AROC

SEC source: 0001415889-21-004054 · form4-08232021_120812.xml · nonDerivative · entry 1

Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,843

F1 · kind: Issuer withheld the maximum allowable shares to meet the tax withholding obligation associated with the vesting of restricted stock.

SEC source: 0001415889-21-004056 · form4-08232021_120816.xml · derivative · entry 3

Ingersoll Jason · CIK 0001657785 · SENIOR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,314 shares

Expires 2021-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units were awarded in March 2018 and cliff vested on August 20, 2021. The payout was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2018 to December 31, 2020. On February 21, 2021, the Compensation Committee certified that the performance achieved over the measurement period was 186% of target. The restricted stock units converted into shares of common stock on a one-for-one basis.

SEC source: 0001415889-21-004056 · form4-08232021_120816.xml · nonDerivative · entry 2

Ingersoll Jason · CIK 0001657785 · SENIOR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,793

F2 · kind: Issuer withheld the maximum allowable shares to meet the tax withholding obligation associated with the vesting of restricted stock and restricted stock units.

SEC source: 0001415889-21-004056 · form4-08232021_120816.xml · nonDerivative · entry 1

Ingersoll Jason · CIK 0001657785 · SENIOR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units were awarded in March 2018 and cliff vested on August 20, 2021. The payout was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2018 to December 31, 2020. On February 21, 2021, the Compensation Committee certified that the performance achieved over the measurement period was 186% of target. The restricted stock units converted into shares of common stock on a one-for-one basis.

SEC source: 0001415889-21-004052 · form4-08232021_120821.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,196

F1 · kind: Issuer withheld the maximum allowable shares to meet the tax withholding obligation associated with the vesting of restricted stock

F2 · balance_after: Includes shares acquired through participation in the Employee Stock Purchase Plan.

SEC source: 0001415889-21-004055 · form4-08232021_120854.xml · derivative · entry 3

Hildebrandt Stephanie C · CIK 0001506038 · SVP, GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,737 shares

Expires 2021-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units were awarded in March 2018 and cliff vested on August 20, 2021. The payout was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2018 to December 31, 2020. On February 21, 2021, the Compensation Committee certified that the performance achieved over the measurement period was 186% of target. The restricted stock units converted into shares of common stock on a one-for-one basis.

SEC source: 0001415889-21-004055 · form4-08232021_120854.xml · nonDerivative · entry 2

Hildebrandt Stephanie C · CIK 0001506038 · SVP, GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,233

F2 · kind: Issuer withheld the maximum allowable shares to meet the tax withholding obligation associated with the vesting of restricted stock and restricted stock units.

SEC source: 0001415889-21-004055 · form4-08232021_120854.xml · nonDerivative · entry 1

Hildebrandt Stephanie C · CIK 0001506038 · SVP, GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,681

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units were awarded in March 2018 and cliff vested on August 20, 2021. The payout was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2018 to December 31, 2020. On February 21, 2021, the Compensation Committee certified that the performance achieved over the measurement period was 186% of target. The restricted stock units converted into shares of common stock on a one-for-one basis.

SEC source: 0001783517-21-000007 · primary_doc.xml · nonDerivative · entry 1

JDH Capital Holdings, L.P. · CIK 0001783517 · 10% owner

JDH Capital Co · CIK 0001783559 · 10% owner

Hildebrand Enterprises, LP · CIK 0001783560 · 10% owner

Hildebrand Enterprises Co · CIK 0001783561 · 10% owner

Hildebrand Melinda B · CIK 0001783511 · 10% owner

Hildebrand Jeffery D · CIK 0001783513 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,093,783

F1 · kind: On June 16, 2021, JDH Capital Holdings, L.P. ("JDH Holdings") sold 28,096 shares of Archrock Inc. (the "Issuer") which was effected through open market sales.

F1 · shares: On June 16, 2021, JDH Capital Holdings, L.P. ("JDH Holdings") sold 28,096 shares of Archrock Inc. (the "Issuer") which was effected through open market sales.

F1 · price: On June 16, 2021, JDH Capital Holdings, L.P. ("JDH Holdings") sold 28,096 shares of Archrock Inc. (the "Issuer") which was effected through open market sales.

F2 · ownership.direct: Shares of Common Stock of the Issuer are held directly by JDH Holdings.

F3 · ownership.direct: JDH Capital Company ("JDH Company") is the general partner of JDH Holdings. Hildebrand Enterprises, LP ("Hildebrand Enterprises") is the sole limited partner of JDH Holdings. JDH Company is wholly owned by Hildebrand Enterprises Company ("Hildebrand Company"). Hildebrand Company and Hildebrand Enterprises are wholly owned by Jeffery D. Hildebrand and Melinda B. Hildebrand.

