Tapewire

Nasdaq · USD

AROW

ARROW FINANCIAL CORP

Export transactions ↓
Tapewire entity
5233
SEC CIK
0000717538
Parsed reports
685

Last 12 months

Inside the activity.

4 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202510
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 12, 2020 Filed Aug 13, 2020 20:32 UTC SaleCommon Stock 64 $30.00 $1,920.00
Disclosure

SEC source: 0000717538-20-000178 · wf-form4_159735069580650.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,185

F1 · kind: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on September 11, 2019 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 14:19 UTC SaleCommon Stock 206 $30.00 $6,180.00
Disclosure

SEC source: 0000717538-20-000174 · wf-form4_159724193527330.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,249

F1 · kind: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on September 11, 2019 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 19:49 UTC
Murphy Thomas J.Director · President & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,813 $0.00 Strike: $22.97 $0.00
Disclosure

SEC source: 0000717538-20-000158 · wf-form4_159648414520672.xml · derivative · entry 2

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,813 shares

Expires 2026-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest in four equal installments beginning January 27, 2017

Read SEC document
July 31, 2020 Filed Aug 3, 2020 19:49 UTC
Murphy Thomas J.Director · President & CEO
Exercise / conversionCommon Stock 2,813 $22.97 $64,614.61
Disclosure

SEC source: 0000717538-20-000158 · wf-form4_159648414520672.xml · nonDerivative · entry 1

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The information provided reflects 918 shares acquired under the Company's DRIP and 911 shares related to the 2019 ESOP allocation since January 29, 2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 18:08 UTC
HOY THOMAS LDirector · Chairman
PurchaseCommon Stock 3,000 $27.41 $82,233.00
Disclosure

SEC source: 0000717538-20-000156 · wf-form4_159647807717305.xml · nonDerivative · entry 1

HOY THOMAS L · CIK 0001184486 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,157

Read SEC document
June 12, 2020 Filed Jun 15, 2020 20:36 UTC GiftCommon Stock 2,873 $0.00 $0.00
Disclosure

SEC source: 0000717538-20-000133 · wf-form4_159225334529560.xml · nonDerivative · entry 2

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Wife's Trust

Disclosed balance after: 15,473

F1 · shares: 2,873 Shares were gifted by the reporting person to his Wife's Trust.

Read SEC document
June 12, 2020 Filed Jun 15, 2020 20:36 UTC GiftCommon Stock 2,873 $0.00 $0.00
Disclosure

SEC source: 0000717538-20-000133 · wf-form4_159225334529560.xml · nonDerivative · entry 1

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 979

F1 · shares: 2,873 Shares were gifted by the reporting person to his Wife's Trust.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 20:39 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 1,126 $0.00 Strike: $22.97 $0.00
Disclosure

SEC source: 0000717538-20-000131 · wf-form4_159182154955448.xml · derivative · entry 9

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,126 shares

Expires 2026-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vested in four equal installments beginning January 27, 2017.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 20:39 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 862 $0.00 Strike: $22.51 $0.00
Disclosure

SEC source: 0000717538-20-000131 · wf-form4_159182154955448.xml · derivative · entry 8

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 862 shares

Expires 2025-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in four equal installments beginning January 28, 2016

Read SEC document
June 09, 2020 Filed Jun 10, 2020 20:39 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 585 $0.00 Strike: $21.35 $0.00
Disclosure

SEC source: 0000717538-20-000131 · wf-form4_159182154955448.xml · derivative · entry 7

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 585 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in four equal installments beginning January 29, 2015

Read SEC document
June 09, 2020 Filed Jun 10, 2020 20:39 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 300 $0.00 Strike: $20.32 $0.00
Disclosure

SEC source: 0000717538-20-000131 · wf-form4_159182154955448.xml · derivative · entry 6

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 300 shares

Expires 2023-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option vested in four equal installments beginning January 31, 2014

Read SEC document
June 09, 2020 Filed Jun 10, 2020 20:39 UTC Exercise / conversionCommon Stock 1,126 $22.97 $25,864.22
Disclosure

SEC source: 0000717538-20-000131 · wf-form4_159182154955448.xml · nonDerivative · entry 4

