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Barrett Henry Robertson

Disclosed activity across 1 company

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108585
SEC CIK
0001847318

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CompanyLast reported asReport datePublished
Paradium.AI, Inc.AREN · Entity 7275PRESIDENT, MEDIANovember 02, 2023November 06, 2023

Disclosed balances

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Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Paradium.AI, Inc.

Report date November 02, 2023 · Filed November 06, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect145,302 Reported balance After 2023-11-02 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2023-11-02 · Grant · Acquired 20,000 · Balance 145,302

F1: This total includes certain unvested shares subject to forfeiture if underlying vesting conditions are not met.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.04 · Expires 2033-11-01Direct20,000 Reported balance After 2023-11-02 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-11-02 · Grant · Acquired 20,000 · Balance 20,000

F2: One third of the options vest on November 2, 2024, with the remainder vesting ratably in 24 monthly installments thereafter, subject to the reporting person's continued service to the Issuer on each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: This total includes certain unvested shares subject to forfeiture if underlying vesting conditions are not met.

F2: One third of the options vest on November 2, 2024, with the remainder vesting ratably in 24 monthly installments thereafter, subject to the reporting person's continued service to the Issuer on each vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 02, 2023 Filed Nov 6, 2023 21:28 UTC Paradium.AI, Inc. AREN · Entity 7275 GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $4.04 $0.00
Disclosure

SEC source: 0001493152-23-039546 · ownership.xml · derivative · entry 2

Barrett Henry Robertson · CIK 0001847318 · PRESIDENT, MEDIA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2033-11-01

F2 · derivative.exercise_date: One third of the options vest on November 2, 2024, with the remainder vesting ratably in 24 monthly installments thereafter, subject to the reporting person's continued service to the Issuer on each vesting date.

Read SEC document
November 02, 2023 Filed Nov 6, 2023 21:28 UTC Paradium.AI, Inc. AREN · Entity 7275 GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-039546 · ownership.xml · nonDerivative · entry 1

Barrett Henry Robertson · CIK 0001847318 · PRESIDENT, MEDIA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,302

F1 · balance_after: This total includes certain unvested shares subject to forfeiture if underlying vesting conditions are not met.

Read SEC document
March 06, 2023 Filed Apr 28, 2023 18:41 UTC Paradium.AI, Inc. AREN · Entity 7275 Tax withholdingCommon Stock 11,244 $7.08 $79,607.52
Disclosure

SEC source: 0001493152-23-014647 · ownership.xml · nonDerivative · entry 1

Barrett Henry Robertson · CIK 0001847318 · PRESDIENT, MEDIA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,302

F1 · kind: Shares forfeited pursuant to tax withholding.

Read SEC document
October 05, 2022 Filed Dec 23, 2022 18:14 UTC Paradium.AI, Inc. AREN · Entity 7275 Tax withholdingCommon Stock 5,370 $12.89 $69,219.30
Disclosure

SEC source: 0001493152-22-036433 · ownership.xml · nonDerivative · entry 1

Barrett Henry Robertson · CIK 0001847318 · President, Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,546

F1 · shares: Shares forfeited pursuant to tax withholding

F2 · balance_after: The total holdings reported in Column 5 of Table I include 166,364 shares underlying restricted stock units that were previously reported in Table II.

Read SEC document
September 18, 2022 Filed Oct 3, 2022 20:19 UTC Paradium.AI, Inc. AREN · Entity 7275 Exercise / conversionRestricted Stock Units · Derivative 3,788 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-027426 · ownership.xml · derivative · entry 2

Barrett Henry Robertson · CIK 0001847318 · President, Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,397

Underlying: Common Stock · 3,788 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Reporting Person acquired the shares of Common Stock pursuant to the issuance of vested shares that were originally granted in a Restricted Stock Unit ("RSU") grant dated 2/18/2021. Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F4 · derivative.exercise_date: 1/3 of the shares associated with the RSU vest on January 1, 2022, with the balance of shares associated with the RSU vesting in 24 equal monthly installments thereafter (in full shares, rounded as necessary)

F4 · derivative.expiration_date: 1/3 of the shares associated with the RSU vest on January 1, 2022, with the balance of shares associated with the RSU vesting in 24 equal monthly installments thereafter (in full shares, rounded as necessary)

Read SEC document
September 18, 2022 Filed Oct 3, 2022 20:19 UTC Paradium.AI, Inc. AREN · Entity 7275 Exercise / conversionCommon Stock 3,788 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-027426 · ownership.xml · nonDerivative · entry 1

Barrett Henry Robertson · CIK 0001847318 · President, Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 9, 2022, the Company (formerly known as theMaven, Inc.) changed its name to The Arena Group Holdings, Inc., uplisted its common stock to the NYSE American, and began trading under the symbol "AREN."

