Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ALLIANCE RESOURCE PARTNERS LP
Report date January 09, 2019 · Filed January 11, 2019
Section 16 reporting ended · disclosed 2019-01-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common UnitSEC Table I · non-derivative | Direct | 167,088 |
Reported balance
After 2019-01-09 transaction · row 1
1 source rowRow 1 · 2019-01-09 · Exercise / conversion · Acquired 115,484 · Balance 167,088 F2: The Phantom units are being settled in ARLP common units pursuant to the reporting person's retirement. |
| Phantom unitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-01-09 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-01-09 · Exercise / conversion · Disposed 115,484 · Balance 0 F1: 1 for 1. F3: Not applicable. F2: The Phantom units are being settled in ARLP common units pursuant to the reporting person's retirement. |
Filing footnotes · ownership attribution and instrument terms
F1: 1 for 1.
F2: The Phantom units are being settled in ARLP common units pursuant to the reporting person's retirement.
F3: Not applicable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 09, 2019 Filed Jan 11, 2019 15:04 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | Exercise / conversionPhantom unit · Derivative | 115,484 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000689 · edgar.xml · derivative · entry 2 NEAFSEY JOHN P · CIK 0001187748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common unit · 115,484 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1. F3 · price: Not applicable. F2 · derivative.exercise_date: The Phantom units are being settled in ARLP common units pursuant to the reporting person's retirement. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| January 09, 2019 Filed Jan 11, 2019 15:04 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | Exercise / conversionCommon Unit | 115,484 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000689 · edgar.xml · nonDerivative · entry 1 NEAFSEY JOHN P · CIK 0001187748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The Phantom units are being settled in ARLP common units pursuant to the reporting person's retirement. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 14:21 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 3,032 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-012906 · edgar.xml · derivative · entry 2 NEAFSEY JOHN P · CIK 0001187748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,484 Underlying: Common unit · 3,032 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F3 · price: Not applicable. F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units pursuant to the reporting person's election or upon their death or termination. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 13:46 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 2,389 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-011971 · edgar.xml · derivative · entry 2 NEAFSEY JOHN P · CIK 0001187748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,452 Underlying: Common unit · 2,389 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F3 · price: Not applicable. F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units pursuant to the reporting person's election or upon their death or termination. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| August 14, 2018 Filed Aug 14, 2018 16:20 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 2,791 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-010562 · edgar.xml · derivative · entry 2 NEAFSEY JOHN P · CIK 0001187748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,063 Underlying: Common unit · 2,791 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F3 · price: Not applicable. F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units pursuant to the reporting person's election or upon their death or termination. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 13:24 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 2,570 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-009460 · edgar.xml · derivative · entry 2 NEAFSEY JOHN P · CIK 0001187748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,272 Underlying: Common unit · 2,570 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F3 · price: Not applicable. F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units pursuant to the reporting person's election or upon their death or termination. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| May 15, 2018 Filed May 17, 2018 13:05 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 2,952 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-006958 · edgar.xml · derivative · entry 2 NEAFSEY JOHN P · CIK 0001187748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,702 Underlying: Common unit · 2,952 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F3 · price: Not applicable. F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units pursuant to the reporting person's election or upon their death or termination. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 13:07 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 2,681 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-005361 · edgar.xml · derivative · entry 2 NEAFSEY JOHN P · CIK 0001187748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,750 Underlying: Common unit · 2,681 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F3 · price: Not applicable. F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 14:35 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 1,311 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-002225 · edgar.xml · derivative · entry 3 NEAFSEY JOHN P · CIK 0001187748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,069 Underlying: Common unit · 1,311 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F3 · price: Not applicable. F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 14:35 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 2,518 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-002225 · edgar.xml · derivative · entry 2 NEAFSEY JOHN P · CIK 0001187748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,758 Underlying: Common unit · 2,518 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F3 · price: Not applicable. F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 14:47 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 2,470 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-000460 · edgar.xml · derivative · entry 2 NEAFSEY JOHN P · CIK 0001187748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,240 Underlying: Common unit · 2,470 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F3 · price: Not applicable. F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 14:06 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 2,373 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-014180 · edgar.xml · derivative · entry 2 NEAFSEY JOHN P · CIK 0001187748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,770 Underlying: Common unit · 2,373 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F3 · price: Not applicable. F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 13:24 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 2,577 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-013063 · edgar.xml · derivative · entry 2 NEAFSEY JOHN P · CIK 0001187748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,397 Underlying: Common unit · 2,577 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F3 · price: Not applicable. F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 13:14 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 2,227 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-011513 · edgar.xml · derivative · entry 2 NEAFSEY JOHN P · CIK 0001187748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,820 Underlying: Common unit · 2,227 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F3 · price: Not applicable. F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| August 07, 2017 Filed Aug 8, 2017 13:30 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | PurchaseCommon Unit | 10,000 | $19.55 | $195,500.00 |
DisclosureSEC source: 0001179110-17-011210 · edgar.xml · nonDerivative · entry 1 NEAFSEY JOHN P · CIK 0001187748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,604 Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 13:25 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 2,521 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-010150 · edgar.xml · derivative · entry 2 NEAFSEY JOHN P · CIK 0001187748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,593 Underlying: Common unit · 2,521 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F3 · price: Not applicable. F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| May 15, 2017 Filed May 15, 2017 16:34 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 1,559 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-007159 · edgar.xml · derivative · entry 2 NEAFSEY JOHN P · CIK 0001187748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,072 Underlying: Common unit · 1,559 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F3 · price: Not applicable. F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 13:46 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 2,247 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-005743 · edgar.xml · derivative · entry 2 NEAFSEY JOHN P · CIK 0001187748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,513 Underlying: Common unit · 2,247 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F3 · price: Not applicable. F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 14:10 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 1,056 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-002729 · edgar.xml · derivative · entry 2 NEAFSEY JOHN P · CIK 0001187748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,266 Underlying: Common unit · 1,056 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F3 · price: Not applicable. F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 14:31 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 1,414 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-002498 · edgar.xml · derivative · entry 2 NEAFSEY JOHN P · CIK 0001187748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,210 Underlying: Common unit · 1,414 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F3 · price: Not applicable. F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 15:05 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 2,112 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-000437 · edgar.xml · derivative · entry 2 NEAFSEY JOHN P · CIK 0001187748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,796 Underlying: Common unit · 2,112 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F3 · price: Not applicable. F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 16:46 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 1,338 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-16-031571 · edgar.xml · derivative · entry 2 NEAFSEY JOHN P · CIK 0001187748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,684 Underlying: Common unit · 1,338 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F3 · price: Not applicable. F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 13:47 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 2,234 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001650549-16-000086 · edgar.xml · derivative · entry 2 NEAFSEY JOHN P · CIK 0001187748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,346 Underlying: Common unit · 2,234 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F3 · price: Not applicable. F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.