Last 12 months
Inside the activity.
0 purchase rows · 7 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2020 Filed Sep 30, 2020 21:53 UTC |
Brooks Wendell R.Director
|
GrantCommon Stock | 2,352 | $5.38 | $12,653.76 |
DisclosureSEC source: 0001415889-20-002356 · form4-09302020_020951.xml · nonDerivative · entry 1 Brooks Wendell R. · CIK 0001657405 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,060 F1 · shares: Deferred stock units were issued in lieu of cash director retainer fees for the concluding quarter pursuant to the reporting person's election to participate in the Directors' Stock and Deferral Plan. Such deferred stock units will be settled in common stock on a one-for-one basis upon the earlier of the elected delivery date, the reporting person's termination of service or, in the discretion of the Compensation Committee, a change of control of the Issuer. F2 · price: The market closing price of the Issuer's common stock as reported on the New York Stock Exchange on the last trading day of the quarter. Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 09:59 UTC |
Henderson Donna AVP, CHIEF ACCOUNTING OFFICER
|
Tax withholdingCommon Stock | 1,954 | $6.92 | $13,521.68 |
DisclosureSEC source: 0001415889-20-002176 · form4-08242020_060853.xml · nonDerivative · entry 1 Henderson Donna A · CIK 0001575956 · VP, CHIEF ACCOUNTING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,307 F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted stock. Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 14:16 UTC |
CHILDERS D BRADLEYDirector · PRESIDENT AND CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 62,868 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-002179 · form4-08242020_070808.xml · derivative · entry 7 CHILDERS D BRADLEY · CIK 0001186860 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2017 to December 31, 2019. On February 17, 2020, the Compensation Committee certified that the performance achievement over the measurement period was 174% of target, and the award subsequently vested in full on August 20, 2020. The restricted stock units converted into shares of common stock on a one-for-one basis. F6 · derivative.exercise_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2017 to December 31, 2019. On February 17, 2020, the Compensation Committee certified that the performance achievement over the measurement period was 174% of target, and the award subsequently vested in full on August 20, 2020. The restricted stock units converted into shares of common stock on a one-for-one basis. F6 · derivative.expiration_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2017 to December 31, 2019. On February 17, 2020, the Compensation Committee certified that the performance achievement over the measurement period was 174% of target, and the award subsequently vested in full on August 20, 2020. The restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 14:16 UTC |
CHILDERS D BRADLEYDirector · PRESIDENT AND CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 18,919 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-002179 · form4-08242020_070808.xml · derivative · entry 5 CHILDERS D BRADLEY · CIK 0001186860 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,919 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Restricted stock units were subject to three-year ratable vesting and converted into shares of common stock upon vesting on a one-for-one basis. F5 · derivative.exercise_date: Restricted stock units were subject to three-year ratable vesting and converted into shares of common stock upon vesting on a one-for-one basis. F5 · derivative.expiration_date: Restricted stock units were subject to three-year ratable vesting and converted into shares of common stock upon vesting on a one-for-one basis. Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 14:16 UTC |
CHILDERS D BRADLEYDirector · PRESIDENT AND CEO
|
Tax withholdingCommon Stock | 72,991 | $6.92 | $505,097.72 |
DisclosureSEC source: 0001415889-20-002179 · form4-08242020_070808.xml · nonDerivative · entry 3 CHILDERS D BRADLEY · CIK 0001186860 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,503,218 F4 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of shares acquired herein and in connection with the vesting of shares previously reported in Table I. Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 14:16 UTC |
