Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 06, 2021 Filed Oct 9, 2021 00:51 UTC |
BRC Group Holdings, Inc.10% owner
B. RILEY PRINCIPAL INVESTMENTS, LLC10% owner
RILEY BRYANT R10% owner
|
PurchaseSeries H Preferred Stock, par value $0.01 per share · Derivative | 110 | Not disclosed Strike: $0.33 | Not disclosed |
DisclosureSEC source: 0001213900-21-052148 · ownership.xml · derivative · entry 4 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. RILEY PRINCIPAL INVESTMENTS, LLC · CIK 0001776226 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By B. Riley Principal Investments, LLC Disclosed balance after: 110 Underlying: Common Stock, par value $0.01 per share · Not disclosed shares Expires not disclosed F4 · price: The reported securities were acquired in consideration for the satisfaction of $2.8 million of indebtedness, plus accrued and unpaid interest, owed by the prior chief executive officer of the Issuer to BRPI. F5 · derivative.expiration_date: 5. Subject to the conversion limitation described in the next sentence, the reported security is convertible into common stock of the Issuer at any time, and has no expiration date, but is subject to mandatory conversion on the fifth anniversary of the issuance date. The reported security is subject to a conversion limitation that prohibits the Issuer from effecting a conversion of the reported security into common stock if giving effect to the conversion would cause the holder to beneficially own (together with its affiliates or any "group" members) in excess of 4.99% of the common stock (or, upon notice by the holder, in excess of 9.99% of the common stock). F5 · derivative.underlying_shares: 5. Subject to the conversion limitation described in the next sentence, the reported security is convertible into common stock of the Issuer at any time, and has no expiration date, but is subject to mandatory conversion on the fifth anniversary of the issuance date. The reported security is subject to a conversion limitation that prohibits the Issuer from effecting a conversion of the reported security into common stock if giving effect to the conversion would cause the holder to beneficially own (together with its affiliates or any "group" members) in excess of 4.99% of the common stock (or, upon notice by the holder, in excess of 9.99% of the common stock). F1 · ownership.nature: This Form 4 is filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Principal Investments, LLC, a Delaware limited liability company ("BRPI"), and Bryant Riley. F2 · ownership.nature: BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the securities of theMaven, Inc. (the "Issuer") held of record by BRPI. BRC Partners Opportunity Fund, LP, a Delaware limited partnership ("BRPLP"), is a subsidiary of B. Riley Capital Management, LLC, a New York limited liability company ("BRCM"), a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPLP. BRF is the parent company of BRF Investments, LLC ("BRFI"). As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRFI. Each of BRF, BRPGP and BRCM expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of such Reporting Person's pecuniary interest therein. F3 · ownership.nature: Bryant Riley, as Chief Executive Officer of BRCM and Chairman and Co-Chief Executive Officer of BRF, has voting power and dispositive power over the securities of the Issuer held of record by BRPLP, BRPI and BRFI. As a result, Bryant Riley may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPLP, BRPI and BRFI. Mr. Riley expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| October 06, 2021 Filed Oct 9, 2021 00:51 UTC |
BRC Group Holdings, Inc.10% owner
B. RILEY PRINCIPAL INVESTMENTS, LLC10% owner
RILEY BRYANT R10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 4,094,708 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-21-052148 · ownership.xml · nonDerivative · entry 1 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. RILEY PRINCIPAL INVESTMENTS, LLC · CIK 0001776226 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By B. Riley Principal Investments, LLC Disclosed balance after: 4,094,708 F4 · kind: The reported securities were acquired in consideration for the satisfaction of $2.8 million of indebtedness, plus accrued and unpaid interest, owed by the prior chief executive officer of the Issuer to BRPI. F4 · price: The reported securities were acquired in consideration for the satisfaction of $2.8 million of indebtedness, plus accrued and unpaid interest, owed by the prior chief executive officer of the Issuer to BRPI. F1 · ownership.nature: This Form 4 is filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Principal Investments, LLC, a Delaware limited liability company ("BRPI"), and Bryant Riley. F2 · ownership.nature: BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the securities of theMaven, Inc. (the "Issuer") held of record by BRPI. BRC Partners Opportunity Fund, LP, a Delaware limited partnership ("BRPLP"), is a subsidiary of B. Riley Capital Management, LLC, a New York limited liability company ("BRCM"), a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPLP. BRF is the parent company of BRF Investments, LLC ("BRFI"). As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRFI. Each of BRF, BRPGP and BRCM expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of such Reporting Person's pecuniary interest therein. F3 · ownership.nature: Bryant Riley, as Chief Executive Officer of BRCM and Chairman and Co-Chief Executive Officer of BRF, has voting power and dispositive power over the securities of the Issuer held of record by BRPLP, BRPI and BRFI. As a result, Bryant Riley may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPLP, BRPI and BRFI. Mr. Riley expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| October 04, 2021 Filed Jan 21, 2022 22:02 UTC Amendment |
