person · Reporting owner
MALLETT LEONARD WAYNE
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Archrock, Inc.AROC · Entity 3837 | Director | January 29, 2026 | February 02, 2026 |
| Summit Midstream Partners, LPSMLP · Entity 88532 | See remarks below. | March 23, 2020 | March 25, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Archrock, Inc.
Report date January 29, 2026 · Filed February 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 64,824 |
Reported balance
After 2026-01-29 transaction · row 1
1 source rowRow 1 · 2026-01-29 · Grant · Acquired 5,313 · Balance 64,824 F1: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five percent (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2026. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five percent (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2026. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement.
Summit Midstream Partners, LP
Report date March 23, 2020 · Filed March 25, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom UnitsSEC Table II · derivative / convertible security | Direct | 435,527 |
Reported balance
After 2020-03-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-03-23 · Grant · Acquired 435,527 · Balance 435,527 F1: Each phantom unit is the economic equivalent of one common unit. F2: One-third of the phantom units (rounded down to the nearest whole number of units, except in the case of the final vesting date) shall vest on each of the first, second and third anniversaries of the Grant Date (March 23, 2020), subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F3: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Each phantom unit is the economic equivalent of one common unit.
F2: One-third of the phantom units (rounded down to the nearest whole number of units, except in the case of the final vesting date) shall vest on each of the first, second and third anniversaries of the Grant Date (March 23, 2020), subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units.
F3: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 29, 2026 Filed Feb 2, 2026 08:15 UTC | Archrock, Inc. AROC · Entity 3837 | GrantCommon Stock | 5,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001235281-26-000001 · form4-02022026_010221.xml · nonDerivative · entry 1 MALLETT LEONARD WAYNE · CIK 0001235281 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,824 F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five percent (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2026. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement. Read SEC document |
| January 30, 2025 Filed Feb 3, 2025 09:18 UTC | Archrock, Inc. AROC · Entity 3837 | GrantCommon Stock | 4,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-002646 · form4-02032025_020214.xml · nonDerivative · entry 1 MALLETT LEONARD WAYNE · CIK 0001235281 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,511 F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five percent (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2025. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement. Read SEC document |
| January 25, 2024 Filed Jan 29, 2024 16:43 UTC | Archrock, Inc. AROC · Entity 3837 | GrantCommon Stock | 8,437 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-001916 · form4-01292024_090158.xml · nonDerivative · entry 1 MALLETT LEONARD WAYNE · CIK 0001235281 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,843 F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five percent (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2024. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement. Read SEC document |
| January 26, 2023 Filed Jan 27, 2023 10:28 UTC | Archrock, Inc. AROC · Entity 3837 | GrantCommon Stock | 13,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-001499 · form4-01272023_030103.xml · nonDerivative · entry 1 MALLETT LEONARD WAYNE · CIK 0001235281 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,406 F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2023. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement. Read SEC document |
| August 08, 2022 Filed Aug 9, 2022 13:39 UTC | Archrock, Inc. AROC · Entity 3837 | PurchaseCommon Stock | 5,000 | $7.51 | $37,550.00 |
DisclosureSEC source: 0001415889-22-008399 · form4-08092022_100815.xml · nonDerivative · entry 1 MALLETT LEONARD WAYNE · CIK 0001235281 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,606 Read SEC document |
| January 27, 2022 Filed Jan 31, 2022 09:42 UTC | Archrock, Inc. AROC · Entity 3837 | GrantCommon Stock | 15,457 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-000864 · form4-01312022_060151.xml · nonDerivative · entry 1 MALLETT LEONARD WAYNE · CIK 0001235281 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,606 F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2022. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 09:16 UTC | Archrock, Inc. AROC · Entity 3837 | GrantCommon Stock | 12,149 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-001371 · form4-03092021_060308.xml · nonDerivative · entry 1 MALLETT LEONARD WAYNE · CIK 0001235281 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,149 F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2020 Stock Incentive Plan subject to twenty-five (25%) vesting on each of the date of grant and June 1, September 1 and December 1, 2021. The award is subject to forfeiture or accelerated vesting pursuant to certain events as set out in the Award Notice and Agreement. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 07:00 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | GrantPhantom Units · Derivative | 435,527 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021058 · doc4.xml · derivative · entry 1 MALLETT LEONARD WAYNE · CIK 0001235281 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 435,527 Underlying: Common Units · 435,527 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F2 · derivative.exercise_date: One-third of the phantom units (rounded down to the nearest whole number of units, except in the case of the final vesting date) shall vest on each of the first, second and third anniversaries of the Grant Date (March 23, 2020), subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F3 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 18:15 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Disposition to issuerDistribution Equivalent Rights · Derivative | 22,154 | $0.00 Strike: $0.99 | $0.00 |
