Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Archrock, Inc.AROC · Entity 3837 | SR VICE PRESIDENT, CFO | May 18, 2026 | May 18, 2026 |
| New Fortress Energy Inc.NFE · Entity 6904 | Director | September 11, 2026 | September 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Archrock, Inc.
Report date May 18, 2026 · Filed May 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 359,337 |
Reported balance
After 2026-05-18 transaction · row 1
1 source rowRow 1 · 2026-05-18 · Sale · Disposed 35,000 · Balance 359,337 F1: This transaction was executed in multiple trades at prices ranging from $38.25 to $38.43, inclusive. The price reported above reflects the average execution sales price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $38.25 to $38.43, inclusive. The price reported above reflects the average execution sales price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
New Fortress Energy Inc.
Report date September 11, 2026 · Filed September 18, 2026
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HollyFrontier Corp
Report date February 28, 2017 · Filed March 02, 2017
Section 16 reporting ended · disclosed 2017-03-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 156,760 |
Ending reported balance
After 2017-02-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-02-28 · Disposition to issuer · Disposed 12,481 · Balance 166,109 Row 2 · 2017-02-28 · Tax withholding · Disposed 9,349 · Balance 156,760 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 18, 2026 Filed May 18, 2026 16:32 UTC | Archrock, Inc. AROC · Entity 3837 | SaleCommon Stock | 35,000 | $38.30 | $1,340,500.00 |
DisclosureSEC source: 0001351969-26-000008 · form4-05182026_080536.xml · nonDerivative · entry 1 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 359,337 F1 · price: This transaction was executed in multiple trades at prices ranging from $38.25 to $38.43, inclusive. The price reported above reflects the average execution sales price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price. Read SEC document |
| May 14, 2026 Filed May 18, 2026 07:55 UTC | Archrock, Inc. AROC · Entity 3837 | SaleCommon Stock | 90,000 | $36.74 | $3,306,600.00 |
DisclosureSEC source: 0001351969-26-000007 · form4-05182026_110556.xml · nonDerivative · entry 1 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 394,337 F1 · price: This transaction was executed in multiple trades at prices ranging from $36.50 to $37.03, inclusive. The price reported above reflects the average execution sales price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price. Read SEC document |
| March 30, 2026 Filed Mar 31, 2026 15:49 UTC | Archrock, Inc. AROC · Entity 3837 | SaleCommon Stock | 98,050 | $34.76 | $3,408,218.00 |
DisclosureSEC source: 0001351969-26-000006 · form4-03312026_030339.xml · nonDerivative · entry 2 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 484,337 F2 · price: This transaction was executed in multiple trades at prices ranging from $34.29 to $35.55, inclusive. The price reported above reflects the average execution sales price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price. Read SEC document |
| March 27, 2026 Filed Mar 31, 2026 15:49 UTC | Archrock, Inc. AROC · Entity 3837 | SaleCommon Stock | 71,500 | $35.61 | $2,546,115.00 |
DisclosureSEC source: 0001351969-26-000006 · form4-03312026_030339.xml · nonDerivative · entry 1 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 582,387 F1 · price: This transaction was executed in multiple trades at prices ranging from $35.44 to $35.67, inclusive. The price reported above reflects the average execution sales price. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price. Read SEC document |
| February 19, 2026 Filed Feb 23, 2026 19:00 UTC | Archrock, Inc. AROC · Entity 3837 | Tax withholdingCommon Stock | 35,507 | $27.85 | $988,869.95 |
DisclosureSEC source: 0001351969-26-000004 · form4-02232026_070239.xml · nonDerivative · entry 1 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 653,887 F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligation associated with the acquisition and vesting of shares acquired. Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 21:10 UTC | Archrock, Inc. AROC · Entity 3837 | GrantCommon Stock | 90,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001351969-26-000003 · form4-02202026_090238.xml · nonDerivative · entry 1 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 689,394 F1 · price: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2023 to December 31, 2025. On February 18, 2026, the Compensation Committee certified that the performance achievement over the measurement period and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| January 29, 2026 Filed Feb 2, 2026 13:24 UTC | Archrock, Inc. AROC · Entity 3837 | GrantCommon Stock | 37,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001351969-26-000002 · form4-02022026_010252.xml · nonDerivative · entry 1 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 599,162 F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement, an Award Notice and Agreement entered into by the Issuer and the reporting person. Read SEC document |
| January 27, 2026 Filed Jan 28, 2026 16:14 UTC | Archrock, Inc. AROC · Entity 3837 | Tax withholdingCommon Stock | 28,509 | $27.85 | $793,975.65 |
DisclosureSEC source: 0001351969-26-000001 · form4-01282026_040107.xml · nonDerivative · entry 1 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 561,453 F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares. Read SEC document |
