Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Archrock, Inc.AROC · Entity 3837 | Director | December 31, 2020 | January 04, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Archrock, Inc.
Report date December 31, 2020 · Filed January 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 87,521 |
Reported balance
After 2020-12-31 transaction · row 1
1 source rowRow 1 · 2020-12-31 · Grant · Acquired 1,461 · Balance 87,521 F1: Deferred stock units were issued in lieu of cash director retainer fees for the concluding quarter pursuant to the reporting person's election to participate in the Directors' Stock and Deferral Plan. Such deferred stock units will be settled in common stock on a one-for-one basis upon the earlier of the elected delivery date, the reporting person's termination of service or, in the discretion of the Compensation Committee, a change of control of the Issuer. F2: The market closing price of the Issuer's common stock as reported on the New York Stock Exchange on the last trading day of the quarter. |
Filing footnotes · ownership attribution and instrument terms
F1: Deferred stock units were issued in lieu of cash director retainer fees for the concluding quarter pursuant to the reporting person's election to participate in the Directors' Stock and Deferral Plan. Such deferred stock units will be settled in common stock on a one-for-one basis upon the earlier of the elected delivery date, the reporting person's termination of service or, in the discretion of the Compensation Committee, a change of control of the Issuer.
F2: The market closing price of the Issuer's common stock as reported on the New York Stock Exchange on the last trading day of the quarter.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2020 Filed Jan 4, 2021 14:11 UTC | Archrock, Inc. AROC · Entity 3837 | GrantCommon Stock | 1,461 | $8.66 | $12,652.26 |
DisclosureSEC source: 0001415889-21-000001 · form4-01042021_060101.xml · nonDerivative · entry 1 Brooks Wendell R. · CIK 0001657405 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,521 F1 · shares: Deferred stock units were issued in lieu of cash director retainer fees for the concluding quarter pursuant to the reporting person's election to participate in the Directors' Stock and Deferral Plan. Such deferred stock units will be settled in common stock on a one-for-one basis upon the earlier of the elected delivery date, the reporting person's termination of service or, in the discretion of the Compensation Committee, a change of control of the Issuer. F2 · price: The market closing price of the Issuer's common stock as reported on the New York Stock Exchange on the last trading day of the quarter. Read SEC document |
| September 30, 2020 Filed Sep 30, 2020 21:53 UTC | Archrock, Inc. AROC · Entity 3837 | GrantCommon Stock | 2,352 | $5.38 | $12,653.76 |
DisclosureSEC source: 0001415889-20-002356 · form4-09302020_020951.xml · nonDerivative · entry 1 Brooks Wendell R. · CIK 0001657405 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,060 F1 · shares: Deferred stock units were issued in lieu of cash director retainer fees for the concluding quarter pursuant to the reporting person's election to participate in the Directors' Stock and Deferral Plan. Such deferred stock units will be settled in common stock on a one-for-one basis upon the earlier of the elected delivery date, the reporting person's termination of service or, in the discretion of the Compensation Committee, a change of control of the Issuer. F2 · price: The market closing price of the Issuer's common stock as reported on the New York Stock Exchange on the last trading day of the quarter. Read SEC document |
| June 30, 2020 Filed Jul 9, 2020 21:59 UTC | Archrock, Inc. AROC · Entity 3837 | GrantCommon Stock | 1,950 | $6.49 | $12,655.50 |
DisclosureSEC source: 0001415889-20-001853 · form4-07092020_020746.xml · nonDerivative · entry 2 Brooks Wendell R. · CIK 0001657405 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,708 F1 · date: Filed late due to an administrative error. F2 · shares: Deferred stock units were issued in lieu of cash director retainer fees for the concluding quarter pursuant to the director's election to participate in the Directors' Stock and Deferral Plan. Such deferred stock units will be settled in common stock on a one-for-one basis upon the earlier of the elected delivery date, the director's termination of service or, in the discretion of the Compensation Committee, a change of control of the Issuer. F3 · price: The market closing price of the Issuer's common stock as reported on the New York Stock Exchange on the last trading day of the quarter. Read SEC document |
| March 31, 2020 Filed Jul 9, 2020 21:59 UTC | Archrock, Inc. AROC · Entity 3837 | GrantCommon Stock | 4,488 | $3.76 | $16,874.88 |
DisclosureSEC source: 0001415889-20-001853 · form4-07092020_020746.xml · nonDerivative · entry 1 Brooks Wendell R. · CIK 0001657405 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,758 F1 · date: Filed late due to an administrative error. F2 · shares: Deferred stock units were issued in lieu of cash director retainer fees for the concluding quarter pursuant to the director's election to participate in the Directors' Stock and Deferral Plan. Such deferred stock units will be settled in common stock on a one-for-one basis upon the earlier of the elected delivery date, the director's termination of service or, in the discretion of the Compensation Committee, a change of control of the Issuer. F3 · price: The market closing price of the Issuer's common stock as reported on the New York Stock Exchange on the last trading day of the quarter. Read SEC document |
| January 23, 2020 Filed Jan 24, 2020 15:04 UTC | Archrock, Inc. AROC · Entity 3837 | GrantCommon Stock | 14,301 | $0.00 | $0.00 |
DisclosureSEC source: 0001389050-20-000003 · wf-form4_157987825419093.xml · nonDerivative · entry 1 Brooks Wendell R. · CIK 0001657405 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,270 F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan subject to twenty-five (25%) vesting on each of the date of grant, June 1, September 1, and December 1, 2020. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement. Read SEC document |
| January 25, 2019 Filed Jan 28, 2019 15:14 UTC | Archrock, Inc. AROC · Entity 3837 | GrantCommon Stock | 13,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001389050-19-000002 · wf-form4_154868848125517.xml · nonDerivative · entry 1 Brooks Wendell R. · CIK 0001657405 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,969 F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan subject to twenty-five percent (25%) vesting on each of January 25, 2019, June 1, 2019, September 1, 2019 and December 1, 2019. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 23:09 UTC | Archrock, Inc. AROC · Entity 3837 | GrantCommon Stock | 13,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001389050-18-000009 · wf-form4_152029132321002.xml · nonDerivative · entry 1 Brooks Wendell R. · CIK 0001657405 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,169 F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan subject to twenty-five (25%) vesting on each of March 2, 2018, June 1, 2018, September 1, 2018 and December 1, 2018. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement. Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 16:00 UTC | Archrock, Inc. AROC · Entity 3837 | GrantCommon Stock | 9,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001389050-17-000032 · wf-form4_148881603210205.xml · nonDerivative · entry 1 Brooks Wendell R. · CIK 0001657405 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,011 F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan subject to twenty-five (25%) vesting on each of March 3, 2017 (the date of grant), June 1, September 1, 2017, and December 1, 2017. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.