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Archrock, Inc.

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3837
SEC CIK
0001389050
Parsed reports
380

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 23, 2020 Filed Jan 24, 2020 10:20 UTC GrantCommon Stock 14,301 $0.00 $0.00
Disclosure

SEC source: 0001389050-20-000005 · wf-form4_157987918525718.xml · nonDerivative · entry 1

Hawes Frances Powell · CIK 0001317424 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,904

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan subject to twenty-five (25%) vesting on each of the date of grant, June 1, September 1, and December 1, 2020. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

Read SEC document
January 23, 2020 Filed Jan 24, 2020 10:22 UTC GrantComon Stock 14,301 $0.00 $0.00
Disclosure

SEC source: 0001389050-20-000006 · wf-form4_157987934637237.xml · nonDerivative · entry 1

Honeybourne J W G · CIK 0001359885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,210

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan subject to twenty-five (25%) vesting on each of the date of grant, June 1, September 1, and December 1, 2020. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

Read SEC document
January 23, 2020 Filed Jan 24, 2020 15:04 UTC GrantCommon Stock 14,301 $0.00 $0.00
Disclosure

SEC source: 0001389050-20-000003 · wf-form4_157987825419093.xml · nonDerivative · entry 1

Brooks Wendell R. · CIK 0001657405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,270

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan subject to twenty-five (25%) vesting on each of the date of grant, June 1, September 1, and December 1, 2020. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

Read SEC document
January 23, 2020 Filed Jan 27, 2020 11:11 UTC
Henderson Donna AVP, Chief Accounting Officer
GrantCommon Stock 16,501 $0.00 $0.00
Disclosure

SEC source: 0001389050-20-000012 · wf-form4_158014145790834.xml · nonDerivative · entry 1

Henderson Donna A · CIK 0001575956 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,678

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in an Award Notice and Agreement entered into by the issuer and the reporting person.

Read SEC document
January 23, 2020 Filed Jan 27, 2020 15:54 UTC
Thode Eric WVice President
GrantCommon Stock 33,003 $0.00 $0.00
Disclosure

SEC source: 0001389050-20-000009 · wf-form4_158014042841576.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,186

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in an Award Notice and Agreement entered into by the issuer and the reporting person.

Read SEC document
January 23, 2020 Filed Jan 27, 2020 16:25 UTC
CHILDERS D BRADLEYDirector · President and CEO
GrantCommon Stock 264,026 $0.00 $0.00
Disclosure

SEC source: 0001389050-20-000015 · wf-form4_158014231959603.xml · nonDerivative · entry 1

CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,424,830

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice and Agreement entered into by the issuer and the reporting person.

Read SEC document
January 23, 2020 Filed Jan 27, 2020 16:20 UTC
Aron Doug SSr Vice President and CFO
GrantCommon Stock 66,006 $0.00 $0.00
Disclosure

SEC source: 0001389050-20-000014 · wf-form4_158014203744444.xml · nonDerivative · entry 1

Aron Doug S · CIK 0001351969 · Sr Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,411

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice and Agreement entered into by the issuer and the reporting person.

Read SEC document
January 23, 2020 Filed Jan 27, 2020 16:05 UTC
Hildebrandt Stephanie CSVP & General Counsel
GrantCommon Stock 52,805 $0.00 $0.00
Disclosure

SEC source: 0001389050-20-000011 · wf-form4_158014113290889.xml · nonDerivative · entry 1

Hildebrandt Stephanie C · CIK 0001506038 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,586

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice and Agreement entered into by the issuer and the reporting person.

Read SEC document
January 23, 2020 Filed Jan 27, 2020 15:58 UTC
Ingersoll JasonSenior Vice President
GrantCommon Stock 39,603 $0.00 $0.00
Disclosure

SEC source: 0001389050-20-000010 · wf-form4_158014068108145.xml · nonDerivative · entry 1

Ingersoll Jason · CIK 0001657785 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,331

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice and Agreement entered into by the issuer and the reporting person.

Read SEC document
January 23, 2020 Filed Feb 13, 2020 22:48 UTC Amendment
CHILDERS D BRADLEYDirector · President and CEO
GrantCommon Stock 251,593 $0.00 $0.00
Disclosure

SEC source: 0001389050-20-000020 · wf-form4a_158163412095964.xml · nonDerivative · entry 1

CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,412,397

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice and Agreement entered into by the issuer and the reporting person.