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 20:39 UTC Exercise / conversionCommon Stock 862 $22.51 $19,403.62
Disclosure

SEC source: 0000717538-20-000131 · wf-form4_159182154955448.xml · nonDerivative · entry 3

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 20:39 UTC Exercise / conversionCommon Stock 585 $21.35 $12,489.75
Disclosure

SEC source: 0000717538-20-000131 · wf-form4_159182154955448.xml · nonDerivative · entry 2

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 20:39 UTC Exercise / conversionCommon Stock 300 $20.32 $6,096.00
Disclosure

SEC source: 0000717538-20-000131 · wf-form4_159182154955448.xml · nonDerivative · entry 1

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2020 Filed Jun 3, 2020 20:30 UTC SaleCommon Stock 300 $30.00 $9,000.00
Disclosure

SEC source: 0000717538-20-000129 · wf-form4_159121623468213.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,455

F1 · kind: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on September 11, 2019 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
May 28, 2020 Filed May 28, 2020 20:49 UTC OtherCommon Stock 306 $29.45 $9,011.70
Disclosure

SEC source: 0000717538-20-000107 · wf-form4_159069896468759.xml · nonDerivative · entry 2

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,755

F2 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

Read SEC document
May 28, 2020 Filed May 29, 2020 19:23 UTC
Behan MarkDirector
OtherCommon Stock 323 $29.45 $9,512.35
Disclosure

SEC source: 0000717538-20-000127 · wf-form4_159078019653451.xml · nonDerivative · entry 1

Behan Mark · CIK 0001692175 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,203

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 25 shares acquired under the Company's DRIP since January 29, 2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
May 28, 2020 Filed May 29, 2020 19:23 UTC OtherCommon Stock 306 $29.45 $9,011.70
Disclosure

SEC source: 0000717538-20-000126 · wf-form4_159078017480271.xml · nonDerivative · entry 1

KRUCZLNICKI DAVID G · CIK 0001184681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,086

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 381 shares acquired under the Company's DRIP since January 29, 2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
May 28, 2020 Filed May 29, 2020 19:22 UTC
HOY THOMAS LDirector · Chairman
OtherCommon Stock 323 $29.45 $9,512.35
Disclosure

SEC source: 0000717538-20-000125 · wf-form4_159078011279870.xml · nonDerivative · entry 1

HOY THOMAS L · CIK 0001184486 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,157

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

Read SEC document
May 28, 2020 Filed May 29, 2020 19:21 UTC OtherCommon Stock 323 $29.45 $9,512.35
Disclosure

SEC source: 0000717538-20-000124 · wf-form4_159078009062622.xml · nonDerivative · entry 1

Casaccio Tenee R · CIK 0001594166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,371

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 246 shares acquired under the Company's DRIP since January 29, 2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
May 28, 2020 Filed May 29, 2020 19:21 UTC OtherCommon Stock 323 $29.45 $9,512.35
Disclosure

SEC source: 0000717538-20-000123 · wf-form4_159078006826548.xml · nonDerivative · entry 1

Miller Elizabeth · CIK 0001692172 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,183

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 172 shares acquired under the Company's DRIP since January 29, 2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
May 28, 2020 Filed May 29, 2020 19:21 UTC OtherCommon Stock 323 $29.45 $9,512.35
Disclosure

SEC source: 0000717538-20-000122 · wf-form4_159078004432543.xml · nonDerivative · entry 1

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,683

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 40 shares acquired under the Company's DRIP since January 29, 2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
May 28, 2020 Filed May 29, 2020 19:20 UTC OtherCommon Stock 323 $29.45 $9,512.35
Disclosure

SEC source: 0000717538-20-000120 · wf-form4_159077998460325.xml · nonDerivative · entry 1

REISMAN RICHARD J DMD · CIK 0001184684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,043

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 216 shares acquired under the Company's DRIP since January 29, 2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
May 28, 2020 Filed May 29, 2020 19:20 UTC OtherCommon Stock 323 $29.45 $9,512.35
Disclosure

SEC source: 0000717538-20-000121 · wf-form4_159078000725797.xml · nonDerivative · entry 1

