Levinsohn Ross

SEC source: 0001493152-23-039548 · ownership.xml · derivative · entry 2

Levinsohn Ross · CIK 0001389130 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires 2033-11-01

F4 · derivative.exercise_date: One third of the options vest on November 2, 2024, with the remainder vesting ratably in 24 monthly installments thereafter, subject to the reporting person's continued service to the Issuer on each vesting date.

SEC source: 0001493152-23-039548 · ownership.xml · derivative · entry 1

Levinsohn Ross · CIK 0001389130 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F2 · derivative.exercise_date: One third of the restricted stock units ("RSUs") will vest on November 2, 2024, with the remainder vesting ratably in 24 monthly installments thereafter, subject to the reporting person's continued service to the Issuer on each vesting date.

F3 · derivative.expiration_date: These restricted stock units do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001493152-23-028582 · ownership.xml · derivative · entry 2

Levinsohn Ross · CIK 0001389130 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The reported transaction represents the mandatory conversion of the Issuer's outstanding shares of Series H Convertible Preferred Stock, which converted to Common Stock on August 10, 2023, pursuant to the Certificate of Designation of Preferences, Rights and Limitations of Series H Convertible Preferred Stock (the "Certificate of Designation") filed by the Issuer on or about August 8, 2018 with the Secretary of State of the State of Delaware. Pursuant to the Certificate of Designation, the conversion occurred automatically on the fifth anniversary of August 10, 2018, through no action on the part of the reporting person, and each share of Series H Convertible Preferred Stock converted into 138 shares of the Issuer's Common Stock.

F1 · derivative.exercise_date: The reported transaction represents the mandatory conversion of the Issuer's outstanding shares of Series H Convertible Preferred Stock, which converted to Common Stock on August 10, 2023, pursuant to the Certificate of Designation of Preferences, Rights and Limitations of Series H Convertible Preferred Stock (the "Certificate of Designation") filed by the Issuer on or about August 8, 2018 with the Secretary of State of the State of Delaware. Pursuant to the Certificate of Designation, the conversion occurred automatically on the fifth anniversary of August 10, 2018, through no action on the part of the reporting person, and each share of Series H Convertible Preferred Stock converted into 138 shares of the Issuer's Common Stock.

F1 · derivative.expiration_date: The reported transaction represents the mandatory conversion of the Issuer's outstanding shares of Series H Convertible Preferred Stock, which converted to Common Stock on August 10, 2023, pursuant to the Certificate of Designation of Preferences, Rights and Limitations of Series H Convertible Preferred Stock (the "Certificate of Designation") filed by the Issuer on or about August 8, 2018 with the Secretary of State of the State of Delaware. Pursuant to the Certificate of Designation, the conversion occurred automatically on the fifth anniversary of August 10, 2018, through no action on the part of the reporting person, and each share of Series H Convertible Preferred Stock converted into 138 shares of the Issuer's Common Stock.

SEC source: 0001493152-23-028582 · ownership.xml · nonDerivative · entry 1

Levinsohn Ross · CIK 0001389130 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 289,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001213900-24-016939 · ownership.xml · nonDerivative · entry 1

Levinsohn Ross · CIK 0001389130 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 565,065

F1 · shares: Represents a grant of restricted stock that vests in three equal annual installments on each of the first three anniversaries of July 19, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting dates. This late filing is due to an inadvertent administrative error and not any error of the reporting person.

F2 · balance_after: Includes (i) 300,000 shares of FaZe Common Stock acquired from the sponsor through distributions of securities by the sponsor, of which 143,500 shares are sponsor earn-out shares, and (ii) 4,333 shares of FaZe Common Stock underlying 4,333 FaZe Warrants, and (iii) 6,666 shares of FaZe Common Stock held directly by Mr. Levinsohn.

SEC source: 0001493152-23-009974 · ownership.xml · nonDerivative · entry 2

Levinsohn Ross · CIK 0001389130 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,714

F2 · kind: On March 31, 2023, the reporting person acquired these shares of Common Stock from the Issuer in a transaction approved in advance by the board of directors of the Issuer.

SEC source: 0001493152-23-009974 · ownership.xml · nonDerivative · entry 1

Levinsohn Ross · CIK 0001389130 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,941

F1 · kind: Shares forfeited pursuant to tax withholding.

SEC source: 0001493152-22-036856 · ownership.xml · derivative · entry 6

Levinsohn Ross · CIK 0001389130 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,211

Underlying: Common Stock · 77,605 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock, subject to: (i) achievement of the applicable performance criteria for each tranche of the award; (ii) the Issuer's Common Stock continuing to be listed on a national securities exchange registered with the Securities and Exchange Commission under Section 6 of the Securities Exchange Act of 1934, as amended; and (iii) the reporting person's continued service to the Issuer on the applicable vesting date.

F7 · derivative.exercise_date: On the transaction date, the stock price targets which comprise the performance criteria associated with the vesting of this RSU award were achieved. As a result, one-third of this performance-based RSU award vested on November 28, 2022. The remainder of the award remains subject to achievement of additional stock price targets.

F4 · derivative.expiration_date: These time-based RSUs do not expire. They either vest or are canceled if the reporting person's service to the Issuer ends.

SEC source: 0001493152-22-036856 · ownership.xml · nonDerivative · entry 2

Levinsohn Ross · CIK 0001389130 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001839360-22-000008 · primary_doc.xml · nonDerivative · entry 1

Levinsohn Ross · CIK 0001389130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,000

F1 · shares: Represents a grant of restricted stock that vests in three equal annual installments on each of the first three anniversaries of November 4, 2022, subject to the Reporting Person's continued service to the Issuer through the applicable vesting dates.

