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Thode Eric W

Disclosed activity across 1 company

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65137
SEC CIK
0001756643

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Reported relationships

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CompanyLast reported asReport datePublished
Archrock, Inc.AROC · Entity 3837SENIOR VICE PRESIDENTFebruary 19, 2026February 23, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Archrock, Inc.

Report date February 19, 2026 · Filed February 23, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect218,886 Reported balance After 2026-02-19 transaction · row 1
1 source row

Row 1 · 2026-02-19 · Tax withholding · Disposed 15,665 · Balance 218,886

F1: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligation associated with the acquisition and vesting of shares acquired.

Filing footnotes · ownership attribution and instrument terms

F1: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligation associated with the acquisition and vesting of shares acquired.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2026 Filed Feb 23, 2026 19:04 UTC Archrock, Inc. AROC · Entity 3837 Tax withholdingCommon Stock 15,665 $27.85 $436,270.25
Disclosure

SEC source: 0001756643-26-000004 · form4-02232026_070243.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SENIOR VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,886

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligation associated with the acquisition and vesting of shares acquired.

Read SEC document
February 18, 2026 Filed Feb 20, 2026 21:05 UTC Archrock, Inc. AROC · Entity 3837 GrantCommon Stock 39,807 $0.00 $0.00
Disclosure

SEC source: 0001756643-26-000003 · form4-02202026_090223.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SENIOR VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,551

F1 · price: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2023 to December 31, 2025. On February 18, 2026, the Compensation Committee certified that the performance achievement over the measurement period and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis.

Read SEC document
January 29, 2026 Filed Feb 2, 2026 13:08 UTC Archrock, Inc. AROC · Entity 3837 GrantCommon Stock 23,997 $0.00 $0.00
Disclosure

SEC source: 0001756643-26-000002 · form4-02022026_010202.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SENIOR VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,744

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and an Award Notice and Agreement entered into by the Issuer and the reporting person.

Read SEC document
January 27, 2026 Filed Jan 28, 2026 16:00 UTC Archrock, Inc. AROC · Entity 3837 Tax withholdingCommon Stock 13,632 $27.85 $379,651.20
Disclosure

SEC source: 0001756643-26-000001 · form4-01282026_040134.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SENIOR VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,747

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

F2 · balance_after: Includes 163 shares of Common Stock acquired since the Reporting Person's last Form 4 through participation in the Issuer's Employee Stock Purchase Plan.

Read SEC document
November 10, 2025 Filed Nov 10, 2025 22:02 UTC Archrock, Inc. AROC · Entity 3837 SaleCommon Stock 40,740 $25.10 $1,022,533.26
Disclosure

SEC source: 0001756643-25-000003 · form4-11102025_101110.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SENIOR VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,216

F1 · price: This transaction was executed in multiple trades at prices ranging from $25.07 to $25.17, inclusive. The price reported above reflects the average execution sales price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

F2 · balance_after: Includes 147 shares of Common Stock acquired since the Reporting Person's last Form 4 through the participation in the Issuer's Employee Stock Purchase Plan.

Read SEC document
August 12, 2025 Filed Aug 14, 2025 11:59 UTC Archrock, Inc. AROC · Entity 3837 SaleCommon Stock 10,000 $23.54 $235,400.00
Disclosure

SEC source: 0001415889-25-021699 · form4-08142025_110825.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SENIOR VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,809

Read SEC document
March 06, 2025 Filed Mar 6, 2025 19:47 UTC Archrock, Inc. AROC · Entity 3837 Tax withholdingCommon Stock 12,165 $29.70 $361,300.50
Disclosure

SEC source: 0001415889-25-007144 · form4-03062025_070352.xml · nonDerivative · entry 2

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,809

F2 · shares: These shares were forfeited to satisfy tax obligations related o the vesting of the reporting person's 2022 PSUs.

Read SEC document
March 06, 2025 Filed Mar 6, 2025 19:47 UTC Archrock, Inc. AROC · Entity 3837 Exercise / conversionCommon Stock 30,914 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-007144 · form4-03062025_070352.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 246,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the January 27, 2022 award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2022 to December 31, 2024. The Compensation Committee determined that the award was achieved at 200% of target, and upon settlement on March 6, 2025, the restricted stock units converted into shares of common stock on a one-for-one basis.