DisclosureSEC source: 0001209191-20-019750 · doc4.xml · derivative · entry 7 MALLETT LEONARD WAYNE · CIK 0001235281 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 22,154 shares Expires not disclosed F5 · derivative.exercise_date: One-third of the phantom units subject to the original award agreement vested on March 15, 2020, with the remaining phantom units subject to vesting on the second and third anniversaries of the March 15, 2019 grant date, subject to continued employment. The Reporting Person received DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F3 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 18:15 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionPhantom Units · Derivative | 22,154 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-019750 · doc4.xml · derivative · entry 6 MALLETT LEONARD WAYNE · CIK 0001235281 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,308 Underlying: Common Units · 22,154 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F5 · derivative.exercise_date: One-third of the phantom units subject to the original award agreement vested on March 15, 2020, with the remaining phantom units subject to vesting on the second and third anniversaries of the March 15, 2019 grant date, subject to continued employment. The Reporting Person received DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F3 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 18:15 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Disposition to issuerDistribution Equivalent Rights · Derivative | 13,661 | $0.00 Strike: $3.29 | $0.00 |
DisclosureSEC source: 0001209191-20-019750 · doc4.xml · derivative · entry 5 MALLETT LEONARD WAYNE · CIK 0001235281 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 13,661 shares Expires not disclosed F4 · derivative.exercise_date: One-third of the phantom units subject to the original award agreement vested on March 15, 2020, with the final one-third of the phantom units subject to vesting on the third anniversary of the March 15, 2018 grant date, subject to continued employment. The Reporting Person received DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F3 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 18:15 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionPhantom Units · Derivative | 13,661 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-019750 · doc4.xml · derivative · entry 4 MALLETT LEONARD WAYNE · CIK 0001235281 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,661 Underlying: Common Units · 13,661 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F4 · derivative.exercise_date: One-third of the phantom units subject to the original award agreement vested on March 15, 2020, with the final one-third of the phantom units subject to vesting on the third anniversary of the March 15, 2018 grant date, subject to continued employment. The Reporting Person received DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F3 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 18:15 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Disposition to issuerDistribution Equivalent Rights · Derivative | 10,370 | $0.00 Strike: $5.59 | $0.00 |
DisclosureSEC source: 0001209191-20-019750 · doc4.xml · derivative · entry 3 MALLETT LEONARD WAYNE · CIK 0001235281 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 10,370 shares Expires not disclosed F2 · derivative.exercise_date: The final one-third of the phantom units subject to the original award agreement vested on March 15, 2020, on the third anniversary of the March 15, 2017 grant date. The Reporting Person received distribution equivalent rights (DERs) for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F3 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 18:15 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionPhantom Units · Derivative | 10,370 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-019750 · doc4.xml · derivative · entry 2 MALLETT LEONARD WAYNE · CIK 0001235281 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 10,370 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F2 · derivative.exercise_date: The final one-third of the phantom units subject to the original award agreement vested on March 15, 2020, on the third anniversary of the March 15, 2017 grant date. The Reporting Person received distribution equivalent rights (DERs) for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F3 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 18:15 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionCommon Units | 46,185 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-019750 · doc4.xml · nonDerivative · entry 1 MALLETT LEONARD WAYNE · CIK 0001235281 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,319 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 17:42 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | GrantPhantom Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-057007 · doc4.xml · derivative · entry 1 MALLETT LEONARD WAYNE · CIK 0001235281 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Units · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F2 · derivative.exercise_date: The phantom units will vest on November 15, 2022, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive distribution equivalent rights (DERs) for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F3 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 18:14 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | GrantPhantom Units · Derivative | 66,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020091 · doc4.xml · derivative · entry 8 MALLETT LEONARD WAYNE · CIK 0001235281 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,462 Underlying: Common Units · 66,462 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F6 · derivative.exercise_date: One-third of the phantom units (rounded down to the nearest whole number of units, except in the case of the final vesting date) shall vest on each of the first, second and third anniversaries of the Grant Date (March 15, 2019), subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F3 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 18:14 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Disposition to issuerDistribution Equivalent Rights · Derivative | 13,661 | $0.00 Strike: $2.30 | $0.00 |