F3 · price: The Reporting Person acquired the shares of Common Stock pursuant to the issuance of vested shares that were originally granted in a Restricted Stock Unit ("RSU") grant dated 2/18/2021. Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F2 · balance_after: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein have been adjusted to reflect the effect of the Reverse Stock Split.

Read SEC document
August 18, 2022 Filed Sep 2, 2022 17:08 UTC Paradium.AI, Inc. AREN · Entity 7275 Exercise / conversionRestricted Stock Units · Derivative 3,788 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-024906 · ownership.xml · derivative · entry 2

Barrett Henry Robertson · CIK 0001847318 · President, Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,185

Underlying: Common Stock · 3,788 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Reporting Person acquired the shares of Common Stock pursuant to the issuance of vested shares that were originally granted in a Restricted Stock Unit ("RSU") grant dated 2/18/2021. Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F4 · derivative.exercise_date: 1/3 of the shares associated with the RSU vest on January 1, 2022, with the balance of shares associated with the RSU vesting in 24 equal monthly installments thereafter (in full shares, rounded as necessary)

F4 · derivative.expiration_date: 1/3 of the shares associated with the RSU vest on January 1, 2022, with the balance of shares associated with the RSU vesting in 24 equal monthly installments thereafter (in full shares, rounded as necessary)

Read SEC document
August 18, 2022 Filed Sep 2, 2022 17:08 UTC Paradium.AI, Inc. AREN · Entity 7275 Exercise / conversionCommon Stock 3,788 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-024906 · ownership.xml · nonDerivative · entry 1

Barrett Henry Robertson · CIK 0001847318 · President, Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 9, 2022, the Company (formerly known as theMaven, Inc.) changed its name to The Arena Group Holdings, Inc., uplisted its common stock to the NYSE American, and began trading under the symbol "AREN."

F3 · price: The Reporting Person acquired the shares of Common Stock pursuant to the issuance of vested shares that were originally granted in a Restricted Stock Unit ("RSU") grant dated 2/18/2021. Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F2 · balance_after: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein have been adjusted to reflect the effect of the Reverse Stock Split.

Read SEC document
July 18, 2022 Filed Aug 1, 2022 19:59 UTC Paradium.AI, Inc. AREN · Entity 7275 Exercise / conversionRestricted Stock Units · Derivative 3,788 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-020866 · ownership.xml · derivative · entry 17

Barrett Henry Robertson · CIK 0001847318 · President, Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,973

Underlying: Common Stock · 3,788 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Reporting Person acquired the shares of Common Stock pursuant to vested shares that were originally granted in a Restricted Stock Unit ("RSU") grant dated 2/18/2021. Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F5 · derivative.exercise_date: 1/3 of the shares associated with the RSU vest on February 18, 2022, with the balance of shares associated with the RSU vesting in 24 equal monthly installments thereafter (in full shares, rounded as necessary)

F6 · derivative.exercise_date: The RSU was previously reported as covering 3,000,000 shares (prior to the Reverse Stock Split, which is equal to 136,364 shares post Reverse Stock Split).

F5 · derivative.expiration_date: 1/3 of the shares associated with the RSU vest on February 18, 2022, with the balance of shares associated with the RSU vesting in 24 equal monthly installments thereafter (in full shares, rounded as necessary)

F6 · derivative.expiration_date: The RSU was previously reported as covering 3,000,000 shares (prior to the Reverse Stock Split, which is equal to 136,364 shares post Reverse Stock Split).

