Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALLIANCE RESOURCE PARTNERS LPARLP · Entity 4153 | Director · Executive Vice President | May 14, 2021 | May 18, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALLIANCE RESOURCE PARTNERS LP
Report date May 14, 2021 · Filed May 18, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom unitSEC Table II · derivative / convertible security | Direct | 136,831 |
Reported balance
After 2021-05-14 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-05-14 · Grant · Acquired 2,289 · Balance 136,831 F1: 1 for 1. F3: Not applicable. F2: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. |
| Common unitSEC Table I · non-derivative | Direct | 1,035,728 |
Reported balance
Holding disclosure · report date 2021-05-14 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,035,728 F4: Units held by the Charles Wesley Revocable Trust U/A dated 3/28/2006, which Charles R. Wesley III is trustee. |
| Common unitSEC Table I · non-derivative | IndirectBy Wesley Family LP | 635,618 |
Reported balance
Holding disclosure · report date 2021-05-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 635,618 F5: Units held by the Wesley Family LP, which Charles R. Wesley III is trustee. |
| Common unitSEC Table I · non-derivative | IndirectBy Trust | 715,506 |
Reported balance
Holding disclosure · report date 2021-05-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 715,506 F6: Units held by the Charles Wesley 2016 Retained Annuity Trust, which Jeffrey Burns is trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: 1 for 1.
F2: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.
F3: Not applicable.
F4: Units held by the Charles Wesley Revocable Trust U/A dated 3/28/2006, which Charles R. Wesley III is trustee.
F5: Units held by the Wesley Family LP, which Charles R. Wesley III is trustee.
F6: Units held by the Charles Wesley 2016 Retained Annuity Trust, which Jeffrey Burns is trustee.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 14, 2021 Filed May 18, 2021 13:02 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 2,289 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-005458 · edgar.xml · derivative · entry 4 WESLEY CHARLES R · CIK 0001187750 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,831 Underlying: Common unit · 2,289 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F3 · price: Not applicable. F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 14:49 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 6,014 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-001721 · edgar.xml · derivative · entry 5 WESLEY CHARLES R · CIK 0001187750 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,542 Underlying: Common unit · 6,014 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F3 · price: Not applicable. F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 16:24 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 5,518 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-011776 · edgar.xml · derivative · entry 7 WESLEY CHARLES R · CIK 0001187750 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,528 Underlying: Common unit · 5,518 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F3 · price: Not applicable. F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 13:50 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 3,926 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-009562 · edgar.xml · derivative · entry 7 WESLEY CHARLES R · CIK 0001187750 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,010 Underlying: Common unit · 3,926 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F3 · price: Not applicable. F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| May 15, 2019 Filed May 17, 2019 14:33 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 3,296 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-006230 · edgar.xml · derivative · entry 7 WESLEY CHARLES R · CIK 0001187750 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,084 Underlying: Common unit · 3,296 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F3 · price: Not applicable. F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 20:06 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 3,098 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-002068 · edgar.xml · derivative · entry 7 WESLEY CHARLES R · CIK 0001187750 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,788 Underlying: Common unit · 3,098 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F3 · price: Not applicable. F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 14:23 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 2,958 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-012909 · edgar.xml · derivative · entry 2 WESLEY CHARLES R · CIK 0001187750 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,690 Underlying: Common unit · 2,958 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F3 · price: Not applicable. F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| August 14, 2018 Filed Aug 14, 2018 16:23 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 2,783 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-010565 · edgar.xml · derivative · entry 2 WESLEY CHARLES R · CIK 0001187750 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,732 Underlying: Common unit · 2,783 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F3 · price: Not applicable. F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| May 31, 2018 Filed Jun 5, 2018 00:09 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantCommon Unit | 715,506 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-008006 · edgar.xml · nonDerivative · entry 6 WESLEY CHARLES R · CIK 0001187750 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 715,506 F1 · price: The common units were acquired as consideration for the AHGP common units held by the reporting person immediately prior to the effectiveness of the transactions contemplated by the Simplification Agreement dated February 22, 2018 (the "Simplification Agreement"). Pursuant to the Simplification Agreement, all AHGP common units were canceled and converted into the right to receive all of the ARLP common units held by AHGP and its subsidiaries on May 31, 2018. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP common units for each AHGP common unit. F7 · ownership.nature: Units held by the Nancy Wesley 2016 Retained Annuity Trust, which Jeffrey Burns is trustee. Read SEC document |
| May 31, 2018 Filed Jun 5, 2018 00:09 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantCommon Unit | 715,506 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-008006 · edgar.xml · nonDerivative · entry 5 WESLEY CHARLES R · CIK 0001187750 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 715,506 F1 · price: The common units were acquired as consideration for the AHGP common units held by the reporting person immediately prior to the effectiveness of the transactions contemplated by the Simplification Agreement dated February 22, 2018 (the "Simplification Agreement"). Pursuant to the Simplification Agreement, all AHGP common units were canceled and converted into the right to receive all of the ARLP common units held by AHGP and its subsidiaries on May 31, 2018. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP common units for each AHGP common unit. F6 · ownership.nature: Units held by the Charles Wesley 2016 Retained Annuity Trust, which Jeffrey Burns is trustee Read SEC document |