CHILDERS D BRADLEYDirector · PRESIDENT AND CEO
|
Exercise / conversionCommon Stock | 62,868 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-002179 · form4-08242020_070808.xml · nonDerivative · entry 2 CHILDERS D BRADLEY · CIK 0001186860 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,576,209 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Cliff vesting of restricted stock units based on performance achievement. Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 14:16 UTC |
CHILDERS D BRADLEYDirector · PRESIDENT AND CEO
|
Exercise / conversionCommon Stock | 18,919 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-002179 · form4-08242020_070808.xml · nonDerivative · entry 1 CHILDERS D BRADLEY · CIK 0001186860 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,513,341 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Ratable three-year vesting of restricted stock units. F2 · balance_after: Holdings include shares acquired through participation in the Employee Stock Purchase Plan. Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 13:56 UTC |
Aron Doug SSR VICE PRESIDENT, CFO
|
Tax withholdingCommon Stock | 3,184 | $6.92 | $22,033.28 |
DisclosureSEC source: 0001415889-20-002175 · form4-08242020_060823.xml · nonDerivative · entry 1 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,015 F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligation associated with the vesting of restricted shares. Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 14:19 UTC |
Ingersoll JasonSENIOR VICE PRESIDENT
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-002180 · form4-08242020_070822.xml · derivative · entry 6 Ingersoll Jason · CIK 0001657785 · SENIOR VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2017 to December 31, 2019. On February 17, 2020, the Compensation Committee certified that the performance achievement over the measurement period was 174% of target, and the award subsequently vested in full on August 20, 2020. The restricted stock units converted into shares of common stock on a one-for-one basis. F5 · derivative.exercise_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2017 to December 31, 2019. On February 17, 2020, the Compensation Committee certified that the performance achievement over the measurement period was 174% of target, and the award subsequently vested in full on August 20, 2020. The restricted stock units converted into shares of common stock on a one-for-one basis. F5 · derivative.expiration_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2017 to December 31, 2019. On February 17, 2020, the Compensation Committee certified that the performance achievement over the measurement period was 174% of target, and the award subsequently vested in full on August 20, 2020. The restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 14:19 UTC |
Ingersoll JasonSENIOR VICE PRESIDENT
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-002180 · form4-08242020_070822.xml · derivative · entry 4 Ingersoll Jason · CIK 0001657785 · SENIOR VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,006 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Restricted stock units were subject to three-year ratable vesting and converted into shares of common stock upon vesting on a one-for-one basis. F4 · derivative.exercise_date: Restricted stock units were subject to three-year ratable vesting and converted into shares of common stock upon vesting on a one-for-one basis. F4 · derivative.expiration_date: Restricted stock units were subject to three-year ratable vesting and converted into shares of common stock upon vesting on a one-for-one basis. Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 14:19 UTC |
Ingersoll JasonSENIOR VICE PRESIDENT
|
Tax withholdingCommon Stock | 5,151 | $6.92 | $35,644.92 |
DisclosureSEC source: 0001415889-20-002180 · form4-08242020_070822.xml · nonDerivative · entry 3 Ingersoll Jason · CIK 0001657785 · SENIOR VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,882 F3 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of shares acquired herein and in connection with the vesting of shares previously reported in Table I. Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 14:19 UTC |