Read SEC document
July 18, 2022 Filed Aug 1, 2022 19:59 UTC Paradium.AI, Inc. AREN · Entity 7275 Exercise / conversionCommon Stock 3,788 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-020866 · ownership.xml · nonDerivative · entry 7

Barrett Henry Robertson · CIK 0001847318 · President, Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 9, 2022, the Company (formerly known as theMaven, Inc.) changed its name to The Arena Group Holdings, Inc., uplisted its common stock to the NYSE American, and began trading under the symbol "AREN."

F2 · security: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein, and all exercise prices of derivative securities, have been adjusted to reflect the effect of the Reverse Stock Split (even if the listed transaction occurred before the effective date of the Reverse Stock Split).

F3 · price: The Reporting Person acquired the shares of Common Stock pursuant to vested shares that were originally granted in a Restricted Stock Unit ("RSU") grant dated 2/18/2021. Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F2 · balance_after: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein, and all exercise prices of derivative securities, have been adjusted to reflect the effect of the Reverse Stock Split (even if the listed transaction occurred before the effective date of the Reverse Stock Split).

Read SEC document
July 05, 2022 Filed Aug 1, 2022 19:59 UTC Paradium.AI, Inc. AREN · Entity 7275 Tax withholdingCommon Stock 24,448 $10.95 $267,705.60
Disclosure

SEC source: 0001493152-22-020866 · ownership.xml · nonDerivative · entry 6

Barrett Henry Robertson · CIK 0001847318 · President, Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,155

F1 · security: On February 9, 2022, the Company (formerly known as theMaven, Inc.) changed its name to The Arena Group Holdings, Inc., uplisted its common stock to the NYSE American, and began trading under the symbol "AREN."

F4 · security: Shares forfeited pursuant to tax withholding.

Read SEC document
June 18, 2022 Filed Aug 1, 2022 19:59 UTC Paradium.AI, Inc. AREN · Entity 7275 Exercise / conversionRestricted Stock Units · Derivative 3,788 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-020866 · ownership.xml · derivative · entry 16

Barrett Henry Robertson · CIK 0001847318 · President, Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,761

Underlying: Common Stock · 3,788 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Reporting Person acquired the shares of Common Stock pursuant to vested shares that were originally granted in a Restricted Stock Unit ("RSU") grant dated 2/18/2021. Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F5 · derivative.exercise_date: 1/3 of the shares associated with the RSU vest on February 18, 2022, with the balance of shares associated with the RSU vesting in 24 equal monthly installments thereafter (in full shares, rounded as necessary)

F6 · derivative.exercise_date: The RSU was previously reported as covering 3,000,000 shares (prior to the Reverse Stock Split, which is equal to 136,364 shares post Reverse Stock Split).

F5 · derivative.expiration_date: 1/3 of the shares associated with the RSU vest on February 18, 2022, with the balance of shares associated with the RSU vesting in 24 equal monthly installments thereafter (in full shares, rounded as necessary)

F6 · derivative.expiration_date: The RSU was previously reported as covering 3,000,000 shares (prior to the Reverse Stock Split, which is equal to 136,364 shares post Reverse Stock Split).

Read SEC document
June 18, 2022 Filed Aug 1, 2022 19:59 UTC Paradium.AI, Inc. AREN · Entity 7275 Exercise / conversionCommon Stock 3,788 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-020866 · ownership.xml · nonDerivative · entry 5

Barrett Henry Robertson · CIK 0001847318 · President, Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 9, 2022, the Company (formerly known as theMaven, Inc.) changed its name to The Arena Group Holdings, Inc., uplisted its common stock to the NYSE American, and began trading under the symbol "AREN."

F2 · security: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein, and all exercise prices of derivative securities, have been adjusted to reflect the effect of the Reverse Stock Split (even if the listed transaction occurred before the effective date of the Reverse Stock Split).

F3 · price: The Reporting Person acquired the shares of Common Stock pursuant to vested shares that were originally granted in a Restricted Stock Unit ("RSU") grant dated 2/18/2021. Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F2 · balance_after: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein, and all exercise prices of derivative securities, have been adjusted to reflect the effect of the Reverse Stock Split (even if the listed transaction occurred before the effective date of the Reverse Stock Split).