Edmondson Paul TaylorPresident, Platform
|
Disposition to issuerCommon Stock | 639 | $4.00 | $2,556.00 |
DisclosureSEC source: 0001493152-22-001972 · ownership.xml · nonDerivative · entry 28 Edmondson Paul Taylor · CIK 0001754097 · President, Platform 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 8,953 F33 · balance_after: Repurchase of 639 already vested RSA shares at $4.00 per share on October 4, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder F4 · ownership.direct: Holdings of Robin Edmondson, wife Read SEC document |
| October 04, 2021 Filed Jan 21, 2022 22:02 UTC Amendment |
Edmondson Paul TaylorPresident, Platform
|
Disposition to issuerCommon Stock | 16.162 | $4.00 | $64.65 |
DisclosureSEC source: 0001493152-22-001972 · ownership.xml · nonDerivative · entry 27 Edmondson Paul Taylor · CIK 0001754097 · President, Platform 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,276 F32 · balance_after: Repurchase of 16,162 already vested RSA shares at $4.00 per share on October 4, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder Read SEC document |
| October 04, 2021 Filed May 17, 2022 14:39 UTC |
Christoforatos SpiridonChief Accounting Officer
|
GrantOptions to purchase · Derivative | 11,654 | $0.00 Strike: $7.92 | $0.00 |
DisclosureSEC source: 0001493152-22-014124 · ownership.xml · derivative · entry 1 Christoforatos Spiridon · CIK 0001927173 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,654 Underlying: Common Stock · 11,654 shares Expires 2031-10-04 F1 · security: On February 9, 2022, the Company (formerly known as theMaven, Inc.) changed its name to The Arena Group Holdings, Inc.., uplisted its common stock to the NYSE American, and began trading under the symbol "AREN." F2 · shares: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock reflect the effect of the Reverse Stock Split. F3 · derivative.exercise_date: 1/3 of the shares associated with the Option will vest on the one-year anniversary of the date of grant; with the balance of the shares vesting in a series of twenty-four (24) successive equal monthly installments thereafter. Read SEC document |
| September 03, 2021 Filed Jan 21, 2022 22:02 UTC Amendment |
Edmondson Paul TaylorPresident, Platform
|
Disposition to issuerCommon Stock | 639 | $4.00 | $2,556.00 |
DisclosureSEC source: 0001493152-22-001972 · ownership.xml · nonDerivative · entry 26 Edmondson Paul Taylor · CIK 0001754097 · President, Platform 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 9,592 F31 · balance_after: Repurchase of 639 already vested RSA shares at $4.00 per share on September 3, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder F4 · ownership.direct: Holdings of Robin Edmondson, wife Read SEC document |
| September 03, 2021 Filed Jan 21, 2022 22:02 UTC Amendment |
Edmondson Paul TaylorPresident, Platform
|
Disposition to issuerCommon Stock | 16.162 | $4.00 | $64.65 |
DisclosureSEC source: 0001493152-22-001972 · ownership.xml · nonDerivative · entry 25 Edmondson Paul Taylor · CIK 0001754097 · President, Platform 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,438 F30 · balance_after: Repurchase of 16,162 already vested RSA shares at $4.00 per share on September 3, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder Read SEC document |
| August 26, 2021 Filed May 25, 2022 16:43 UTC |
Levinsohn RossDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 155,211 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-015016 · ownership.xml · derivative · entry 4 Levinsohn Ross · CIK 0001389130 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,606 Underlying: Common Stock · 155,211 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Reporting Person acquired the shares of Common Stock pursuant to the issuance of vested shares that were originally granted in a Restricted Stock Unit ("RSU") grant dated 2/18/2021. Each RSU represents a contingent right to receive 1 share of the Issuer's common stock. F5 · derivative.exercise_date: 1/3 of the shares associated with the RSU vest on the earlier of: (1) 45 days following the date the Common Stock is listed on a national securities exchange registered with the Securities and Exchange Commission under Section 6 of the Securities Exchange Act of 1934, (2) the date on which grantee's continuous service is terminated for any reason whatsoever, and (3) August 26, 2021, so long as the grantee is continuously employed by the Issuer or any affiliate immediately prior to such date; 1/3 of the shares associated with the RSU shall vest on the August 26, 2021, so long as the grantee is continuously employed by the Issuer or any affiliate immediately prior to such date; 1/3 of the shares associated with the RSU shall vest on the August 26, 2022, so long as the grantee is continuously employed by the Issuer or any affiliate immediately prior to such date. F6 · derivative.exercise_date: The RSU was previously reported as covering 5,121,951 shares (prior to the Reverse Stock Split, which is equal to 232,816 shares post Reverse Stock Split). F5 · derivative.expiration_date: 1/3 of the shares associated with the RSU vest on the earlier of: (1) 45 days following the date the Common Stock is listed on a national securities exchange registered with the Securities and Exchange Commission under