Ingersoll JasonSENIOR VICE PRESIDENT
|
Exercise / conversionCommon Stock | 4,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-002180 · form4-08242020_070822.xml · nonDerivative · entry 2 Ingersoll Jason · CIK 0001657785 · SENIOR VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,033 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Cliff vesting of restricted stock units based on performance achievement. Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 14:19 UTC |
Ingersoll JasonSENIOR VICE PRESIDENT
|
Exercise / conversionCommon Stock | 2,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-002180 · form4-08242020_070822.xml · nonDerivative · entry 1 Ingersoll Jason · CIK 0001657785 · SENIOR VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,589 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Ratable three-year vesting of restricted stock units. Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 14:06 UTC |
Thode Eric WSR VICE PRESIDENT
|
Tax withholdingCommon Stock | 4,790 | $6.92 | $33,146.80 |
DisclosureSEC source: 0001415889-20-002178 · form4-08242020_070819.xml · nonDerivative · entry 1 Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,814 F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligation associated with the vesting of restricted shares. F2 · balance_after: Includes shares acquired through participation in the Issuer's Employee Stock Purchase Plan. Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 14:02 UTC |
Hildebrandt Stephanie CSVP, GENERAL COUNSEL
|
Tax withholdingCommon Stock | 7,988 | $6.92 | $55,276.96 |
DisclosureSEC source: 0001415889-20-002177 · form4-08242020_070825.xml · nonDerivative · entry 1 Hildebrandt Stephanie C · CIK 0001506038 · SVP, GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,112 F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares. Read SEC document |
| June 30, 2020 Filed Jul 9, 2020 21:59 UTC |
Brooks Wendell R.Director
|
GrantCommon Stock | 1,950 | $6.49 | $12,655.50 |
DisclosureSEC source: 0001415889-20-001853 · form4-07092020_020746.xml · nonDerivative · entry 2 Brooks Wendell R. · CIK 0001657405 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,708 F1 · date: Filed late due to an administrative error. F2 · shares: Deferred stock units were issued in lieu of cash director retainer fees for the concluding quarter pursuant to the director's election to participate in the Directors' Stock and Deferral Plan. Such deferred stock units will be settled in common stock on a one-for-one basis upon the earlier of the elected delivery date, the director's termination of service or, in the discretion of the Compensation Committee, a change of control of the Issuer. F3 · price: The market closing price of the Issuer's common stock as reported on the New York Stock Exchange on the last trading day of the quarter. Read SEC document |
| May 11, 2020 Filed May 12, 2020 21:33 UTC |
Thode Eric WSR VICE PRESIDENT
|
PurchaseCommon Stock | 104 | $4.68 | $486.72 |
DisclosureSEC source: 0001415889-20-001166 · form4-05122020_020536.xml · nonDerivative · entry 1 Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Indirect · Held by spouse Disclosed balance after: 104 F1 · ownership.nature: Reporting person does not share voting or dispositive power and therefore disclaims beneficial ownership. Read SEC document |
| May 07, 2020 Filed May 8, 2020 17:40 UTC |
Thode Eric WSR VICE PRESIDENT
|
PurchaseCommon Stock | 530 | $4.55 | $2,411.50 |
DisclosureSEC source: 0001415889-20-001152 · form4-05082020_100546.xml · nonDerivative · entry 1 Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Indirect · Held by parent; reporting person shares dispositive power Disclosed balance after: 1,950 Read SEC document |
| March 31, 2020 Filed Jul 9, 2020 21:59 UTC |
Brooks Wendell R.Director
|
GrantCommon Stock | 4,488 | $3.76 | $16,874.88 |