F2 · balance_after: Includes shares of common stock acquired in a pro rata distribution in-kind from B. Riley Principal 150 Sponsor Co. LLC, the acquisition of which was exempt pursuant to Rule 16a-9 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001493152-22-036856 · ownership.xml · derivative · entry 5

Levinsohn Ross · CIK 0001389130 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 77,605 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock.

F5 · derivative.exercise_date: 1/3 of the shares associated with this time-based RSU vested on the earliest of: (1) 45 days following the date the Common Stock is listed on a national securities exchange registered with the Securities and Exchange Commission under Section 6 of the Securities Exchange Act of 1934, (2) the date on which reporting person's continuous service is terminated for any reason whatsoever, and (3) August 26, 2021, so long as the reporting person was continuously employed by the Issuer or any affiliate immediately prior to such date. 1/3 of the shares associated with the RSU vested on the August 26, 2021, so long as the reporting person was continuously employed by the Issuer or any affiliate immediately prior to such date. 1/3 of the shares associated with the RSU vested on the August 26, 2022, so long as the reporting person was continuously employed by the Issuer or any affiliate immediately prior to such date.

F4 · derivative.expiration_date: These time-based RSUs do not expire. They either vest or are canceled if the reporting person's service to the Issuer ends.

SEC source: 0001493152-22-036856 · ownership.xml · nonDerivative · entry 1

Levinsohn Ross · CIK 0001389130 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001493152-22-036856 · ownership.xml · derivative · entry 4

Levinsohn Ross · CIK 0001389130 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock.

F3 · derivative.exercise_date: One-third of this time-based RSU award will vest for shares of the Issuer's Common Stock on June 6, 2023, and the balance vests in ratable increments monthly on the 6th over the next 24 months, subject to the reporting person's continued service to the Issuer on the applicable vesting date.

F4 · derivative.expiration_date: These time-based RSUs do not expire. They either vest or are canceled if the reporting person's service to the Issuer ends.

SEC source: 0001493152-22-036856 · ownership.xml · derivative · entry 3

Levinsohn Ross · CIK 0001389130 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2032-06-06

F1 · derivative.exercise_date: One-third of the options vests and becomes exercisable for shares of the Issuer's Common Stock on June 6, 2023, with the balance vesting in ratable increments monthly on the 6th over the next 24 months, subject to the reporting person's continued service to the Issuer on the applicable vesting date.

SEC source: 0001493152-22-012328 · ownership.xml · nonDerivative · entry 1

Levinsohn Ross · CIK 0001389130 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,592

F1 · security: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock reflect the effect of the Reverse Stock Split.

SEC source: 0001493152-22-015016 · ownership.xml · derivative · entry 14

Levinsohn Ross · CIK 0001389130 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,779

Underlying: Common Stock · 99,779 shares

Expires 2031-02-18

F7 · kind: Stock Option Repricing Program. On March 18, 2022 (the "Repricing Date"), the Compensation Committee of the Company unanimously approved a one-time repricing of certain stock options (the "Repricing") outstanding under the Company's 2016 Stock Incentive Plan and 2019 Equity Incentive Plan that had an exercise price above $8.82 per share (the "Underwater Stock Options"). As a result of the Repricing, the exercise price of the Underwater Stock Options was set to $8.82 per share, which was the closing sale price of the Company's Common Stock as listed on the NYSE American exchange on March 18, 2022, and which price represented the per share fair market value (the "FMV") on the Repricing Date.

F8 · kind: Pursuant to the Repricing, the exercise price was reduced for 405,560 Underwater Stock Options held by Mr. Levinsohn, For each of Mr. Levinsohn's stock option grants, reporting guidance suggests this should be reported as two transactions to reflect the lowering of the exercise price to $8.82, whereby the Underwater Stock Options are disposed and the Repriced option are acquired.

F8 · price: Pursuant to the Repricing, the exercise price was reduced for 405,560 Underwater Stock Options held by Mr. Levinsohn, For each of Mr. Levinsohn's stock option grants, reporting guidance suggests this should be reported as two transactions to reflect the lowering of the exercise price to $8.82, whereby the Underwater Stock Options are disposed and the Repriced option are acquired.

F13 · derivative.exercise_date: The option was originally granted on February 18, 2021. The shares of the Company's Common Stock underlying the options vest upon certain performance conditions, including achievement of certain stock targets.

SEC source: 0001493152-22-015016 · ownership.xml · derivative · entry 13

Levinsohn Ross · CIK 0001389130 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 99,779 shares

Expires 2031-02-18

F7 · kind: Stock Option Repricing Program. On March 18, 2022 (the "Repricing Date"), the Compensation Committee of the Company unanimously approved a one-time repricing of certain stock options (the "Repricing") outstanding under the Company's 2016 Stock Incentive Plan and 2019 Equity Incentive Plan that had an exercise price above $8.82 per share (the "Underwater Stock Options"). As a result of the Repricing, the exercise price of the Underwater Stock Options was set to $8.82 per share, which was the closing sale price of the Company's Common Stock as listed on the NYSE American exchange on March 18, 2022, and which price represented the per share fair market value (the "FMV") on the Repricing Date.