Section 6 of the Securities Exchange Act of 1934, (2) the date on which grantee's continuous service is terminated for any reason whatsoever, and (3) August 26, 2021, so long as the grantee is continuously employed by the Issuer or any affiliate immediately prior to such date; 1/3 of the shares associated with the RSU shall vest on the August 26, 2021, so long as the grantee is continuously employed by the Issuer or any affiliate immediately prior to such date; 1/3 of the shares associated with the RSU shall vest on the August 26, 2022, so long as the grantee is continuously employed by the Issuer or any affiliate immediately prior to such date. F6 · derivative.expiration_date: The RSU was previously reported as covering 5,121,951 shares (prior to the Reverse Stock Split, which is equal to 232,816 shares post Reverse Stock Split). Read SEC document |
| August 26, 2021 Filed May 25, 2022 16:43 UTC |
Levinsohn RossDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 155,211 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-22-015016 · ownership.xml · nonDerivative · entry 1 Levinsohn Ross · CIK 0001389130 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,478 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On February 9, 2022, the Company (formerly known as theMaven, Inc.) changed its name to The Arena Group Holdings, Inc., uplisted its common stock to the NYSE American, and began trading under the symbol "AREN." F2 · security: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein, and all exercise prices of derivative securities, have been adjusted to reflect the effect of the Reverse Stock Split (even if the listed transaction occurred before the effective date of the Reverse Stock Split). The previously reported transaction on 11/22/2021 is listed in Table I to show it's reverse split-adjusted amounts. Additionally, the number of shares listed in Column 5 in the first row of Table I above is corrected. F3 · price: The Reporting Person acquired the shares of Common Stock pursuant to the issuance of vested shares that were originally granted in a Restricted Stock Unit ("RSU") grant dated 2/18/2021. Each RSU represents a contingent right to receive 1 share of the Issuer's common stock. F2 · balance_after: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein, and all exercise prices of derivative securities, have been adjusted to reflect the effect of the Reverse Stock Split (even if the listed transaction occurred before the effective date of the Reverse Stock Split). The previously reported transaction on 11/22/2021 is listed in Table I to show it's reverse split-adjusted amounts. Additionally, the number of shares listed in Column 5 in the first row of Table I above is corrected. Read SEC document |
| August 16, 2021 Filed Nov 23, 2021 18:14 UTC |
Levinsohn RossDirector · Chief Executive Officer
|
GrantSeries H Convertible Preferred Stock · Derivative | 200 | $1,000.00 Strike: $0.33 | $200,000.00 |
DisclosureSEC source: 0001493152-21-029680 · ownership.xml · derivative · entry 2 Levinsohn Ross · CIK 0001389130 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200 Underlying: Common Stock · 606,200 shares Expires not disclosed F3 · security: Mr. Levinsohn invested $200,000 into the Heckman Maven Investment Fund, L.P. (the "Fund", an owner of shares of the Series H Preferred Stock), which investment resulted in Mr. Levinsohn beneficially owning 200 shares of Series H Preferred Stock. The Fund transferred to Mr. Levinsohn 200 shares of Series H Preferred Stock, which shares are now directly owned by Mr. Levinsohn. F2 · derivative.expiration_date: The Series H Convertible Preferred Stock does not expire. F1 · derivative.underlying: As converted from issuer's Series H Convertible Preferred Stock, par value $0.01 per share (the "Series H Preferred Stock") at a stated value equal to $1,000 per share. The Series H Preferred Stock converted at the option of the holder, subject to a beneficial ownership limitation of 4.99%, at a rate of 3,031 shares of Common Stock for every share of Series H Convertible Preferred Stock Read SEC document |
| August 03, 2021 Filed Jan 21, 2022 22:02 UTC Amendment |
Edmondson Paul TaylorPresident, Platform
|
Disposition to issuerCommon Stock | 639 | $4.00 | $2,556.00 |
DisclosureSEC source: 0001493152-22-001972 · ownership.xml · nonDerivative · entry 24 Edmondson Paul Taylor · CIK 0001754097 · President, Platform 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,231 F29 · balance_after: Repurchase of 639 already vested RSA shares at $4.00 per share on August 3, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder F4 · ownership.direct: Holdings of Robin Edmondson, wife Read SEC document |
| August 03, 2021 Filed Jan 21, 2022 22:02 UTC Amendment |
Edmondson Paul TaylorPresident, Platform
|
Disposition to issuerCommon Stock | 16.162 | $4.00 | $64.65 |
DisclosureSEC source: 0001493152-22-001972 · ownership.xml · nonDerivative · entry 23 Edmondson Paul Taylor · CIK 0001754097 · President, Platform 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,600 F28 · balance_after: Repurchase of 16,162 already vested RSA shares at $4.00 per share on August 3, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder Read SEC document |
| July 02, 2021 Filed Jan 21, 2022 22:02 UTC Amendment |
Edmondson Paul TaylorPresident, Platform
|
Disposition to issuerCommon Stock | 639 | $4.00 | $2,556.00 |
