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Nasdaq · USD

ARLP

ALLIANCE RESOURCE PARTNERS LP

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4153
SEC CIK
0001086600
Parsed reports
478

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202610
Aug 202610
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2017 Filed Feb 16, 2017 14:31 UTC GrantPhantom unit · Derivative 1,414 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-002498 · edgar.xml · derivative · entry 2

NEAFSEY JOHN P · CIK 0001187748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,210

Underlying: Common unit · 1,414 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F3 · price: Not applicable.

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 14:30 UTC
MARSHALL CARY PVP Corporate Finance
GrantPhantom unit · Derivative 424 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-002497 · edgar.xml · derivative · entry 2

MARSHALL CARY P · CIK 0001187756 · VP Corporate Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,423

Underlying: Common unit · 424 shares

Expires not disclosed

F2 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F1 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
February 14, 2017 Filed Feb 16, 2017 14:29 UTC
CRAFT JOSEPH W IIIDirector · President and Chief Executive · 10% owner
GrantPhantom unit · Derivative 3,567 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-002495 · edgar.xml · derivative · entry 4

CRAFT JOSEPH W III · CIK 0001173893 · Director · President and Chief Executive · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,329

Underlying: Common unit · 3,567 shares

Expires not disclosed

F2 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F1 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
February 14, 2017 Filed Feb 16, 2017 14:29 UTC
Davis R EberleySVP-Law&Admin,General Counsel
GrantPhantom unit · Derivative 407 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-002496 · edgar.xml · derivative · entry 2

Davis R Eberley · CIK 0001390074 · SVP-Law&Admin,General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,471

Underlying: Common unit · 407 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
February 14, 2017 Filed Feb 16, 2017 14:28 UTC
CANTRELL BRIAN LSenior VP and CFO
GrantPhantom unit · Derivative 318 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-002494 · edgar.xml · derivative · entry 2

CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,546

Underlying: Common Unit · 318 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · price: Not applicable

F3 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F2 · derivative.expiration_date: Not applicable

Read SEC document
February 08, 2017 Filed Feb 10, 2017 15:04 UTC
Davis R EberleySVP-Law&Admin,General Counsel
Exercise / conversionRestricted unit · Derivative 19,118 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-002119 · edgar.xml · derivative · entry 3

Davis R Eberley · CIK 0001390074 · SVP-Law&Admin,General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common units · 19,118 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On January 25, 2017, our Compensation Committee determined that the vesting requirements for the 2014 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2017 and subsequently issued on February 8, 2017 based upon an ARLP unit price of $23.25.

F2 · price: On January 25, 2017, our Compensation Committee determined that the vesting requirements for the 2014 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2017 and subsequently issued on February 8, 2017 based upon an ARLP unit price of $23.25.

F1 · derivative.expiration_date: Not applicable

Read SEC document
February 08, 2017 Filed Feb 10, 2017 15:04 UTC
Davis R EberleySVP-Law&Admin,General Counsel
Tax withholdingCommon unit 6,766 $23.25 $157,309.50
Disclosure

SEC source: 0001179110-17-002119 · edgar.xml · nonDerivative · entry 2

Davis R Eberley · CIK 0001390074 · SVP-Law&Admin,General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,839

F3 · price: Upon vesting, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $23.25.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 15:04 UTC
Davis R EberleySVP-Law&Admin,General Counsel
Exercise / conversionCommon unit 19,118 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-002119 · edgar.xml · nonDerivative · entry 1

Davis R Eberley · CIK 0001390074 · SVP-Law&Admin,General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On January 25, 2017, our Compensation Committee determined that the vesting requirements for the 2014 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2017 and subsequently issued on February 8, 2017 based upon an ARLP unit price of $23.25.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 15:01 UTC
CANTRELL BRIAN LSenior VP and CFO
Exercise / conversionRestricted unit · Derivative 14,968 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-002117 · edgar.xml · derivative · entry 3

CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comon units · 14,968 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On January 25, 2017, our Compensation Committee determined that the vesting requirements for the 2014 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2017 and subsequently issued on February 8, 2017 based upon an ARLP unit price of $23.25.

F2 · price: On January 25, 2017, our Compensation Committee determined that the vesting requirements for the 2014 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2017 and subsequently issued on February 8, 2017 based upon an ARLP unit price of $23.25.