DisclosureSEC source: 0001415889-20-001853 · form4-07092020_020746.xml · nonDerivative · entry 1 Brooks Wendell R. · CIK 0001657405 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,758 F1 · date: Filed late due to an administrative error. F2 · shares: Deferred stock units were issued in lieu of cash director retainer fees for the concluding quarter pursuant to the director's election to participate in the Directors' Stock and Deferral Plan. Such deferred stock units will be settled in common stock on a one-for-one basis upon the earlier of the elected delivery date, the director's termination of service or, in the discretion of the Compensation Committee, a change of control of the Issuer. F3 · price: The market closing price of the Issuer's common stock as reported on the New York Stock Exchange on the last trading day of the quarter. Read SEC document |
| March 18, 2020 Filed Mar 18, 2020 17:58 UTC |
Henderson Donna AVP, CHIEF ACCOUNTING OFFICER
|
PurchaseCommon Stock | 5,000 | $2.32 | $11,600.00 |
DisclosureSEC source: 0001415889-20-000809 · form4-03182020_020344.xml · nonDerivative · entry 1 Henderson Donna A · CIK 0001575956 · VP, CHIEF ACCOUNTING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,261 Read SEC document |
| March 18, 2020 Filed Mar 18, 2020 18:14 UTC |
HALL GORDON TDirector
|
PurchaseCommon Stock | 23,000 | $2.14 | $49,220.00 |
DisclosureSEC source: 0001415889-20-000810 · form4-03182020_030320.xml · nonDerivative · entry 1 HALL GORDON T · CIK 0001190498 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,074 F1 · price: These shares were purchased in multiple transactions at prices ranging from $2.11 to $2.325, inclusive. Read SEC document |
| March 18, 2020 Filed Mar 18, 2020 21:42 UTC |
Aron Doug SSR VICE PRESIDENT, CFO
|
PurchaseCommon Stock | 19,000 | $2.32 | $44,080.00 |
DisclosureSEC source: 0001415889-20-000808 · form4-03182020_020356.xml · nonDerivative · entry 2 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,199 Read SEC document |
| March 18, 2020 Filed Mar 18, 2020 21:42 UTC |
Aron Doug SSR VICE PRESIDENT, CFO
|
PurchaseCommon Stock | 6,000 | $2.32 | $13,890.00 |
DisclosureSEC source: 0001415889-20-000808 · form4-03182020_020356.xml · nonDerivative · entry 1 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,199 Read SEC document |
| March 18, 2020 Filed Mar 19, 2020 21:24 UTC |
CHILDERS D BRADLEYDirector · PRESIDENT AND CEO
|
PurchaseCommon Stock | 42,915 | $2.32 | $99,562.80 |
DisclosureSEC source: 0001415889-20-000825 · form4-03192020_020321.xml · nonDerivative · entry 1 CHILDERS D BRADLEY · CIK 0001186860 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,491,937 Read SEC document |
| March 13, 2020 Filed Mar 13, 2020 14:36 UTC |
Henderson Donna AVP, CHIEF ACCOUNTING OFFICER
|
PurchaseCommon Stock | 5,000 | $4.00 | $20,000.00 |
DisclosureSEC source: 0001415889-20-000736 · form4-03132020_110308.xml · nonDerivative · entry 1 Henderson Donna A · CIK 0001575956 · VP, CHIEF ACCOUNTING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,261 Read SEC document |
| March 11, 2020 Filed Mar 11, 2020 11:21 UTC |
HALL GORDON TDirector
|
PurchaseCommon Stock | 22,342 | $3.81 | $85,123.02 |
DisclosureSEC source: 0001415889-20-000721 · form4-03112020_080354.xml · nonDerivative · entry 1 HALL GORDON T · CIK 0001190498 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,074 F1 · price: These shares were purchased in multiple transactions at prices ranging from $3.75 to $3.83, inclusive. Read SEC document |
| March 10, 2020 Filed Mar 10, 2020 19:25 UTC |
CHILDERS D BRADLEYDirector · PRESIDENT AND CEO
|
PurchaseCommon Stock | 24,000 | $4.16 | $99,912.00 |
DisclosureSEC source: 0001415889-20-000709 · form4-03102020_120357.xml · nonDerivative · entry 1 CHILDERS D BRADLEY · CIK 0001186860 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,449,022 F1 · price: The shares were purchased in multiple transactions ranging from $4.16 to $4.18, inclusive. Read SEC document |
| March 09, 2020 Filed Mar 9, 2020 19:08 UTC |
Aron Doug SSR VICE PRESIDENT, CFO
|
PurchaseCommon Stock | 11,000 | $4.50 | $49,500.00 |
DisclosureSEC source: 0001415889-20-000705 · form4-03092020_120343.xml · nonDerivative · entry 1 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,199 Read SEC document |
| March 06, 2020 Filed Mar 6, 2020 19:27 UTC |
CHILDERS D BRADLEYDirector · PRESIDENT AND CEO
|
PurchaseCommon Stock | 16,665 | $6.00 | $99,990.00 |