F8 · kind: Pursuant to the Repricing, the exercise price was reduced for 405,560 Underwater Stock Options held by Mr. Levinsohn, For each of Mr. Levinsohn's stock option grants, reporting guidance suggests this should be reported as two transactions to reflect the lowering of the exercise price to $8.82, whereby the Underwater Stock Options are disposed and the Repriced option are acquired.

F8 · price: Pursuant to the Repricing, the exercise price was reduced for 405,560 Underwater Stock Options held by Mr. Levinsohn, For each of Mr. Levinsohn's stock option grants, reporting guidance suggests this should be reported as two transactions to reflect the lowering of the exercise price to $8.82, whereby the Underwater Stock Options are disposed and the Repriced option are acquired.

F13 · derivative.exercise_date: The option was originally granted on February 18, 2021. The shares of the Company's Common Stock underlying the options vest upon certain performance conditions, including achievement of certain stock targets.

SEC source: 0001493152-22-015016 · ownership.xml · derivative · entry 12

Levinsohn Ross · CIK 0001389130 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,779

Underlying: Common Stock · 99,779 shares

Expires 2031-02-18

F7 · kind: Stock Option Repricing Program. On March 18, 2022 (the "Repricing Date"), the Compensation Committee of the Company unanimously approved a one-time repricing of certain stock options (the "Repricing") outstanding under the Company's 2016 Stock Incentive Plan and 2019 Equity Incentive Plan that had an exercise price above $8.82 per share (the "Underwater Stock Options"). As a result of the Repricing, the exercise price of the Underwater Stock Options was set to $8.82 per share, which was the closing sale price of the Company's Common Stock as listed on the NYSE American exchange on March 18, 2022, and which price represented the per share fair market value (the "FMV") on the Repricing Date.

F8 · kind: Pursuant to the Repricing, the exercise price was reduced for 405,560 Underwater Stock Options held by Mr. Levinsohn, For each of Mr. Levinsohn's stock option grants, reporting guidance suggests this should be reported as two transactions to reflect the lowering of the exercise price to $8.82, whereby the Underwater Stock Options are disposed and the Repriced option are acquired.

F8 · price: Pursuant to the Repricing, the exercise price was reduced for 405,560 Underwater Stock Options held by Mr. Levinsohn, For each of Mr. Levinsohn's stock option grants, reporting guidance suggests this should be reported as two transactions to reflect the lowering of the exercise price to $8.82, whereby the Underwater Stock Options are disposed and the Repriced option are acquired.

F12 · derivative.exercise_date: The option was originally granted on February 18, 2021. As of December 31, 2021, the shares of the Company's Common Stock underlying the options were to vest one-third upon the grant date, one-third to vest on August 26, 2021, with the remaining one-third vesting on August 26, 2022.

SEC source: 0001493152-22-015016 · ownership.xml · derivative · entry 11

Levinsohn Ross · CIK 0001389130 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 99,779 shares

Expires 2031-02-18

F7 · kind: Stock Option Repricing Program. On March 18, 2022 (the "Repricing Date"), the Compensation Committee of the Company unanimously approved a one-time repricing of certain stock options (the "Repricing") outstanding under the Company's 2016 Stock Incentive Plan and 2019 Equity Incentive Plan that had an exercise price above $8.82 per share (the "Underwater Stock Options"). As a result of the Repricing, the exercise price of the Underwater Stock Options was set to $8.82 per share, which was the closing sale price of the Company's Common Stock as listed on the NYSE American exchange on March 18, 2022, and which price represented the per share fair market value (the "FMV") on the Repricing Date.

F8 · kind: Pursuant to the Repricing, the exercise price was reduced for 405,560 Underwater Stock Options held by Mr. Levinsohn, For each of Mr. Levinsohn's stock option grants, reporting guidance suggests this should be reported as two transactions to reflect the lowering of the exercise price to $8.82, whereby the Underwater Stock Options are disposed and the Repriced option are acquired.

F8 · price: Pursuant to the Repricing, the exercise price was reduced for 405,560 Underwater Stock Options held by Mr. Levinsohn, For each of Mr. Levinsohn's stock option grants, reporting guidance suggests this should be reported as two transactions to reflect the lowering of the exercise price to $8.82, whereby the Underwater Stock Options are disposed and the Repriced option are acquired.

F12 · derivative.exercise_date: The option was originally granted on February 18, 2021. As of December 31, 2021, the shares of the Company's Common Stock underlying the options were to vest one-third upon the grant date, one-third to vest on August 26, 2021, with the remaining one-third vesting on August 26, 2022.

SEC source: 0001493152-22-015016 · ownership.xml · derivative · entry 10

Levinsohn Ross · CIK 0001389130 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,910

Underlying: Common Stock · 90,910 shares

Expires 2029-09-16

F7 · kind: Stock Option Repricing Program. On March 18, 2022 (the "Repricing Date"), the Compensation Committee of the Company unanimously approved a one-time repricing of certain stock options (the "Repricing") outstanding under the Company's 2016 Stock Incentive Plan and 2019 Equity Incentive Plan that had an exercise price above $8.82 per share (the "Underwater Stock Options"). As a result of the Repricing, the exercise price of the Underwater Stock Options was set to $8.82 per share, which was the closing sale price of the Company's Common Stock as listed on the NYSE American exchange on March 18, 2022, and which price represented the per share fair market value (the "FMV") on the Repricing Date.