| March 06, 2025 Filed Mar 6, 2025 19:49 UTC | Archrock, Inc. AROC · Entity 3837 | Exercise / conversionPerformance Share Units · Derivative | 71,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-007146 · form4-03062025_070345.xml · derivative · entry 3 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 71,342 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents the January 27, 2022 award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2022 to December 31, 2024. The Compensation Committee determined that the award was achieved at 200% of target, and upon settlement on March 6, 2025, the restricted stock units converted into shares of common stock on a one-for-one basis. F1 · price: Represents the January 27, 2022 award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2022 to December 31, 2024. The Compensation Committee determined that the award was achieved at 200% of target, and upon settlement on March 6, 2025, the restricted stock units converted into shares of common stock on a one-for-one basis. F1 · derivative.exercise_date: Represents the January 27, 2022 award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2022 to December 31, 2024. The Compensation Committee determined that the award was achieved at 200% of target, and upon settlement on March 6, 2025, the restricted stock units converted into shares of common stock on a one-for-one basis. F1 · derivative.expiration_date: Represents the January 27, 2022 award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2022 to December 31, 2024. The Compensation Committee determined that the award was achieved at 200% of target, and upon settlement on March 6, 2025, the restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| March 06, 2025 Filed Mar 6, 2025 19:49 UTC | Archrock, Inc. AROC · Entity 3837 | Tax withholdingCommon Stock | 28,074 | $29.70 | $833,797.80 |
DisclosureSEC source: 0001415889-25-007146 · form4-03062025_070345.xml · nonDerivative · entry 2 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 589,962 F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's 2022 PSUs. Read SEC document |
| March 06, 2025 Filed Mar 6, 2025 19:49 UTC | Archrock, Inc. AROC · Entity 3837 | Exercise / conversionCommon Stock | 71,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-007146 · form4-03062025_070345.xml · nonDerivative · entry 1 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 618,036 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents the January 27, 2022 award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2022 to December 31, 2024. The Compensation Committee determined that the award was achieved at 200% of target, and upon settlement on March 6, 2025, the restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| February 06, 2025 Filed Feb 6, 2025 18:24 UTC | Archrock, Inc. AROC · Entity 3837 | Tax withholdingCommon Stock | 37,773 | $29.70 | $1,121,858.10 |
DisclosureSEC source: 0001415889-25-003215 · form4-02062025_060255.xml · nonDerivative · entry 1 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 546,694 F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares. Read SEC document |
| January 30, 2025 Filed Feb 3, 2025 17:19 UTC | Archrock, Inc. AROC · Entity 3837 | GrantCommon Stock | 35,845 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-002656 · form4-02032025_050222.xml · nonDerivative · entry 1 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 584,467 F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement, an Award Notice and Agreement entered into by the Issuer and the reporting person. Read SEC document |
| December 12, 2024 Filed Dec 12, 2024 20:51 UTC | Archrock, Inc. AROC · Entity 3837 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-029078 · form4-12122024_081242.xml · nonDerivative · entry 1 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 548,622 Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 22:15 UTC | Archrock, Inc. AROC · Entity 3837 | Tax withholdingCommon Stock | 13,835 | $18.27 | $252,765.45 |
DisclosureSEC source: 0001415889-24-007197 · form4-03072024_100313.xml · nonDerivative · entry 1 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 539,025 F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares. Read SEC document |
| March 05, 2024 Filed Jun 4, 2024 20:25 UTC | Archrock, Inc. AROC · Entity 3837 | Exercise / conversionCommon Stock | 14,597 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-015344 · form4-06042024_080628.xml · nonDerivative · entry 1 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 553,622 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On March 5, 2021, the reporting person was granted an award of restricted stock units, which vest in the form of common stock based upon the Issuer's achievement of a total shareholder return target relative to the Issuer's peers over the period of January 1, 2021 to December 31, 2023. On February 15, 2024, the Compensation Committee of the Issuer's Board of Directors determined that the performance condition over the measurement period had been met as to 71% of the target amount, resulting in the vesting of these shares on March 5, 2024. Read SEC document |
| February 07, 2024 Filed Feb 9, 2024 14:50 UTC | Archrock, Inc. AROC · Entity 3837 | Tax withholdingCommon Stock | 28,574 | $16.00 | $457,184.00 |