Read SEC document
March 05, 2025 Filed Mar 6, 2025 19:47 UTC Archrock, Inc. AROC · Entity 3837 Exercise / conversionPerformance Share Units · Derivative 30,914 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-007144 · form4-03062025_070352.xml · derivative · entry 3

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,914 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the January 27, 2022 award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2022 to December 31, 2024. The Compensation Committee determined that the award was achieved at 200% of target, and upon settlement on March 6, 2025, the restricted stock units converted into shares of common stock on a one-for-one basis.

F1 · price: Represents the January 27, 2022 award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2022 to December 31, 2024. The Compensation Committee determined that the award was achieved at 200% of target, and upon settlement on March 6, 2025, the restricted stock units converted into shares of common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents the January 27, 2022 award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2022 to December 31, 2024. The Compensation Committee determined that the award was achieved at 200% of target, and upon settlement on March 6, 2025, the restricted stock units converted into shares of common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents the January 27, 2022 award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2022 to December 31, 2024. The Compensation Committee determined that the award was achieved at 200% of target, and upon settlement on March 6, 2025, the restricted stock units converted into shares of common stock on a one-for-one basis.

Read SEC document
February 06, 2025 Filed Feb 6, 2025 18:22 UTC Archrock, Inc. AROC · Entity 3837 Tax withholdingCommon Stock 17,009 $29.70 $505,167.30
Disclosure

SEC source: 0001415889-25-003212 · form4-02062025_060225.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,060

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

Read SEC document
January 30, 2025 Filed Feb 3, 2025 17:09 UTC Archrock, Inc. AROC · Entity 3837 GrantCommon Stock 19,173 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-002651 · form4-02032025_050221.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 233,069

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and an Award Notice and Agreement entered into by the Issuer and the reporting person.

Read SEC document
April 01, 2024 Filed Jun 4, 2024 21:09 UTC Archrock, Inc. AROC · Entity 3837 GrantCommon Stock 287 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-015402 · form4-06042024_090635.xml · nonDerivative · entry 2

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,896

F2 · kind: Shares acquired through participation in the Issuer's Employee Stock Purchase Plan.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 22:10 UTC Archrock, Inc. AROC · Entity 3837 Tax withholdingCommon Stock 7,546 $18.27 $137,865.42
Disclosure

SEC source: 0001415889-24-007192 · form4-03072024_100301.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,648

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

Read SEC document
March 05, 2024 Filed Jun 4, 2024 21:09 UTC Archrock, Inc. AROC · Entity 3837 Exercise / conversionCommon Stock 7,961 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-015402 · form4-06042024_090635.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On March 5, 2021, the reporting person was granted an award of restricted stock units, which vest in the form of common stock based upon the Issuer's achievement of a total shareholder return target relative to the Issuer's peers over the period of January 1, 2021 to December 31, 2023. On February 15, 2024, the Compensation Committee of the Issuer's Board of Directors determined that the performance condition over the measurement period had been met as to 71% of the target amount, resulting in the vesting of these shares on March 5, 2024.

Read SEC document
February 23, 2024 Filed Feb 23, 2024 18:12 UTC Archrock, Inc. AROC · Entity 3837 GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004990 · form4-02232024_060208.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,194

Read SEC document
February 07, 2024 Filed Feb 9, 2024 14:46 UTC Archrock, Inc. AROC · Entity 3837 Tax withholdingCommon Stock 12,713 $16.00 $203,408.00
Disclosure

SEC source: 0001415889-24-003132 · form4-02092024_020216.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,194

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 23:57 UTC Archrock, Inc. AROC · Entity 3837 GrantCommon Stock 35,625 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-001938 · form4-01292024_110135.xml · nonDerivative · entry 6

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,907

F3 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and an Award Notice and Agreement entered into by the Issuer and the reporting person.

Read SEC document
December 29, 2023 Filed Jan 29, 2024 23:57 UTC Archrock, Inc. AROC · Entity 3837 GrantCommon Stock 394 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-001938 · form4-01292024_110135.xml · nonDerivative · entry 5

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,282

F1 · kind: Shares acquired through participation in the Issuer's Employee Stock Purchase Plan.