DisclosureSEC source: 0001415889-20-000687 · form4-03062020_110327.xml · nonDerivative · entry 1 CHILDERS D BRADLEY · CIK 0001186860 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,425,022 Read SEC document |
| March 06, 2020 Filed Mar 6, 2020 22:16 UTC |
Ingersoll JasonSENIOR VICE PRESIDENT
|
PurchaseCommon Stock | 8,400 | $5.94 | $49,896.00 |
DisclosureSEC source: 0001415889-20-000694 · form4-03062020_020329.xml · nonDerivative · entry 1 Ingersoll Jason · CIK 0001657785 · SENIOR VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,583 Read SEC document |
| March 03, 2020 Filed Mar 4, 2020 15:11 UTC |
Aron Doug SSR VICE PRESIDENT, CFO
|
PurchaseCommon Stock | 7,000 | $6.86 | $48,020.00 |
DisclosureSEC source: 0001415889-20-000614 · form4-03042020_070329.xml · nonDerivative · entry 1 Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,199 Read SEC document |
| February 25, 2020 Filed Feb 25, 2020 18:22 UTC |
CHILDERS D BRADLEYDirector · President and CEO
|
PurchaseCommon Stock | 13,160 | $7.60 | $100,016.00 |
DisclosureSEC source: 0001389050-20-000034 · wf-form4_158265493609799.xml · nonDerivative · entry 1 CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,408,357 Read SEC document |
| February 25, 2020 Filed Feb 25, 2020 17:14 UTC Amendment |
Thode Eric WVice President
|
PurchaseCommon Stock | 650 | $7.68 | $4,991.35 |
DisclosureSEC source: 0001389050-20-000033 · wf-form4a_158265086870542.xml · nonDerivative · entry 1 Thode Eric W · CIK 0001756643 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Held by parent; reporting person shares dispositive power Disclosed balance after: 1,420 F1 · price: This is average price paid. 550 shares were purchased at $7.68 and 100 shares were purchased at $7.675. Read SEC document |
| February 25, 2020 Filed Feb 25, 2020 16:59 UTC |
Thode Eric WVice President
|
PurchaseCommon Stock | 650 | $7.68 | $4,991.35 |
DisclosureSEC source: 0001389050-20-000032 · wf-form4_158264992693777.xml · nonDerivative · entry 1 Thode Eric W · CIK 0001756643 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Held by parent; reporting person shares dispositive power Disclosed balance after: 1,420 F1 · price: This is average price paid. 550 shares were purchased at $7.68 and 100 shares were purchased at $7.675. Read SEC document |
| February 24, 2020 Filed Feb 24, 2020 16:27 UTC |
Aron Doug SSr Vice President and CFO
|
PurchaseCommon Stock | 13,000 | $7.61 | $98,930.00 |
DisclosureSEC source: 0001389050-20-000029 · wf-form4_158256164096382.xml · nonDerivative · entry 1 Aron Doug S · CIK 0001351969 · Sr Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,199 F1 · price: These shares were purchased in multiple transactions ranging from $7.595 to $7.62, inclusive. Read SEC document |
| February 17, 2020 Filed Aug 24, 2020 14:16 UTC |
CHILDERS D BRADLEYDirector · PRESIDENT AND CEO
|
GrantRestricted Stock Unit · Derivative | 62,868 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-002179 · form4-08242020_070808.xml · derivative · entry 6 CHILDERS D BRADLEY · CIK 0001186860 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,868 Underlying: Common Stock · 62,868 shares Expires not disclosed F6 · derivative.exercise_price: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2017 to December 31, 2019. On February 17, 2020, the Compensation Committee certified that the performance achievement over the measurement period was 174% of target, and the award subsequently vested in full on August 20, 2020. The restricted stock units converted into shares of common stock on a one-for-one basis. F6 · derivative.exercise_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2017 to December 31, 2019. On February 17, 2020, the Compensation Committee certified that the performance achievement over the measurement period was 174% of target, and the award subsequently vested in full on August 20, 2020. The restricted stock units converted into shares of common stock on a one-for-one basis. F6 · derivative.expiration_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2017 to December 31, 2019. On February 17, 2020, the Compensation Committee certified that the performance achievement over the measurement period was 174% of target, and the award subsequently vested in full on August 20, 2020. The restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| February 17, 2020 Filed Aug 24, 2020 14:19 UTC |