F1 · derivative.expiration_date: Not applicable

Read SEC document
February 08, 2017 Filed Feb 10, 2017 15:01 UTC
CANTRELL BRIAN LSenior VP and CFO
Tax withholdingCommon unit 5,029 $23.25 $116,924.25
Disclosure

SEC source: 0001179110-17-002117 · edgar.xml · nonDerivative · entry 2

CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,094

F3 · price: Upon vesting, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $23.25.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 15:01 UTC
CANTRELL BRIAN LSenior VP and CFO
Exercise / conversionCommon Unit 14,968 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-002117 · edgar.xml · nonDerivative · entry 1

CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,123

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On January 25, 2017, our Compensation Committee determined that the vesting requirements for the 2014 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2017 and subsequently issued on February 8, 2017 based upon an ARLP unit price of $23.25.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 15:04 UTC
MARSHALL CARY PVP Corporate Finance
Exercise / conversionRestricted units · Derivative 10,684 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-002120 · edgar.xml · derivative · entry 3

MARSHALL CARY P · CIK 0001187756 · VP Corporate Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common units · 10,684 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On January 25, 2017, our Compensation Committee determined that the vesting requirements for the 2014 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2017 and subsequently issued on February 8, 2017 based upon an ARLP unit price of $23.25.

F2 · price: On January 25, 2017, our Compensation Committee determined that the vesting requirements for the 2014 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2017 and subsequently issued on February 8, 2017 based upon an ARLP unit price of $23.25.

F1 · derivative.expiration_date: Not applicable

Read SEC document
February 08, 2017 Filed Feb 10, 2017 15:04 UTC
MARSHALL CARY PVP Corporate Finance
Tax withholdingCommon unit 3,667 $23.25 $85,257.75
Disclosure

SEC source: 0001179110-17-002120 · edgar.xml · nonDerivative · entry 2

MARSHALL CARY P · CIK 0001187756 · VP Corporate Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,969

F3 · price: Upon vesting, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $23.25.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 15:04 UTC
MARSHALL CARY PVP Corporate Finance
Exercise / conversionCommon unit 10,684 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-002120 · edgar.xml · nonDerivative · entry 1

MARSHALL CARY P · CIK 0001187756 · VP Corporate Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On January 25, 2017, our Compensation Committee determined that the vesting requirements for the 2014 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2017 and subsequently issued on February 8, 2017 based upon an ARLP unit price of $23.25.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 15:07 UTC
WYNNE THOMAS MSenior Vice President and COO
Exercise / conversionRestricted units · Derivative 21,118 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-002122 · edgar.xml · derivative · entry 3

WYNNE THOMAS M · CIK 0001187754 · Senior Vice President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common units · 21,118 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On January 25, 2017, our Compensation Committee determined that the vesting requirements for the 2014 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2017 and subsequently issued on February 8, 2017 based upon an ARLP unit price of $23.25.

F2 · price: On January 25, 2017, our Compensation Committee determined that the vesting requirements for the 2014 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2017 and subsequently issued on February 8, 2017 based upon an ARLP unit price of $23.25.

F1 · derivative.expiration_date: Not applicable

Read SEC document
February 08, 2017 Filed Feb 10, 2017 15:07 UTC
WYNNE THOMAS MSenior Vice President and COO
Tax withholdingCommon units 7,554 $23.25 $175,630.50
Disclosure

SEC source: 0001179110-17-002122 · edgar.xml · nonDerivative · entry 2

WYNNE THOMAS M · CIK 0001187754 · Senior Vice President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,297.9292

F3 · price: Upon vesting, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $23.25.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 15:07 UTC
WYNNE THOMAS MSenior Vice President and COO
Exercise / conversionCommon unit 21,118 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-002122 · edgar.xml · nonDerivative · entry 1

WYNNE THOMAS M · CIK 0001187754 · Senior Vice President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,851.9292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On January 25, 2017, our Compensation Committee determined that the vesting requirements for the 2014 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2017 and subsequently issued on February 8, 2017 based upon an ARLP unit price of $23.25.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 15:06 UTC
SACHSE ROBERT GExcutive Vice President
Exercise / conversionRestricted unit · Derivative 21,710 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-002121 · edgar.xml · derivative · entry 3

SACHSE ROBERT G · CIK 0001187745 · Excutive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common units · 21,710 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On January 25, 2017, our Compensation Committee determined that the vesting requirements for the 2014 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2017 and subsequently issued on February 8, 2017 based upon an ARLP unit price of $23.25.

F2 · price: On January 25, 2017, our Compensation Committee determined that the vesting requirements for the 2014 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2017 and subsequently issued on February 8, 2017 based upon an ARLP unit price of $23.25.