F4 · ownership.direct: Each of the Reporting Persons may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein, and the Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

SEC source: 0001783517-21-000006 · primary_doc.xml · nonDerivative · entry 2

JDH Capital Holdings, L.P. · CIK 0001783517 · 10% owner

JDH Capital Co · CIK 0001783559 · 10% owner

Hildebrand Enterprises, LP · CIK 0001783560 · 10% owner

Hildebrand Enterprises Co · CIK 0001783561 · 10% owner

Hildebrand Melinda B · CIK 0001783511 · 10% owner

Hildebrand Jeffery D · CIK 0001783513 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,121,879

F2 · kind: On June 3, 2021, JDH Holdings sold 6,801 shares of the Issuer, which was effected through open market sales.

F2 · shares: On June 3, 2021, JDH Holdings sold 6,801 shares of the Issuer, which was effected through open market sales.

F2 · price: On June 3, 2021, JDH Holdings sold 6,801 shares of the Issuer, which was effected through open market sales.

F3 · ownership.direct: Shares of Common Stock of the Issuer are held directly by JDH Holdings.

F4 · ownership.direct: JDH Capital Company ("JDH Company") is the general partner of JDH Holdings. Hildebrand Enterprises, LP ("Hildebrand Enterprises") is the sole limited partners of JDH Holdings. JDH Company is wholly owned by Hildebrand Enterprises Company ("Hildebrand Company"). Hildebrand Company and Hildebrand Enterprises are wholly owned by Jeffery D. Hildebrand and Melinda B. Hildebrand.

F5 · ownership.direct: Each of the Reporting Persons may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein, and the Reporting Person disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

SEC source: 0001783517-21-000006 · primary_doc.xml · nonDerivative · entry 1

JDH Capital Holdings, L.P. · CIK 0001783517 · 10% owner

JDH Capital Co · CIK 0001783559 · 10% owner

Hildebrand Enterprises, LP · CIK 0001783560 · 10% owner

Hildebrand Enterprises Co · CIK 0001783561 · 10% owner

Hildebrand Melinda B · CIK 0001783511 · 10% owner

Hildebrand Jeffery D · CIK 0001783513 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,128,680

F1 · kind: On June 2, 2021 JDH Capital Holdings, L.P. ("JDH Holdings") sold 130,364 shares of Archrock, Inc. (the "Issuer"), which was effected through open market sales.

F1 · shares: On June 2, 2021 JDH Capital Holdings, L.P. ("JDH Holdings") sold 130,364 shares of Archrock, Inc. (the "Issuer"), which was effected through open market sales.

F1 · price: On June 2, 2021 JDH Capital Holdings, L.P. ("JDH Holdings") sold 130,364 shares of Archrock, Inc. (the "Issuer"), which was effected through open market sales.

F3 · ownership.direct: Shares of Common Stock of the Issuer are held directly by JDH Holdings.

F4 · ownership.direct: JDH Capital Company ("JDH Company") is the general partner of JDH Holdings. Hildebrand Enterprises, LP ("Hildebrand Enterprises") is the sole limited partners of JDH Holdings. JDH Company is wholly owned by Hildebrand Enterprises Company ("Hildebrand Company"). Hildebrand Company and Hildebrand Enterprises are wholly owned by Jeffery D. Hildebrand and Melinda B. Hildebrand.

F5 · ownership.direct: Each of the Reporting Persons may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein, and the Reporting Person disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

SEC source: 0001783517-21-000005 · primary_doc.xml · nonDerivative · entry 2

JDH Capital Holdings, L.P. · CIK 0001783517 · 10% owner

JDH Capital Co · CIK 0001783559 · 10% owner

Hildebrand Enterprises, LP · CIK 0001783560 · 10% owner

Hildebrand Enterprises Co · CIK 0001783561 · 10% owner

Hildebrand Melinda B · CIK 0001783511 · 10% owner

Hildebrand Jeffery D · CIK 0001783513 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,259,044

F2 · kind: On May 18, 2021, JDH Capital Holdings, L.P. ("JDH Holdings") sold 68,354 shares of common stock ("Common Stock") of Archrock, Inc. (the "Issuer"), which was effected through open market sales.

F2 · shares: On May 18, 2021, JDH Capital Holdings, L.P. ("JDH Holdings") sold 68,354 shares of common stock ("Common Stock") of Archrock, Inc. (the "Issuer"), which was effected through open market sales.