F8 · kind: Pursuant to the Repricing, the exercise price was reduced for 405,560 Underwater Stock Options held by Mr. Levinsohn, For each of Mr. Levinsohn's stock option grants, reporting guidance suggests this should be reported as two transactions to reflect the lowering of the exercise price to $8.82, whereby the Underwater Stock Options are disposed and the Repriced option are acquired.

F8 · price: Pursuant to the Repricing, the exercise price was reduced for 405,560 Underwater Stock Options held by Mr. Levinsohn, For each of Mr. Levinsohn's stock option grants, reporting guidance suggests this should be reported as two transactions to reflect the lowering of the exercise price to $8.82, whereby the Underwater Stock Options are disposed and the Repriced option are acquired.

F11 · derivative.exercise_date: The option was originally granted on September 16, 2019. On January 8, 2021. The Company's Board approved an amendment to the option award grant, which eliminated the revenue vesting conditions, therefore, the award continues to vest solely on the time vesting condition, with one-third of the award vesting as of August 26, 2020, with the balance vesting monthly for each month of continuous service.

SEC source: 0001493152-22-015016 · ownership.xml · derivative · entry 9

Levinsohn Ross · CIK 0001389130 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 90,910 shares

Expires 2029-09-16

F7 · kind: Stock Option Repricing Program. On March 18, 2022 (the "Repricing Date"), the Compensation Committee of the Company unanimously approved a one-time repricing of certain stock options (the "Repricing") outstanding under the Company's 2016 Stock Incentive Plan and 2019 Equity Incentive Plan that had an exercise price above $8.82 per share (the "Underwater Stock Options"). As a result of the Repricing, the exercise price of the Underwater Stock Options was set to $8.82 per share, which was the closing sale price of the Company's Common Stock as listed on the NYSE American exchange on March 18, 2022, and which price represented the per share fair market value (the "FMV") on the Repricing Date.

F8 · kind: Pursuant to the Repricing, the exercise price was reduced for 405,560 Underwater Stock Options held by Mr. Levinsohn, For each of Mr. Levinsohn's stock option grants, reporting guidance suggests this should be reported as two transactions to reflect the lowering of the exercise price to $8.82, whereby the Underwater Stock Options are disposed and the Repriced option are acquired.

F8 · price: Pursuant to the Repricing, the exercise price was reduced for 405,560 Underwater Stock Options held by Mr. Levinsohn, For each of Mr. Levinsohn's stock option grants, reporting guidance suggests this should be reported as two transactions to reflect the lowering of the exercise price to $8.82, whereby the Underwater Stock Options are disposed and the Repriced option are acquired.

F11 · derivative.exercise_date: The option was originally granted on September 16, 2019. On January 8, 2021. The Company's Board approved an amendment to the option award grant, which eliminated the revenue vesting conditions, therefore, the award continues to vest solely on the time vesting condition, with one-third of the award vesting as of August 26, 2020, with the balance vesting monthly for each month of continuous service.

SEC source: 0001493152-22-015016 · ownership.xml · derivative · entry 8

Levinsohn Ross · CIK 0001389130 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,910

Underlying: Common Stock · 90,910 shares

Expires 2029-06-11

F7 · kind: Stock Option Repricing Program. On March 18, 2022 (the "Repricing Date"), the Compensation Committee of the Company unanimously approved a one-time repricing of certain stock options (the "Repricing") outstanding under the Company's 2016 Stock Incentive Plan and 2019 Equity Incentive Plan that had an exercise price above $8.82 per share (the "Underwater Stock Options"). As a result of the Repricing, the exercise price of the Underwater Stock Options was set to $8.82 per share, which was the closing sale price of the Company's Common Stock as listed on the NYSE American exchange on March 18, 2022, and which price represented the per share fair market value (the "FMV") on the Repricing Date.

F8 · kind: Pursuant to the Repricing, the exercise price was reduced for 405,560 Underwater Stock Options held by Mr. Levinsohn, For each of Mr. Levinsohn's stock option grants, reporting guidance suggests this should be reported as two transactions to reflect the lowering of the exercise price to $8.82, whereby the Underwater Stock Options are disposed and the Repriced option are acquired.

F8 · price: Pursuant to the Repricing, the exercise price was reduced for 405,560 Underwater Stock Options held by Mr. Levinsohn, For each of Mr. Levinsohn's stock option grants, reporting guidance suggests this should be reported as two transactions to reflect the lowering of the exercise price to $8.82, whereby the Underwater Stock Options are disposed and the Repriced option are acquired.

F10 · derivative.exercise_date: The option was originally granted on June 11, 2019. The shares of the Company's Common Stock underlying the options vest one-third on June 11, 2020, with the balance vesting monthly over the next 24 months.

SEC source: 0001493152-22-015016 · ownership.xml · derivative · entry 7

Levinsohn Ross · CIK 0001389130 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 90,910 shares

Expires 2029-06-11

F7 · kind: Stock Option Repricing Program. On March 18, 2022 (the "Repricing Date"), the Compensation Committee of the Company unanimously approved a one-time repricing of certain stock options (the "Repricing") outstanding under the Company's 2016 Stock Incentive Plan and 2019 Equity Incentive Plan that had an exercise price above $8.82 per share (the "Underwater Stock Options"). As a result of the Repricing, the exercise price of the Underwater Stock Options was set to $8.82 per share, which was the closing sale price of the Company's Common Stock as listed on the NYSE American exchange on March 18, 2022, and which price represented the per share fair market value (the "FMV") on the Repricing Date.