DisclosureSEC source: 0001415889-24-003137 · form4-02092024_020218.xml · nonDerivative · entry 1 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 552,860 F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares. Read SEC document |
| January 25, 2024 Filed Jan 29, 2024 23:44 UTC | Archrock, Inc. AROC · Entity 3837 | GrantCommon Stock | 71,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-001933 · form4-01292024_110100.xml · nonDerivative · entry 1 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 581,434 F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and an Award Notice and Agreement entered into by the Issuer and the reporting person. Read SEC document |
| December 14, 2023 Filed Dec 14, 2023 19:33 UTC | Archrock, Inc. AROC · Entity 3837 | GiftCommon Stock | 6,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-016449 · form4-12142023_071250.xml · nonDerivative · entry 2 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 510,184 Read SEC document |
| April 03, 2023 Filed Dec 14, 2023 19:33 UTC | Archrock, Inc. AROC · Entity 3837 | GrantCommon Stock | 1,383 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-016449 · form4-12142023_071250.xml · nonDerivative · entry 1 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 516,684 F1 · kind: Shares acquired through participation in the Issuer's Employee Stock Purchase Plan. Read SEC document |
| March 05, 2023 Filed Mar 7, 2023 16:29 UTC | Archrock, Inc. AROC · Entity 3837 | Tax withholdingCommon Stock | 6,314 | $11.46 | $72,358.44 |
DisclosureSEC source: 0001415889-23-004369 · form4-03072023_040305.xml · nonDerivative · entry 1 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 515,301 Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 13:01 UTC | Archrock, Inc. AROC · Entity 3837 | Exercise / conversionRestricted Stock Unit · Derivative | 25,742 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-002814 · form4-02212023_010200.xml · derivative · entry 4 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,742 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2020 to December 31, 2022. The award was scheduled to cliff vest on January 25, 2023, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 16, 2023, the Compensation Committee certified that the performance achievement over the measurement period was 117% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis. F1 · derivative.exercise_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2020 to December 31, 2022. The award was scheduled to cliff vest on January 25, 2023, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 16, 2023, the Compensation Committee certified that the performance achievement over the measurement period was 117% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis. F1 · derivative.expiration_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2020 to December 31, 2022. The award was scheduled to cliff vest on January 25, 2023, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 16, 2023, the Compensation Committee certified that the performance achievement over the measurement period was 117% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 13:01 UTC | Archrock, Inc. AROC · Entity 3837 | GrantRestricted Stock Unit · Derivative | 25,742 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-002814 · form4-02212023_010200.xml · derivative · entry 3 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,742 Underlying: Common Stock · 25,742 shares Expires not disclosed F1 · derivative.exercise_price: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2020 to December 31, 2022. The award was scheduled to cliff vest on January 25, 2023, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 16, 2023, the Compensation Committee certified that the performance achievement over the measurement period was 117% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis. F1 · derivative.exercise_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2020 to December 31, 2022. The award was scheduled to cliff vest on January 25, 2023, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 16, 2023, the Compensation Committee certified that the performance achievement over the measurement period was 117% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis. F1 · derivative.expiration_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2020 to December 31, 2022. The award was scheduled to cliff vest on January 25, 2023, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 16, 2023, the Compensation Committee certified that the performance achievement over the measurement period was 117% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 13:01 UTC | Archrock, Inc. AROC · Entity 3837 | Tax withholdingCommon Stock | 6,269 | $9.38 | $58,803.22 |
DisclosureSEC source: 0001415889-23-002814 · form4-02212023_010200.xml · nonDerivative · entry 2 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521,615 F2 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the acquisition and vesting of shares acquired as reported in this Table 1. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 13:01 UTC | Archrock, Inc. AROC · Entity 3837 | Exercise / conversionCommon Stock | 25,742 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-002814 · form4-02212023_010200.xml · nonDerivative · entry 1 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,884 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2020 to December 31, 2022. The award was scheduled to cliff vest on January 25, 2023, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 16, 2023, the Compensation Committee certified that the performance achievement over the measurement period was 117% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| January 26, 2023 Filed Jan 30, 2023 20:35 UTC | Archrock, Inc. AROC · Entity 3837 | GrantCommon Stock | 108,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-001537 · form4-01302023_080150.xml · nonDerivative · entry 1 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,142 F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and an Award Notice and Agreement entered into by the issuer and the reporting person. Read SEC document |