DisclosureSEC source: 0001493152-22-001972 · ownership.xml · nonDerivative · entry 22 Edmondson Paul Taylor · CIK 0001754097 · President, Platform 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,870 F27 · balance_after: Repurchase of 639 already vested RSA shares at $4.00 per share on July 2, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder F4 · ownership.direct: Holdings of Robin Edmondson, wife Read SEC document |
| July 02, 2021 Filed Jan 21, 2022 22:02 UTC Amendment |
Edmondson Paul TaylorPresident, Platform
|
Disposition to issuerCommon Stock | 16.162 | $4.00 | $64.65 |
DisclosureSEC source: 0001493152-22-001972 · ownership.xml · nonDerivative · entry 21 Edmondson Paul Taylor · CIK 0001754097 · President, Platform 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,762 F26 · balance_after: Repurchase of 16,162 already vested RSA shares at $4.00 per share on July 2, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder Read SEC document |
| June 14, 2021 Filed Jun 21, 2021 16:53 UTC |
Shribman DanielDirector
|
GrantCommon Stock | 41,079 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-014830 · ownership.xml · nonDerivative · entry 1 Shribman Daniel · CIK 0001772389 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,079 Read SEC document |
| June 14, 2021 Filed Aug 30, 2021 15:49 UTC |
Zola CarloDirector
|
GrantCommon Stock | 41,079 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-021543 · ownership.xml · nonDerivative · entry 1 Zola Carlo · CIK 0001870892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,079 Read SEC document |
| June 08, 2021 Filed Jul 9, 2021 21:05 UTC |
SEMLER ERICDirector
|
Disposition to issuerCommon Stock | 38,616 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-21-001838 · form410608001_07092021.xml · nonDerivative · entry 1 SEMLER ERIC · CIK 0001162095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,549 Read SEC document |
| June 02, 2021 Filed Jan 21, 2022 22:02 UTC Amendment |
Edmondson Paul TaylorPresident, Platform
|
Disposition to issuerCommon Stock | 1,917 | $4.00 | $7,668.00 |
DisclosureSEC source: 0001493152-22-001972 · ownership.xml · nonDerivative · entry 20 Edmondson Paul Taylor · CIK 0001754097 · President, Platform 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,509 F25 · balance_after: Repurchase of 1,917 already vested RSA shares at $4.00 per share on June 2, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder F4 · ownership.direct: Holdings of Robin Edmondson, wife Read SEC document |
| June 02, 2021 Filed Jan 21, 2022 22:02 UTC Amendment |
Edmondson Paul TaylorPresident, Platform
|
Disposition to issuerCommon Stock | 48,486 | $4.00 | $193,944.00 |
DisclosureSEC source: 0001493152-22-001972 · ownership.xml · nonDerivative · entry 19 Edmondson Paul Taylor · CIK 0001754097 · President, Platform 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,924 F24 · balance_after: Repurchase of 48,486 already vested RSA shares at $4.00 per share on June 2, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder Read SEC document |
| May 20, 2021 Filed May 24, 2021 20:02 UTC |
BRC Group Holdings, Inc.10% owner
BRC Partners Opportunity Fund, LPSee Remarks
BRC Partners Management GP, LLCSee Remarks
B. RILEY CAPITAL MANAGEMENT, LLC10% owner
B. RILEY PRINCIPAL INVESTMENTS, LLCSee Remarks
BRF Finance Co., LLC10% owner
RILEY BRYANT RSee Remarks
|
PurchaseCommon Stock, par value $0.01 per share | 2,857,143 | $0.70 | $2,000,000.10 |
DisclosureSEC source: 0001213900-21-028750 · ownership.xml · nonDerivative · entry 1 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner BRC Partners Opportunity Fund, LP · CIK 0001642765 · See Remarks BRC Partners Management GP, LLC · CIK 0001749420 · See Remarks B. RILEY CAPITAL MANAGEMENT, LLC · CIK 0001658704 · 10% owner B. RILEY PRINCIPAL INVESTMENTS, LLC · CIK 0001776226 · See Remarks BRF Finance Co., LLC · CIK 0001835164 · 10% owner RILEY BRYANT R · CIK 0001207269 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By B. Riley Principal Investments, LLC Disclosed balance after: 63,025,483 F1 · ownership.nature: This Form 4 is filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership ("BRPLP"), BRC Partners Management GP, LLC, a Delaware limited liability company ("BRPGP"), B. Riley Capital Management, LLC, a New York limited liability company ("BRCM"), B. Riley Principal Investments, LLC, a Delaware limited liability company ("BRPI"), BRF Finance Co., LLC, a Delaware limited liability company ("BRF Finance") and Bryant R. Riley. F2 · ownership.nature: BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the securities of theMaven, Inc. (the "Issuer") held of record by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPI. BRF Finance is a wholly owned subsidiary of BRF. As a result, BRF may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRF Finance. Each of BRF, BRPGP and BRCM expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of such Reporting Person's pecuniary interest therein. F3 · ownership.nature: Bryant R. Riley, as Chief Executive Officer of BRCM and Chairman and Co-Chief Executive Officer of BRF, has voting power and dispositive power over the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRPLP, BRPI and BRF Finance. Mr. Riley expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| May 20, 2021 Filed Jul 9, 2021 21:05 UTC |
SEMLER ERICDirector
|
PurchaseCommon Stock | 5,714,286 | $0.70 | $4,000,000.20 |