F2 · price: On May 18, 2021, JDH Capital Holdings, L.P. ("JDH Holdings") sold 68,354 shares of common stock ("Common Stock") of Archrock, Inc. (the "Issuer"), which was effected through open market sales.

F3 · ownership.direct: Shares of Common Stock of the Issuer are held directly by JDH Holdings.

F4 · ownership.direct: JDH Capital Company ("JDH Company") is the general partner of JDH Holdings. Hildebrand Enterprises, LP ("Hildebrand Enterprises") is the sole limited partner of JDH Holdings. JDH Capital is wholly owned by Hildebrand Enterprises Company ("Hildebrand Company"). Hildebrand Company and Hildebrand Enterprises are wholly owned by Jeffery D. Hildebrand and Melinda B. Hildebrand.

F5 · ownership.direct: Each of the Reporting Persons may be deemed to be the beneficial owner of all of a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein, and the Reporting Person disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

SEC source: 0001783517-21-000005 · primary_doc.xml · nonDerivative · entry 1

JDH Capital Holdings, L.P. · CIK 0001783517 · 10% owner

JDH Capital Co · CIK 0001783559 · 10% owner

Hildebrand Enterprises, LP · CIK 0001783560 · 10% owner

Hildebrand Enterprises Co · CIK 0001783561 · 10% owner

Hildebrand Melinda B · CIK 0001783511 · 10% owner

Hildebrand Jeffery D · CIK 0001783513 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,327,398

F1 · kind: On May 17, 2021, JDH Capital Holdings, L.P. ("JDH Holdings") sold 64,852 shares of common stock ("Common Stock") of Archrock, Inc. (the "Issuer"), which was effected through open market sales.

F1 · shares: On May 17, 2021, JDH Capital Holdings, L.P. ("JDH Holdings") sold 64,852 shares of common stock ("Common Stock") of Archrock, Inc. (the "Issuer"), which was effected through open market sales.

F1 · price: On May 17, 2021, JDH Capital Holdings, L.P. ("JDH Holdings") sold 64,852 shares of common stock ("Common Stock") of Archrock, Inc. (the "Issuer"), which was effected through open market sales.

F3 · ownership.direct: Shares of Common Stock of the Issuer are held directly by JDH Holdings.

F4 · ownership.direct: JDH Capital Company ("JDH Company") is the general partner of JDH Holdings. Hildebrand Enterprises, LP ("Hildebrand Enterprises") is the sole limited partner of JDH Holdings. JDH Capital is wholly owned by Hildebrand Enterprises Company ("Hildebrand Company"). Hildebrand Company and Hildebrand Enterprises are wholly owned by Jeffery D. Hildebrand and Melinda B. Hildebrand.

F5 · ownership.direct: Each of the Reporting Persons may be deemed to be the beneficial owner of all of a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein, and the Reporting Person disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

SEC source: 0001783517-21-000004 · primary_doc.xml · nonDerivative · entry 1

JDH Capital Holdings, L.P. · CIK 0001783517 · 10% owner

JDH Capital Co · CIK 0001783559 · 10% owner

Hildebrand Enterprises, LP · CIK 0001783560 · 10% owner

Hildebrand Enterprises Co · CIK 0001783561 · 10% owner

Hildebrand Melinda B · CIK 0001783511 · 10% owner

Hildebrand Jeffery D · CIK 0001783513 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,392,250

F1 · kind: On May 10, 2021, JDH Capital Holdings, LP ("JDH Holdings") sold 9,150 shares of common stock ("Common Stock") of Archrock, Inc. (the "Issuer") which was effected through open market sales.

F1 · shares: On May 10, 2021, JDH Capital Holdings, LP ("JDH Holdings") sold 9,150 shares of common stock ("Common Stock") of Archrock, Inc. (the "Issuer") which was effected through open market sales.

F1 · price: On May 10, 2021, JDH Capital Holdings, LP ("JDH Holdings") sold 9,150 shares of common stock ("Common Stock") of Archrock, Inc. (the "Issuer") which was effected through open market sales.

F2 · ownership.direct: Shares of Common Stock of the Issuer are held directly by JDH Holdings.

F3 · ownership.direct: JDH Capital Company ("JDH Capital") is the general partner of JDH Holdings. Hildebrand Enterprises, LP ("Hildebrand Enterprises") is the sole limited partner of JDH Holdings. JDH Capital is wholly owned by Hildebrand Enterprises Company ("Hildebrand Company"). Hildebrand Company and Hildebrand Enterprises are wholly owned by Jeffery D. Hildebrand and Melinda B. Hildebrand.

