Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALLIANCE RESOURCE PARTNERS LPARLP · Entity 4153 | SENIOR VP AND CFO | February 14, 2023 | February 16, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALLIANCE RESOURCE PARTNERS LP
Report date February 14, 2023 · Filed February 16, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom unitSEC Table II · derivative / convertible security | Direct | 49,331 |
Reported balance
After 2023-02-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-02-14 · Grant · Acquired 1,543 · Balance 49,331 F1: 1 for 1 F3: Not applicable F2: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. |
| Common unitSEC Table I · non-derivative | Direct | 234,617 |
Reported balance
Holding disclosure · report date 2023-02-14 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 234,617 |
Filing footnotes · ownership attribution and instrument terms
F1: 1 for 1
F2: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.
F3: Not applicable
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 14, 2023 Filed Feb 16, 2023 15:08 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 1,543 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-002653 · form4-02162023_030258.xml · derivative · entry 2 CANTRELL BRIAN L · CIK 0001267839 · SENIOR VP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,331 Underlying: Common unit · 1,543 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 15:57 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | Exercise / conversionRestricted unit · Derivative | 69,152 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-002253 · form4-02102023_030226.xml · derivative · entry 3 CANTRELL BRIAN L · CIK 0001267839 · SENIOR VP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common unit · 69,152 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 27, 2023, our Compensation Committee determined that the vesting requirements for the 2020 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2023 and subsequently issued on February 8, 2023 based upon an ARLP unit price of $21.61. F1 · price: On January 27, 2023, our Compensation Committee determined that the vesting requirements for the 2020 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2023 and subsequently issued on February 8, 2023 based upon an ARLP unit price of $21.61. F3 · derivative.expiration_date: Not applicable Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 15:57 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | Tax withholdingCommon unit | 23,867 | $21.61 | $515,765.87 |
DisclosureSEC source: 0001415889-23-002253 · form4-02102023_030226.xml · nonDerivative · entry 2 CANTRELL BRIAN L · CIK 0001267839 · SENIOR VP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,617 F2 · price: Upon vesting, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $21.61. Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 15:57 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | Exercise / conversionCommon unit | 69,152 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-002253 · form4-02102023_030226.xml · nonDerivative · entry 1 CANTRELL BRIAN L · CIK 0001267839 · SENIOR VP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,484 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 27, 2023, our Compensation Committee determined that the vesting requirements for the 2020 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2023 and subsequently issued on February 8, 2023 based upon an ARLP unit price of $21.61. Read SEC document |
| January 27, 2023 Filed Jan 31, 2023 15:20 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 1,465 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-001615 · form4-01312023_030142.xml · derivative · entry 2 CANTRELL BRIAN L · CIK 0001267839 · SENIOR VP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,788 Underlying: Common unit · 1,465 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| November 14, 2022 Filed Nov 16, 2022 16:00 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 972 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-011416 · form4-11162022_041114.xml · derivative · entry 2 CANTRELL BRIAN L · CIK 0001267839 · SENIOR VP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,323 Underlying: Common unit · 972 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| August 12, 2022 Filed Aug 15, 2022 13:20 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 796 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-008579 · form4-08152022_060825.xml · derivative · entry 2 CANTRELL BRIAN L · CIK 0001267839 · SENIOR VP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,351 Underlying: Common unit · 796 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| May 13, 2022 Filed May 17, 2022 14:10 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 834 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-22-003045 · edgar.xml · derivative · entry 2 CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,555 Underlying: Common unit · 834 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 15:41 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 794 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-22-001301 · edgar.xml · derivative · entry 2 CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,721 Underlying: Common unit · 794 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| January 26, 2022 Filed Jan 28, 2022 14:09 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 573 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-22-000636 · edgar.xml · derivative · entry 2 CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,927 Underlying: Common unit · 573 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 14:46 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 728 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-010143 · edgar.xml · derivative · entry 2 CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,354 Underlying: Common unit · 728 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 13:04 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 523 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-008212 · edgar.xml · derivative · entry 2 CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,626 Underlying: Common unit · 523 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| May 14, 2021 Filed May 18, 2021 12:57 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 688 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-005451 · edgar.xml · derivative · entry 2 CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,103 