| January 25, 2023 Filed Jan 26, 2023 22:02 UTC | Archrock, Inc. AROC · Entity 3837 | Tax withholdingCommon Stock | 14,697 | $9.38 | $137,857.86 |
DisclosureSEC source: 0001415889-23-001470 · form4-01262023_100141.xml · nonDerivative · entry 1 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393,862 F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligation associated with the vesting of restricted shares. F2 · balance_after: Includes shares acquired through participation in the Issuer's Employee Stock Purchase Plan. Read SEC document |
| March 05, 2022 Filed Mar 7, 2022 20:02 UTC | Archrock, Inc. AROC · Entity 3837 | Tax withholdingCommon Stock | 5,007 | $8.84 | $44,261.88 |
DisclosureSEC source: 0001415889-22-002643 · form4-03072022_120359.xml · nonDerivative · entry 1 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,488 F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligation associated with the vesting of restricted shares. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 21:43 UTC | Archrock, Inc. AROC · Entity 3837 | Exercise / conversionRestricted Stock Unit · Derivative | 32,101 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-001574 · form4-02182022_010243.xml · derivative · entry 4 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,101 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis. F1 · derivative.exercise_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis. F1 · derivative.expiration_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 21:43 UTC | Archrock, Inc. AROC · Entity 3837 | GrantRestricted Stock Unit · Derivative | 32,101 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-001574 · form4-02182022_010243.xml · derivative · entry 3 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,101 Underlying: Common Stock · 32,101 shares Expires not disclosed F1 · derivative.exercise_price: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis. F1 · derivative.exercise_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis. F1 · derivative.expiration_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 21:43 UTC | Archrock, Inc. AROC · Entity 3837 | Tax withholdingCommon Stock | 7,817 | $8.60 | $67,226.20 |
DisclosureSEC source: 0001415889-22-001574 · form4-02182022_010243.xml · nonDerivative · entry 2 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,495 F2 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the acquisition and vesting of shares acquired as reported in this Table I. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 21:43 UTC | Archrock, Inc. AROC · Entity 3837 | Exercise / conversionCommon Stock | 32,101 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-001574 · form4-02182022_010243.xml · nonDerivative · entry 1 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,312 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2019 to December 31, 2021. The award was scheduled to cliff vest on January 25, 2022, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 17, 2022, the Compensation Committee certified that the performance achievement over the measurement period was 168% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| January 27, 2022 Filed Jan 31, 2022 15:38 UTC | Archrock, Inc. AROC · Entity 3837 | GrantCommon Stock | 107,015 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-000868 · form4-01312022_070159.xml · nonDerivative · entry 1 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,211 F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and an Award Notice and Agreement entered into by the issuer and the reporting person. Read SEC document |
| January 25, 2022 Filed Jan 26, 2022 17:41 UTC | Archrock, Inc. AROC · Entity 3837 | Tax withholdingCommon Stock | 10,647 | $8.60 | $91,564.20 |
DisclosureSEC source: 0001415889-22-000769 · form4-01262022_090122.xml · nonDerivative · entry 1 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,196 F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted stock. Read SEC document |
| August 20, 2021 Filed Aug 23, 2021 19:38 UTC | Archrock, Inc. AROC · Entity 3837 | Tax withholdingCommon Stock | 3,183 | $7.30 | $23,235.90 |
DisclosureSEC source: 0001415889-21-004054 · form4-08232021_120812.xml · nonDerivative · entry 1 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,843 F1 · kind: Issuer withheld the maximum allowable shares to meet the tax withholding obligation associated with the vesting of restricted stock. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 15:12 UTC | Archrock, Inc. AROC · Entity 3837 | GrantCommon Stock | 61,682 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-001375 · form4-03092021_070355.xml · nonDerivative · entry 1 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,026 F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice and Agreement entered into by the issuer and the reporting person. Read SEC document |