Ingersoll JasonSENIOR VICE PRESIDENT
|
GrantRestricted Stock Unit · Derivative | 4,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-002180 · form4-08242020_070822.xml · derivative · entry 5 Ingersoll Jason · CIK 0001657785 · SENIOR VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,444 Underlying: Common Stock · 4,444 shares Expires not disclosed F5 · derivative.exercise_price: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2017 to December 31, 2019. On February 17, 2020, the Compensation Committee certified that the performance achievement over the measurement period was 174% of target, and the award subsequently vested in full on August 20, 2020. The restricted stock units converted into shares of common stock on a one-for-one basis. F5 · derivative.exercise_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2017 to December 31, 2019. On February 17, 2020, the Compensation Committee certified that the performance achievement over the measurement period was 174% of target, and the award subsequently vested in full on August 20, 2020. The restricted stock units converted into shares of common stock on a one-for-one basis. F5 · derivative.expiration_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2017 to December 31, 2019. On February 17, 2020, the Compensation Committee certified that the performance achievement over the measurement period was 174% of target, and the award subsequently vested in full on August 20, 2020. The restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| January 26, 2020 Filed Feb 13, 2020 22:48 UTC Amendment |
CHILDERS D BRADLEYDirector · President and CEO
|
GrantCommon Stock | 12,433 | $0.00 | $0.00 |
DisclosureSEC source: 0001389050-20-000020 · wf-form4a_158163412095964.xml · nonDerivative · entry 3 CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,395,197 F3 · date: Amendment is filed to correct the grant date of these shares, mis-reported due to an administrative error. This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice and Agreement entered into by the issuer and the reporting person. Read SEC document |
| January 25, 2020 Filed Jan 27, 2020 11:11 UTC |
Henderson Donna AVP, Chief Accounting Officer
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Tax withholdingCommon Stock | 1,417 | $8.83 | $12,512.11 |
DisclosureSEC source: 0001389050-20-000012 · wf-form4_158014145790834.xml · nonDerivative · entry 2 Henderson Donna A · CIK 0001575956 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,261 F2 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares. Read SEC document |
| January 25, 2020 Filed Jan 27, 2020 15:54 UTC |
Thode Eric WVice President
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Tax withholdingCommon Stock | 2,519 | $8.83 | $22,242.77 |
DisclosureSEC source: 0001389050-20-000009 · wf-form4_158014042841576.xml · nonDerivative · entry 2 Thode Eric W · CIK 0001756643 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,667 F2 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares. F3 · balance_after: Includes 1,998 shares acquired through participation in the Employee Stock Purchase Plan. Read SEC document |
| January 25, 2020 Filed Jan 27, 2020 16:25 UTC |
CHILDERS D BRADLEYDirector · President and CEO
|
Tax withholdingCommon Stock | 29,633 | $8.83 | $261,659.39 |
DisclosureSEC source: 0001389050-20-000015 · wf-form4_158014231959603.xml · nonDerivative · entry 2 CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,395,197 F2 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares. Read SEC document |
| January 25, 2020 Filed Jan 27, 2020 16:20 UTC |
Aron Doug SSr Vice President and CFO
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Tax withholdingCommon Stock | 5,212 | $8.83 | $46,021.96 |
DisclosureSEC source: 0001389050-20-000014 · wf-form4_158014203744444.xml · nonDerivative · entry 2 Aron Doug S · CIK 0001351969 · Sr Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,199 F2 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares. Read SEC document |
| January 25, 2020 Filed Jan 27, 2020 16:17 UTC |
Clawges Sean KVice President