Read SEC document
June 06, 2022 Filed Aug 1, 2022 19:59 UTC Paradium.AI, Inc. AREN · Entity 7275 GrantRestricted Stock Units · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-020866 · ownership.xml · derivative · entry 15

Barrett Henry Robertson · CIK 0001847318 · President, Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2032-06-06

F3 · derivative.exercise_price: The Reporting Person acquired the shares of Common Stock pursuant to vested shares that were originally granted in a Restricted Stock Unit ("RSU") grant dated 2/18/2021. Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F11 · derivative.exercise_date: The RSU was originally granted on June 6, 2022. The shares of the Company's Common Stock underlying the RSU vest one-third on June 6, 2023, with the balance vesting monthly over the next 24 months.

F11 · derivative.expiration_date: The RSU was originally granted on June 6, 2022. The shares of the Company's Common Stock underlying the RSU vest one-third on June 6, 2023, with the balance vesting monthly over the next 24 months.

Read SEC document
June 06, 2022 Filed Aug 1, 2022 19:59 UTC Paradium.AI, Inc. AREN · Entity 7275 GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $10.69 $0.00
Disclosure

SEC source: 0001493152-22-020866 · ownership.xml · derivative · entry 14

Barrett Henry Robertson · CIK 0001847318 · President, Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2032-06-06

F10 · derivative.exercise_date: The option was originally granted on June 6, 2022. The shares of the Company's Common Stock underlying the options vest one-third on June 6, 2023, with the balance vesting monthly over the next 24 months.

F10 · derivative.expiration_date: The option was originally granted on June 6, 2022. The shares of the Company's Common Stock underlying the options vest one-third on June 6, 2023, with the balance vesting monthly over the next 24 months.

Read SEC document
May 18, 2022 Filed Aug 1, 2022 19:59 UTC Paradium.AI, Inc. AREN · Entity 7275 Exercise / conversionRestricted Stock Units · Derivative 3,788 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-020866 · ownership.xml · derivative · entry 13

Barrett Henry Robertson · CIK 0001847318 · President, Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,549

Underlying: Common Stock · 3,788 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Reporting Person acquired the shares of Common Stock pursuant to vested shares that were originally granted in a Restricted Stock Unit ("RSU") grant dated 2/18/2021. Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F5 · derivative.exercise_date: 1/3 of the shares associated with the RSU vest on February 18, 2022, with the balance of shares associated with the RSU vesting in 24 equal monthly installments thereafter (in full shares, rounded as necessary)

F6 · derivative.exercise_date: The RSU was previously reported as covering 3,000,000 shares (prior to the Reverse Stock Split, which is equal to 136,364 shares post Reverse Stock Split).

F5 · derivative.expiration_date: 1/3 of the shares associated with the RSU vest on February 18, 2022, with the balance of shares associated with the RSU vesting in 24 equal monthly installments thereafter (in full shares, rounded as necessary)

F6 · derivative.expiration_date: The RSU was previously reported as covering 3,000,000 shares (prior to the Reverse Stock Split, which is equal to 136,364 shares post Reverse Stock Split).

Read SEC document
May 18, 2022 Filed Aug 1, 2022 19:59 UTC Paradium.AI, Inc. AREN · Entity 7275 Exercise / conversionCommon Stock 3,788 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-020866 · ownership.xml · nonDerivative · entry 4

Barrett Henry Robertson · CIK 0001847318 · President, Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 9, 2022, the Company (formerly known as theMaven, Inc.) changed its name to The Arena Group Holdings, Inc., uplisted its common stock to the NYSE American, and began trading under the symbol "AREN."

F2 · security: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein, and all exercise prices of derivative securities, have been adjusted to reflect the effect of the Reverse Stock Split (even if the listed transaction occurred before the effective date of the Reverse Stock Split).

F3 · price: The Reporting Person acquired the shares of Common Stock pursuant to vested shares that were originally granted in a Restricted Stock Unit ("RSU") grant dated 2/18/2021. Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F2 · balance_after: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein, and all exercise prices of derivative securities, have been adjusted to reflect the effect of the Reverse Stock Split (even if the listed transaction occurred before the effective date of the Reverse Stock Split).