DisclosureSEC source: 0000921895-21-001838 · form410608001_07092021.xml · nonDerivative · entry 2 SEMLER ERIC · CIK 0001162095 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By TCS Capital Management, LLC Disclosed balance after: 20,714,286 F1 · ownership.nature: Securities held directly by TCS Capital Management, LLC ("TCS Management"). Mr. Semler, as the managing member of TCS Management, may be deemed to beneficially own the securities held directly by TCS Management. Mr. Semler disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 09, 2021 Filed Mar 22, 2021 22:43 UTC |
SEMLER ERICDirector
|
GrantCommon Stock | 55,165 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-006562 · ownership.xml · nonDerivative · entry 1 SEMLER ERIC · CIK 0001162095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,165 Read SEC document |
| March 02, 2021 Filed Jan 21, 2022 22:02 UTC Amendment |
Edmondson Paul TaylorPresident, Platform
|
Disposition to issuerCommon Stock | 639 | $4.00 | $2,556.00 |
DisclosureSEC source: 0001493152-22-001972 · ownership.xml · nonDerivative · entry 18 Edmondson Paul Taylor · CIK 0001754097 · President, Platform 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 13,426 F23 · balance_after: Repurchase of 639 already vested RSA shares at $4.00 per share on March 2, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder F4 · ownership.direct: Holdings of Robin Edmondson, wife Read SEC document |
| March 02, 2021 Filed Jan 21, 2022 22:02 UTC Amendment |
Edmondson Paul TaylorPresident, Platform
|
Disposition to issuerCommon Stock | 16,162 | $4.00 | $64,648.00 |
DisclosureSEC source: 0001493152-22-001972 · ownership.xml · nonDerivative · entry 17 Edmondson Paul Taylor · CIK 0001754097 · President, Platform 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,410 F22 · balance_after: Repurchase of 16,162 already vested RSA shares at $4.00 per share on March 2, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder Read SEC document |
| February 18, 2021 Filed Mar 16, 2021 16:02 UTC |
Zimak AviChief Revenue Officer
|
GrantRSU · Derivative | 2,560,976 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-006082 · ownership.xml · derivative · entry 2 Zimak Avi · CIK 0001844115 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,560,976 Underlying: Common Stock · 2,560,976 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock. F2 · derivative.exercise_date: 1/3 of the RSUs will vest on January 1, 2022; with the balance of the RSUs vesting in a series of twenty-four (24) successive equal monthly installments thereafter. In addition, the RSUs' vesting will accelerate in accordance with the terms of Participants employment agreement with the Company. F2 · derivative.expiration_date: 1/3 of the RSUs will vest on January 1, 2022; with the balance of the RSUs vesting in a series of twenty-four (24) successive equal monthly installments thereafter. In addition, the RSUs' vesting will accelerate in accordance with the terms of Participants employment agreement with the Company. Read SEC document |
| February 18, 2021 Filed Mar 16, 2021 16:02 UTC |
Zimak AviChief Revenue Officer
|
GrantOptions to purchase · Derivative | 1,097,561 | $0.00 Strike: $0.79 | $0.00 |
DisclosureSEC source: 0001493152-21-006082 · ownership.xml · derivative · entry 1 Zimak Avi · CIK 0001844115 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,097,561 Underlying: Common Stock · 1,097,561 shares Expires 2031-02-18 F1 · derivative.exercise_date: 1/3 of the shares associated with the Option will vest on January 1, 2022; with the balance of the shares vesting in a series of twenty-four (24) successive equal monthly installments thereafter. Read SEC document |
| February 18, 2021 Filed Mar 16, 2021 16:00 UTC |
Smith Douglas BakerChief Financial Officer
|
GrantRSU · Derivative | 2,560,976 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-006080 · ownership.xml · derivative · entry 2 Smith Douglas Baker · CIK 0001844076 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,560,976 Underlying: Common Stock · 2,560,976 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock. F2 · derivative.exercise_date: 1/3 of the RSUs will vest on January 1, 2022; with the balance of the RSUs vesting in a series of twenty-four (24) successive equal monthly installments thereafter. In addition, the RSUs' vesting will accelerate in accordance with the terms of Participants employment agreement with the Company. F2 · derivative.expiration_date: 1/3 of the RSUs will vest on January 1, 2022; with the balance of the RSUs vesting in a series of twenty-four (24) successive equal monthly installments thereafter. In addition, the RSUs' vesting will accelerate in accordance with the terms of Participants employment agreement with the Company. Read SEC document |
| February 18, 2021 Filed Mar 16, 2021 16:00 UTC |
Smith Douglas BakerChief Financial Officer
|
GrantOptions to purchase · Derivative | 1,097,561 | $0.00 Strike: $0.79 | $0.00 |
DisclosureSEC source: 0001493152-21-006080 · ownership.xml · derivative · entry 1 Smith Douglas Baker · CIK 0001844076 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,097,561 Underlying: Common Stock · 1,097,561 shares Expires 2031-02-18 F1 · derivative.exercise_date: 1/3 of the shares associated with the Option will vest on January 1, 2022; with the balance of the shares vesting in a series of twenty-four (24) successive equal monthly installments thereafter. Read SEC document |
| February 18, 2021 Filed Mar 16, 2021 15:59 UTC |
Barrett Henry RobertsonPresident, Media
|
