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MARSHALL CARY P

Disclosed activity across 1 company

Tapewire entity
65743
SEC CIK
0001187756

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ALLIANCE RESOURCE PARTNERS LPARLP · Entity 4153SENIOR VP AND CFOFebruary 17, 2026February 19, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALLIANCE RESOURCE PARTNERS LP

Report date February 17, 2026 · Filed February 19, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common unitSEC Table I · non-derivativeIndirectHeld by trust1,017,728 Last balance in matching sequence After 2026-02-17 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2026-02-17 · Exercise / conversion · Acquired 30,945 · Balance 1,031,608

F1: The restricted units were issued on February 17, 2026 based upon an ARLP unit price of $24.37.

F2: Units held by Cary P. Marshall Revocable Trust DTD 11/15/1998.

Row 2 · 2026-02-17 · Tax withholding · Disposed 13,880 · Balance 1,017,728

F3: Upon issuance, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $24.37.

F2: Units held by Cary P. Marshall Revocable Trust DTD 11/15/1998.

Restricted unitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-02-17 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-02-17 · Exercise / conversion · Disposed 30,945 · Balance 0

F1: The restricted units were issued on February 17, 2026 based upon an ARLP unit price of $24.37.

F5: Not applicable

Common unitSEC Table I · non-derivativeIndirectHeld by LLC93,125 Reported balance Holding disclosure · report date 2026-02-17 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 93,125

F4: Units held by Marshall Children LLC C/O Cindy Marshall.

Filing footnotes · ownership attribution and instrument terms

F1: The restricted units were issued on February 17, 2026 based upon an ARLP unit price of $24.37.

F2: Units held by Cary P. Marshall Revocable Trust DTD 11/15/1998.

F3: Upon issuance, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $24.37.

F4: Units held by Marshall Children LLC C/O Cindy Marshall.

F5: Not applicable

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2026 Filed Feb 19, 2026 14:34 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 Exercise / conversionRestricted unit · Derivative 30,945 Not disclosed Not disclosed
Disclosure

SEC source: 0001187756-26-000002 · form4-02192026_020255.xml · derivative · entry 4

MARSHALL CARY P · CIK 0001187756 · SENIOR VP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common unit · 30,945 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted units were issued on February 17, 2026 based upon an ARLP unit price of $24.37.

F1 · price: The restricted units were issued on February 17, 2026 based upon an ARLP unit price of $24.37.

F5 · derivative.expiration_date: Not applicable

Read SEC document
February 17, 2026 Filed Feb 19, 2026 14:34 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 Tax withholdingCommon unit 13,880 $24.37 $338,255.60
Disclosure

SEC source: 0001187756-26-000002 · form4-02192026_020255.xml · nonDerivative · entry 2

MARSHALL CARY P · CIK 0001187756 · SENIOR VP AND CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by trust

Disclosed balance after: 1,017,728

F3 · price: Upon issuance, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $24.37.

F2 · ownership.nature: Units held by Cary P. Marshall Revocable Trust DTD 11/15/1998.

Read SEC document
February 17, 2026 Filed Feb 19, 2026 14:34 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 Exercise / conversionCommon unit 30,945 Not disclosed Not disclosed
Disclosure

SEC source: 0001187756-26-000002 · form4-02192026_020255.xml · nonDerivative · entry 1

MARSHALL CARY P · CIK 0001187756 · SENIOR VP AND CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by trust

Disclosed balance after: 1,031,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted units were issued on February 17, 2026 based upon an ARLP unit price of $24.37.

F2 · ownership.nature: Units held by Cary P. Marshall Revocable Trust DTD 11/15/1998.

Read SEC document
January 27, 2026 Filed Jan 29, 2026 14:31 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantRestricted unit · Derivative 30,945 Not disclosed Not disclosed
Disclosure

SEC source: 0001187756-26-000001 · form4-01292026_020101.xml · derivative · entry 3

MARSHALL CARY P · CIK 0001187756 · SENIOR VP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,945

Underlying: Common unit · 30,945 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1

F5 · price: Not applicable

F4 · derivative.exercise_date: On January 27, 2026, the Compensation Committee determined that the vesting requirements for grants issued in 2023 under the Long-Term Incentive Plan had been satisfied, and the number of restricted units was finalized. The restricted units vested effective January 1, 2026.