Read SEC document
November 11, 2019 Filed Nov 12, 2019 14:57 UTC
CHILDERS D BRADLEYDirector · President and CEO
PurchaseCommon Stock 5,555 $9.00 $49,995.00
Disclosure

SEC source: 0001389050-19-000083 · wf-form4_157357065396757.xml · nonDerivative · entry 1

CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,195,621

F1 · price: The shares were purchased in multiple transactions ranging from $8.995 to $9.00, inclusive.

Read SEC document
November 08, 2019 Filed Nov 8, 2019 19:21 UTC
CHILDERS D BRADLEYDirector · President and CEO
PurchaseCommon Stock 2,828 $8.97 $25,367.16
Disclosure

SEC source: 0001389050-19-000082 · wf-form4_157324084975583.xml · nonDerivative · entry 2

CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,190,066

Read SEC document
November 08, 2019 Filed Nov 8, 2019 19:21 UTC
CHILDERS D BRADLEYDirector · President and CEO
PurchaseCommon Stock 2,727 $8.97 $24,447.56
Disclosure

SEC source: 0001389050-19-000082 · wf-form4_157324084975583.xml · nonDerivative · entry 1

CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,187,238

Read SEC document
September 05, 2019 Filed Sep 6, 2019 18:17 UTC
Henderson Donna AVP, Chief Accounting Officer
SaleCommon Stock 15,308 $10.14 $155,223.12
Disclosure

SEC source: 0001389050-19-000070 · wf-form4_156780825146813.xml · nonDerivative · entry 1

Henderson Donna A · CIK 0001575956 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,177

F1 · price: These shares were sold in multiple transactions at prices ranging from $10.13 to 10.16, inclusive.

Read SEC document
August 20, 2019 Filed Aug 21, 2019 16:51 UTC
Henderson Donna AVP, Chief Accounting Officer
Tax withholdingCommon Stock 1,954 $9.14 $17,859.56
Disclosure

SEC source: 0001389050-19-000066 · wf-form4_156642070268798.xml · nonDerivative · entry 1

Henderson Donna A · CIK 0001575956 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,485

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

Read SEC document
August 20, 2019 Filed Aug 21, 2019 20:48 UTC
CHILDERS D BRADLEYDirector · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 18,918 $0.00 $0.00
Disclosure

SEC source: 0001389050-19-000064 · wf-form4_156642050460219.xml · derivative · entry 4

CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,919

Underlying: Common Stock · 18,918 shares

Expires 2020-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person received restricted stock units in exchange for Archrock Partners, L.P. ("APLP") phantom units originally awarded on April 26, 2017. The exchange was pursuant to the April 26, 2018 merger of APLP with and into a wholly owned subsidiary of the Issuer; the restricted stock units are subject to the same terms as the original award, vesting one-third on August 20 of each of 2018, 2019 and 2020.

Read SEC document
August 20, 2019 Filed Aug 21, 2019 20:48 UTC
CHILDERS D BRADLEYDirector · President and CEO
Tax withholdingCommon Stock 48,251 $9.14 $441,014.14
Disclosure

SEC source: 0001389050-19-000064 · wf-form4_156642050460219.xml · nonDerivative · entry 2

CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,184,511

F2 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares and restricted stock units.

F3 · balance_after: Includes 5,636 shares acquired through participation in the Employee Stock Purchase Plan

Read SEC document
August 20, 2019 Filed Aug 21, 2019 20:48 UTC
CHILDERS D BRADLEYDirector · President and CEO
Exercise / conversionCommon Stock 18,918 $0.00 $0.00
Disclosure

SEC source: 0001389050-19-000064 · wf-form4_156642050460219.xml · nonDerivative · entry 1

CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,232,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 20, 2019 Filed Aug 21, 2019 20:46 UTC
Aron Doug SSr Vice President and CFO
Tax withholdingCommon Stock 3,184 $9.14 $29,101.76
Disclosure

SEC source: 0001389050-19-000063 · wf-form4_156642037795519.xml · nonDerivative · entry 1

Aron Doug S · CIK 0001351969 · Sr Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,405

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

Read SEC document
August 20, 2019 Filed Aug 21, 2019 20:57 UTC
Thode Eric WVice President
Tax withholdingCommon Stock 2,983 $9.14 $27,264.62
Disclosure

SEC source: 0001389050-19-000069 · wf-form4_156642101196310.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,489

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

F2 · balance_after: Includes 1,356 shares acquired through participation in the Employee Stock Purchase Plan.