F1 · derivative.expiration_date: Not applicable

Read SEC document
February 08, 2017 Filed Feb 10, 2017 15:06 UTC
SACHSE ROBERT GExcutive Vice President
Tax withholdingCommon unit 7,224 $23.25 $167,958.00
Disclosure

SEC source: 0001179110-17-002121 · edgar.xml · nonDerivative · entry 2

SACHSE ROBERT G · CIK 0001187745 · Excutive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,225

F3 · price: Upon vesting, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $23.25.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 15:06 UTC
SACHSE ROBERT GExcutive Vice President
Exercise / conversionCommon unit 21,710 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-002121 · edgar.xml · nonDerivative · entry 1

SACHSE ROBERT G · CIK 0001187745 · Excutive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,449

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On January 25, 2017, our Compensation Committee determined that the vesting requirements for the 2014 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2017 and subsequently issued on February 8, 2017 based upon an ARLP unit price of $23.25.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 15:03 UTC
Fouch Robert JVice President and Controller
Exercise / conversionRestricted units · Derivative 5,856 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-002118 · edgar.xml · derivative · entry 3

Fouch Robert J · CIK 0001370725 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common units · 5,856 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On January 25, 2017, our Compensation Committee determined that the vesting requirements for the 2014 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2017 and subsequently issued on February 8, 2017 based upon an ARLP unit price of $23.25.

F2 · price: On January 25, 2017, our Compensation Committee determined that the vesting requirements for the 2014 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2017 and subsequently issued on February 8, 2017 based upon an ARLP unit price of $23.25.

F1 · derivative.expiration_date: Not applicable

Read SEC document
February 08, 2017 Filed Feb 10, 2017 15:03 UTC
Fouch Robert JVice President and Controller
Tax withholdingCommon unit 2,118 $23.25 $49,243.50
Disclosure

SEC source: 0001179110-17-002118 · edgar.xml · nonDerivative · entry 2

Fouch Robert J · CIK 0001370725 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,980

F3 · price: Upon vesting, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $23.25.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 15:03 UTC
Fouch Robert JVice President and Controller
Exercise / conversionCommon unit 5,856 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-002118 · edgar.xml · nonDerivative · entry 1

Fouch Robert J · CIK 0001370725 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On January 25, 2017, our Compensation Committee determined that the vesting requirements for the 2014 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2017 and subsequently issued on February 8, 2017 based upon an ARLP unit price of $23.25.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 23:09 UTC
WYNNE THOMAS MSenior Vice President and COO
GrantRestricted unit · Derivative 30,549 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-001922 · edgar.xml · derivative · entry 2

WYNNE THOMAS M · CIK 0001187754 · Senior Vice President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,549

Underlying: Common unit · 30,549 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · price: Not applicable

F3 · derivative.exercise_date: The restricted units will vest on January 1, 2020 provided that the issuer meets certain financial tests. Once vested, the restricted units are to be settled in ARLP units.

F2 · derivative.expiration_date: Not applicable

Read SEC document
February 03, 2017 Filed Feb 7, 2017 23:08 UTC
SACHSE ROBERT GExcutive Vice President
GrantRestricted unit · Derivative 26,374 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-001921 · edgar.xml · derivative · entry 2

SACHSE ROBERT G · CIK 0001187745 · Excutive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,374

Underlying: Common unit · 26,374 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The restricted units will vest on January 1, 2020 provided that the issuer meets certain financial tests. Once vested, the restricted units are to be settled in ARLP units.

F3 · derivative.expiration_date: Not applicable

Read SEC document
February 03, 2017 Filed Feb 7, 2017 23:08 UTC
MARSHALL CARY PVP Corporate Finance
GrantRestricted unit · Derivative 15,653 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-001920 · edgar.xml · derivative · entry 2

MARSHALL CARY P · CIK 0001187756 · VP Corporate Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,653

Underlying: Common unit · 15,653 shares

Expires not disclosed

F2 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F1 · derivative.exercise_date: The restricted units will vest on January 1, 2020 provided that the issuer meets certain financial tests. Once vested, the restricted units are to be settled in ARLP units.

F3 · derivative.expiration_date: Not applicable

Read SEC document
February 03, 2017 Filed Feb 7, 2017 23:07 UTC
Davis R EberleySVP-Law&Admin,General Counsel
GrantRestricted unit · Derivative 25,275 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-001919 · edgar.xml · derivative · entry 2

Davis R Eberley · CIK 0001390074 · SVP-Law&Admin,General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,275

Underlying: Common unit · 25,275 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The restricted units will vest on January 1, 2020 provided that the issuer meets certain financial tests. Once vested, the restricted units are to be settled in ARLP units.