Underlying: Common unit · 688 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 14:46 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 8,941 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-000929 · edgar.xml · derivative · entry 2 CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,415 Underlying: Common unit · 8,941 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| December 18, 2020 Filed Dec 21, 2020 15:21 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | OtherRestricted unit · Derivative | 23,845 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-012108 · edgar.xml · derivative · entry 2 CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common unit · 23,845 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: All non-vested restricted units originally due to vest on January 1, 2021 under ARLP's Long-Term Incentive Plan were settled in cash on December 18, 2020 rather than common units as originally contemplated. F3 · derivative.expiration_date: Not applicable Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 15:21 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantRestricted unit · Derivative | 26,551 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-012108 · edgar.xml · derivative · entry 3 CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,152 Underlying: Common unit · 26,551 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F4 · derivative.exercise_date: The restricted units will vest on January 1, 2023 provided that the issuer meets certain financial tests. Once vested, the restricted units are expected to be settled in ARLP units. F3 · derivative.expiration_date: Not applicable Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 14:37 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 1,407 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-001711 · edgar.xml · derivative · entry 2 CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,474 Underlying: Common unit · 1,407 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| February 10, 2020 Filed Feb 13, 2020 00:35 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | Exercise / conversionRestricted unit · Derivative | 20,967 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-001539 · edgar.xml · derivative · entry 3 CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common units · 20,967 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On January 22, 2020, our Compensation Committee determined that the vesting requirements for the 2017 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2020 and subsequently issued on February 10, 2020 based upon an ARLP unit price of $8.20. F2 · price: On January 22, 2020, our Compensation Committee determined that the vesting requirements for the 2017 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2020 and subsequently issued on February 10, 2020 based upon an ARLP unit price of $8.20. F1 · derivative.expiration_date: Not applicable Read SEC document |
| February 10, 2020 Filed Feb 13, 2020 00:35 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | Tax withholdingCommon unit | 6,693 | $8.20 | $54,882.60 |
DisclosureSEC source: 0001179110-20-001539 · edgar.xml · nonDerivative · entry 2 CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,332 F3 · price: Upon vesting, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $8.20. Read SEC document |
| February 10, 2020 Filed Feb 13, 2020 00:35 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | Exercise / conversionCommon unit | 20,967 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-001539 · edgar.xml · nonDerivative · entry 1 CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,025 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On January 22, 2020, our Compensation Committee determined that the vesting requirements for the 2017 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2020 and subsequently issued on February 10, 2020 based upon an ARLP unit price of $8.20. Read SEC document |
| February 05, 2020 Filed Feb 8, 2020 02:35 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantRestricted Unit · Derivative | 42,601 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-001352 · edgar.xml · derivative · entry 2 CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,601 Underlying: Common Unit · 42,601 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · price: Not applicable F3 · derivative.exercise_date: The restricted units will vest on January 1, 2023 provided that the issuer meets certain financial tests. Once vested, the restricted units are to be settled in ARLP units. F2 · derivative.expiration_date: Not applicable Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 16:17 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 3,014 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-000730 · edgar.xml · derivative · entry 2 CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,067 Underlying: Common unit · 3,014 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 16:16 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 1,162 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-011771 · edgar.xml · derivative · entry 2 CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,053 Underlying: Common unit · 1,162 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 13:46 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 827 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-009557 · edgar.xml · derivative · entry 2 CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,891 Underlying: Common unit · 827 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| May 15, 2019 Filed May 17, 2019 14:21 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 694 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-006225 · edgar.xml · derivative · entry 2 CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,064 Underlying: Common unit · 694 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 20:02 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 652 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-002064 · edgar.xml · derivative · entry 2 CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,370 Underlying: Common unit · 652 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 14:06 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | Exercise / conversionRestricted unit · Derivative | 39,300 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-001725 · edgar.xml · derivative · entry 3 CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common units · 39,300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On January 23, 2019, our Compensation Committee determined that the vesting requirements for the 2016 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2019 and subsequently issued on February 8, 2019 based upon an ARLP unit price of $19.67. F2 · price: On January 23, 2019, our Compensation Committee determined that the vesting requirements for the 2016 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2019 and subsequently issued on February 8, 2019 based upon an ARLP unit price of $19.67. F1 · derivative.expiration_date: Not applicable Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 14:06 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | Tax withholdingCommon unit | 11,774 | $19.67 | $231,594.58 |