| January 25, 2021 Filed Jan 26, 2021 20:35 UTC | Archrock, Inc. AROC · Entity 3837 | Tax withholdingCommon Stock | 10,671 | $9.45 | $100,840.95 |
DisclosureSEC source: 0001415889-21-000387 · form4-01262021_120137.xml · nonDerivative · entry 1 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,344 F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted stock. Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 13:56 UTC | Archrock, Inc. AROC · Entity 3837 | Tax withholdingCommon Stock | 3,184 | $6.92 | $22,033.28 |
DisclosureSEC source: 0001415889-20-002175 · form4-08242020_060823.xml · nonDerivative · entry 1 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,015 F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligation associated with the vesting of restricted shares. Read SEC document |
| March 18, 2020 Filed Mar 18, 2020 21:42 UTC | Archrock, Inc. AROC · Entity 3837 | PurchaseCommon Stock | 19,000 | $2.32 | $44,080.00 |
DisclosureSEC source: 0001415889-20-000808 · form4-03182020_020356.xml · nonDerivative · entry 2 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,199 Read SEC document |
| March 18, 2020 Filed Mar 18, 2020 21:42 UTC | Archrock, Inc. AROC · Entity 3837 | PurchaseCommon Stock | 6,000 | $2.32 | $13,890.00 |
DisclosureSEC source: 0001415889-20-000808 · form4-03182020_020356.xml · nonDerivative · entry 1 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,199 Read SEC document |
| March 09, 2020 Filed Mar 9, 2020 19:08 UTC | Archrock, Inc. AROC · Entity 3837 | PurchaseCommon Stock | 11,000 | $4.50 | $49,500.00 |
DisclosureSEC source: 0001415889-20-000705 · form4-03092020_120343.xml · nonDerivative · entry 1 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,199 Read SEC document |
| March 03, 2020 Filed Mar 4, 2020 15:11 UTC | Archrock, Inc. AROC · Entity 3837 | PurchaseCommon Stock | 7,000 | $6.86 | $48,020.00 |
DisclosureSEC source: 0001415889-20-000614 · form4-03042020_070329.xml · nonDerivative · entry 1 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,199 Read SEC document |
| February 24, 2020 Filed Feb 24, 2020 16:27 UTC | Archrock, Inc. AROC · Entity 3837 | PurchaseCommon Stock | 13,000 | $7.61 | $98,930.00 |
DisclosureSEC source: 0001389050-20-000029 · wf-form4_158256164096382.xml · nonDerivative · entry 1 Aron Doug S · CIK 0001351969 · Sr Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,199 F1 · price: These shares were purchased in multiple transactions ranging from $7.595 to $7.62, inclusive. Read SEC document |
| January 25, 2020 Filed Jan 27, 2020 16:20 UTC | Archrock, Inc. AROC · Entity 3837 | Tax withholdingCommon Stock | 5,212 | $8.83 | $46,021.96 |
DisclosureSEC source: 0001389050-20-000014 · wf-form4_158014203744444.xml · nonDerivative · entry 2 Aron Doug S · CIK 0001351969 · Sr Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,199 F2 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares. Read SEC document |
| January 23, 2020 Filed Jan 27, 2020 16:20 UTC | Archrock, Inc. AROC · Entity 3837 | GrantCommon Stock | 66,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001389050-20-000014 · wf-form4_158014203744444.xml · nonDerivative · entry 1 Aron Doug S · CIK 0001351969 · Sr Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,411 F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice and Agreement entered into by the issuer and the reporting person. Read SEC document |
| August 20, 2019 Filed Aug 21, 2019 20:46 UTC | Archrock, Inc. AROC · Entity 3837 | Tax withholdingCommon Stock | 3,184 | $9.14 | $29,101.76 |
DisclosureSEC source: 0001389050-19-000063 · wf-form4_156642037795519.xml · nonDerivative · entry 1 Aron Doug S · CIK 0001351969 · Sr Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,405 F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares. Read SEC document |
| August 14, 2019 Filed Aug 14, 2019 18:18 UTC | Archrock, Inc. AROC · Entity 3837 | PurchaseCommon Stock | 10,550 | $8.20 | $86,510.00 |
DisclosureSEC source: 0001389050-19-000061 · wf-form4_156580667569287.xml · nonDerivative · entry 1 Aron Doug S · CIK 0001351969 · Sr Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,589 F1 · price: These shares were purchased in multiple transactions ranging from $8.195 to $8.217, inclusive. Read SEC document |
| January 25, 2019 Filed Jan 29, 2019 21:01 UTC | Archrock, Inc. AROC · Entity 3837 | GrantCommon Stock | 57,324 | $0.00 | $0.00 |
DisclosureSEC source: 0001389050-19-000008 · wf-form4_154879568152410.xml · nonDerivative · entry 1 Aron Doug S · CIK 0001351969 · Sr Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,039 F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice and Agreement entered into by the issuer and the reporting person. Read SEC document |
| December 11, 2018 Filed Dec 11, 2018 19:24 UTC | Archrock, Inc. AROC · Entity 3837 | PurchaseCommon Stock | 8,000 | $8.81 | $70,480.00 |
DisclosureSEC source: 0001389050-18-000074 · wf-form4_154455625096061.xml · nonDerivative · entry 1 Aron Doug S · CIK 0001351969 · Sr Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,715 Read SEC document |
| November 20, 2018 Filed Nov 20, 2018 20:34 UTC | Archrock, Inc. AROC · Entity 3837 | PurchaseCommon Stock | 2,500 | $9.83 | $24,575.00 |
DisclosureSEC source: 0001389050-18-000071 · wf-form4_154274607824567.xml · nonDerivative · entry 2 Aron Doug S · CIK 0001351969 · Sr Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,715 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.