Read SEC document
August 20, 2019 Filed Aug 21, 2019 20:55 UTC
Ingersoll JasonSenior Vice President
Exercise / conversionRestricted Stock Unit · Derivative 2,006 $0.00 $0.00
Disclosure

SEC source: 0001389050-19-000068 · wf-form4_156642091351005.xml · derivative · entry 3

Ingersoll Jason · CIK 0001657785 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,006

Underlying: Common Stock · 2,006 shares

Expires 2020-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person received restricted stock units in exchange for Archrock Partners, L.P. ("APLP") phantom units originally awarded on April 26, 2017. The exchange was pursuant to the April 26, 2018 merger of APLP with and into a wholly owned subsidiary of the Issuer; the restricted stock units are subject to the same terms as the original award, vesting one-third on August 20 of each of 2018, 2019 and 2020.

Read SEC document
August 20, 2019 Filed Aug 21, 2019 20:55 UTC
Ingersoll JasonSenior Vice President
Tax withholdingCommon Stock 4,068 $9.14 $37,181.52
Disclosure

SEC source: 0001389050-19-000068 · wf-form4_156642091351005.xml · nonDerivative · entry 2

Ingersoll Jason · CIK 0001657785 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,728

F2 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

Read SEC document
August 20, 2019 Filed Aug 21, 2019 20:55 UTC
Ingersoll JasonSenior Vice President
Exercise / conversionCommon Stock 2,006 $0.00 $0.00
Disclosure

SEC source: 0001389050-19-000068 · wf-form4_156642091351005.xml · nonDerivative · entry 1

Ingersoll Jason · CIK 0001657785 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 20, 2019 Filed Aug 21, 2019 20:53 UTC
Hildebrandt Stephanie CSVP & General Counsel
Tax withholdingCommon Stock 7,988 $9.14 $73,010.32
Disclosure

SEC source: 0001389050-19-000067 · wf-form4_156642077451904.xml · nonDerivative · entry 1

Hildebrandt Stephanie C · CIK 0001506038 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,781

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

Read SEC document
August 20, 2019 Filed Aug 21, 2019 20:50 UTC
Clawges Sean KVice President
Tax withholdingCommon Stock 3,023 $9.14 $27,630.22
Disclosure

SEC source: 0001389050-19-000065 · wf-form4_156642060087351.xml · nonDerivative · entry 1

Clawges Sean K · CIK 0001756684 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,147

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

F2 · balance_after: Includes 3,423 shares acquired through participation in the Employee Stock Purchase Plan.

Read SEC document
August 14, 2019 Filed Aug 14, 2019 18:39 UTC
CHILDERS D BRADLEYDirector · President and CEO
PurchaseCommon Stock 12,050 $8.19 $98,689.50
Disclosure

SEC source: 0001389050-19-000062 · wf-form4_156580795037909.xml · nonDerivative · entry 1

CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,213,844

F1 · price: These shares were purchased in multiple transactions at prices ranging from $8.185 to $8.195, inclusive.

Read SEC document
August 14, 2019 Filed Aug 14, 2019 18:18 UTC
Aron Doug SSr Vice President and CFO
PurchaseCommon Stock 10,550 $8.20 $86,510.00
Disclosure

SEC source: 0001389050-19-000061 · wf-form4_156580667569287.xml · nonDerivative · entry 1

Aron Doug S · CIK 0001351969 · Sr Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,589

F1 · price: These shares were purchased in multiple transactions ranging from $8.195 to $8.217, inclusive.

Read SEC document
June 28, 2019 Filed Jan 17, 2020 21:15 UTC
CHILDERS D BRADLEYDirector · President and CEO
GiftCommon Stock 11,962 $0.00 $0.00
Disclosure

SEC source: 0001389050-20-000001 · wf-form5_157929573876243.xml · nonDerivative · entry 3

CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,160,804

F1 · balance_after: Includes 5,636 shares acquired through participation in the Employee Stock Purchase Plan.