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 979

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 6 shares acquired under the Company's DRIP since March 11, 2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
May 28, 2020 Filed May 29, 2020 19:19 UTC
DAKE GARY CDirector
OtherCommon Stock 306 $29.45 $9,011.70
Disclosure

SEC source: 0000717538-20-000119 · wf-form4_159077996497703.xml · nonDerivative · entry 1

DAKE GARY C · CIK 0001231075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,178

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 411 shares acquired under the Company's DRIP since January 29, 2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
May 28, 2020 Filed May 29, 2020 19:19 UTC
Read Colin LDirector
OtherCommon Stock 323 $29.45 $9,512.35
Disclosure

SEC source: 0000717538-20-000118 · wf-form4_159077994350234.xml · nonDerivative · entry 1

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,563

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 76 shares acquired under the Company's DRIP since March 18, 2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
May 27, 2020 Filed May 28, 2020 20:49 UTC SaleCommon Stock 300 $30.00 $9,000.00
Disclosure

SEC source: 0000717538-20-000107 · wf-form4_159069896468759.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,449

F1 · kind: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on September 11, 2019 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
April 29, 2020 Filed Apr 30, 2020 19:09 UTC SaleCommon Stock 300 $30.00 $9,000.00
Disclosure

SEC source: 0000717538-20-000096 · wf-form4_158827373736357.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,749

F1 · kind: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on September 11, 2019 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 13:28 UTC
Read Colin LDirector
SaleCommon Stock 680 $26.74 $18,183.20
Disclosure

SEC source: 0000717538-20-000067 · wf-form4_158471087898691.xml · nonDerivative · entry 1

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,164

Read SEC document
March 16, 2020 Filed Mar 17, 2020 20:04 UTC
Read Colin LDirector
SaleCommon Stock 92 $25.30 $2,327.23
Disclosure

SEC source: 0000717538-20-000063 · wf-form4_158447540708250.xml · nonDerivative · entry 1

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,844

F1 · balance_after: The information provided reflects 44 shares acquired under the Company's DRIP since March 12, 2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 17:14 UTC
Read Colin LDirector
SaleCommon Stock 239 $25.45 $6,082.55
Disclosure

SEC source: 0000717538-20-000061 · wf-form4_158411966470493.xml · nonDerivative · entry 1

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,892

F1 · balance_after: The information provided reflects 33 shares acquired under the Company's DRIP since February 27, 2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 20:31 UTC GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0000717538-20-000059 · wf-form4_158404506448000.xml · nonDerivative · entry 2

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Wife's Trust

Disclosed balance after: 12,600

F1 · shares: 2,000 Shares were gifted by the reporting person to his Wife's Trust.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 20:31 UTC GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0000717538-20-000059 · wf-form4_158404506448000.xml · nonDerivative · entry 1

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650

F1 · shares: 2,000 Shares were gifted by the reporting person to his Wife's Trust.

Read SEC document
March 02, 2020 Filed Mar 2, 2020 21:03 UTC SaleCommon Stock 300 $31.80 $9,540.00
Disclosure

SEC source: 0000717538-20-000057 · wf-form4_158318298157159.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,049

F1 · kind: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on September 11, 2019 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 22:08 UTC
Read Colin LDirector
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 257 $0.00 Strike: $30.79 $0.00
Disclosure

SEC source: 0000717538-20-000055 · wf-form4_158292768971380.xml · derivative · entry 10

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 257 shares

Expires 2029-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option vests in four equal installments beginning January 30, 2020

Read SEC document
February 27, 2020 Filed Feb 28, 2020 22:08 UTC
Read Colin LDirector
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 530 $0.00 Strike: $30.91 $0.00
Disclosure

SEC source: 0000717538-20-000055 · wf-form4_158292768971380.xml · derivative · entry 9

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 530 shares

Expires 2028-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vests in four equal installments beginning January 31, 2019

Read SEC document
February 27, 2020 Filed Feb 28, 2020 22:08 UTC
Read Colin LDirector
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 1,126 $0.00 Strike: $22.97 $0.00
Disclosure

SEC source: 0000717538-20-000055 · wf-form4_158292768971380.xml · derivative · entry 8