F3 · derivative.expiration_date: Not applicable

Read SEC document
February 03, 2017 Filed Feb 7, 2017 23:06 UTC
Fouch Robert JVice President and Controller
GrantRestricted units · Derivative 6,011 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-001918 · edgar.xml · derivative · entry 2

Fouch Robert J · CIK 0001370725 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,011

Underlying: Common units · 6,011 shares

Expires not disclosed

F2 · derivative.exercise_price: 1 for 1

F1 · price: Not applicable

F3 · derivative.exercise_date: The Restricted units will vest on January 1, 2020 provided that the issuer meets certain financial tests. Once vested the restricted units are to be settled in ARLP units.

F1 · derivative.expiration_date: Not applicable

Read SEC document
February 03, 2017 Filed Feb 7, 2017 23:05 UTC
CANTRELL BRIAN LSenior VP and CFO
GrantRestricted Unit · Derivative 20,967 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-001917 · edgar.xml · derivative · entry 2

CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,967

Underlying: Common Unit · 20,967 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · price: Not applicable

F3 · derivative.exercise_date: The restricted units will vest on January 1, 2020 provided that the issuer meets certain financial tests. Once vested, the restricted units are to be settled in ARLP units.

F2 · derivative.expiration_date: Not applicable

Read SEC document
January 25, 2017 Filed Jan 27, 2017 17:15 UTC
CRAFT JOSEPH W IIIDirector · President and Chief Executive · 10% owner
GrantPhantom unit · Derivative 75 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-001280 · edgar.xml · derivative · entry 4

CRAFT JOSEPH W III · CIK 0001173893 · Director · President and Chief Executive · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,762

Underlying: Common unit · 75 shares

Expires not disclosed

F2 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F1 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
January 25, 2017 Filed Jan 27, 2017 17:15 UTC
MARSHALL CARY PVP Corporate Finance
GrantPhantom unit · Derivative 442 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-001279 · edgar.xml · derivative · entry 2

MARSHALL CARY P · CIK 0001187756 · VP Corporate Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,999

Underlying: Common unit · 442 shares

Expires not disclosed

F2 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F1 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
January 25, 2017 Filed Jan 27, 2017 17:14 UTC
CANTRELL BRIAN LSenior VP and CFO
GrantPhantom unit · Derivative 909 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-001278 · edgar.xml · derivative · entry 2

CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,228

Underlying: Common Unit · 909 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · price: Not applicable

F3 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F2 · derivative.expiration_date: Not applicable

Read SEC document
January 25, 2017 Filed Jan 27, 2017 17:11 UTC
Davis R EberleySVP-Law&Admin,General Counsel
GrantPhantom unit · Derivative 1,665 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-001277 · edgar.xml · derivative · entry 2

Davis R Eberley · CIK 0001390074 · SVP-Law&Admin,General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,064

Underlying: Common unit · 1,665 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
January 25, 2017 Filed Jan 27, 2017 17:10 UTC
SACHSE ROBERT GExcutive Vice President
GrantPhantom unit · Derivative 1,718 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-001276 · edgar.xml · derivative · entry 2

SACHSE ROBERT G · CIK 0001187745 · Excutive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,483

Underlying: Common unit · 1,718 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
January 25, 2017 Filed Jan 27, 2017 17:07 UTC
WYNNE THOMAS MSenior Vice President and COO
GrantPhantom unit · Derivative 1,729 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-001275 · edgar.xml · derivative · entry 2

WYNNE THOMAS M · CIK 0001187754 · Senior Vice President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,715

Underlying: Common unit · 1,729 shares

Expires not disclosed

F2 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F1 · derivative.exercise_date: The Phantom Units are to be settled in ARLP common units upon the reporting person's death or termination

F3 · derivative.expiration_date: Not applicable

Read SEC document
January 03, 2017 Filed Jan 5, 2017 15:05 UTC GrantPhantom unit · Derivative 2,112 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-000437 · edgar.xml · derivative · entry 2

NEAFSEY JOHN P · CIK 0001187748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,796

Underlying: Common unit · 2,112 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F3 · price: Not applicable.