Read SEC document
April 18, 2022 Filed Aug 1, 2022 19:59 UTC Paradium.AI, Inc. AREN · Entity 7275 Exercise / conversionRestricted Stock Units · Derivative 3,788 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-020866 · ownership.xml · derivative · entry 12

Barrett Henry Robertson · CIK 0001847318 · President, Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,337

Underlying: Common Stock · 3,788 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Reporting Person acquired the shares of Common Stock pursuant to vested shares that were originally granted in a Restricted Stock Unit ("RSU") grant dated 2/18/2021. Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F5 · derivative.exercise_date: 1/3 of the shares associated with the RSU vest on February 18, 2022, with the balance of shares associated with the RSU vesting in 24 equal monthly installments thereafter (in full shares, rounded as necessary)

F6 · derivative.exercise_date: The RSU was previously reported as covering 3,000,000 shares (prior to the Reverse Stock Split, which is equal to 136,364 shares post Reverse Stock Split).

F5 · derivative.expiration_date: 1/3 of the shares associated with the RSU vest on February 18, 2022, with the balance of shares associated with the RSU vesting in 24 equal monthly installments thereafter (in full shares, rounded as necessary)

F6 · derivative.expiration_date: The RSU was previously reported as covering 3,000,000 shares (prior to the Reverse Stock Split, which is equal to 136,364 shares post Reverse Stock Split).

Read SEC document
April 18, 2022 Filed Aug 1, 2022 19:59 UTC Paradium.AI, Inc. AREN · Entity 7275 Exercise / conversionCommon Stock 3,788 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-020866 · ownership.xml · nonDerivative · entry 3

Barrett Henry Robertson · CIK 0001847318 · President, Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 9, 2022, the Company (formerly known as theMaven, Inc.) changed its name to The Arena Group Holdings, Inc., uplisted its common stock to the NYSE American, and began trading under the symbol "AREN."

F2 · security: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein, and all exercise prices of derivative securities, have been adjusted to reflect the effect of the Reverse Stock Split (even if the listed transaction occurred before the effective date of the Reverse Stock Split).

F3 · price: The Reporting Person acquired the shares of Common Stock pursuant to vested shares that were originally granted in a Restricted Stock Unit ("RSU") grant dated 2/18/2021. Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F2 · balance_after: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein, and all exercise prices of derivative securities, have been adjusted to reflect the effect of the Reverse Stock Split (even if the listed transaction occurred before the effective date of the Reverse Stock Split).

Read SEC document
March 18, 2022 Filed Aug 1, 2022 19:59 UTC Paradium.AI, Inc. AREN · Entity 7275 GrantStock Option (right to buy) · Derivative 58,182 Not disclosed Strike: $8.82 Not disclosed
Disclosure

SEC source: 0001493152-22-020866 · ownership.xml · derivative · entry 11

Barrett Henry Robertson · CIK 0001847318 · President, Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,182

Underlying: Common Stock · 58,182 shares

Expires 2031-02-18

F7 · kind: Stock Option Repricing Program. On March 18, 2022 (the "Repricing Date"), the Compensation Committee of the Company unanimously approved a one-time repricing of certain stock options (the "Repricing") outstanding under the Company's 2016 Stock Incentive Plan and 2019 Equity Incentive Plan that had an exercise price above $8.82 per share (the "Underwater Stock Options"). As a result of the Repricing, the exercise price of the Underwater Stock Options was set to $8.82 per share, which was the closing sale price of the Company's Common Stock as listed on the NYSE American exchange on March 18, 2022, and which price represented the per share fair market value (the "FMV") on the Repricing Date.

F8 · kind: Pursuant to the Repricing, the exercise price was reduced for 58,182 Underwater Stock Options held by the filer, For each of the filer's stock option grants, reporting guidance suggests this should be reported as two transactions to reflect the lowering of the exercise price to $8.82, whereby the Underwater Stock Options are disposed and the Repriced option are acquired.

F8 · price: Pursuant to the Repricing, the exercise price was reduced for 58,182 Underwater Stock Options held by the filer, For each of the filer's stock option grants, reporting guidance suggests this should be reported as two transactions to reflect the lowering of the exercise price to $8.82, whereby the Underwater Stock Options are disposed and the Repriced option are acquired.

F9 · derivative.exercise_date: The option was originally granted on February 18, 2021. The shares of the Company's Common Stock underlying the options vest one-third on February 18, 2022, with the balance vesting monthly over the next 24 months.