DisclosureSEC source: 0001209191-19-020091 · doc4.xml · derivative · entry 7 MALLETT LEONARD WAYNE · CIK 0001235281 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 13,661 shares Expires not disclosed F5 · derivative.exercise_date: One-third of the phantom units subject to the original award agreement vested on March 15, 2019, with the remaining phantom units subject to vesting on the second and third anniversaries of the March 15, 2018 grant date, subject to continued employment. The Reporting Person received DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F3 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 18:14 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionPhantom Units · Derivative | 13,661 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020091 · doc4.xml · derivative · entry 6 MALLETT LEONARD WAYNE · CIK 0001235281 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,322 Underlying: Common Units · 13,661 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F5 · derivative.exercise_date: One-third of the phantom units subject to the original award agreement vested on March 15, 2019, with the remaining phantom units subject to vesting on the second and third anniversaries of the March 15, 2018 grant date, subject to continued employment. The Reporting Person received DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F3 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 18:14 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Disposition to issuerDistribution Equivalent Rights · Derivative | 10,370 | $0.00 Strike: $4.60 | $0.00 |
DisclosureSEC source: 0001209191-19-020091 · doc4.xml · derivative · entry 5 MALLETT LEONARD WAYNE · CIK 0001235281 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 10,370 shares Expires not disclosed F4 · derivative.exercise_date: One-third of the phantom units subject to the original award agreement vested on March 15, 2019, with the final one-third of the phantom units subject to vesting on the third anniversary of the March 15, 2017 grant date, subject to continued employment. The Reporting Person received DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F3 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 18:14 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionPhantom Units · Derivative | 10,370 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020091 · doc4.xml · derivative · entry 4 MALLETT LEONARD WAYNE · CIK 0001235281 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,370 Underlying: Common Units · 10,370 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F4 · derivative.exercise_date: One-third of the phantom units subject to the original award agreement vested on March 15, 2019, with the final one-third of the phantom units subject to vesting on the third anniversary of the March 15, 2017 grant date, subject to continued employment. The Reporting Person received DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F3 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 18:14 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Disposition to issuerDistribution Equivalent Rights · Derivative | 13,495 | $0.00 Strike: $6.90 | $0.00 |
DisclosureSEC source: 0001209191-19-020091 · doc4.xml · derivative · entry 3 MALLETT LEONARD WAYNE · CIK 0001235281 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 13,495 shares Expires not disclosed F2 · derivative.exercise_date: The final one-third of the phantom units subject to the original award agreement vested on March 15, 2019, on the third anniversary of the March 15, 2016 grant date. The Reporting Person received distribution equivalent rights (DERs) for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F3 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 18:14 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionPhantom Units · Derivative | 13,495 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020091 · doc4.xml · derivative · entry 2 MALLETT LEONARD WAYNE · CIK 0001235281 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 13,495 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F2 · derivative.exercise_date: The final one-third of the phantom units subject to the original award agreement vested on March 15, 2019, on the third anniversary of the March 15, 2016 grant date. The Reporting Person received distribution equivalent rights (DERs) for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F3 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 18:14 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionCommon Units | 37,526 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-020091 · doc4.xml · nonDerivative · entry 1 MALLETT LEONARD WAYNE · CIK 0001235281 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit. Read SEC document |
| December 01, 2018 Filed Dec 4, 2018 17:26 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Disposition to issuerDistribution Equivalent Rights · Derivative | 28,658 | $0.00 Strike: $6.90 | $0.00 |
DisclosureSEC source: 0001209191-18-060971 · doc4.xml · derivative · entry 3 MALLETT LEONARD WAYNE · CIK 0001235281 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 28,658 shares Expires not disclosed F2 · derivative.exercise_date: The final one-third of the phantom units subject to the original award agreement vested on December 1, 2018, on the third anniversary of the December 1, 2015 grant date. The Reporting Person received distribution equivalent rights (DERs) for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F3 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| December 01, 2018 Filed Dec 4, 2018 17:26 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionPhantom Units · Derivative | 28,658 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-060971 · doc4.xml · derivative · entry 2 MALLETT LEONARD WAYNE · CIK 0001235281 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 28,658 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F2 · derivative.exercise_date: The final one-third of the phantom units subject to the original award agreement vested on December 1, 2018, on the third anniversary of the December 1, 2015 grant date. The Reporting Person received distribution equivalent rights (DERs) for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F3 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| December 01, 2018 Filed Dec 4, 2018 17:26 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionCommon Units | 28,658 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-060971 · doc4.xml · nonDerivative · entry 1 MALLETT LEONARD WAYNE · CIK 0001235281 