F4 · ownership.direct: Each of the Reporting Persons may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission tha, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein, and the Reporting Person disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

SEC source: 0001783517-21-000003 · primary_doc.xml · nonDerivative · entry 1

JDH Capital Holdings, L.P. · CIK 0001783517 · 10% owner

JDH Capital Co · CIK 0001783559 · 10% owner

Hildebrand Enterprises, LP · CIK 0001783560 · 10% owner

Hildebrand Enterprises Co · CIK 0001783561 · 10% owner

Hildebrand Melinda B · CIK 0001783511 · 10% owner

Hildebrand Jeffery D · CIK 0001783513 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,392,250

SEC source: 0001783517-21-000002 · primary_doc.xml · nonDerivative · entry 1

JDH Capital Holdings, L.P. · CIK 0001783517 · 10% owner

JDH Capital Co · CIK 0001783559 · 10% owner

Hildebrand Enterprises, LP · CIK 0001783560 · 10% owner

Hildebrand Enterprises Co · CIK 0001783561 · 10% owner

Hildebrand Melinda B · CIK 0001783511 · 10% owner

Hildebrand Jeffery D · CIK 0001783513 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,392,250

SEC source: 0000899243-21-018806 · doc4.xml · nonDerivative · entry 2

JDH Capital Holdings, L.P. · CIK 0001783517 · 10% owner

JDH Capital Co · CIK 0001783559 · 10% owner

Hildebrand Enterprises, LP · CIK 0001783560 · 10% owner

Hildebrand Enterprises Co · CIK 0001783561 · 10% owner

Hildebrand Melinda B · CIK 0001783511 · 10% owner

Hildebrand Jeffery D · CIK 0001783513 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,401,400

F2 · kind: On May 7, 2021, JDH Holdings sold 38,603 shares of Common Stock, which was effected through open market sales.

F2 · price: On May 7, 2021, JDH Holdings sold 38,603 shares of Common Stock, which was effected through open market sales.

F2 · acquired: On May 7, 2021, JDH Holdings sold 38,603 shares of Common Stock, which was effected through open market sales.

F3 · ownership.direct: Shares of Common Stock of the Issuer are held directly by JDH Holdings.

F4 · ownership.direct: JDH Capital Company ("JDH Capital") is the general partner of JDH Holdings. Hildebrand Enterprises, LP ("Hildebrand Enterprises") is the sole limited partner of JDH Holdings. Each of JDH Capital and Hildebrand Enterprises is wholly owned by Hildebrand Enterprises Company ("Hildebrand Company"). Hildebrand Company is wholly owned by Jeffery D. Hildebrand and Melinda B. Hildebrand.

F5 · ownership.direct: Each of the Reporting Persons may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein, and the Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

SEC source: 0000899243-21-018806 · doc4.xml · nonDerivative · entry 1

JDH Capital Holdings, L.P. · CIK 0001783517 · 10% owner

JDH Capital Co · CIK 0001783559 · 10% owner

Hildebrand Enterprises, LP · CIK 0001783560 · 10% owner

Hildebrand Enterprises Co · CIK 0001783561 · 10% owner

Hildebrand Melinda B · CIK 0001783511 · 10% owner

Hildebrand Jeffery D · CIK 0001783513 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,440,003

F1 · kind: On May 6, 2021, JDH Capital Holdings, L.P. ("JDH Holdings") sold 37,628 shares of common stock ("Common Stock") of the Archrock, Inc. (the "Issuer"), which was effected through open market sales.

F1 · price: On May 6, 2021, JDH Capital Holdings, L.P. ("JDH Holdings") sold 37,628 shares of common stock ("Common Stock") of the Archrock, Inc. (the "Issuer"), which was effected through open market sales.

F1 · acquired: On May 6, 2021, JDH Capital Holdings, L.P. ("JDH Holdings") sold 37,628 shares of common stock ("Common Stock") of the Archrock, Inc. (the "Issuer"), which was effected through open market sales.

F3 · ownership.direct: Shares of Common Stock of the Issuer are held directly by JDH Holdings.

F4 · ownership.direct: JDH Capital Company ("JDH Capital") is the general partner of JDH Holdings. Hildebrand Enterprises, LP ("Hildebrand Enterprises") is the sole limited partner of JDH Holdings. Each of JDH Capital and Hildebrand Enterprises is wholly owned by Hildebrand Enterprises Company ("Hildebrand Company"). Hildebrand Company is wholly owned by Jeffery D. Hildebrand and Melinda B. Hildebrand.