Read SEC document
October 02, 2023 Filed Jan 29, 2024 23:57 UTC Archrock, Inc. AROC · Entity 3837 GrantCommon Stock 395 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-001938 · form4-01292024_110135.xml · nonDerivative · entry 4

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,888

F1 · kind: Shares acquired through participation in the Issuer's Employee Stock Purchase Plan.

Read SEC document
July 03, 2023 Filed Jan 29, 2024 23:57 UTC Archrock, Inc. AROC · Entity 3837 GrantCommon Stock 470 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-001938 · form4-01292024_110135.xml · nonDerivative · entry 3

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,493

F1 · kind: Shares acquired through participation in the Issuer's Employee Stock Purchase Plan.

Read SEC document
June 28, 2023 Filed Jan 29, 2024 23:57 UTC Archrock, Inc. AROC · Entity 3837 OtherCommon Stock 4,150 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-001938 · form4-01292024_110135.xml · nonDerivative · entry 2

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,023

F2 · kind: Shares acquired through inheritance under a parent's estate.

Read SEC document
April 03, 2023 Filed Jan 29, 2024 23:57 UTC Archrock, Inc. AROC · Entity 3837 GrantCommon Stock 415 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-001938 · form4-01292024_110135.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,873

F1 · kind: Shares acquired through participation in the Issuer's Employee Stock Purchase Plan.

Read SEC document
March 05, 2023 Filed Mar 7, 2023 17:26 UTC Archrock, Inc. AROC · Entity 3837 Tax withholdingCommon Stock 3,866 $11.46 $44,304.36
Disclosure

SEC source: 0001415889-23-004376 · form4-03072023_050320.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,458

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligation associated with the vesting of restricted shares.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 12:59 UTC Archrock, Inc. AROC · Entity 3837 Exercise / conversionRestricted Stock Unit · Derivative 12,871 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-002813 · form4-02212023_120237.xml · derivative · entry 4

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,871 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2020 to December 31, 2022. The award was scheduled to cliff vest on January 25, 2023, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 16, 2023, the Compensation Committee certified that the performance achievement over the measurement period was 117% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2020 to December 31, 2022. The award was scheduled to cliff vest on January 25, 2023, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 16, 2023, the Compensation Committee certified that the performance achievement over the measurement period was 117% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2020 to December 31, 2022. The award was scheduled to cliff vest on January 25, 2023, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 16, 2023, the Compensation Committee certified that the performance achievement over the measurement period was 117% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 12:59 UTC Archrock, Inc. AROC · Entity 3837 GrantRestricted Stock Unit · Derivative 12,871 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-002813 · form4-02212023_120237.xml · derivative · entry 3

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,871

Underlying: Common Stock · 12,871 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2020 to December 31, 2022. The award was scheduled to cliff vest on January 25, 2023, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 16, 2023, the Compensation Committee certified that the performance achievement over the measurement period was 117% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2020 to December 31, 2022. The award was scheduled to cliff vest on January 25, 2023, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 16, 2023, the Compensation Committee certified that the performance achievement over the measurement period was 117% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2020 to December 31, 2022. The award was scheduled to cliff vest on January 25, 2023, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 16, 2023, the Compensation Committee certified that the performance achievement over the measurement period was 117% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 12:59 UTC Archrock, Inc. AROC · Entity 3837 Tax withholdingCommon Stock 4,734 $9.38 $44,404.92
Disclosure

SEC source: 0001415889-23-002813 · form4-02212023_120237.xml · nonDerivative · entry 2

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,324

F2 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the acquisition and vesting of shares acquired as reported in this Table 1.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 12:59 UTC Archrock, Inc. AROC · Entity 3837 Exercise / conversionCommon Stock 12,871 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-002813 · form4-02212023_120237.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2020 to December 31, 2022. The award was scheduled to cliff vest on January 25, 2023, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 16, 2023, the Compensation Committee certified that the performance achievement over the measurement period was 117% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 20:54 UTC Archrock, Inc. AROC · Entity 3837 GrantCommon Stock 47,770 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-001541 · form4-01302023_080114.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,187

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and an Award Notice and Agreement entered into by the issuer and the reporting person.