Read SEC document
March 18, 2022 Filed Aug 1, 2022 19:59 UTC Paradium.AI, Inc. AREN · Entity 7275 Disposition to issuerStock Option (right to buy) · Derivative 58,182 Not disclosed Strike: $17.38 Not disclosed
Disclosure

SEC source: 0001493152-22-020866 · ownership.xml · derivative · entry 10

Barrett Henry Robertson · CIK 0001847318 · President, Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 58,182 shares

Expires 2031-02-18

F7 · kind: Stock Option Repricing Program. On March 18, 2022 (the "Repricing Date"), the Compensation Committee of the Company unanimously approved a one-time repricing of certain stock options (the "Repricing") outstanding under the Company's 2016 Stock Incentive Plan and 2019 Equity Incentive Plan that had an exercise price above $8.82 per share (the "Underwater Stock Options"). As a result of the Repricing, the exercise price of the Underwater Stock Options was set to $8.82 per share, which was the closing sale price of the Company's Common Stock as listed on the NYSE American exchange on March 18, 2022, and which price represented the per share fair market value (the "FMV") on the Repricing Date.

F8 · kind: Pursuant to the Repricing, the exercise price was reduced for 58,182 Underwater Stock Options held by the filer, For each of the filer's stock option grants, reporting guidance suggests this should be reported as two transactions to reflect the lowering of the exercise price to $8.82, whereby the Underwater Stock Options are disposed and the Repriced option are acquired.

F8 · price: Pursuant to the Repricing, the exercise price was reduced for 58,182 Underwater Stock Options held by the filer, For each of the filer's stock option grants, reporting guidance suggests this should be reported as two transactions to reflect the lowering of the exercise price to $8.82, whereby the Underwater Stock Options are disposed and the Repriced option are acquired.

F9 · derivative.exercise_date: The option was originally granted on February 18, 2021. The shares of the Company's Common Stock underlying the options vest one-third on February 18, 2022, with the balance vesting monthly over the next 24 months.

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March 18, 2022 Filed Aug 1, 2022 19:59 UTC Paradium.AI, Inc. AREN · Entity 7275 Exercise / conversionRestricted Stock Units · Derivative 3,789 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-020866 · ownership.xml · derivative · entry 9

Barrett Henry Robertson · CIK 0001847318 · President, Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,125

Underlying: Common Stock · 3,789 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Reporting Person acquired the shares of Common Stock pursuant to vested shares that were originally granted in a Restricted Stock Unit ("RSU") grant dated 2/18/2021. Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F5 · derivative.exercise_date: 1/3 of the shares associated with the RSU vest on February 18, 2022, with the balance of shares associated with the RSU vesting in 24 equal monthly installments thereafter (in full shares, rounded as necessary)

F6 · derivative.exercise_date: The RSU was previously reported as covering 3,000,000 shares (prior to the Reverse Stock Split, which is equal to 136,364 shares post Reverse Stock Split).

F5 · derivative.expiration_date: 1/3 of the shares associated with the RSU vest on February 18, 2022, with the balance of shares associated with the RSU vesting in 24 equal monthly installments thereafter (in full shares, rounded as necessary)

F6 · derivative.expiration_date: The RSU was previously reported as covering 3,000,000 shares (prior to the Reverse Stock Split, which is equal to 136,364 shares post Reverse Stock Split).

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March 18, 2022 Filed Aug 1, 2022 19:59 UTC Paradium.AI, Inc. AREN · Entity 7275 Exercise / conversionCommon Stock 3,789 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-020866 · ownership.xml · nonDerivative · entry 2

Barrett Henry Robertson · CIK 0001847318 · President, Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 9, 2022, the Company (formerly known as theMaven, Inc.) changed its name to The Arena Group Holdings, Inc., uplisted its common stock to the NYSE American, and began trading under the symbol "AREN."

F2 · security: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein, and all exercise prices of derivative securities, have been adjusted to reflect the effect of the Reverse Stock Split (even if the listed transaction occurred before the effective date of the Reverse Stock Split).

F3 · price: The Reporting Person acquired the shares of Common Stock pursuant to vested shares that were originally granted in a Restricted Stock Unit ("RSU") grant dated 2/18/2021. Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F2 · balance_after: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein, and all exercise prices of derivative securities, have been adjusted to reflect the effect of the Reverse Stock Split (even if the listed transaction occurred before the effective date of the Reverse Stock Split).