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 16:36 UTC
SACHSE ROBERT GExcutive Vice President
GiftCommon unit 3,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-032930 · edgar.xml · nonDerivative · entry 1

SACHSE ROBERT G · CIK 0001187745 · Excutive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,739

Read SEC document
November 14, 2016 Filed Nov 15, 2016 16:48 UTC
CRAFT JOSEPH W IIIDirector · President and Chief Executive · 10% owner
GrantPhantom unit · Derivative 3,469 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-16-031574 · edgar.xml · derivative · entry 4

CRAFT JOSEPH W III · CIK 0001173893 · Director · President and Chief Executive · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,687

Underlying: Common unit · 3,469 shares

Expires not disclosed

F2 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F1 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
November 14, 2016 Filed Nov 15, 2016 16:51 UTC
MARSHALL CARY PVP Corporate Finance
GrantPhantom unit · Derivative 404 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-16-031576 · edgar.xml · derivative · entry 2

MARSHALL CARY P · CIK 0001187756 · VP Corporate Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,557

Underlying: Common unit · 404 shares

Expires not disclosed

F2 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F1 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
November 14, 2016 Filed Nov 15, 2016 16:48 UTC
CANTRELL BRIAN LSenior VP and CFO
GrantPhantom unit · Derivative 293 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-16-031575 · edgar.xml · derivative · entry 2

CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,319

Underlying: Common Unit · 293 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · price: Not applicable

F3 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F2 · derivative.expiration_date: Not applicable

Read SEC document
November 14, 2016 Filed Nov 15, 2016 16:47 UTC
Davis R EberleySVP-Law&Admin,General Counsel
GrantPhantom unit · Derivative 366 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-16-031573 · edgar.xml · derivative · entry 2

Davis R Eberley · CIK 0001390074 · SVP-Law&Admin,General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,399

Underlying: Common unit · 366 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
November 14, 2016 Filed Nov 15, 2016 16:46 UTC GrantPhantom unit · Derivative 1,338 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-16-031571 · edgar.xml · derivative · entry 2

NEAFSEY JOHN P · CIK 0001187748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,684

Underlying: Common unit · 1,338 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F3 · price: Not applicable.

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
November 14, 2016 Filed Nov 15, 2016 16:45 UTC
SACHSE ROBERT GExcutive Vice President
GrantPhantom unit · Derivative 480 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-16-031570 · edgar.xml · derivative · entry 2

SACHSE ROBERT G · CIK 0001187745 · Excutive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,765

Underlying: Common unit · 480 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
November 14, 2016 Filed Nov 15, 2016 16:43 UTC GrantPhantom unit · Derivative 116 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-16-031569 · edgar.xml · derivative · entry 2

Torrence Wilson M · CIK 0001386703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,429

Underlying: Common unit · 116 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1

F2 · price: Not applicable

F1 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F2 · derivative.expiration_date: Not applicable

Read SEC document
November 14, 2016 Filed Nov 15, 2016 16:40 UTC
WESLEY CHARLES RDirector · Executive Vice President
GrantPhantom unit · Derivative 1,660 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-16-031568 · edgar.xml · derivative · entry 2

WESLEY CHARLES R · CIK 0001187750 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,656

Underlying: Common unit · 1,660 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F3 · price: Not applicable.

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
November 14, 2016 Filed Nov 15, 2016 16:34 UTC
WYNNE THOMAS MSenior Vice President and COO
GrantPhantom unit · Derivative 376 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-16-031567 · edgar.xml · derivative · entry 2

WYNNE THOMAS M · CIK 0001187754 · Senior Vice President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,986

Underlying: Common unit · 376 shares

Expires not disclosed

F2 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F1 · derivative.exercise_date: The Phantom Units are to be settled in ARLP common units upon the reporting person's death or termination

F3 · derivative.expiration_date: Not applicable

Read SEC document
October 03, 2016 Filed Oct 5, 2016 13:47 UTC GrantPhantom unit · Derivative 2,234 Not disclosed Not disclosed
Disclosure

SEC source: 0001650549-16-000086 · edgar.xml · derivative · entry 2

NEAFSEY JOHN P · CIK 0001187748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,346

Underlying: Common unit · 2,234 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F3 · price: Not applicable.

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
February 12, 2016 Filed Jan 27, 2017 17:15 UTC
MARSHALL CARY PVP Corporate Finance
OtherCommon unit 564 $15.24 $8,595.36
Disclosure

SEC source: 0001179110-17-001279 · edgar.xml · nonDerivative · entry 1

MARSHALL CARY P · CIK 0001187756 · VP Corporate Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,952

F4 · shares: Represents a purchase of common units in the open market resulting from Mr. Marshall's reinvestment of distributions paid on common units. The common unit price reported is a weighted average price. These common units were purchased in four transactions during the 2016 fiscal year at a per unit price equal to $10.93, $14.99, $18.57 and $24.82, respectively.

F4 · price: Represents a purchase of common units in the open market resulting from Mr. Marshall's reinvestment of distributions paid on common units. The common unit price reported is a weighted average price. These common units were purchased in four transactions during the 2016 fiscal year at a per unit price equal to $10.93, $14.99, $18.57 and $24.82, respectively.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.