Read SEC document
May 14, 2019 Filed Jan 17, 2020 21:15 UTC
CHILDERS D BRADLEYDirector · President and CEO
GiftCommon Stock 12,651 $0.00 $0.00
Disclosure

SEC source: 0001389050-20-000001 · wf-form5_157929573876243.xml · nonDerivative · entry 2

CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,172,766

Read SEC document
May 09, 2019 Filed Jan 17, 2020 21:15 UTC
CHILDERS D BRADLEYDirector · President and CEO
GiftCommon Stock 10,204 $0.00 $0.00
Disclosure

SEC source: 0001389050-20-000001 · wf-form5_157929573876243.xml · nonDerivative · entry 1

CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,185,417

Read SEC document
March 04, 2019 Filed Mar 5, 2019 12:35 UTC
Henderson Donna AVP, Chief Accounting Officer
Tax withholdingCommon Stock 1,948 $9.85 $19,187.80
Disclosure

SEC source: 0001389050-19-000028 · wf-form4_155180732718285.xml · nonDerivative · entry 1

Henderson Donna A · CIK 0001575956 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,439

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 21:08 UTC Amendment
Clawges Sean KVice President
Tax withholdingCommon Stock 1,623 $9.85 $15,986.55
Disclosure

SEC source: 0001389050-19-000029 · wf-form4a_155182009615471.xml · nonDerivative · entry 1

Clawges Sean K · CIK 0001756684 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,149

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

F2 · balance_after: Includes 2,402 shares acquired through participation in the Employee Stock Purchase Plan.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 17:32 UTC
Clawges Sean KVice President
Tax withholdingCommon Stock 1,623 $9.85 $15,986.55
Disclosure

SEC source: 0001389050-19-000027 · wf-form4_155180710775090.xml · nonDerivative · entry 1

Clawges Sean K · CIK 0001756684 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,593

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 20:59 UTC
CHILDERS D BRADLEYDirector · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 44,643 $0.00 $0.00
Disclosure

SEC source: 0001389050-19-000032 · wf-form4_155190598240537.xml · derivative · entry 4

CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 44,643 shares

Expires 2019-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On April 26, 2018, the reporting person received restricted stock units in exchange for Archrock Partners, L.P. ("APLP") phantom units in connection with the merger of APLP with and into a wholly owned subsidiary of the Issuer; the restricted stock units were subject to the same vesting restrictions as the original grant.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 20:59 UTC
CHILDERS D BRADLEYDirector · President and CEO
Tax withholdingCommon Stock 36,216 $9.85 $356,727.60
Disclosure

SEC source: 0001389050-19-000032 · wf-form4_155190598240537.xml · nonDerivative · entry 2

CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,198,793

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares and restricted stock units.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 20:59 UTC
CHILDERS D BRADLEYDirector · President and CEO
Exercise / conversionCommon Stock 44,643 $0.00 $0.00
Disclosure

SEC source: 0001389050-19-000032 · wf-form4_155190598240537.xml · nonDerivative · entry 1

CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,235,009

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 20:56 UTC
Thode Eric WVice President
Tax withholdingCommon Stock 1,461 $9.85 $14,390.85
Disclosure

SEC source: 0001389050-19-000031 · wf-form4_155190575833265.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,755

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

F2 · balance_after: Includes 639 shares acquired through participation in the Employee Stock Purchase Plan.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 20:51 UTC
Ingersoll JasonSenior Vice President
Exercise / conversionRestricted Stock Unit · Derivative 4,464 $0.00 $0.00
Disclosure

SEC source: 0001389050-19-000030 · wf-form4_155190543597364.xml · derivative · entry 3

Ingersoll Jason · CIK 0001657785 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,464 shares

Expires 2019-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On April 26, 2018, the reporting person received restricted stock units in exchange for Archrock Partners, L.P. ("APLP") common units in connection with the merger of APLP with and into a wholly owned subsidiary of the Issuer; the restricted stock units were subject to the same vesting restrictions as the original grant.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 20:51 UTC
Ingersoll JasonSenior Vice President
Tax withholdingCommon Stock 3,332 $9.85 $32,820.20
Disclosure

SEC source: 0001389050-19-000030 · wf-form4_155190543597364.xml · nonDerivative · entry 2

Ingersoll Jason · CIK 0001657785 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,790

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

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March 04, 2019 Filed Mar 6, 2019 20:51 UTC
Ingersoll JasonSenior Vice President
Exercise / conversionCommon Stock 4,464 $0.00 $0.00
Disclosure

SEC source: 0001389050-19-000030 · wf-form4_155190543597364.xml · nonDerivative · entry 1

Ingersoll Jason · CIK 0001657785 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 25, 2019 Filed Jan 28, 2019 10:31 UTC GrantCommon Stock 13,800 $0.00 $0.00
Disclosure