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,608 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 17:41 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | GrantPhantom Units · Derivative | 40,983 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-020313 · doc4.xml · derivative · entry 7 MALLETT LEONARD WAYNE · CIK 0001235281 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,983 Underlying: Common Units · 40,983 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F5 · derivative.exercise_date: One-third of the phantom units (rounded down to the nearest whole number of units, except in the case of the final vesting date) shall vest on each of the first, second and third anniversaries of the Grant Date (March 15, 2018), subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive distribution equivalent rights for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F3 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 17:41 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Disposition to issuerDistribution Equivalent Rights · Derivative | 10,371 | $0.00 Strike: $2.30 | $0.00 |
DisclosureSEC source: 0001209191-18-020313 · doc4.xml · derivative · entry 6 MALLETT LEONARD WAYNE · CIK 0001235281 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 10,371 shares Expires not disclosed F4 · derivative.exercise_date: One-third of the phantom units subject to the original award agreement vested on March 15, 2018, with the remaining phantom units subject to vesting on the second and third anniversaries of the March 15, 2017 grant date, subject to continued employment. The Reporting Person received DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F3 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 17:41 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionPhantom Units · Derivative | 10,371 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-020313 · doc4.xml · derivative · entry 5 MALLETT LEONARD WAYNE · CIK 0001235281 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,740 Underlying: Common Units · 10,371 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F4 · derivative.exercise_date: One-third of the phantom units subject to the original award agreement vested on March 15, 2018, with the remaining phantom units subject to vesting on the second and third anniversaries of the March 15, 2017 grant date, subject to continued employment. The Reporting Person received DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F3 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 17:41 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Disposition to issuerDistribution Equivalent Rights · Derivative | 13,495 | $0.00 Strike: $4.60 | $0.00 |
DisclosureSEC source: 0001209191-18-020313 · doc4.xml · derivative · entry 4 MALLETT LEONARD WAYNE · CIK 0001235281 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 13,495 shares Expires not disclosed F2 · derivative.exercise_date: One-third of the phantom units subject to the original award agreement vested on March 15, 2018, with the final one-third of the phantom units subject to vesting on the third anniversary of the March 15, 2016 grant date, subject to continued employment. The Reporting Person received distribution equivalent rights (DERs) for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F3 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 17:41 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionPhantom Units · Derivative | 13,495 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-020313 · doc4.xml · derivative · entry 3 MALLETT LEONARD WAYNE · CIK 0001235281 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,495 Underlying: Common Units · 13,495 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F2 · derivative.exercise_date: One-third of the phantom units subject to the original award agreement vested on March 15, 2018, with the final one-third of the phantom units subject to vesting on the third anniversary of the March 15, 2016 grant date, subject to continued employment. The Reporting Person received distribution equivalent rights (DERs) for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F3 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 17:41 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Tax withholdingCommon Units | 1,549 | $15.25 | $23,622.25 |
DisclosureSEC source: 0001209191-18-020313 · doc4.xml · nonDerivative · entry 2 MALLETT LEONARD WAYNE · CIK 0001235281 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,950 Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 17:41 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionCommon Units | 23,866 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-020313 · doc4.xml · nonDerivative · entry 1 MALLETT LEONARD WAYNE · CIK 0001235281 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 14:53 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Disposition to issuerDistribution Equivalent Rights · Derivative | 28,659 | $0.00 Strike: $4.60 | $0.00 |
DisclosureSEC source: 0001209191-17-063462 · doc4.xml · derivative · entry 4 MALLETT LEONARD WAYNE · CIK 0001235281 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 28,659 shares Expires not disclosed F2 · derivative.exercise_date: One-third of the phantom units subject to the original award agreement vested on December 1, 2017, with the remaining phantom units subject to vesting on the third anniversary of the December 1, 2015 grant date, subject to continued employment. The Reporting Person received DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F3 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 14:53 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionPhantom Units · Derivative | 28,659 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-063462 · doc4.xml · derivative · entry 3 MALLETT LEONARD WAYNE · CIK 0001235281 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,658 Underlying: Common Units · 28,659 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F2 · derivative.exercise_date: One-third of the phantom units subject to the original award agreement vested on December 1, 2017, with the remaining phantom units subject to vesting on the third anniversary of the December 1, 2015 grant date, subject to continued employment. The Reporting Person received DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F3 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 14:53 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Tax withholdingCommon Units | 2,785 | $18.95 | $52,775.75 |