GrantRSU · Derivative | 3,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-006078 · ownership.xml · derivative · entry 2 Barrett Henry Robertson · CIK 0001847318 · President, Media 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000,000 Underlying: Common Stock · 3,000,000 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock. F2 · derivative.exercise_date: 1/3 of the RSUs will vest on the one-year anniversary of the date of grant; with the balance of the RSUs vesting in a series of twenty-four (24) successive equal monthly installments thereafter. In addition, the RSUs' vesting will accelerate in accordance with the terms of Participants employment agreement with the Company. F2 · derivative.expiration_date: 1/3 of the RSUs will vest on the one-year anniversary of the date of grant; with the balance of the RSUs vesting in a series of twenty-four (24) successive equal monthly installments thereafter. In addition, the RSUs' vesting will accelerate in accordance with the terms of Participants employment agreement with the Company. Read SEC document |
| February 18, 2021 Filed Mar 16, 2021 15:59 UTC |
Barrett Henry RobertsonPresident, Media
|
GrantOptions to purchase · Derivative | 1,280,000 | $0.00 Strike: $0.79 | $0.00 |
DisclosureSEC source: 0001493152-21-006078 · ownership.xml · derivative · entry 1 Barrett Henry Robertson · CIK 0001847318 · President, Media 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,280,000 Underlying: Common Stock · 1,280,000 shares Expires 2031-02-18 F1 · derivative.exercise_date: 1/3 of the shares associated with the Option will vest on the one-year anniversary of the date of grant; with the balance of the shares vesting in a series of twenty-four (24) successive equal monthly installments thereafter. Read SEC document |
| February 18, 2021 Filed Mar 16, 2021 15:57 UTC |
Marchisotto JillChief Marketing Officer
|
GrantRSU · Derivative | 1,707,317 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-006076 · ownership.xml · derivative · entry 2 Marchisotto Jill · CIK 0001843647 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,707,317 Underlying: Common Stock · 1,707,317 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock. F2 · derivative.exercise_date: 1/3 of the RSUs will vest on January 1, 2022; with the balance of the RSUs vesting in a series of twenty-four (24) successive equal monthly installments thereafter. In addition, the RSUs' vesting will accelerate in accordance with the terms of Participants employment agreement with the Company. F2 · derivative.expiration_date: 1/3 of the RSUs will vest on January 1, 2022; with the balance of the RSUs vesting in a series of twenty-four (24) successive equal monthly installments thereafter. In addition, the RSUs' vesting will accelerate in accordance with the terms of Participants employment agreement with the Company. Read SEC document |
| February 18, 2021 Filed Mar 16, 2021 15:57 UTC |
Marchisotto JillChief Marketing Officer
|
GrantOptions to purchase · Derivative | 731,707 | $0.00 Strike: $0.79 | $0.00 |
DisclosureSEC source: 0001493152-21-006076 · ownership.xml · derivative · entry 1 Marchisotto Jill · CIK 0001843647 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 731,707 Underlying: Common Stock · 731,707 shares Expires 2031-02-18 F1 · derivative.exercise_date: 1/3 of the shares associated with the Option will vest on January 1, 2022; with the balance of the shares vesting in a series of twenty-four (24) successive equal monthly installments thereafter. Read SEC document |
| February 18, 2021 Filed Mar 16, 2021 15:55 UTC |
Kraft Andrew Q.Chief Operating Officer
|
GrantRSU · Derivative | 2,560,976 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-006074 · ownership.xml · derivative · entry 2 Kraft Andrew Q. · CIK 0001844380 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,560,976 Underlying: Common Stock · 2,560,976 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock. F2 · derivative.exercise_date: 1/3 of the RSUs will vest on January 1, 2022; with the balance of the RSUs vesting in a series of twenty-four (24) successive equal monthly installments thereafter. In addition, the RSUs' vesting will accelerate in accordance with the terms of Participants employment agreement with the Company. F2 · derivative.expiration_date: 1/3 of the RSUs will vest on January 1, 2022; with the balance of the RSUs vesting in a series of twenty-four (24) successive equal monthly installments thereafter. In addition, the RSUs' vesting will accelerate in accordance with the terms of Participants employment agreement with the Company. Read SEC document |
| February 18, 2021 Filed Mar 16, 2021 15:55 UTC |
Kraft Andrew Q.Chief Operating Officer
|
GrantOptions to purchase · Derivative | 1,097,561 | $0.00 Strike: $0.79 | $0.00 |
DisclosureSEC source: 0001493152-21-006074 · ownership.xml · derivative · entry 1 Kraft Andrew Q. · CIK 0001844380 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,097,561 Underlying: Common Stock · 1,097,561 shares Expires 2031-02-18 F1 · derivative.exercise_date: 1/3 of the shares associated with the Option will vest on January 1, 2022; with the balance of the shares vesting in a series of twenty-four (24) successive equal monthly installments thereafter. Read SEC document |
| February 18, 2021 Filed Mar 16, 2021 15:52 UTC |
Levinsohn RossDirector · Chief Executive Officer
|