F5 · ownership.direct: Each of the Reporting Persons may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein, and the Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

SEC source: 0000899243-21-011943 · doc4.xml · nonDerivative · entry 1

JDH Capital Holdings, L.P. · CIK 0001783517 · 10% owner

JDH Capital Co · CIK 0001783559 · 10% owner

Hildebrand Enterprises, LP · CIK 0001783560 · 10% owner

Hildebrand Enterprises Co · CIK 0001783561 · 10% owner

Hildebrand Melinda B · CIK 0001783511 · 10% owner

Hildebrand Jeffery D · CIK 0001783513 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,477,631

F1 · kind: On March 12, 2021, JDH Capital Holdings, L.P. ("JDH Holdings") sold 6,378 shares of common stock ("Common Stock") of the Archrock, Inc. (the "Issuer"), which was effected through open market sales.

F1 · price: On March 12, 2021, JDH Capital Holdings, L.P. ("JDH Holdings") sold 6,378 shares of common stock ("Common Stock") of the Archrock, Inc. (the "Issuer"), which was effected through open market sales.

F1 · acquired: On March 12, 2021, JDH Capital Holdings, L.P. ("JDH Holdings") sold 6,378 shares of common stock ("Common Stock") of the Archrock, Inc. (the "Issuer"), which was effected through open market sales.

F2 · ownership.direct: Shares of Common Stock of the Issuer are held directly by JDH Holdings.

F3 · ownership.direct: JDH Capital Company ("JDH Capital") is the general partner of JDH Holdings. Hildebrand Enterprises, LP ("Hildebrand Enterprises") is the sole limited partner of JDH Holdings. Each of JDH Capital and Hildebrand Enterprises is wholly owned by Hildebrand Enterprises Company ("Hildebrand Company"). Hildebrand Company is wholly owned by Jeffery D. Hildebrand and Melinda B. Hildebrand.

F4 · ownership.direct: Each of the Reporting Persons may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein, and the Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

SEC source: 0000899243-21-011296 · doc4.xml · nonDerivative · entry 2

JDH Capital Holdings, L.P. · CIK 0001783517 · 10% owner

JDH Capital Co · CIK 0001783559 · 10% owner

Hildebrand Enterprises, LP · CIK 0001783560 · 10% owner

Hildebrand Enterprises Co · CIK 0001783561 · 10% owner

Hildebrand Melinda B · CIK 0001783511 · 10% owner

Hildebrand Jeffery D · CIK 0001783513 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,484,009

F2 · kind: On March 11, 2021, JDH Holdings sold 36,656 shares of Common Stock, which was effected through open market sales.

F2 · price: On March 11, 2021, JDH Holdings sold 36,656 shares of Common Stock, which was effected through open market sales.

F2 · acquired: On March 11, 2021, JDH Holdings sold 36,656 shares of Common Stock, which was effected through open market sales.

F3 · ownership.direct: Shares of Common Stock of the Issuer are held directly by JDH Holdings.

F4 · ownership.direct: JDH Capital Company ("JDH Capital") is the general partner of JDH Holdings. Hildebrand Enterprises, LP ("Hildebrand Enterprises") is the sole limited partner of JDH Holdings. Each of JDH Capital and Hildebrand Enterprises is wholly owned by Hildebrand Enterprises Company ("Hildebrand Company"). Hildebrand Company is wholly owned by Jeffery D. Hildebrand and Melinda B. Hildebrand.

F5 · ownership.direct: Each of the Reporting Persons may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein, and the Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

SEC source: 0000899243-21-011296 · doc4.xml · nonDerivative · entry 1

JDH Capital Holdings, L.P. · CIK 0001783517 · 10% owner

JDH Capital Co · CIK 0001783559 · 10% owner

Hildebrand Enterprises, LP · CIK 0001783560 · 10% owner

Hildebrand Enterprises Co · CIK 0001783561 · 10% owner

Hildebrand Melinda B · CIK 0001783511 · 10% owner

Hildebrand Jeffery D · CIK 0001783513 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,520,665

F1 · kind: On March 10, 2021, JDH Capital Holdings, L.P. ("JDH Holdings") sold 36,018 shares of common stock ("Common Stock") of the Archrock, Inc. (the "Issuer"), which was effected through open market sales.

F1 · price: On March 10, 2021, JDH Capital Holdings, L.P. ("JDH Holdings") sold 36,018 shares of common stock ("Common Stock") of the Archrock, Inc. (the "Issuer"), which was effected through open market sales.

F1 · acquired: On March 10, 2021, JDH Capital Holdings, L.P. ("JDH Holdings") sold 36,018 shares of common stock ("Common Stock") of the Archrock, Inc. (the "Issuer"), which was effected through open market sales.

F3 · ownership.direct: Shares of Common Stock of the Issuer are held directly by JDH Holdings.