F8 · kind: Pursuant to the Repricing, the exercise price was reduced for 405,560 Underwater Stock Options held by Mr. Levinsohn, For each of Mr. Levinsohn's stock option grants, reporting guidance suggests this should be reported as two transactions to reflect the lowering of the exercise price to $8.82, whereby the Underwater Stock Options are disposed and the Repriced option are acquired.

F8 · price: Pursuant to the Repricing, the exercise price was reduced for 405,560 Underwater Stock Options held by Mr. Levinsohn, For each of Mr. Levinsohn's stock option grants, reporting guidance suggests this should be reported as two transactions to reflect the lowering of the exercise price to $8.82, whereby the Underwater Stock Options are disposed and the Repriced option are acquired.

F10 · derivative.exercise_date: The option was originally granted on June 11, 2019. The shares of the Company's Common Stock underlying the options vest one-third on June 11, 2020, with the balance vesting monthly over the next 24 months.

SEC source: 0001493152-22-015016 · ownership.xml · derivative · entry 6

Levinsohn Ross · CIK 0001389130 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,183

Underlying: Common Stock · 24,183 shares

Expires 2029-04-10

F7 · kind: Stock Option Repricing Program. On March 18, 2022 (the "Repricing Date"), the Compensation Committee of the Company unanimously approved a one-time repricing of certain stock options (the "Repricing") outstanding under the Company's 2016 Stock Incentive Plan and 2019 Equity Incentive Plan that had an exercise price above $8.82 per share (the "Underwater Stock Options"). As a result of the Repricing, the exercise price of the Underwater Stock Options was set to $8.82 per share, which was the closing sale price of the Company's Common Stock as listed on the NYSE American exchange on March 18, 2022, and which price represented the per share fair market value (the "FMV") on the Repricing Date.

F8 · kind: Pursuant to the Repricing, the exercise price was reduced for 405,560 Underwater Stock Options held by Mr. Levinsohn, For each of Mr. Levinsohn's stock option grants, reporting guidance suggests this should be reported as two transactions to reflect the lowering of the exercise price to $8.82, whereby the Underwater Stock Options are disposed and the Repriced option are acquired.

F8 · price: Pursuant to the Repricing, the exercise price was reduced for 405,560 Underwater Stock Options held by Mr. Levinsohn, For each of Mr. Levinsohn's stock option grants, reporting guidance suggests this should be reported as two transactions to reflect the lowering of the exercise price to $8.82, whereby the Underwater Stock Options are disposed and the Repriced option are acquired.

F9 · derivative.exercise_date: The option was originally granted on April 10, 2019. On January 8, 2021, our Board approved an amendment to the option award grant, such that the stock options vests one-third on the first anniversary of the grant date, with the balance vesting, on a monthly basis, over a two-year period.

SEC source: 0001493152-22-015016 · ownership.xml · derivative · entry 5

Levinsohn Ross · CIK 0001389130 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,183 shares

Expires 2029-04-10

F7 · kind: Stock Option Repricing Program. On March 18, 2022 (the "Repricing Date"), the Compensation Committee of the Company unanimously approved a one-time repricing of certain stock options (the "Repricing") outstanding under the Company's 2016 Stock Incentive Plan and 2019 Equity Incentive Plan that had an exercise price above $8.82 per share (the "Underwater Stock Options"). As a result of the Repricing, the exercise price of the Underwater Stock Options was set to $8.82 per share, which was the closing sale price of the Company's Common Stock as listed on the NYSE American exchange on March 18, 2022, and which price represented the per share fair market value (the "FMV") on the Repricing Date.

F8 · kind: Pursuant to the Repricing, the exercise price was reduced for 405,560 Underwater Stock Options held by Mr. Levinsohn, For each of Mr. Levinsohn's stock option grants, reporting guidance suggests this should be reported as two transactions to reflect the lowering of the exercise price to $8.82, whereby the Underwater Stock Options are disposed and the Repriced option are acquired.

F8 · price: Pursuant to the Repricing, the exercise price was reduced for 405,560 Underwater Stock Options held by Mr. Levinsohn, For each of Mr. Levinsohn's stock option grants, reporting guidance suggests this should be reported as two transactions to reflect the lowering of the exercise price to $8.82, whereby the Underwater Stock Options are disposed and the Repriced option are acquired.

F9 · derivative.exercise_date: The option was originally granted on April 10, 2019. On January 8, 2021, our Board approved an amendment to the option award grant, such that the stock options vests one-third on the first anniversary of the grant date, with the balance vesting, on a monthly basis, over a two-year period.

SEC source: 0001493152-22-015016 · ownership.xml · nonDerivative · entry 3

Levinsohn Ross · CIK 0001389130 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,592

F1 · security: On February 9, 2022, the Company (formerly known as theMaven, Inc.) changed its name to The Arena Group Holdings, Inc., uplisted its common stock to the NYSE American, and began trading under the symbol "AREN."

F4 · security: Shares forfeited pursuant to tax withholding.

SEC source: 0001493152-21-029680 · ownership.xml · nonDerivative · entry 1

Levinsohn Ross · CIK 0001389130 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,270,434

SEC source: 0001493152-22-015016 · ownership.xml · nonDerivative · entry 2

Levinsohn Ross · CIK 0001389130 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,615

F1 · security: On February 9, 2022, the Company (formerly known as theMaven, Inc.) changed its name to The Arena Group Holdings, Inc., uplisted its common stock to the NYSE American, and began trading under the symbol "AREN."