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February 18, 2022 Filed Aug 1, 2022 19:59 UTC Paradium.AI, Inc. AREN · Entity 7275 Exercise / conversionRestricted Stock Units · Derivative 45,450 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-020866 · ownership.xml · derivative · entry 8

Barrett Henry Robertson · CIK 0001847318 · President, Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,914

Underlying: Common Stock · 45,450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Reporting Person acquired the shares of Common Stock pursuant to vested shares that were originally granted in a Restricted Stock Unit ("RSU") grant dated 2/18/2021. Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F5 · derivative.exercise_date: 1/3 of the shares associated with the RSU vest on February 18, 2022, with the balance of shares associated with the RSU vesting in 24 equal monthly installments thereafter (in full shares, rounded as necessary)

F6 · derivative.exercise_date: The RSU was previously reported as covering 3,000,000 shares (prior to the Reverse Stock Split, which is equal to 136,364 shares post Reverse Stock Split).

F5 · derivative.expiration_date: 1/3 of the shares associated with the RSU vest on February 18, 2022, with the balance of shares associated with the RSU vesting in 24 equal monthly installments thereafter (in full shares, rounded as necessary)

F6 · derivative.expiration_date: The RSU was previously reported as covering 3,000,000 shares (prior to the Reverse Stock Split, which is equal to 136,364 shares post Reverse Stock Split).

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February 18, 2022 Filed Aug 1, 2022 19:59 UTC Paradium.AI, Inc. AREN · Entity 7275 Exercise / conversionCommon Stock 45,450 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-020866 · ownership.xml · nonDerivative · entry 1

Barrett Henry Robertson · CIK 0001847318 · President, Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 9, 2022, the Company (formerly known as theMaven, Inc.) changed its name to The Arena Group Holdings, Inc., uplisted its common stock to the NYSE American, and began trading under the symbol "AREN."

F2 · security: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein, and all exercise prices of derivative securities, have been adjusted to reflect the effect of the Reverse Stock Split (even if the listed transaction occurred before the effective date of the Reverse Stock Split).

F3 · price: The Reporting Person acquired the shares of Common Stock pursuant to vested shares that were originally granted in a Restricted Stock Unit ("RSU") grant dated 2/18/2021. Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F2 · balance_after: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein, and all exercise prices of derivative securities, have been adjusted to reflect the effect of the Reverse Stock Split (even if the listed transaction occurred before the effective date of the Reverse Stock Split).

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February 18, 2021 Filed Mar 16, 2021 15:59 UTC Paradium.AI, Inc. MVEN · Entity 7275 GrantRSU · Derivative 3,000,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-006078 · ownership.xml · derivative · entry 2

Barrett Henry Robertson · CIK 0001847318 · President, Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000,000

Underlying: Common Stock · 3,000,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F2 · derivative.exercise_date: 1/3 of the RSUs will vest on the one-year anniversary of the date of grant; with the balance of the RSUs vesting in a series of twenty-four (24) successive equal monthly installments thereafter. In addition, the RSUs' vesting will accelerate in accordance with the terms of Participants employment agreement with the Company.

F2 · derivative.expiration_date: 1/3 of the RSUs will vest on the one-year anniversary of the date of grant; with the balance of the RSUs vesting in a series of twenty-four (24) successive equal monthly installments thereafter. In addition, the RSUs' vesting will accelerate in accordance with the terms of Participants employment agreement with the Company.

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February 18, 2021 Filed Mar 16, 2021 15:59 UTC Paradium.AI, Inc. MVEN · Entity 7275 GrantOptions to purchase · Derivative 1,280,000 $0.00 Strike: $0.79 $0.00
Disclosure

SEC source: 0001493152-21-006078 · ownership.xml · derivative · entry 1

Barrett Henry Robertson · CIK 0001847318 · President, Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,280,000

Underlying: Common Stock · 1,280,000 shares

Expires 2031-02-18

F1 · derivative.exercise_date: 1/3 of the shares associated with the Option will vest on the one-year anniversary of the date of grant; with the balance of the shares vesting in a series of twenty-four (24) successive equal monthly installments thereafter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.