F4 · ownership.direct: JDH Capital Company ("JDH Capital") is the general partner of JDH Holdings. Hildebrand Enterprises, LP ("Hildebrand Enterprises") is the sole limited partner of JDH Holdings. Each of JDH Capital and Hildebrand Enterprises is wholly owned by Hildebrand Enterprises Company ("Hildebrand Company"). Hildebrand Company is wholly owned by Jeffery D. Hildebrand and Melinda B. Hildebrand.

F5 · ownership.direct: Each of the Reporting Persons may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein, and the Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

SEC source: 0001415889-21-001370 · form4-03092021_060350.xml · nonDerivative · entry 1

LYTAL JAMES H · CIK 0001006299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,053

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2021. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

SEC source: 0001415889-21-001377 · form4-03092021_070310.xml · nonDerivative · entry 1

Henderson Donna A · CIK 0001575956 · VP, CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,425

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in the Award Notice and Agreement.

SEC source: 0001415889-21-001367 · form4-03092021_060316.xml · nonDerivative · entry 1

Ainsworth Anne-Marie · CIK 0001476458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,053

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2021. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

SEC source: 0001415889-21-001371 · form4-03092021_060308.xml · nonDerivative · entry 1

MALLETT LEONARD WAYNE · CIK 0001235281 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,149

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2021. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

SEC source: 0001415889-21-001374 · form4-03092021_060351.xml · nonDerivative · entry 1

SEGNER EDMUND P III · CIK 0001185554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,625

F1 · kind: This award represents a grant of restricted stock units under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2021. The restricted stock units are payable on a one-for-one basis in shares of common stock and, at the election of the Reporting Person, with deferred delivery. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

SEC source: 0001415889-21-001376 · form4-03092021_070346.xml · nonDerivative · entry 1

CHILDERS D BRADLEY · CIK 0001186860 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,637,418

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice and Agreement entered into by the issuer and the reporting person.

SEC source: 0001415889-21-001368 · form4-03092021_060330.xml · nonDerivative · entry 1

HALL GORDON T · CIK 0001190498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,223

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2021. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

SEC source: 0001415889-21-001373 · form4-03092021_060346.xml · nonDerivative · entry 1

Hawes Frances Powell · CIK 0001317424 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,053

F1 · kind: This award represents a grant of restricted stock units under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2021. The restricted stock units are payable on a one-for-one basis in shares of common stock and, at the election of the Reporting Person, with deferred delivery. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

SEC source: 0001415889-21-001375 · form4-03092021_070355.xml · nonDerivative · entry 1

Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,026

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice and Agreement entered into by the issuer and the reporting person.

SEC source: 0001415889-21-001369 · form4-03092021_060338.xml · nonDerivative · entry 1

Honeybourne J W G · CIK 0001359885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,359

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2021. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

SEC source: 0001415889-21-001380 · form4-03092021_070326.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,036

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice and Agreement entered into by the issuer and the reporting person.

SEC source: 0001415889-21-001379 · form4-03092021_070312.xml · nonDerivative · entry 1

Ingersoll Jason · CIK 0001657785 · SENIOR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,047

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice and Agreement entered into by the issuer and the reporting person.

SEC source: 0001415889-21-001378 · form4-03092021_070307.xml · nonDerivative · entry 1

Hildebrandt Stephanie C · CIK 0001506038 · SVP, GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,944

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice and Agreement entered into by the issuer and the reporting person.

SEC source: 0001415889-21-001372 · form4-03092021_060313.xml · nonDerivative · entry 1

Rebrook Jason C · CIK 0001819991 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,149

F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2021. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.

SEC source: 0001415889-21-001337 · form4-03042021_010311.xml · nonDerivative · entry 1

Henderson Donna A · CIK 0001575956 · VP, CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,809

SEC source: 0000899243-21-010127 · doc4.xml · nonDerivative · entry 1

JDH Capital Holdings, L.P. · CIK 0001783517 · 10% owner

JDH Capital Co · CIK 0001783559 · 10% owner

Hildebrand Enterprises, LP · CIK 0001783560 · 10% owner

Hildebrand Enterprises Co · CIK 0001783561 · 10% owner

Hildebrand Melinda B · CIK 0001783511 · 10% owner

Hildebrand Jeffery D · CIK 0001783513 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,556,683

F1 · kind: On March 3, 2021, JDH Capital Holdings, L.P. ("JDH Holdings") sold 4,100,000 shares of common stock ("Common Stock") of the Archrock, Inc. (the "Issuer"), which was effected through a block trade.