GrantRSU · Derivative | 5,121,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-006072 · ownership.xml · derivative · entry 4 Levinsohn Ross · CIK 0001389130 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,121,951 Underlying: Common Stock · 5,121,951 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock. F5 · derivative.exercise_date: The RSU shall be subject to vesting (i) based on the common stock of the Issuer being listed on a national securities exchange registered with the Securities and Exchange Commission under Section 6 of the Securities Exchange Act of 1934, and (ii) the concurrent achievement by the Issuer of stock price targets; or in the event that either a) the Issuer's Board of Directors choose not to list on an aforementioned exchange, or b) should the Company become a wholly private company; then shares shall vest in accordance with the grantee's executive employment agreement. F5 · derivative.expiration_date: The RSU shall be subject to vesting (i) based on the common stock of the Issuer being listed on a national securities exchange registered with the Securities and Exchange Commission under Section 6 of the Securities Exchange Act of 1934, and (ii) the concurrent achievement by the Issuer of stock price targets; or in the event that either a) the Issuer's Board of Directors choose not to list on an aforementioned exchange, or b) should the Company become a wholly private company; then shares shall vest in accordance with the grantee's executive employment agreement. Read SEC document |
| February 18, 2021 Filed Mar 16, 2021 15:52 UTC |
Levinsohn RossDirector · Chief Executive Officer
|
GrantRSU · Derivative | 5,121,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-006072 · ownership.xml · derivative · entry 3 Levinsohn Ross · CIK 0001389130 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,121,951 Underlying: Common Stock · 5,121,951 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock. F4 · derivative.exercise_date: 1/3 of the shares associated with the RSU shall vest on the earlier of: (1) 45 days following the date the Common Stock is listed on on a national securities exchange registered with the Securities and Exchange Commission under Section 6 of the Securities Exchange Act of 1934, (2) the date on which grantee's continuous service is terminated for any reason whatsoever, and (3) August 26, 2021, so long as the grantee is continuously employed by the Issuer or any affiliate immediately prior to such date; 1/3 of the shares associated with the RSU shall vest on the August 26, 2021, so long as the grantee is continuously employed by the Issuer or any affiliate immediately prior to such date; 1/3 of the shares associated with the RSU shall vest on the August 26, 2022, so long as the grantee is continuously employed by the Issuer or any affiliate immediately prior to such date. F4 · derivative.expiration_date: 1/3 of the shares associated with the RSU shall vest on the earlier of: (1) 45 days following the date the Common Stock is listed on on a national securities exchange registered with the Securities and Exchange Commission under Section 6 of the Securities Exchange Act of 1934, (2) the date on which grantee's continuous service is terminated for any reason whatsoever, and (3) August 26, 2021, so long as the grantee is continuously employed by the Issuer or any affiliate immediately prior to such date; 1/3 of the shares associated with the RSU shall vest on the August 26, 2021, so long as the grantee is continuously employed by the Issuer or any affiliate immediately prior to such date; 1/3 of the shares associated with the RSU shall vest on the August 26, 2022, so long as the grantee is continuously employed by the Issuer or any affiliate immediately prior to such date. Read SEC document |
| February 18, 2021 Filed Mar 16, 2021 15:52 UTC |
Levinsohn RossDirector · Chief Executive Officer
|
GrantOptions to purchase · Derivative | 2,195,122 | $0.00 Strike: $0.79 | $0.00 |
DisclosureSEC source: 0001493152-21-006072 · ownership.xml · derivative · entry 2 Levinsohn Ross · CIK 0001389130 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,195,122 Underlying: Common Stock · 2,195,122 shares Expires 2031-02-18 F2 · derivative.exercise_date: The option shall be subject to vesting (i) based on the common stock of the Issuer being listed on a national securities exchange registered with the Securities and Exchange Commission under Section 6 of the Securities Exchange Act of 1934, and (ii) the concurrent achievement by the Issuer of stock price targets; or in the event that either a) the Issuer's Board of Directors choose not to list on an aforementioned exchange, or b) should the Issuer become a wholly private company; then options shall vest in accordance with the optionholder's executive employment agreement. Read SEC document |
| February 18, 2021 Filed Mar 16, 2021 15:52 UTC |
Levinsohn RossDirector · Chief Executive Officer
|
GrantOptions to purchase · Derivative | 2,195,122 | $0.00 Strike: $0.79 | $0.00 |
DisclosureSEC source: 0001493152-21-006072 · ownership.xml · derivative · entry 1 Levinsohn Ross · CIK 0001389130 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,195,122 Underlying: Common Stock · 2,195,122 shares Expires 2031-02-18 F1 · derivative.exercise_date: 1/3 of the shares associated with the option will vest immediately on the date of grant; 1/3 of the shares associated with the option will vest on August 26, 2021; 1/3 of the shares associated with the option will vest on August 26, 2022. Read SEC document |
| February 18, 2021 Filed Jan 21, 2022 22:02 UTC Amendment |
Edmondson Paul TaylorPresident, Platform
|