F2 · security: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein, and all exercise prices of derivative securities, have been adjusted to reflect the effect of the Reverse Stock Split (even if the listed transaction occurred before the effective date of the Reverse Stock Split). The previously reported transaction on 11/22/2021 is listed in Table I to show it's reverse split-adjusted amounts. Additionally, the number of shares listed in Column 5 in the first row of Table I above is corrected.

SEC source: 0001493152-22-015016 · ownership.xml · derivative · entry 4

Levinsohn Ross · CIK 0001389130 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,606

Underlying: Common Stock · 155,211 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Reporting Person acquired the shares of Common Stock pursuant to the issuance of vested shares that were originally granted in a Restricted Stock Unit ("RSU") grant dated 2/18/2021. Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F5 · derivative.exercise_date: 1/3 of the shares associated with the RSU vest on the earlier of: (1) 45 days following the date the Common Stock is listed on a national securities exchange registered with the Securities and Exchange Commission under Section 6 of the Securities Exchange Act of 1934, (2) the date on which grantee's continuous service is terminated for any reason whatsoever, and (3) August 26, 2021, so long as the grantee is continuously employed by the Issuer or any affiliate immediately prior to such date; 1/3 of the shares associated with the RSU shall vest on the August 26, 2021, so long as the grantee is continuously employed by the Issuer or any affiliate immediately prior to such date; 1/3 of the shares associated with the RSU shall vest on the August 26, 2022, so long as the grantee is continuously employed by the Issuer or any affiliate immediately prior to such date.

F6 · derivative.exercise_date: The RSU was previously reported as covering 5,121,951 shares (prior to the Reverse Stock Split, which is equal to 232,816 shares post Reverse Stock Split).

F5 · derivative.expiration_date: 1/3 of the shares associated with the RSU vest on the earlier of: (1) 45 days following the date the Common Stock is listed on a national securities exchange registered with the Securities and Exchange Commission under Section 6 of the Securities Exchange Act of 1934, (2) the date on which grantee's continuous service is terminated for any reason whatsoever, and (3) August 26, 2021, so long as the grantee is continuously employed by the Issuer or any affiliate immediately prior to such date; 1/3 of the shares associated with the RSU shall vest on the August 26, 2021, so long as the grantee is continuously employed by the Issuer or any affiliate immediately prior to such date; 1/3 of the shares associated with the RSU shall vest on the August 26, 2022, so long as the grantee is continuously employed by the Issuer or any affiliate immediately prior to such date.

F6 · derivative.expiration_date: The RSU was previously reported as covering 5,121,951 shares (prior to the Reverse Stock Split, which is equal to 232,816 shares post Reverse Stock Split).

SEC source: 0001493152-22-015016 · ownership.xml · nonDerivative · entry 1

Levinsohn Ross · CIK 0001389130 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 9, 2022, the Company (formerly known as theMaven, Inc.) changed its name to The Arena Group Holdings, Inc., uplisted its common stock to the NYSE American, and began trading under the symbol "AREN."

F2 · security: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein, and all exercise prices of derivative securities, have been adjusted to reflect the effect of the Reverse Stock Split (even if the listed transaction occurred before the effective date of the Reverse Stock Split). The previously reported transaction on 11/22/2021 is listed in Table I to show it's reverse split-adjusted amounts. Additionally, the number of shares listed in Column 5 in the first row of Table I above is corrected.

F3 · price: The Reporting Person acquired the shares of Common Stock pursuant to the issuance of vested shares that were originally granted in a Restricted Stock Unit ("RSU") grant dated 2/18/2021. Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F2 · balance_after: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein, and all exercise prices of derivative securities, have been adjusted to reflect the effect of the Reverse Stock Split (even if the listed transaction occurred before the effective date of the Reverse Stock Split). The previously reported transaction on 11/22/2021 is listed in Table I to show it's reverse split-adjusted amounts. Additionally, the number of shares listed in Column 5 in the first row of Table I above is corrected.

SEC source: 0001493152-21-029680 · ownership.xml · derivative · entry 2

Levinsohn Ross · CIK 0001389130 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

Underlying: Common Stock · 606,200 shares

Expires not disclosed

F3 · security: Mr. Levinsohn invested $200,000 into the Heckman Maven Investment Fund, L.P. (the "Fund", an owner of shares of the Series H Preferred Stock), which investment resulted in Mr. Levinsohn beneficially owning 200 shares of Series H Preferred Stock. The Fund transferred to Mr. Levinsohn 200 shares of Series H Preferred Stock, which shares are now directly owned by Mr. Levinsohn.

F2 · derivative.expiration_date: The Series H Convertible Preferred Stock does not expire.

F1 · derivative.underlying: As converted from issuer's Series H Convertible Preferred Stock, par value $0.01 per share (the "Series H Preferred Stock") at a stated value equal to $1,000 per share. The Series H Preferred Stock converted at the option of the holder, subject to a beneficial ownership limitation of 4.99%, at a rate of 3,031 shares of Common Stock for every share of Series H Convertible Preferred Stock

SEC source: 0001493152-21-006072 · ownership.xml · derivative · entry 4

Levinsohn Ross · CIK 0001389130 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,121,951

Underlying: Common Stock · 5,121,951 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSU shall be subject to vesting (i) based on the common stock of the Issuer being listed on a national securities exchange registered with the Securities and Exchange Commission under Section 6 of the Securities Exchange Act of 1934, and (ii) the concurrent achievement by the Issuer of stock price targets; or in the event that either a) the Issuer's Board of Directors choose not to list on an aforementioned exchange, or b) should the Company become a wholly private company; then shares shall vest in accordance with the grantee's executive employment agreement.

