Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALLIANCE RESOURCE PARTNERS LPARLP · Entity 4153 | VP, Controller and CAO | December 17, 2020 | December 21, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALLIANCE RESOURCE PARTNERS LP
Report date December 17, 2020 · Filed December 21, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted unitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-12-18 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-12-18 · Other · Disposed 6,865 · Balance 0 F1: 1 for 1 F3: Not applicable F2: All non-vested restricted units originally due to vest on January 1, 2021 under ARLP's Long-Term Incentive Plan were settled in cash on December 18, 2020 rather than common units as originally contemplated. |
| Restricted unitSEC Table II · derivative / convertible security | Direct | 19,916 |
Reported balance
After 2020-12-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-12-17 · Grant · Acquired 7,647 · Balance 19,916 F1: 1 for 1 F3: Not applicable F4: The restricted units will vest on January 1, 2023 provided that the issuer meets certain financial tests. Once vested, the restricted units are expected to be settled in ARLP units. |
| Common unitSEC Table I · non-derivative | Direct | 46,318 |
Reported balance
Holding disclosure · report date 2020-12-17 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 46,318 |
Filing footnotes · ownership attribution and instrument terms
F1: 1 for 1
F2: All non-vested restricted units originally due to vest on January 1, 2021 under ARLP's Long-Term Incentive Plan were settled in cash on December 18, 2020 rather than common units as originally contemplated.
F3: Not applicable
F4: The restricted units will vest on January 1, 2023 provided that the issuer meets certain financial tests. Once vested, the restricted units are expected to be settled in ARLP units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 18, 2020 Filed Dec 21, 2020 15:22 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | OtherRestricted unit · Derivative | 6,865 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-012110 · edgar.xml · derivative · entry 2 Fouch Robert J · CIK 0001370725 · VP, Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common unit · 6,865 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: All non-vested restricted units originally due to vest on January 1, 2021 under ARLP's Long-Term Incentive Plan were settled in cash on December 18, 2020 rather than common units as originally contemplated. F3 · derivative.expiration_date: Not applicable Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 15:22 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantRestricted unit · Derivative | 7,647 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-012110 · edgar.xml · derivative · entry 3 Fouch Robert J · CIK 0001370725 · VP, Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,916 Underlying: Common unit · 7,647 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F4 · derivative.exercise_date: The restricted units will vest on January 1, 2023 provided that the issuer meets certain financial tests. Once vested, the restricted units are expected to be settled in ARLP units. F3 · derivative.expiration_date: Not applicable Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 13:27 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | PurchaseCommon unit | 46,318 | $4.01 | $185,735.18 |
DisclosureSEC source: 0001179110-20-007389 · edgar.xml · nonDerivative · entry 1 Fouch Robert J · CIK 0001370725 · VP, Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,318 Read SEC document |
| May 12, 2020 Filed May 14, 2020 13:04 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | SaleCommon unit | 59,065 | $3.25 | $191,961.25 |
DisclosureSEC source: 0001179110-20-005937 · edgar.xml · nonDerivative · entry 1 Fouch Robert J · CIK 0001370725 · VP, Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 10, 2020 Filed Feb 13, 2020 00:36 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | Exercise / conversionRestricted units · Derivative | 6,011 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-001541 · edgar.xml · derivative · entry 3 Fouch Robert J · CIK 0001370725 · VP, Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common units · 6,011 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On January 22, 2020, our Compensation Committee determined that the vesting requirements for the 2017 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2020 and subsequently issued on February 10, 2020 based upon an ARLP unit price of $8.20. F2 · price: On January 22, 2020, our Compensation Committee determined that the vesting requirements for the 2017 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2020 and subsequently issued on February 10, 2020 based upon an ARLP unit price of $8.20. F1 · derivative.expiration_date: Not applicable Read SEC document |
| February 10, 2020 Filed Feb 13, 2020 00:36 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | Tax withholdingCommon unit | 2,083 | $8.20 | $17,080.60 |
DisclosureSEC source: 0001179110-20-001541 · edgar.xml · nonDerivative · entry 2 Fouch Robert J · CIK 0001370725 · VP, Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,065 F3 · price: Upon vesting, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $8.20. Read SEC document |
| February 10, 2020 Filed Feb 13, 2020 00:36 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | Exercise / conversionCommon unit | 6,011 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-001541 · edgar.xml · nonDerivative · entry 1 Fouch Robert J · CIK 0001370725 · VP, Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,148 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On January 22, 2020, our Compensation Committee determined that the vesting requirements for the 2017 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2020 and subsequently issued on February 10, 2020 based upon an ARLP unit price of $8.20. Read SEC document |