F5 · derivative.expiration_date: Not applicable

Read SEC document
February 10, 2025 Filed Feb 12, 2025 17:07 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 Exercise / conversionRestricted unit · Derivative 29,173 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-003691 · form4-02122025_050227.xml · derivative · entry 4

MARSHALL CARY P · CIK 0001187756 · SENIOR VP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common unit · 29,173 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted units were issued on February 10, 2025 based upon an ARLP unit price of $27.28.

F1 · price: The restricted units were issued on February 10, 2025 based upon an ARLP unit price of $27.28.

F5 · derivative.expiration_date: Not applicable

Read SEC document
February 10, 2025 Filed Feb 12, 2025 17:07 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 Tax withholdingCommon unit 13,132 $27.28 $358,240.96
Disclosure

SEC source: 0001415889-25-003691 · form4-02122025_050227.xml · nonDerivative · entry 2

MARSHALL CARY P · CIK 0001187756 · SENIOR VP AND CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by trust

Disclosed balance after: 1,000,663

F3 · price: Upon issuance, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $27.28.

F2 · ownership.nature: Units held by Cary P. Marshall Revocable Trust DTD 11/15/1998.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 17:07 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 Exercise / conversionCommon unit 29,173 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-003691 · form4-02122025_050227.xml · nonDerivative · entry 1

MARSHALL CARY P · CIK 0001187756 · SENIOR VP AND CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by trust

Disclosed balance after: 1,013,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted units were issued on February 10, 2025 based upon an ARLP unit price of $27.28.

F2 · ownership.nature: Units held by Cary P. Marshall Revocable Trust DTD 11/15/1998.

Read SEC document
January 28, 2025 Filed Jan 30, 2025 14:35 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantRestricted unit · Derivative 29,173 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-002336 · form4-01302025_020100.xml · derivative · entry 3

MARSHALL CARY P · CIK 0001187756 · SENIOR VP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,173

Underlying: Common unit · 29,173 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1

F5 · price: Not applicable

F4 · derivative.exercise_date: On January 28, 2025, the Compensation Committee determined that the vesting requirements for grants issued in 2022 under the Long-Term Incentive Plan had been satisfied, and the number of restricted units was finalized. The restricted units vested effective January 1, 2025.

F5 · derivative.expiration_date: Not applicable

Read SEC document
December 16, 2024 Filed Dec 18, 2024 15:21 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 Disposition to issuerPhantom unit · Derivative 61,670 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-029700 · form4-12182024_031203.xml · derivative · entry 3

MARSHALL CARY P · CIK 0001187756 · SENIOR VP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common unit · 61,670 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1

F5 · price: Not applicable

F4 · derivative.exercise_date: On December 16, 2024, the Alliance Coal, LLC Supplemental Executive Retirement Plan was terminated and the phantom units were settled in cash rather than common units as originally contemplated.

F5 · derivative.expiration_date: Not applicable

Read SEC document
November 14, 2024 Filed Nov 18, 2024 14:46 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 1,592 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-027027 · form4-11182024_021104.xml · derivative · entry 3

MARSHALL CARY P · CIK 0001187756 · SENIOR VP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,670

Underlying: Common unit · 1,592 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1

F5 · price: Not applicable

F4 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the termination of the Supplemental Executive Retirement Plan, which is expected in December 2024, or the reporting person's death or termination.

F5 · derivative.expiration_date: Not applicable

Read SEC document
August 14, 2024 Filed Aug 16, 2024 13:19 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 1,747 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-021423 · form4-08162024_010830.xml · derivative · entry 3

MARSHALL CARY P · CIK 0001187756 · SENIOR VP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,078

Underlying: Common unit · 1,747 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1

F5 · price: Not applicable

F4 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the termination of the Supplemental Executive Retirement Plan, which is expected in December 2024, or the reporting person's death or termination.

F5 · derivative.expiration_date: Not applicable

Read SEC document
May 15, 2024 Filed May 15, 2024 18:29 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 1,745 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-013196 · form4-05152024_060552.xml · derivative · entry 3

MARSHALL CARY P · CIK 0001187756 · SENIOR VP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,331

Underlying: Common unit · 1,745 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1

F5 · price: Not applicable

F4 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the termination of the Supplemental Executive Retirement Plan, which is expected in December 2024, or the reporting person's death or termination.