F5 · derivative.expiration_date: The RSU shall be subject to vesting (i) based on the common stock of the Issuer being listed on a national securities exchange registered with the Securities and Exchange Commission under Section 6 of the Securities Exchange Act of 1934, and (ii) the concurrent achievement by the Issuer of stock price targets; or in the event that either a) the Issuer's Board of Directors choose not to list on an aforementioned exchange, or b) should the Company become a wholly private company; then shares shall vest in accordance with the grantee's executive employment agreement.

SEC source: 0001493152-21-006072 · ownership.xml · derivative · entry 3

Levinsohn Ross · CIK 0001389130 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,121,951

Underlying: Common Stock · 5,121,951 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F4 · derivative.exercise_date: 1/3 of the shares associated with the RSU shall vest on the earlier of: (1) 45 days following the date the Common Stock is listed on on a national securities exchange registered with the Securities and Exchange Commission under Section 6 of the Securities Exchange Act of 1934, (2) the date on which grantee's continuous service is terminated for any reason whatsoever, and (3) August 26, 2021, so long as the grantee is continuously employed by the Issuer or any affiliate immediately prior to such date; 1/3 of the shares associated with the RSU shall vest on the August 26, 2021, so long as the grantee is continuously employed by the Issuer or any affiliate immediately prior to such date; 1/3 of the shares associated with the RSU shall vest on the August 26, 2022, so long as the grantee is continuously employed by the Issuer or any affiliate immediately prior to such date.

F4 · derivative.expiration_date: 1/3 of the shares associated with the RSU shall vest on the earlier of: (1) 45 days following the date the Common Stock is listed on on a national securities exchange registered with the Securities and Exchange Commission under Section 6 of the Securities Exchange Act of 1934, (2) the date on which grantee's continuous service is terminated for any reason whatsoever, and (3) August 26, 2021, so long as the grantee is continuously employed by the Issuer or any affiliate immediately prior to such date; 1/3 of the shares associated with the RSU shall vest on the August 26, 2021, so long as the grantee is continuously employed by the Issuer or any affiliate immediately prior to such date; 1/3 of the shares associated with the RSU shall vest on the August 26, 2022, so long as the grantee is continuously employed by the Issuer or any affiliate immediately prior to such date.

SEC source: 0001493152-21-006072 · ownership.xml · derivative · entry 2

Levinsohn Ross · CIK 0001389130 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,195,122

Underlying: Common Stock · 2,195,122 shares

Expires 2031-02-18

F2 · derivative.exercise_date: The option shall be subject to vesting (i) based on the common stock of the Issuer being listed on a national securities exchange registered with the Securities and Exchange Commission under Section 6 of the Securities Exchange Act of 1934, and (ii) the concurrent achievement by the Issuer of stock price targets; or in the event that either a) the Issuer's Board of Directors choose not to list on an aforementioned exchange, or b) should the Issuer become a wholly private company; then options shall vest in accordance with the optionholder's executive employment agreement.

SEC source: 0001493152-21-006072 · ownership.xml · derivative · entry 1

Levinsohn Ross · CIK 0001389130 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,195,122

Underlying: Common Stock · 2,195,122 shares

Expires 2031-02-18

F1 · derivative.exercise_date: 1/3 of the shares associated with the option will vest immediately on the date of grant; 1/3 of the shares associated with the option will vest on August 26, 2021; 1/3 of the shares associated with the option will vest on August 26, 2022.

SEC source: 0001209191-19-050333 · doc4.xml · nonDerivative · entry 1

Levinsohn Ross · CIK 0001389130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Disposed of for $46.687397 per share pursuant to the terms of that certain Agreement and Plan of Merger, dated as of November 30, 2018, by and among Tribune Media Company, Nextar Media Group, Inc. and Titan Merger Sub, Inc. (the "Merger Agreement").

SEC source: 0001209191-19-048537 · doc4.xml · nonDerivative · entry 1

Levinsohn Ross · CIK 0001389130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,231

F1 · shares: These Restricted Stock Units ("RSUs") represent dividend equivalent rights ("DERs") that accrued in respect of RSUs previously granted to the Reporting Person, as a result of payment of the quarterly cash dividend that was paid on the Issuer's Class A Common Stock on September 3, 2019. These DERs will vest proportionately and on the same terms and conditions with such related RSUs, except that fractional shares, if any, will be settled in cash. RSUs convert into shares of Class A Common Stock upon vesting on a one-for-one basis.

SEC source: 0001209191-19-035159 · doc4.xml · nonDerivative · entry 1

Levinsohn Ross · CIK 0001389130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,218

F1 · shares: These Restricted Stock Units ("RSUs") represent dividend equivalent rights ("DERs") that accrued in respect of RSUs previously granted to the Reporting Person, as a result of payment of the quarterly cash dividend that was paid on the Issuer's Class A Common Stock on June 4, 2019. These DERs will vest proportionately and on the same terms and conditions with such related RSUs, except that fractional shares, if any, will be settled in cash. RSUs convert into shares of Class A Common Stock upon vesting on a one-for-one basis..