GrantRSU · Derivative | 3,414,634 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-001972 · ownership.xml · derivative · entry 39 Edmondson Paul Taylor · CIK 0001754097 · President, Platform 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,414,634 Underlying: Common Stock · 3,414,634 shares Expires not disclosed F40 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock. F43 · derivative.exercise_date: 1/3 of the RSUs will vest on January 1, 2022; with the balance of the RSUs vesting in a series of twenty-four (24) successive equal monthly installments thereafter. In addition, the RSUs' vesting will accelerate in accordance with the terms of Participants employment agreement with the Company. F43 · derivative.expiration_date: 1/3 of the RSUs will vest on January 1, 2022; with the balance of the RSUs vesting in a series of twenty-four (24) successive equal monthly installments thereafter. In addition, the RSUs' vesting will accelerate in accordance with the terms of Participants employment agreement with the Company. Read SEC document |
| February 18, 2021 Filed Jan 21, 2022 22:02 UTC Amendment |
Edmondson Paul TaylorPresident, Platform
|
GrantOptions to purchase · Derivative | 1,463,415 | $0.00 Strike: $0.79 | $0.00 |
DisclosureSEC source: 0001493152-22-001972 · ownership.xml · derivative · entry 38 Edmondson Paul Taylor · CIK 0001754097 · President, Platform 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,463,415 Underlying: Common Stock · 1,463,415 shares Expires 2031-02-18 F42 · derivative.exercise_date: 1/3 of the shares associated with the Option will vest on January 1, 2022; with the balance of the shares vesting in a series of twenty-four (24) successive equal monthly installments thereafter. Read SEC document |
| February 02, 2021 Filed Jan 21, 2022 22:02 UTC Amendment |
Edmondson Paul TaylorPresident, Platform
|
Disposition to issuerCommon Stock | 639 | $4.00 | $2,556.00 |
DisclosureSEC source: 0001493152-22-001972 · ownership.xml · nonDerivative · entry 16 Edmondson Paul Taylor · CIK 0001754097 · President, Platform 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,065 F21 · balance_after: Repurchase of 639 already vested RSA shares at $4.00 per share on February 2, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder F4 · ownership.direct: Holdings of Robin Edmondson, wife Read SEC document |
| February 02, 2021 Filed Jan 21, 2022 22:02 UTC Amendment |
Edmondson Paul TaylorPresident, Platform
|
Disposition to issuerCommon Stock | 16,162 | $4.00 | $64,648.00 |
DisclosureSEC source: 0001493152-22-001972 · ownership.xml · nonDerivative · entry 15 Edmondson Paul Taylor · CIK 0001754097 · President, Platform 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,572 F20 · balance_after: Repurchase of 16,162 already vested RSA shares at $4.00 per share on February 2, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder Read SEC document |
| January 04, 2021 Filed Jan 21, 2022 22:02 UTC Amendment |
Edmondson Paul TaylorPresident, Platform
|
Disposition to issuerCommon Stock | 639 | $4.00 | $2,556.00 |
DisclosureSEC source: 0001493152-22-001972 · ownership.xml · nonDerivative · entry 14 Edmondson Paul Taylor · CIK 0001754097 · President, Platform 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,704 F19 · balance_after: Repurchase of 639 shares on January 4, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder F4 · ownership.direct: Holdings of Robin Edmondson, wife Read SEC document |
| January 04, 2021 Filed Jan 21, 2022 22:02 UTC Amendment |
Edmondson Paul TaylorPresident, Platform
|
Disposition to issuerCommon Stock | 16,162 | $4.00 | $64,648.00 |
DisclosureSEC source: 0001493152-22-001972 · ownership.xml · nonDerivative · entry 13 Edmondson Paul Taylor · CIK 0001754097 · President, Platform 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,734 F18 · balance_after: Repurchase of 16,162 already vested RSA shares at $4.00 per share on January 4, 2021 by Issuer pursuant to a repurchase agreement between the Issuer and shareholder Read SEC document |
| January 01, 2021 Filed Jan 28, 2021 00:55 UTC |
Sims Todd D.Director
|
GrantCommon Stock | 166,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-001932 · ownership.xml · nonDerivative · entry 1 Sims Todd D. · CIK 0001685242 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559,525 Read SEC document |
| January 01, 2021 Filed Jan 27, 2021 23:34 UTC |
Jacobs JoshuaDirector
|
GrantCommon Stock | 83,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-001928 · ownership.xml · nonDerivative · entry 2 Jacobs Joshua · CIK 0001708216 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,833 Read SEC document |
| January 01, 2021 Filed Feb 1, 2021 21:24 UTC |
Bailey David FDirector
|
GrantCommon Stock | 83,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-002242 · ownership.xml · nonDerivative · entry 4 Bailey David F · CIK 0001843661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,231 Read SEC document |
| January 01, 2021 Filed Feb 2, 2021 22:09 UTC |
Sen BaishaliDirector
|
GrantCommon Stock | 83,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-002411 · ownership.xml · nonDerivative · entry 4 Sen Baishali · CIK 0001843868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,231 Read SEC document |
| January 01, 2021 Filed Feb 2, 2021 20:53 UTC |
FICHTHORN JOHNDirector
|
GrantCommon Stock | 166,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-002390 · ownership.xml · nonDerivative · entry 4 FICHTHORN JOHN · CIK 0001411509 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559,525 Read SEC document |
| January 01, 2021 Filed Feb 9, 2021 01:48 UTC Amendment |
Mills Peter BDirector
|
GrantCommon Stock | 166,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-003007 · ownership.xml · nonDerivative · entry 7 Mills Peter B · CIK 0001376483 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 674,792 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.