F5 · derivative.expiration_date: Not applicable

Read SEC document
February 14, 2024 Filed Feb 16, 2024 19:40 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 1,879 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-004069 · form4-02162024_070206.xml · derivative · entry 3

MARSHALL CARY P · CIK 0001187756 · SENIOR VP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,586

Underlying: Common unit · 1,879 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1

F5 · price: Not applicable

F4 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the termination of the Supplemental Executive Retirement Plan, which is expected in December 2024, or the reporting person's death or termination.

F5 · derivative.expiration_date: Not applicable

Read SEC document
February 08, 2024 Filed Feb 12, 2024 14:25 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 Exercise / conversionRestricted unit · Derivative 64,160 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-003242 · form4-02122024_020200.xml · derivative · entry 4

MARSHALL CARY P · CIK 0001187756 · SENIOR VP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common unit · 64,160 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted units were issued on February 8, 2024 based upon an ARLP unit price of $20.58.

F1 · price: The restricted units were issued on February 8, 2024 based upon an ARLP unit price of $20.58.

F5 · derivative.expiration_date: Not applicable

Read SEC document
February 08, 2024 Filed Feb 12, 2024 14:25 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 Tax withholdingCommon unit 28,640 $20.58 $589,411.20
Disclosure

SEC source: 0001415889-24-003242 · form4-02122024_020200.xml · nonDerivative · entry 2

MARSHALL CARY P · CIK 0001187756 · SENIOR VP AND CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by trust

Disclosed balance after: 984,623

F3 · price: Upon issuance, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $20.58.

F2 · ownership.nature: Units held by Cary P. Marshall Revocable Trust DTD 11/15/1998.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 14:25 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 Exercise / conversionCommon unit 64,160 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-003242 · form4-02122024_020200.xml · nonDerivative · entry 1

MARSHALL CARY P · CIK 0001187756 · SENIOR VP AND CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by trust

Disclosed balance after: 1,013,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted units were issued on February 8, 2024 based upon an ARLP unit price of $20.58.

F2 · ownership.nature: Units held by Cary P. Marshall Revocable Trust DTD 11/15/1998.

Read SEC document
January 24, 2024 Filed Jan 26, 2024 14:49 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantRestricted unit · Derivative 64,160 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-001837 · form4-01262024_020155.xml · derivative · entry 4

MARSHALL CARY P · CIK 0001187756 · SENIOR VP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,160

Underlying: Common unit · 64,160 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1

F5 · price: Not applicable

F6 · derivative.exercise_date: On January 24, 2024, the Compensation Committee determined that the vesting requirements for grants issued in 2021 under the Long-Term Incentive Plan had been satisfied, and the number of restricted units was finalized. The restricted units vested effective January 1, 2024.

F5 · derivative.expiration_date: Not applicable

Read SEC document
January 24, 2024 Filed Jan 26, 2024 14:49 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 1,163 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-001837 · form4-01262024_020155.xml · derivative · entry 3

MARSHALL CARY P · CIK 0001187756 · SENIOR VP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,707

Underlying: Common unit · 1,163 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1

F5 · price: Not applicable

F4 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F5 · derivative.expiration_date: Not applicable

Read SEC document
November 14, 2023 Filed Nov 16, 2023 15:02 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 1,620 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-015171 · form4-11162023_031139.xml · derivative · entry 3

MARSHALL CARY P · CIK 0001187756 · SENIOR VP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,544

Underlying: Common unit · 1,620 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1

F5 · price: Not applicable

F4 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F5 · derivative.expiration_date: Not applicable

Read SEC document
August 14, 2023 Filed Aug 16, 2023 14:02 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 1,767 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-012288 · form4-08162023_020805.xml · derivative · entry 3

MARSHALL CARY P · CIK 0001187756 · SENIOR VP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,924

Underlying: Common unit · 1,767 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1

F5 · price: Not applicable

F4 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F5 · derivative.expiration_date: Not applicable

Read SEC document
May 15, 2023 Filed May 17, 2023 13:51 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 1,722 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-008151 · form4-05172023_010558.xml · derivative · entry 3

MARSHALL CARY P · CIK 0001187756 · SENIOR VP AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,157

Underlying: Common unit · 1,722 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1

F5 · price: Not applicable

F4 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F5 · derivative.expiration_date: Not applicable

Read SEC document
November 14, 2017 Filed Nov 16, 2017 14:05 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 643 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-014179 · edgar.xml · derivative · entry 2

MARSHALL CARY P · CIK 0001187756 · VP Corporate Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,135