Read SEC document
January 25, 2023 Filed Jan 26, 2023 22:08 UTC Archrock, Inc. AROC · Entity 3837 Tax withholdingCommon Stock 10,884 $9.38 $102,091.92
Disclosure

SEC source: 0001415889-23-001474 · form4-01262023_100104.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,417

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted stock.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 20:51 UTC Amendment Archrock, Inc. AROC · Entity 3837 PurchaseCommon Stock 60 $8.45 $507.00
Disclosure

SEC source: 0001415889-22-002969 · form4a-03152022_010313.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Indirect · Held for benefit of minor daughter

Disclosed balance after: 135

F1 · ownership.nature: Form amended to remove redundant entry.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 20:06 UTC Archrock, Inc. AROC · Entity 3837 PurchaseCommon Stock 60 $8.45 $507.00
Disclosure

SEC source: 0001415889-22-002968 · form4-03152022_010345.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Indirect · Held for benefit of minor daughter

Disclosed balance after: 135

Read SEC document
March 05, 2022 Filed Mar 7, 2022 20:28 UTC Archrock, Inc. AROC · Entity 3837 Tax withholdingCommon Stock 3,976 $8.84 $35,147.84
Disclosure

SEC source: 0001415889-22-002649 · form4-03072022_120319.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,301

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligation associated with the vesting of restricted shares.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 21:41 UTC Archrock, Inc. AROC · Entity 3837 Exercise / conversionRestricted Stock Unit · Derivative 14,266 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001572 · form4-02182022_010218.xml · derivative · entry 4

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,266 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis.

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February 17, 2022 Filed Feb 18, 2022 21:41 UTC Archrock, Inc. AROC · Entity 3837 GrantRestricted Stock Unit · Derivative 14,266 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001572 · form4-02182022_010218.xml · derivative · entry 3

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,266

Underlying: Common Stock · 14,266 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis.

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February 17, 2022 Filed Feb 18, 2022 21:41 UTC Archrock, Inc. AROC · Entity 3837 Tax withholdingCommon Stock 3,474 $8.60 $29,876.40
Disclosure

SEC source: 0001415889-22-001572 · form4-02182022_010218.xml · nonDerivative · entry 2

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,277

F2 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the acquisition and vesting of shares acquired as reported in this Table I.

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February 17, 2022 Filed Feb 18, 2022 21:41 UTC Archrock, Inc. AROC · Entity 3837 Exercise / conversionCommon Stock 14,266 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001572 · form4-02182022_010218.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis.

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January 27, 2022 Filed Jan 31, 2022 16:01 UTC Archrock, Inc. AROC · Entity 3837 GrantCommon Stock 46,373 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-000873 · form4-01312022_080141.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,485

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and an Award Notice and Agreement entered into by the issuer and the reporting person.

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January 25, 2022 Filed Jan 26, 2022 18:05 UTC Archrock, Inc. AROC · Entity 3837 Tax withholdingCommon Stock 7,473 $8.60 $64,267.80
Disclosure

SEC source: 0001415889-22-000774 · form4-01262022_100118.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,112

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligation associated with the vesting of restricted shares.

F2 · balance_after: Includes shares acquired through participation in the Issuer's Employee Stock Purchase Plan.

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November 22, 2021 Filed Nov 22, 2021 21:52 UTC Archrock, Inc. AROC · Entity 3837 PurchaseCommon Stock 6,350 $7.97 $50,609.50
Disclosure

SEC source: 0001415889-21-005389 · form4-11222021_011125.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by parent; reporting person shares dispositive power

Disclosed balance after: 8,300

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August 20, 2021 Filed Aug 23, 2021 19:32 UTC Archrock, Inc. AROC · Entity 3837 Tax withholdingCommon Stock 898 $7.30 $6,555.40
Disclosure

SEC source: 0001415889-21-004052 · form4-08232021_120821.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,196

F1 · kind: Issuer withheld the maximum allowable shares to meet the tax withholding obligation associated with the vesting of restricted stock

F2 · balance_after: Includes shares acquired through participation in the Employee Stock Purchase Plan.

