Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Arq, Inc.
Report date November 19, 2021 · Filed November 23, 2021
Section 16 reporting ended · disclosed 2021-11-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 28,231 |
Reported balance
After 2021-11-19 transaction · row 1
1 source rowRow 1 · 2021-11-19 · Disposition to issuer · Disposed 25,823 · Balance 28,231 F1: On November 19, 2021, Mr. Sanders resigned from all executive officer positions of Advanced Emissions Solutions, Inc. (the "Company"). Transaction represents forfeiture of unvested Restricted Stock Awards pursuant to the Company's 2017 Omnibus Equity Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 19, 2021, Mr. Sanders resigned from all executive officer positions of Advanced Emissions Solutions, Inc. (the "Company"). Transaction represents forfeiture of unvested Restricted Stock Awards pursuant to the Company's 2017 Omnibus Equity Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 19, 2021 Filed Nov 23, 2021 17:51 UTC | Arq, Inc. ADES · Entity 2240 | Disposition to issuerCommon Stock | 25,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-21-000085 · wf-form4_163770785990761.xml · nonDerivative · entry 1 Sanders Theodore James · CIK 0001700640 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,231 F1 · kind: On November 19, 2021, Mr. Sanders resigned from all executive officer positions of Advanced Emissions Solutions, Inc. (the "Company"). Transaction represents forfeiture of unvested Restricted Stock Awards pursuant to the Company's 2017 Omnibus Equity Incentive Plan. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 18:58 UTC | Arq, Inc. ADES · Entity 2240 | GrantPerformance Share Units · Derivative | 32,554 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-21-000017 · wf-form4_161671307593953.xml · derivative · entry 3 Sanders Theodore James · CIK 0001700640 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,554 Underlying: Common Stock · 32,554 shares Expires 2024-03-10 F1 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2024 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2023. F2 · shares: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. F1 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2024 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2023. F1 · derivative.expiration_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2024 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2023. F2 · derivative.underlying_shares: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. F2 · balance_after: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 18:58 UTC | Arq, Inc. ADES · Entity 2240 | Tax withholdingCommon Stock | 3,051 | $5.27 | $16,078.77 |
DisclosureSEC source: 0001515156-21-000017 · wf-form4_161671307593953.xml · nonDerivative · entry 2 Sanders Theodore James · CIK 0001700640 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,054 Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 18:58 UTC | Arq, Inc. ADES · Entity 2240 | GrantCommon Stock | 16,278 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-21-000017 · wf-form4_161671307593953.xml · nonDerivative · entry 1 Sanders Theodore James · CIK 0001700640 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,105 Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 18:41 UTC | Arq, Inc. ADES · Entity 2240 | GrantPerformance Share Units · Derivative | 16,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-20-000024 · wf-form4_158517604587342.xml · derivative · entry 3 Sanders Theodore James · CIK 0001700640 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,544 Underlying: Common Stock · 16,544 shares Expires 2023-03-10 F1 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2023 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2022. F2 · shares: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. F1 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2023 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2022. F1 · derivative.expiration_date: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2023 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2022. F2 · derivative.underlying_shares: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. F2 · balance_after: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 18:41 UTC | Arq, Inc. ADES · Entity 2240 | Tax withholdingCommon Stock | 3,235 | $5.22 | $16,886.70 |
DisclosureSEC source: 0001515156-20-000024 · wf-form4_158517604587342.xml · nonDerivative · entry 2 Sanders Theodore James · CIK 0001700640 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,827 Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 18:41 UTC | Arq, Inc. ADES · Entity 2240 | GrantCommon Stock | 8,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-20-000024 · wf-form4_158517604587342.xml · nonDerivative · entry 1 Sanders Theodore James · CIK 0001700640 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,062 Read SEC document |
| March 23, 2019 Filed Mar 26, 2019 19:17 UTC | Arq, Inc. ADES · Entity 2240 | GrantCommon Stock | 12,085 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-19-000027 · wf-form4_155364226125174.xml · nonDerivative · entry 2 Sanders Theodore James · CIK 0001700640 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,789 F2 · shares: Represents Restricted Stock issued under the 2017 Plan. Read SEC document |
| March 23, 2019 Filed Mar 26, 2019 19:17 UTC | Arq, Inc. ADES · Entity 2240 | Tax withholdingCommon Stock | 2,876 | $10.84 | $31,175.84 |
DisclosureSEC source: 0001515156-19-000027 · wf-form4_155364226125174.xml · nonDerivative · entry 1 Sanders Theodore James · CIK 0001700640 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,704 F1 · shares: Represents the shares withheld to satisfy the statutory tax withholding obligations upon the vesting of shares issued under the issuer's Amended and Restated 2007 Equity Incentive Plan, as amended (the "2007 Plan") and the Advanced Emissions Solutions, Inc. 2017 Omnibus Incentive Plan (the "2017 Plan"). Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 17:34 UTC | Arq, Inc. ADES · Entity 2240 | Tax withholdingCommon Stock | 935 | $10.95 | $10,238.25 |
DisclosureSEC source: 0001515156-18-000037 · wf-form4_152218646600489.xml · nonDerivative · entry 2 Sanders Theodore James · CIK 0001700640 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,580 Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 17:34 UTC | Arq, Inc. ADES · Entity 2240 | GrantCommon Stock | 12,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-18-000037 · wf-form4_152218646600489.xml · nonDerivative · entry 1 Sanders Theodore James · CIK 0001700640 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,515 F1 · shares: Represents Restricted Stock issued under the Advanced Emissions Solutions, Inc. 2017 Omnibus Incentive Plan. Read SEC document |
| December 28, 2017 Filed Feb 13, 2018 17:35 UTC | Arq, Inc. ADES · Entity 2240 | OtherCommon Stock | 188 | $9.43 | $1,772.84 |
DisclosureSEC source: 0001700640-18-000002 · wf-form5_151856133338511.xml · nonDerivative · entry 1 Sanders Theodore James · CIK 0001700640 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,293 F1 · kind: The Advanced Emissions Solutions, Inc. 401(k) Plan (the "Plan") executed a non-volitional liquidation of all of the Issuer's securities held in the Plan, including 188 shares held in the reporting owner's account. Read SEC document |
| April 14, 2017 Filed Apr 18, 2017 18:48 UTC | Arq, Inc. ADES · Entity 2240 | Tax withholdingCommon Stock | 2,709 | $8.19 | $22,186.71 |
DisclosureSEC source: 0001700640-17-000006 · wf-form4_149255570123314.xml · nonDerivative · entry 1 Sanders Theodore James · CIK 0001700640 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,481 Read SEC document |
| March 23, 2017 Filed Mar 27, 2017 19:31 UTC | Arq, Inc. ADES · Entity 2240 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001700640-17-000004 · wf-form4_149065745699795.xml · nonDerivative · entry 1 Sanders Theodore James · CIK 0001700640 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,190 F1 · shares: Represents Restricted Stock issued pursuant to the Long Term Incentive Plan ("LTIP") under the Advanced Emissions Solutions, Inc. Amended and Restated 2007 Equity Incentive Plan, as amended (the "2007 Plan"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.