DisclosureSEC source: 0001179110-19-001725 · edgar.xml · nonDerivative · entry 2 CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,058 F3 · price: Upon vesting, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $19.67. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 14:06 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | Exercise / conversionCommon unit | 39,300 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-001725 · edgar.xml · nonDerivative · entry 1 CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On January 23, 2019, our Compensation Committee determined that the vesting requirements for the 2016 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2019 and subsequently issued on February 8, 2019 based upon an ARLP unit price of $19.67. Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 22:25 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantRestricted Unit · Derivative | 26,551 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-001441 · edgar.xml · derivative · entry 2 CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,551 Underlying: Common Unit · 26,551 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · price: Not applicable F3 · derivative.exercise_date: The restricted units will vest on January 1, 2022 provided that the issuer meets certain financial tests. Once vested, the restricted units are to be settled in ARLP units. F2 · derivative.expiration_date: Not applicable Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 14:12 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 1,231 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000902 · edgar.xml · derivative · entry 2 CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,718 Underlying: Common unit · 1,231 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 14:19 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 591 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-012903 · edgar.xml · derivative · entry 2 CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,487 Underlying: Common unit · 591 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| August 14, 2018 Filed Aug 14, 2018 16:19 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 556 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-010559 · edgar.xml · derivative · entry 2 CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,896 Underlying: Common unit · 556 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| May 31, 2018 Filed Jun 5, 2018 00:09 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantCommon unit | 39,171 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-008005 · edgar.xml · nonDerivative · entry 1 CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,532 F4 · shares: The common units were acquired as consideration for the AHGP common units held by the reporting person immediately prior to the effectiveness of the transactions contemplated by the Simplification Agreement dated February 22, 2018 (the "Simplification Agreement"). Pursuant to the Simplification Agreement, all AHGP common units were canceled and converted into the right to receive all of the ARLP common units held by AHGP and its subsidiaries on May 31, 2018. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP common units for each AHGP common unit. F4 · price: The common units were acquired as consideration for the AHGP common units held by the reporting person immediately prior to the effectiveness of the transactions contemplated by the Simplification Agreement dated February 22, 2018 (the "Simplification Agreement"). Pursuant to the Simplification Agreement, all AHGP common units were canceled and converted into the right to receive all of the ARLP common units held by AHGP and its subsidiaries on May 31, 2018. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP common units for each AHGP common unit. Read SEC document |
| May 15, 2018 Filed May 17, 2018 13:03 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 602 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-006955 · edgar.xml · derivative · entry 2 CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,340 Underlying: Common Unit · 602 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 14:29 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 534 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-002217 · edgar.xml · derivative · entry 2 CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,738 Underlying: Common Unit · 534 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 14:40 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | Exercise / conversionRestricted unit · Derivative | 13,424 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-001930 · edgar.xml · derivative · entry 3 CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Comon units · 13,424 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On January 24, 2018, our Compensation Committee determined that the vesting requirements for the 2015 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2018 and subsequently issued on February 8, 2018 based upon an ARLP unit price of $20.40. F2 · price: On January 24, 2018, our Compensation Committee determined that the vesting requirements for the 2015 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2018 and subsequently issued on February 8, 2018 based upon an ARLP unit price of $20.40. F1 · derivative.expiration_date: Not applicable Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 14:40 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | Tax withholdingCommon unit | 4,157 | $20.40 | $84,802.80 |