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,126 shares

Expires 2026-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vests in four equal installments beginning January 27, 2017

Read SEC document
February 27, 2020 Filed Feb 28, 2020 22:08 UTC
Read Colin LDirector
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 1,148 $0.00 Strike: $22.51 $0.00
Disclosure

SEC source: 0000717538-20-000055 · wf-form4_158292768971380.xml · derivative · entry 7

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,148 shares

Expires 2025-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in four equal installments beginning January 28, 2016

Read SEC document
February 27, 2020 Filed Feb 28, 2020 22:08 UTC
Read Colin LDirector
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 1,170 $0.00 Strike: $21.35 $0.00
Disclosure

SEC source: 0000717538-20-000055 · wf-form4_158292768971380.xml · derivative · entry 6

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,170 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in four equal installments beginning January 29, 2015

Read SEC document
February 27, 2020 Filed Feb 28, 2020 22:08 UTC
Read Colin LDirector
Exercise / conversionCommon Stock 257 $30.79 $7,913.03
Disclosure

SEC source: 0000717538-20-000055 · wf-form4_158292768971380.xml · nonDerivative · entry 5

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 22:08 UTC
Read Colin LDirector
Exercise / conversionCommon Stock 530 $30.91 $16,382.30
Disclosure

SEC source: 0000717538-20-000055 · wf-form4_158292768971380.xml · nonDerivative · entry 4

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,841

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 22:08 UTC
Read Colin LDirector
Exercise / conversionCommon Stock 1,126 $22.97 $25,864.22
Disclosure

SEC source: 0000717538-20-000055 · wf-form4_158292768971380.xml · nonDerivative · entry 3

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 22:08 UTC
Read Colin LDirector
Exercise / conversionCommon Stock 1,148 $22.51 $25,841.48
Disclosure

SEC source: 0000717538-20-000055 · wf-form4_158292768971380.xml · nonDerivative · entry 2

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 22:08 UTC
Read Colin LDirector
Exercise / conversionCommon Stock 1,170 $21.35 $24,979.50
Disclosure

SEC source: 0000717538-20-000055 · wf-form4_158292768971380.xml · nonDerivative · entry 1

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The information provided reflects 30 shares acquired under the Company's DRIP since January 29, 2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
February 03, 2020 Filed Feb 3, 2020 20:49 UTC SaleCommon Stock 300 $35.09 $10,527.00
Disclosure

SEC source: 0000717538-20-000045 · wf-form4_158076293311175.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,349

F1 · kind: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on September 11, 2019 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
January 29, 2020 Filed Jan 30, 2020 21:00 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $35.28 $0.00
Disclosure

SEC source: 0000717538-20-000039 · wf-form4_158041799508911.xml · derivative · entry 3

Kaiser David D · CIK 0001632209 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2030-01-29

F2 · derivative.exercise_date: The option vests in four equal annual installments beginning January 29, 2021

Read SEC document
January 29, 2020 Filed Jan 30, 2020 20:59 UTC GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $35.28 $0.00
Disclosure

SEC source: 0000717538-20-000038 · wf-form4_158041797499677.xml · derivative · entry 2

REISMAN RICHARD J DMD · CIK 0001184684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2030-01-29

F2 · derivative.exercise_date: The options vests in four equal installments beginning January 29, 2021

Read SEC document
January 29, 2020 Filed Jan 30, 2020 20:59 UTC GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $35.28 $0.00
Disclosure

SEC source: 0000717538-20-000037 · wf-form4_158041795395768.xml · derivative · entry 2

KRUCZLNICKI DAVID G · CIK 0001184681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2030-01-29

F2 · derivative.exercise_date: The options vests in four equal installments beginning January 29, 2021

Read SEC document
January 29, 2020 Filed Jan 30, 2020 20:59 UTC GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $35.28 $0.00
Disclosure

SEC source: 0000717538-20-000036 · wf-form4_158041793285362.xml · derivative · entry 2

Casaccio Tenee R · CIK 0001594166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2030-01-29

F2 · derivative.exercise_date: The options vests in four equal installments beginning January 29, 2021

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.