F1 · price: On March 3, 2021, JDH Capital Holdings, L.P. ("JDH Holdings") sold 4,100,000 shares of common stock ("Common Stock") of the Archrock, Inc. (the "Issuer"), which was effected through a block trade.

F1 · acquired: On March 3, 2021, JDH Capital Holdings, L.P. ("JDH Holdings") sold 4,100,000 shares of common stock ("Common Stock") of the Archrock, Inc. (the "Issuer"), which was effected through a block trade.

F2 · ownership.direct: Shares of Common Stock of the Issuer are held directly by JDH Holdings.

F3 · ownership.direct: JDH Capital Company ("JDH Capital") is the general partner of JDH Holdings. Hildebrand Enterprises, LP ("Hildebrand Enterprises") is the sole limited partner of JDH Holdings. Each of JDH Capital and Hildebrand Enterprises is wholly owned by Hildebrand Enterprises Company ("Hildebrand Company"). Hildebrand Company is wholly owned by Jeffery D. Hildebrand and Melinda B. Hildebrand.

F4 · ownership.direct: Each of the Reporting Persons may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein, and the Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein

SEC source: 0001415889-21-000837 · form4-02232021_110251.xml · derivative · entry 1

CHILDERS D BRADLEY · CIK 0001186860 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,552

Underlying: Common Stock · 68,552 shares

Expires 2021-08-20

F1 · derivative.exercise_price: Represents an award of performance-based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2018 to December 31, 2020. On February 21, 2021, the Compensation Committee certified that the the performance achievement over the measurement period was 186% of target. The award is also subject to the Reporting Person's continued employment and cliff vesting as of August 20, 2021, at which time the restricted stock units will be converted into shares of common stock on a one-for-one basis. Due to restrictions under the 2013 Stock Incentive Plan, an additional 31,302 restricted stock units pursuant to this award will be settled in cash upon vesting.

F1 · date: Represents an award of performance-based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2018 to December 31, 2020. On February 21, 2021, the Compensation Committee certified that the the performance achievement over the measurement period was 186% of target. The award is also subject to the Reporting Person's continued employment and cliff vesting as of August 20, 2021, at which time the restricted stock units will be converted into shares of common stock on a one-for-one basis. Due to restrictions under the 2013 Stock Incentive Plan, an additional 31,302 restricted stock units pursuant to this award will be settled in cash upon vesting.

F1 · price: Represents an award of performance-based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2018 to December 31, 2020. On February 21, 2021, the Compensation Committee certified that the the performance achievement over the measurement period was 186% of target. The award is also subject to the Reporting Person's continued employment and cliff vesting as of August 20, 2021, at which time the restricted stock units will be converted into shares of common stock on a one-for-one basis. Due to restrictions under the 2013 Stock Incentive Plan, an additional 31,302 restricted stock units pursuant to this award will be settled in cash upon vesting.

SEC source: 0001415889-21-000838 · form4-02232021_110223.xml · derivative · entry 1

Hildebrandt Stephanie C · CIK 0001506038 · SVP, GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,737

Underlying: Common Stock · 11,737 shares

Expires 2021-08-20

F1 · derivative.exercise_price: Represents an award of performance-based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2018 to December 31, 2020. On February 21, 2021, the Compensation Committee certified that the the performance achievement over the measurement period was 186% of target. The award is also subject to the Reporting Person's continued employment and cliff vesting as of August 20, 2021, at which time the restricted stock units will be converted into shares of common stock on a one-for-one basis.

F1 · date: Represents an award of performance-based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2018 to December 31, 2020. On February 21, 2021, the Compensation Committee certified that the the performance achievement over the measurement period was 186% of target. The award is also subject to the Reporting Person's continued employment and cliff vesting as of August 20, 2021, at which time the restricted stock units will be converted into shares of common stock on a one-for-one basis.

F1 · price: Represents an award of performance-based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2018 to December 31, 2020. On February 21, 2021, the Compensation Committee certified that the the performance achievement over the measurement period was 186% of target. The award is also subject to the Reporting Person's continued employment and cliff vesting as of August 20, 2021, at which time the restricted stock units will be converted into shares of common stock on a one-for-one basis.

F2 · derivative.underlying_shares: Filing corrected to indicate number of securities, not dollar amount.

F2 · balance_after: Filing corrected to indicate number of securities, not dollar amount.

SEC source: 0001415889-21-000835 · form4-02232021_110252.xml · derivative · entry 1

Ingersoll Jason · CIK 0001657785 · SENIOR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,314

Underlying: Common Stock · 8,314 shares

Expires 2021-08-20

F1 · derivative.exercise_price: Represents an award of performance-based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2018 to December 31, 2020. On February 21, 2021, the Compensation Committee certified that the the performance achievement over the measurement period was 186% of target. The award is also subject to the Reporting Person's continued employment and cliff vesting as of August 20, 2021, at which time the restricted stock units will be converted into shares of common stock on a one-for-one basis.