DisclosureSEC source: 0001179110-18-001930 · edgar.xml · nonDerivative · entry 2 CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,361 F3 · price: Upon vesting, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $20.40. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 14:40 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | Exercise / conversionCommon Unit | 13,424 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-001930 · edgar.xml · nonDerivative · entry 1 CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,518 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On January 24, 2018, our Compensation Committee determined that the vesting requirements for the 2015 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2018 and subsequently issued on February 8, 2018 based upon an ARLP unit price of $20.40. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 21:26 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantRestricted Unit · Derivative | 23,845 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-001626 · edgar.xml · derivative · entry 2 CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,845 Underlying: Common Unit · 23,845 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · price: Not applicable F3 · derivative.exercise_date: The restricted units will vest on January 1, 2021 provided that the issuer meets certain financial tests. Once vested, the restricted units are to be settled in ARLP units. F2 · derivative.expiration_date: Not applicable Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 21:00 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 1,374 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-001094 · edgar.xml · derivative · entry 2 CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,204 Underlying: Common Unit · 1,374 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 14:03 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 482 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-014175 · edgar.xml · derivative · entry 2 CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,830 Underlying: Common Unit · 482 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 13:17 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 466 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-011517 · edgar.xml · derivative · entry 2 CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,348 Underlying: Common Unit · 466 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · price: Not applicable F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F3 · derivative.expiration_date: Not applicable Read SEC document |
| May 15, 2017 Filed May 15, 2017 16:32 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 336 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-007157 · edgar.xml · derivative · entry 2 CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,882 Underlying: Common Unit · 336 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · price: Not applicable F3 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F2 · derivative.expiration_date: Not applicable Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 14:28 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 318 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-002494 · edgar.xml · derivative · entry 2 CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,546 Underlying: Common Unit · 318 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · price: Not applicable F3 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F2 · derivative.expiration_date: Not applicable Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 15:01 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | Exercise / conversionRestricted unit · Derivative | 14,968 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-002117 · edgar.xml · derivative · entry 3 CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Comon units · 14,968 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On January 25, 2017, our Compensation Committee determined that the vesting requirements for the 2014 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2017 and subsequently issued on February 8, 2017 based upon an ARLP unit price of $23.25. F2 · price: On January 25, 2017, our Compensation Committee determined that the vesting requirements for the 2014 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2017 and subsequently issued on February 8, 2017 based upon an ARLP unit price of $23.25. F1 · derivative.expiration_date: Not applicable Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 15:01 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | Tax withholdingCommon unit | 5,029 | $23.25 | $116,924.25 |
DisclosureSEC source: 0001179110-17-002117 · edgar.xml · nonDerivative · entry 2 CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,094 F3 · price: Upon vesting, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $23.25. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 15:01 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | Exercise / conversionCommon Unit | 14,968 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-002117 · edgar.xml · nonDerivative · entry 1 CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,123 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On January 25, 2017, our Compensation Committee determined that the vesting requirements for the 2014 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2017 and subsequently issued on February 8, 2017 based upon an ARLP unit price of $23.25. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 23:05 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantRestricted Unit · Derivative | 20,967 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-001917 · edgar.xml · derivative · entry 2 CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,967 Underlying: Common Unit · 20,967 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · price: Not applicable F3 · derivative.exercise_date: The restricted units will vest on January 1, 2020 provided that the issuer meets certain financial tests. Once vested, the restricted units are to be settled in ARLP units. F2 · derivative.expiration_date: Not applicable Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 17:14 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 909 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-001278 · edgar.xml · derivative · entry 2 CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,228 Underlying: Common Unit · 909 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · price: Not applicable F3 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F2 · derivative.expiration_date: Not applicable Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.