 UTC | Arq, Inc. ADES · Entity 2240 | PurchaseCommon Stock | 25,000 | $12.19 | $304,855.00 |
DisclosureSEC source: 0001515156-19-000086 · wf-form4_156659837198066.xml · nonDerivative · entry 1 Alta Fundamental Advisers LLC · CIK 0001641604 · Director Alta Fundamental Advisers SP LLC · CIK 0001666423 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,458,470 F1 · balance_after: These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| August 20, 2019 Filed Aug 21, 2019 19:01 UTC | Arq, Inc. ADES · Entity 2240 | PurchaseCommon Stock | 15,700 | $12.04 | $188,951.07 |
DisclosureSEC source: 0001515156-19-000084 · wf-form4_156642847963196.xml · nonDerivative · entry 2 Alta Fundamental Advisers LLC · CIK 0001641604 · Director Alta Fundamental Advisers SP LLC · CIK 0001666423 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,433,470 F1 · balance_after: These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| August 19, 2019 Filed Aug 21, 2019 19:01 UTC | Arq, Inc. ADES · Entity 2240 | PurchaseCommon Stock | 40,543 | $11.88 | $481,508.94 |
DisclosureSEC source: 0001515156-19-000084 · wf-form4_156642847963196.xml · nonDerivative · entry 1 Alta Fundamental Advisers LLC · CIK 0001641604 · Director Alta Fundamental Advisers SP LLC · CIK 0001666423 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,417,770 F1 · balance_after: These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 17:26 UTC | Arq, Inc. ADES · Entity 2240 | GrantCommon Stock | 5,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-19-000068 · wf-form4_156218919713489.xml · nonDerivative · entry 1 Alta Fundamental Advisers LLC · CIK 0001641604 · Director Alta Fundamental Advisers SP LLC · CIK 0001666423 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,377,227 F1 · balance_after: These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 18:47 UTC | Arq, Inc. ADES · Entity 2240 | PurchaseCommon Stock | 55,000 | $10.34 | $568,793.50 |
DisclosureSEC source: 0001515156-19-000002 · wf-form4_154655925766329.xml · nonDerivative · entry 2 Alta Fundamental Advisers LLC · CIK 0001641604 · Director Alta Fundamental Advisers SP LLC · CIK 0001666423 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,371,379 F1 · balance_after: These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 18:47 UTC | Arq, Inc. ADES · Entity 2240 | SaleCommon Stock | 45,000 | $10.28 | $462,739.50 |
DisclosureSEC source: 0001515156-19-000002 · wf-form4_154655925766329.xml · nonDerivative · entry 1 Alta Fundamental Advisers LLC · CIK 0001641604 · Director Alta Fundamental Advisers SP LLC · CIK 0001666423 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,316,379 F1 · balance_after: These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| December 28, 2018 Filed Dec 31, 2018 16:48 UTC | Arq, Inc. ADES · Entity 2240 | PurchaseCommon Stock | 55,000 | $9.99 | $549,312.50 |
DisclosureSEC source: 0001515156-18-000116 · wf-form4_154629288827840.xml · nonDerivative · entry 3 Alta Fundamental Advisers LLC · CIK 0001641604 · Director Alta Fundamental Advisers SP LLC · CIK 0001666423 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,361,379 F1 · balance_after: These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| December 28, 2018 Filed Dec 31, 2018 16:48 UTC | Arq, Inc. ADES · Entity 2240 | SaleCommon Stock | 50,000 | $9.94 | $496,980.00 |
DisclosureSEC source: 0001515156-18-000116 · wf-form4_154629288827840.xml · nonDerivative · entry 2 Alta Fundamental Advisers LLC · CIK 0001641604 · Director Alta Fundamental Advisers SP LLC · CIK 0001666423 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,306,379 F1 · balance_after: These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| December 27, 2018 Filed Dec 31, 2018 16:48 UTC | Arq, Inc. ADES · Entity 2240 | PurchaseCommon Stock | 10,000 | $9.85 | $98,530.00 |
DisclosureSEC source: 0001515156-18-000116 · wf-form4_154629288827840.xml · nonDerivative · entry 1 Alta Fundamental Advisers LLC · CIK 0001641604 · Director Alta Fundamental Advisers SP LLC · CIK 0001666423 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,356,379 F1 · balance_after: These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 17:56 UTC | Arq, Inc. ADES · Entity 2240 | GrantCommon Stock | 13,014 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-18-000084 · wf-form4_153065498538796.xml · nonDerivative · entry 2 Alta Fundamental Advisers LLC · CIK 0001641604 · Director Alta Fundamental Advisers SP LLC · CIK 0001666423 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,346,379 F1 · balance_after: These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 17:56 UTC | Arq, Inc. ADES · Entity 2240 | PurchaseCommon Stock | 27,011 | $11.29 | $304,821.84 |
DisclosureSEC source: 0001515156-18-000084 · wf-form4_153065498538796.xml · nonDerivative · entry 1 Alta Fundamental Advisers LLC · CIK 0001641604 · Director Alta Fundamental Advisers SP LLC · CIK 0001666423 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,333,365 F1 · balance_after: These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| June 28, 2018 Filed Jul 2, 2018 18:58 UTC | Arq, Inc. ADES · Entity 2240 | PurchaseCommon Stock | 20,020 | $11.11 | $222,464.24 |
DisclosureSEC source: 0001515156-18-000075 · wf-form4_153057229482000.xml · nonDerivative · entry 1 Alta Fundamental Advisers LLC · CIK 0001641604 · Director Alta Fundamental Advisers SP LLC · CIK 0001666423 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,306,354 F1 · balance_after: These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 17:52 UTC | Arq, Inc. ADES · Entity 2240 | PurchaseCommon Stock | 18,246 | $9.86 | $179,859.95 |
DisclosureSEC source: 0001515156-17-000128 · wf-form4_151337834484290.xml · nonDerivative · entry 2 Alta Fundamental Advisers LLC · CIK 0001641604 · Director Alta Fundamental Advisers SP LLC · CIK 0001666423 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,286,334 F2 · balance_after: These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 17:52 UTC | Arq, Inc. ADES · Entity 2240 | PurchaseCommon Stock | 244,020 | $9.89 | $2,413,284.59 |
DisclosureSEC source: 0001515156-17-000128 · wf-form4_151337834484290.xml · nonDerivative · entry 1 Alta Fundamental Advisers LLC · CIK 0001641604 · Director Alta Fundamental Advisers SP LLC · CIK 0001666423 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,268,088 F1 · price: This price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.8001 to $9.9000, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4. F2 · balance_after: These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| June 12, 2017 Filed Jun 14, 2017 23:58 UTC | Arq, Inc. ADES · Entity 2240 | Disposition to issuerCommon Stock | 70,178 | $9.40 | $659,673.20 |
DisclosureSEC source: 0001515156-17-000070 · wf-form4_149748471462339.xml · nonDerivative · entry 1 Alta Fundamental Advisers LLC · CIK 0001641604 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,024,068 F1 · balance_after: These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| January 20, 2017 Filed Jan 24, 2017 20:21 UTC | Arq, Inc. ADES · Entity 2240 | PurchaseCommon Stock | 231,271 | $9.00 | $2,081,439.00 |
DisclosureSEC source: 0001515156-17-000006 · wf-form4_148530728791340.xml · nonDerivative · entry 1 Alta Fundamental Advisers LLC · CIK 0001641604 · Director Alta Fundamental Advisers SP LLC · CIK 0001666423 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,094,246 F1 · balance_after: These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.