F1 · date: Represents an award of performance-based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2018 to December 31, 2020. On February 21, 2021, the Compensation Committee certified that the the performance achievement over the measurement period was 186% of target. The award is also subject to the Reporting Person's continued employment and cliff vesting as of August 20, 2021, at which time the restricted stock units will be converted into shares of common stock on a one-for-one basis.

F1 · price: Represents an award of performance-based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2018 to December 31, 2020. On February 21, 2021, the Compensation Committee certified that the the performance achievement over the measurement period was 186% of target. The award is also subject to the Reporting Person's continued employment and cliff vesting as of August 20, 2021, at which time the restricted stock units will be converted into shares of common stock on a one-for-one basis.

SEC source: 0001415889-21-000833 · form4-02232021_110259.xml · derivative · entry 1

Hildebrandt Stephanie C · CIK 0001506038 · SVP, GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · Not disclosed shares

Expires 2021-08-20

F1 · derivative.exercise_price: Represents an award of performance-based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2018 to December 31, 2020. On February 21, 2021, the Compensation Committee certified that the the performance achievement over the measurement period was 186% of target. The award is also subject to the Reporting Person's continued employment and cliff vesting as of August 20, 2021, at which time the restricted stock units will be converted into shares of common stock on a one-for-one basis.

F1 · date: Represents an award of performance-based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2018 to December 31, 2020. On February 21, 2021, the Compensation Committee certified that the the performance achievement over the measurement period was 186% of target. The award is also subject to the Reporting Person's continued employment and cliff vesting as of August 20, 2021, at which time the restricted stock units will be converted into shares of common stock on a one-for-one basis.

F1 · price: Represents an award of performance-based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2018 to December 31, 2020. On February 21, 2021, the Compensation Committee certified that the the performance achievement over the measurement period was 186% of target. The award is also subject to the Reporting Person's continued employment and cliff vesting as of August 20, 2021, at which time the restricted stock units will be converted into shares of common stock on a one-for-one basis.

SEC source: 0001415889-21-000393 · form4-01262021_120108.xml · nonDerivative · entry 1

Henderson Donna A · CIK 0001575956 · VP, CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,258

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligation associated with the vesting of restricted shares.

SEC source: 0001415889-21-000392 · form4-01262021_120148.xml · nonDerivative · entry 2

CHILDERS D BRADLEY · CIK 0001186860 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,407,512

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligation associated with the vesting of restricted shares.

SEC source: 0001415889-21-000387 · form4-01262021_120137.xml · nonDerivative · entry 1

Aron Doug S · CIK 0001351969 · SR VICE PRESIDENT, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,344

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted stock.

SEC source: 0001415889-21-000390 · form4-01262021_120155.xml · nonDerivative · entry 1

Hildebrandt Stephanie C · CIK 0001506038 · SVP, GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,281

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

SEC source: 0001415889-21-000389 · form4-01262021_120115.xml · nonDerivative · entry 1

Ingersoll Jason · CIK 0001657785 · SENIOR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,403

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

SEC source: 0001415889-21-000388 · form4-01262021_120129.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,392

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligation associated with the vesting of restricted shares.

F2 · balance_after: Includes shares acquired through participation in the Issuer's Employee Stock Purchase Plan.

SEC source: 0001415889-21-000392 · form4-01262021_120148.xml · nonDerivative · entry 1

CHILDERS D BRADLEY · CIK 0001186860 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,473,218

SEC source: 0001415889-21-000001 · form4-01042021_060101.xml · nonDerivative · entry 1

Brooks Wendell R. · CIK 0001657405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,521

F1 · shares: Deferred stock units were issued in lieu of cash director retainer fees for the concluding quarter pursuant to the reporting person's election to participate in the Directors' Stock and Deferral Plan. Such deferred stock units will be settled in common stock on a one-for-one basis upon the earlier of the elected delivery date, the reporting person's termination of service or, in the discretion of the Compensation Committee, a change of control of the Issuer.

F2 · price: The market closing price of the Issuer's common stock as reported on the New York Stock Exchange on the last trading day of the quarter.

SEC source: 0001415889-20-002698 · form4-11192020_031127.xml · nonDerivative · entry 1

Thode Eric W · CIK 0001756643 · SR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,814

F1 · price: These shares were sold in multiple transactions at prices ranging from $7.61 to $7.64, inclusive.