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Tax withholdingCommon Stock | 2,204 | $8.83 | $19,461.32 |
DisclosureSEC source: 0001389050-20-000013 · wf-form4_158014182986660.xml · nonDerivative · entry 1 Clawges Sean K · CIK 0001756684 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,429 F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares. F2 · balance_after: Includes 3,909 shares acquired through participation in the Employee Stock Purchase Plan. Read SEC document |
| January 25, 2020 Filed Jan 27, 2020 16:05 UTC |
Hildebrandt Stephanie CSVP & General Counsel
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Tax withholdingCommon Stock | 4,486 | $8.83 | $39,611.38 |
DisclosureSEC source: 0001389050-20-000011 · wf-form4_158014113290889.xml · nonDerivative · entry 2 Hildebrandt Stephanie C · CIK 0001506038 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,100 F2 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares. Read SEC document |
| January 25, 2020 Filed Jan 27, 2020 15:58 UTC |
Ingersoll JasonSenior Vice President
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Tax withholdingCommon Stock | 3,148 | $8.83 | $27,796.84 |
DisclosureSEC source: 0001389050-20-000010 · wf-form4_158014068108145.xml · nonDerivative · entry 2 Ingersoll Jason · CIK 0001657785 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,183 F2 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares. Read SEC document |
| January 25, 2020 Filed Feb 13, 2020 22:48 UTC Amendment |
CHILDERS D BRADLEYDirector · President and CEO
|
Tax withholdingCommon Stock | 29,633 | $8.83 | $261,659.39 |
DisclosureSEC source: 0001389050-20-000020 · wf-form4a_158163412095964.xml · nonDerivative · entry 2 CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,382,764 F2 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares. Read SEC document |
| January 23, 2020 Filed Jan 24, 2020 10:25 UTC |
LYTAL JAMES HDirector
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GrantCommon Stock | 14,301 | $0.00 | $0.00 |
DisclosureSEC source: 0001389050-20-000007 · wf-form4_157987951771036.xml · nonDerivative · entry 1 LYTAL JAMES H · CIK 0001006299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,904 F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan subject to twenty-five (25%) vesting on each of the date of grant, June 1, September 1, and December 1, 2020. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement. Read SEC document |
| January 23, 2020 Filed Jan 24, 2020 15:01 UTC |
Ainsworth Anne-MarieDirector
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GrantCommon Stock | 14,301 | $0.00 | $0.00 |
DisclosureSEC source: 0001389050-20-000002 · wf-form4_157987804316085.xml · nonDerivative · entry 1 Ainsworth Anne-Marie · CIK 0001476458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,904 F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan subject to twenty-five (25%) vesting on each of the date of grant, June 1, September 1, and December 1, 2020. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement. Read SEC document |
| January 23, 2020 Filed Jan 24, 2020 10:28 UTC |
SEGNER EDMUND P IIIDirector
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GrantCommon Stock | 14,301 | $0.00 | $0.00 |
DisclosureSEC source: 0001389050-20-000008 · wf-form4_157987969418760.xml · nonDerivative · entry 1 SEGNER EDMUND P III · CIK 0001185554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,476 F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan subject to twenty-five (25%) vesting on each of the date of grant, June 1, September 1, and December 1, 2020. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement. Read SEC document |
| January 23, 2020 Filed Jan 24, 2020 10:17 UTC |
HALL GORDON TDirector
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GrantCommon Stock | 14,301 | $0.00 | $0.00 |
DisclosureSEC source: 0001389050-20-000004 · wf-form4_157987901086562.xml · nonDerivative · entry 1 HALL GORDON T · CIK 0001190498 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,732 F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan subject to twenty-five (25%) vesting on each of the date of grant, June 1, September 1, and December 1, 2020. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.