SEC source: 0001389050-19-000006 · wf-form4_154868946224389.xml · nonDerivative · entry 1

LYTAL JAMES H · CIK 0001006299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,603

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan subject to twenty-five percent (25%) vesting on each of January 25, 2019, June 1, 2019, September 1, 2019 and December 1, 2019. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

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January 25, 2019 Filed Jan 28, 2019 14:54 UTC GrantCommon Stock 13,800 $0.00 $0.00
Disclosure

SEC source: 0001389050-19-000001 · wf-form4_154868726746325.xml · nonDerivative · entry 1

Ainsworth Anne-Marie · CIK 0001476458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,603

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan subject to twenty-five (25%) vesting on each of January 25, 2019, June 1, 2019, September 1, 2019 and December 1, 2019. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

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January 25, 2019 Filed Jan 28, 2019 10:34 UTC GrantCommon Stock 13,800 $0.00 $0.00
Disclosure

SEC source: 0001389050-19-000007 · wf-form4_154868964457866.xml · nonDerivative · entry 1

SEGNER EDMUND P III · CIK 0001185554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,175

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan subject to twenty-five percent (25%) vesting on each of January 25, 2019, June 1, 2019, September 1, 2019 and December 1, 2019. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

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January 25, 2019 Filed Jan 28, 2019 10:21 UTC GrantCommon Stock 13,800 $0.00 $0.00
Disclosure

SEC source: 0001389050-19-000003 · wf-form4_154868886489226.xml · nonDerivative · entry 1

HALL GORDON T · CIK 0001190498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,431

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan subject to twenty-five percent (25%) vesting on each of January 25, 2019, June 1, 2019, September 1, 2019 and December 1, 2019. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

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January 25, 2019 Filed Jan 28, 2019 10:25 UTC GrantCommon Stock 13,800 $0.00 $0.00
Disclosure

SEC source: 0001389050-19-000004 · wf-form4_154868907278961.xml · nonDerivative · entry 1

Hawes Frances Powell · CIK 0001317424 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,603

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan subject to twenty-five percent (25%) vesting on each of January 25, 2019, June 1, 2019, September 1, 2019 and December 1, 2019. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

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January 25, 2019 Filed Jan 28, 2019 10:28 UTC GrantComon Stock 13,800 $0.00 $0.00
Disclosure

SEC source: 0001389050-19-000005 · wf-form4_154868927621576.xml · nonDerivative · entry 1

Honeybourne J W G · CIK 0001359885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,909

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan subject to twenty-five percent (25%) vesting on each of January 25, 2019, June 1, 2019, September 1, 2019 and December 1, 2019. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

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January 25, 2019 Filed Jan 28, 2019 15:14 UTC GrantCommon Stock 13,800 $0.00 $0.00
Disclosure

SEC source: 0001389050-19-000002 · wf-form4_154868848125517.xml · nonDerivative · entry 1

Brooks Wendell R. · CIK 0001657405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,969

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan subject to twenty-five percent (25%) vesting on each of January 25, 2019, June 1, 2019, September 1, 2019 and December 1, 2019. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

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January 25, 2019 Filed Jan 29, 2019 16:06 UTC
Henderson Donna AVP, Chief Accounting Officer
GrantCommon Stock 14,331 $0.00 $0.00
Disclosure

SEC source: 0001389050-19-000011 · wf-form4_154879599316986.xml · nonDerivative · entry 1

Henderson Donna A · CIK 0001575956 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,387

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in the Award Notice and Agreement entered into by the issuer and the reporting person.

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January 25, 2019 Filed Jan 29, 2019 21:03 UTC
CHILDERS D BRADLEYDirector · President and CEO
GrantCommon Stock 248,407 $0.00 $0.00
Disclosure

SEC source: 0001389050-19-000009 · wf-form4_154879579755642.xml · nonDerivative · entry 1

CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,190,366

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice and Agreement entered into by the issuer and the reporting person.

F2 · balance_after: Includes 2,635 shares acquired through participation in the Archrock, Inc. Employee Stock Purchase Plan.

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January 25, 2019 Filed Jan 29, 2019 21:01 UTC
Aron Doug SSr Vice President and CFO
GrantCommon Stock 57,324 $0.00 $0.00
Disclosure

SEC source: 0001389050-19-000008 · wf-form4_154879568152410.xml · nonDerivative · entry 1

Aron Doug S · CIK 0001351969 · Sr Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,039

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice and Agreement entered into by the issuer and the reporting person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.