| February 05, 2020 Filed Feb 8, 2020 02:37 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantRestricted unit · Derivative | 12,269 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-001354 · edgar.xml · derivative · entry 2 Fouch Robert J · CIK 0001370725 · VP, Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,269 Underlying: Common Unit · 12,269 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The restricted units will vest on January 1, 2023 provided that the issuer meets certain financial tests. Once vested, the restricted units are to be settled in ARLP units. F3 · derivative.expiration_date: Not applicable Read SEC document |
| October 30, 2019 Filed Nov 1, 2019 14:23 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | PurchaseCommon unit | 5,000 | $10.95 | $54,765.50 |
DisclosureSEC source: 0001179110-19-011335 · edgar.xml · nonDerivative · entry 1 Fouch Robert J · CIK 0001370725 · VP, Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,137 Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 14:08 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | Exercise / conversionRestricted units · Derivative | 11,390 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-001727 · edgar.xml · derivative · entry 3 Fouch Robert J · CIK 0001370725 · VP, Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common units · 11,390 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On January 23, 2019, our Compensation Committee determined that the vesting requirements for the 2016 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2019 and subsequently issued on February 8, 2019 based upon an ARLP unit price of $19.67. F2 · price: On January 23, 2019, our Compensation Committee determined that the vesting requirements for the 2016 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2019 and subsequently issued on February 8, 2019 based upon an ARLP unit price of $19.67. F1 · derivative.expiration_date: Not applicable Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 14:08 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | Tax withholdingCommon unit | 3,605 | $19.67 | $70,910.35 |
DisclosureSEC source: 0001179110-19-001727 · edgar.xml · nonDerivative · entry 2 Fouch Robert J · CIK 0001370725 · VP, Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,137 F3 · price: Upon vesting, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $19.67. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 14:08 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | Exercise / conversionCommon unit | 11,390 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-001727 · edgar.xml · nonDerivative · entry 1 Fouch Robert J · CIK 0001370725 · VP, Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,742 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On January 23, 2019, our Compensation Committee determined that the vesting requirements for the 2016 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2019 and subsequently issued on February 8, 2019 based upon an ARLP unit price of $19.67. Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 22:33 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantRestricted unit · Derivative | 7,647 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-001446 · edgar.xml · derivative · entry 2 Fouch Robert J · CIK 0001370725 · VP, Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,647 Underlying: Common Unit · 7,647 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The restricted units will vest on January 1, 2022 provided that the issuer meets certain financial tests. Once vested, the restricted units are to be settled in ARLP units. F3 · derivative.expiration_date: Not applicable Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 15:03 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | Exercise / conversionRestricted units · Derivative | 5,856 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-002118 · edgar.xml · derivative · entry 3 Fouch Robert J · CIK 0001370725 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common units · 5,856 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On January 25, 2017, our Compensation Committee determined that the vesting requirements for the 2014 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2017 and subsequently issued on February 8, 2017 based upon an ARLP unit price of $23.25. F2 · price: On January 25, 2017, our Compensation Committee determined that the vesting requirements for the 2014 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2017 and subsequently issued on February 8, 2017 based upon an ARLP unit price of $23.25. F1 · derivative.expiration_date: Not applicable Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 15:03 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | Tax withholdingCommon unit | 2,118 | $23.25 | $49,243.50 |
DisclosureSEC source: 0001179110-17-002118 · edgar.xml · nonDerivative · entry 2 Fouch Robert J · CIK 0001370725 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,980 F3 · price: Upon vesting, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $23.25. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 15:03 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | Exercise / conversionCommon unit | 5,856 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-002118 · edgar.xml · nonDerivative · entry 1 Fouch Robert J · CIK 0001370725 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,098 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On January 25, 2017, our Compensation Committee determined that the vesting requirements for the 2014 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2017 and subsequently issued on February 8, 2017 based upon an ARLP unit price of $23.25. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 23:06 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantRestricted units · Derivative | 6,011 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-001918 · edgar.xml · derivative · entry 2 Fouch Robert J · CIK 0001370725 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,011 Underlying: Common units · 6,011 shares Expires not disclosed F2 · derivative.exercise_price: 1 for 1 F1 · price: Not applicable F3 · derivative.exercise_date: The Restricted units will vest on January 1, 2020 provided that the issuer meets certain financial tests. Once vested the restricted units are to be settled in ARLP units. F1 · derivative.expiration_date: Not applicable Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.