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March 05, 2021 Filed Mar 9, 2021 15:17 UTC Archrock, Inc. AROC · Entity 3837 GrantCommon Stock 33,644 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001380 · form4-03092021_070326.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,036

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice and Agreement entered into by the issuer and the reporting person.

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January 25, 2021 Filed Jan 26, 2021 20:39 UTC Archrock, Inc. AROC · Entity 3837 Tax withholdingCommon Stock 8,078 $9.45 $76,337.10
Disclosure

SEC source: 0001415889-21-000388 · form4-01262021_120129.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,392

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligation associated with the vesting of restricted shares.

F2 · balance_after: Includes shares acquired through participation in the Issuer's Employee Stock Purchase Plan.

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November 18, 2020 Filed Nov 19, 2020 23:29 UTC Archrock, Inc. AROC · Entity 3837 SaleCommon Stock 10,000 $7.62 $76,210.00
Disclosure

SEC source: 0001415889-20-002698 · form4-11192020_031127.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,814

F1 · price: These shares were sold in multiple transactions at prices ranging from $7.61 to $7.64, inclusive.

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August 20, 2020 Filed Aug 24, 2020 14:06 UTC Archrock, Inc. AROC · Entity 3837 Tax withholdingCommon Stock 4,790 $6.92 $33,146.80
Disclosure

SEC source: 0001415889-20-002178 · form4-08242020_070819.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,814

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligation associated with the vesting of restricted shares.

F2 · balance_after: Includes shares acquired through participation in the Issuer's Employee Stock Purchase Plan.

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May 11, 2020 Filed May 12, 2020 21:33 UTC Archrock, Inc. AROC · Entity 3837 PurchaseCommon Stock 104 $4.68 $486.72
Disclosure

SEC source: 0001415889-20-001166 · form4-05122020_020536.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by spouse

Disclosed balance after: 104

F1 · ownership.nature: Reporting person does not share voting or dispositive power and therefore disclaims beneficial ownership.

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May 07, 2020 Filed May 8, 2020 17:40 UTC Archrock, Inc. AROC · Entity 3837 PurchaseCommon Stock 530 $4.55 $2,411.50
Disclosure

SEC source: 0001415889-20-001152 · form4-05082020_100546.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by parent; reporting person shares dispositive power

Disclosed balance after: 1,950

Read SEC document
February 25, 2020 Filed Feb 25, 2020 17:14 UTC Amendment Archrock, Inc. AROC · Entity 3837 PurchaseCommon Stock 650 $7.68 $4,991.35
Disclosure

SEC source: 0001389050-20-000033 · wf-form4a_158265086870542.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by parent; reporting person shares dispositive power

Disclosed balance after: 1,420

F1 · price: This is average price paid. 550 shares were purchased at $7.68 and 100 shares were purchased at $7.675.

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February 25, 2020 Filed Feb 25, 2020 16:59 UTC Archrock, Inc. AROC · Entity 3837 PurchaseCommon Stock 650 $7.68 $4,991.35
Disclosure

SEC source: 0001389050-20-000032 · wf-form4_158264992693777.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by parent; reporting person shares dispositive power

Disclosed balance after: 1,420

F1 · price: This is average price paid. 550 shares were purchased at $7.68 and 100 shares were purchased at $7.675.

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January 25, 2020 Filed Jan 27, 2020 15:54 UTC Archrock, Inc. AROC · Entity 3837 Tax withholdingCommon Stock 2,519 $8.83 $22,242.77
Disclosure

SEC source: 0001389050-20-000009 · wf-form4_158014042841576.xml · nonDerivative · entry 2

Thode Eric W · CIK 0001756643 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,667

F2 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

F3 · balance_after: Includes 1,998 shares acquired through participation in the Employee Stock Purchase Plan.

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January 23, 2020 Filed Jan 27, 2020 15:54 UTC Archrock, Inc. AROC · Entity 3837 GrantCommon Stock 33,003 $0.00 $0.00
Disclosure

SEC source: 0001389050-20-000009 · wf-form4_158014042841576.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,186

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in an Award Notice and Agreement entered into by the issuer and the reporting person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.