| May 31, 2018 Filed Jun 5, 2018 00:09 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantCommon Unit | 1,035,729 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-008006 · edgar.xml · nonDerivative · entry 4 WESLEY CHARLES R · CIK 0001187750 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,035,729 F1 · price: The common units were acquired as consideration for the AHGP common units held by the reporting person immediately prior to the effectiveness of the transactions contemplated by the Simplification Agreement dated February 22, 2018 (the "Simplification Agreement"). Pursuant to the Simplification Agreement, all AHGP common units were canceled and converted into the right to receive all of the ARLP common units held by AHGP and its subsidiaries on May 31, 2018. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP common units for each AHGP common unit. F5 · ownership.nature: Units held by the Nancy Wesley Revocable Trust U/A dated 03/28/2006, which Nancy Wesley is trustee. Read SEC document |
| May 31, 2018 Filed Jun 5, 2018 00:09 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantCommon Unit | 167,116 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-008006 · edgar.xml · nonDerivative · entry 3 WESLEY CHARLES R · CIK 0001187750 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 167,116 F1 · price: The common units were acquired as consideration for the AHGP common units held by the reporting person immediately prior to the effectiveness of the transactions contemplated by the Simplification Agreement dated February 22, 2018 (the "Simplification Agreement"). Pursuant to the Simplification Agreement, all AHGP common units were canceled and converted into the right to receive all of the ARLP common units held by AHGP and its subsidiaries on May 31, 2018. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP common units for each AHGP common unit. F4 · ownership.nature: Units held by the Charles R. Wesley Family Trust Irrevocable Trust Agreement, which Nancy Wesley is trustee. Read SEC document |
| May 31, 2018 Filed Jun 5, 2018 00:09 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantCommon Unit | 635,618 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-008006 · edgar.xml · nonDerivative · entry 2 WESLEY CHARLES R · CIK 0001187750 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Wesley Family LP Disclosed balance after: 635,618 F1 · price: The common units were acquired as consideration for the AHGP common units held by the reporting person immediately prior to the effectiveness of the transactions contemplated by the Simplification Agreement dated February 22, 2018 (the "Simplification Agreement"). Pursuant to the Simplification Agreement, all AHGP common units were canceled and converted into the right to receive all of the ARLP common units held by AHGP and its subsidiaries on May 31, 2018. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP common units for each AHGP common unit. F3 · ownership.nature: Units held by the Wesley Family LP, which Charles R. Wesley III is trustee. Read SEC document |
| May 31, 2018 Filed Jun 5, 2018 00:09 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantCommon Unit | 1,035,728 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-008006 · edgar.xml · nonDerivative · entry 1 WESLEY CHARLES R · CIK 0001187750 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,035,728 F1 · shares: The common units were acquired as consideration for the AHGP common units held by the reporting person immediately prior to the effectiveness of the transactions contemplated by the Simplification Agreement dated February 22, 2018 (the "Simplification Agreement"). Pursuant to the Simplification Agreement, all AHGP common units were canceled and converted into the right to receive all of the ARLP common units held by AHGP and its subsidiaries on May 31, 2018. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP common units for each AHGP common unit. F1 · price: The common units were acquired as consideration for the AHGP common units held by the reporting person immediately prior to the effectiveness of the transactions contemplated by the Simplification Agreement dated February 22, 2018 (the "Simplification Agreement"). Pursuant to the Simplification Agreement, all AHGP common units were canceled and converted into the right to receive all of the ARLP common units held by AHGP and its subsidiaries on May 31, 2018. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP common units for each AHGP common unit. F2 · ownership.direct: Units held by the Charles Wesley Revocable Trust U/A dated 3/28/2006, which Charles R. Wesley III is trustee. Read SEC document |
| May 15, 2018 Filed May 17, 2018 13:08 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 3,014 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-006963 · edgar.xml · derivative · entry 2 WESLEY CHARLES R · CIK 0001187750 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,949 Underlying: Common unit · 3,014 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F3 · price: Not applicable. F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 14:33 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 2,676 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-002222 · edgar.xml · derivative · entry 2 WESLEY CHARLES R · CIK 0001187750 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,935 Underlying: Common unit · 2,676 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F3 · price: Not applicable. F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 14:08 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 2,590 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-014183 · edgar.xml · derivative · entry 2 WESLEY CHARLES R · CIK 0001187750 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,259 Underlying: Common unit · 2,590 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F3 · price: Not applicable. F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 13:12 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 2,502 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-011510 · edgar.xml · derivative · entry 2 WESLEY CHARLES R · CIK 0001187750 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,669 Underlying: Common unit · 2,502 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F3 · price: Not applicable. F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| May 15, 2017 Filed May 15, 2017 16:26 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 1,805 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-007152 · edgar.xml · derivative · entry 2 WESLEY CHARLES R · CIK 0001187750 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,167 Underlying: Common unit · 1,805 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F3 · price: Not applicable. F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 14:37 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 1,706 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-002501 · edgar.xml · derivative · entry 2 WESLEY CHARLES R · CIK 0001187750 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,362 Underlying: Common unit · 1,706 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F3 · price: Not applicable. F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 16:40 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 1,660 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-16-031568 · edgar.xml · derivative · entry 2 WESLEY CHARLES R · CIK 0001187750 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,656 Underlying: Common unit · 1,660 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F3 · price: Not applicable. F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.