DisclosureSEC source: 0001209191-17-063462 · doc4.xml · nonDerivative · entry 2 MALLETT LEONARD WAYNE · CIK 0001235281 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,633 Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 14:53 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionCommon Units | 28,659 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-063462 · doc4.xml · nonDerivative · entry 1 MALLETT LEONARD WAYNE · CIK 0001235281 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,418 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 12:59 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | GrantPhantom Units · Derivative | 31,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001558304-17-000022 · wf-form4_148976998066618.xml · derivative · entry 5 MALLETT LEONARD WAYNE · CIK 0001235281 · See Remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,111 Underlying: Common Units · 31,111 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F4 · derivative.exercise_date: One-third of the phantom units (rounded down to the nearest whole number of units, except in the case of the final vesting date) shall vest on each of the first, second and third anniversaries of the Grant Date (March 15, 2017), subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive distribution equivalent rights for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F3 · derivative.expiration_date: The phantom units do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 12:59 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Disposition to issuerDistribution Equivalent Rights · Derivative | 13,495 | $0.00 Strike: $2.30 | $0.00 |
DisclosureSEC source: 0001558304-17-000022 · wf-form4_148976998066618.xml · derivative · entry 4 MALLETT LEONARD WAYNE · CIK 0001235281 · See Remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 13,495 shares Expires not disclosed F2 · derivative.exercise_date: One-third of the phantom units subject to the original award agreement vested on March 15, 2017, with the remaining phantom units subject to vesting on the second and third anniversaries of the March 15, 2016 grant date, subject to continued employment. The Reporting Person received DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F3 · derivative.expiration_date: The phantom units do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 12:59 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionPhantom Units · Derivative | 13,495 | $0.00 | $0.00 |
DisclosureSEC source: 0001558304-17-000022 · wf-form4_148976998066618.xml · derivative · entry 3 MALLETT LEONARD WAYNE · CIK 0001235281 · See Remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,990 Underlying: Common Units · 13,495 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F2 · derivative.exercise_date: One-third of the phantom units subject to the original award agreement vested on March 15, 2017, with the remaining phantom units subject to vesting on the second and third anniversaries of the March 15, 2016 grant date, subject to continued employment. The Reporting Person received DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F3 · derivative.expiration_date: The phantom units do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 12:59 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Tax withholdingCommon Units | 2,689 | $22.50 | $60,502.50 |
DisclosureSEC source: 0001558304-17-000022 · wf-form4_148976998066618.xml · nonDerivative · entry 2 MALLETT LEONARD WAYNE · CIK 0001235281 · See Remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,759 Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 12:59 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionCommon Units | 13,495 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001558304-17-000022 · wf-form4_148976998066618.xml · nonDerivative · entry 1 MALLETT LEONARD WAYNE · CIK 0001235281 · See Remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,448 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 16:57 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Disposition to issuerDistribution Equivalent Rights · Derivative | 28,659 | $0.00 Strike: $2.30 | $0.00 |
DisclosureSEC source: 0001558304-16-000080 · wf-form4_148071581177290.xml · derivative · entry 4 MALLETT LEONARD WAYNE · CIK 0001235281 · See Remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 28,659 shares Expires not disclosed F2 · derivative.exercise_date: One-third of the phantom units subject to the original award agreement vested on December 1, 2016, with the remaining phantom units subject to vesting on the second and third anniversaries of the December 1, 2015 grant date, subject to continued employment. The Reporting Person received DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F3 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 16:57 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionPhantom Units · Derivative | 28,659 | $0.00 | $0.00 |
DisclosureSEC source: 0001558304-16-000080 · wf-form4_148071581177290.xml · derivative · entry 3 MALLETT LEONARD WAYNE · CIK 0001235281 · See Remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,317 Underlying: Common Units · 28,659 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F2 · derivative.exercise_date: One-third of the phantom units subject to the original award agreement vested on December 1, 2016, with the remaining phantom units subject to vesting on the second and third anniversaries of the December 1, 2015 grant date, subject to continued employment. The Reporting Person received DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F3 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 16:57 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Tax withholdingCommon Units | 5,706 | $22.45 | $128,099.70 |
DisclosureSEC source: 0001558304-16-000080 · wf-form4_148071581177290.xml · nonDerivative · entry 2 MALLETT LEONARD WAYNE · CIK 0001235281 · See Remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,953 Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 16:57 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionCommon Units | 28,659 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001558304-16-000080 · wf-form4_148071581177290.xml · nonDerivative · entry 1 MALLETT LEONARD WAYNE · CIK 0001235281 · See Remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,659 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.