Underlying: Common unit · 643 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
August 14, 2017 Filed Aug 16, 2017 13:15 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 621 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-011514 · edgar.xml · derivative · entry 2

MARSHALL CARY P · CIK 0001187756 · VP Corporate Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,492

Underlying: Common unit · 621 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
May 15, 2017 Filed May 15, 2017 16:27 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 448 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-007153 · edgar.xml · derivative · entry 2

MARSHALL CARY P · CIK 0001187756 · VP Corporate Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,871

Underlying: Common unit · 448 shares

Expires not disclosed

F2 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F1 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
February 14, 2017 Filed Feb 16, 2017 14:30 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 424 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-002497 · edgar.xml · derivative · entry 2

MARSHALL CARY P · CIK 0001187756 · VP Corporate Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,423

Underlying: Common unit · 424 shares

Expires not disclosed

F2 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F1 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
February 08, 2017 Filed Feb 10, 2017 15:04 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 Exercise / conversionRestricted units · Derivative 10,684 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-002120 · edgar.xml · derivative · entry 3

MARSHALL CARY P · CIK 0001187756 · VP Corporate Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common units · 10,684 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On January 25, 2017, our Compensation Committee determined that the vesting requirements for the 2014 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2017 and subsequently issued on February 8, 2017 based upon an ARLP unit price of $23.25.

F2 · price: On January 25, 2017, our Compensation Committee determined that the vesting requirements for the 2014 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2017 and subsequently issued on February 8, 2017 based upon an ARLP unit price of $23.25.

F1 · derivative.expiration_date: Not applicable

Read SEC document
February 08, 2017 Filed Feb 10, 2017 15:04 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 Tax withholdingCommon unit 3,667 $23.25 $85,257.75
Disclosure

SEC source: 0001179110-17-002120 · edgar.xml · nonDerivative · entry 2

MARSHALL CARY P · CIK 0001187756 · VP Corporate Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,969

F3 · price: Upon vesting, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $23.25.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 15:04 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 Exercise / conversionCommon unit 10,684 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-002120 · edgar.xml · nonDerivative · entry 1

MARSHALL CARY P · CIK 0001187756 · VP Corporate Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On January 25, 2017, our Compensation Committee determined that the vesting requirements for the 2014 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2017 and subsequently issued on February 8, 2017 based upon an ARLP unit price of $23.25.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 23:08 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantRestricted unit · Derivative 15,653 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-001920 · edgar.xml · derivative · entry 2

MARSHALL CARY P · CIK 0001187756 · VP Corporate Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,653

Underlying: Common unit · 15,653 shares

Expires not disclosed

F2 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F1 · derivative.exercise_date: The restricted units will vest on January 1, 2020 provided that the issuer meets certain financial tests. Once vested, the restricted units are to be settled in ARLP units.

F3 · derivative.expiration_date: Not applicable

Read SEC document
January 25, 2017 Filed Jan 27, 2017 17:15 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 442 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-001279 · edgar.xml · derivative · entry 2

MARSHALL CARY P · CIK 0001187756 · VP Corporate Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,999

Underlying: Common unit · 442 shares

Expires not disclosed

F2 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F1 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
November 14, 2016 Filed Nov 15, 2016 16:51 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 404 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-16-031576 · edgar.xml · derivative · entry 2

MARSHALL CARY P · CIK 0001187756 · VP Corporate Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,557

Underlying: Common unit · 404 shares

Expires not disclosed

F2 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F1 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

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February 12, 2016 Filed Jan 27, 2017 17:15 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 OtherCommon unit 564 $15.24 $8,595.36
Disclosure

SEC source: 0001179110-17-001279 · edgar.xml · nonDerivative · entry 1

MARSHALL CARY P · CIK 0001187756 · VP Corporate Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,952

F4 · shares: Represents a purchase of common units in the open market resulting from Mr. Marshall's reinvestment of distributions paid on common units. The common unit price reported is a weighted average price. These common units were purchased in four transactions during the 2016 fiscal year at a per unit price equal to $10.93, $14.99, $18.57 and $24.82, respectively.

F4 · price: Represents a purchase of common units in the open market resulting from Mr. Marshall's reinvestment of distributions paid on common units. The common unit price reported is a weighted average price. These common units were purchased in four transactions during the 2016 fiscal year at a per unit price equal to $10.93, $14.99, $18.57 and $24.82, respectively.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.