SEC source: 0001209191-19-021458 · doc4.xml · nonDerivative · entry 1

Levinsohn Ross · CIK 0001389130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,205

F1 · shares: These Restricted Stock Units ("RSUs") represent dividend equivalent rights ("DERs") that accrued in respect of RSUs previously granted to the Reporting Person, as a result of payment of the quarterly cash dividend that was paid on the Issuer's Class A Common Stock on March 25, 2019. These DERs will vest proportionately and on the same terms and conditions with such related RSUs, except that fractional shares, if any, will be settled in cash. RSUs convert into shares of Class A Common Stock upon vesting on a one-for-one basis..

SEC source: 0001209191-19-001484 · doc4.xml · nonDerivative · entry 1

Levinsohn Ross · CIK 0001389130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,192

F1 · shares: Represents restricted stock units that will vest and settle into an equal number of shares of the Issuer's Class A Common Stock on January 1, 2020.

SEC source: 0001593195-18-000060 · wf-form4_153505867736119.xml · derivative · entry 3

Levinsohn Ross · CIK 0001389130 · CEO/Tribune Interactive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,667

Underlying: Common Stock · 133,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The award vests in three approximately equal installments on August 21, 2018, August 21, 2019 and August 20, 2020, subject to the Reporting Person's continued service and subject to acceleration upon certain events.

F3 · derivative.expiration_date: The award vests in three approximately equal installments on August 21, 2018, August 21, 2019 and August 20, 2020, subject to the Reporting Person's continued service and subject to acceleration upon certain events.

SEC source: 0001593195-18-000060 · wf-form4_153505867736119.xml · nonDerivative · entry 2

Levinsohn Ross · CIK 0001389130 · CEO/Tribune Interactive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,523

F2 · shares: Represents shares withheld for payment of taxes on vesting of restricted stock units, not an open market transaction.

SEC source: 0001593195-18-000060 · wf-form4_153505867736119.xml · nonDerivative · entry 1

Levinsohn Ross · CIK 0001389130 · CEO/Tribune Interactive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001209191-17-064519 · doc4.xml · nonDerivative · entry 1

Levinsohn Ross · CIK 0001389130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,658

F1 · shares: These Restricted Stock Units ("RSUs") represent dividend equivalent rights ("DERs") that accrued in respect of RSUs previously granted to the Reporting Person, as a result of payment of the quarterly cash dividend that was paid on the Issuer's Class A Common Stock on December 5, 2017. These DERs will vest proportionately and on the same terms and conditions with such related RSUs, except that fractional shares, if any, will be settled in cash. RSUs convert into shares of Class A Common Stock upon vesting on a one-for-one basis.

F2 · balance_after: On January 3, 2017, the Company announced a special dividend that was paid in February 2017 to holders of the Issuer's Class A Common Stock. As a result, Restricted Stock Units held by the Reporting Person were adjusted pursuant to the terms of the 2016 Tribune Media Company Stock Compensation Plan for Non-Employee Directors to reflect the special dividend. This total reflects that adjustment.

SEC source: 0001209191-17-051925 · doc4.xml · nonDerivative · entry 1

Levinsohn Ross · CIK 0001389130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,012

F1 · shares: These Restricted Stock Units ("RSUs") represent dividend equivalent rights ("DERs") that accrued in respect of RSUs previously granted to the Reporting Person, as a result of payment of the quarterly cash dividend that was paid on the Issuer's Class A Common Stock on September 5, 2017. These DERs will vest proportionately and on the same terms and conditions with such related RSUs, except that fractional shares, if any, will be settled in cash. RSUs convert into shares of Class A Common Stock upon vesting on a one-for-one basis.

SEC source: 0001104659-17-053290 · a4.xml · derivative · entry 2

Levinsohn Ross · CIK 0001389130 · Pub/CEO, Los Angeles Times

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The award will vest in three approximately equal installments on August 21, 2018, August 21, 2019 and August 20, 2020, subject to the Reporting Person's continued service and subject to acceleration upon certain events.

F3 · derivative.expiration_date: The award will vest in three approximately equal installments on August 21, 2018, August 21, 2019 and August 20, 2020, subject to the Reporting Person's continued service and subject to acceleration upon certain events.

SEC source: 0001104659-17-053290 · a4.xml · derivative · entry 1

Levinsohn Ross · CIK 0001389130 · Pub/CEO, Los Angeles Times

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires not disclosed

F1 · derivative.exercise_date: The option will vest in three approximately equal installments on August 21, 2018, August 21, 2019 and August 20, 2020, subject to the Reporting Person's continued service and subject to acceleration upon certain events.

F1 · derivative.expiration_date: The option will vest in three approximately equal installments on August 21, 2018, August 21, 2019 and August 20, 2020, subject to the Reporting Person's continued service and subject to acceleration upon certain events.

SEC source: 0001209191-17-038586 · doc4.xml · nonDerivative · entry 1

Levinsohn Ross · CIK 0001389130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,988

F1 · shares: These Restricted Stock Units ("RSUs") represent dividend equivalent rights ("DERs") that accrued in respect of RSUs previously granted to the Reporting Person, as a result of payment of the quarterly cash dividend that was paid on the Issuer's Class A Common Stock on June 6, 2017. These DERs will vest proportionately and on the same terms and conditions with such related RSUs, except that fractional shares, if any, will be settled in cash. RSUs convert into shares of Class A Common Stock upon vesting on a one-for-one basis.

SEC source: 0001209191-17-023565 · doc4.xml · nonDerivative · entry 1

Levinsohn Ross · CIK 0001389130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,963

F1 · shares: These Restricted Stock Units ("RSUs") represent dividend equivalent rights ("DERs") that accrued in respect of RSUs previously granted to the Reporting Person, as a result of payment of the quarterly cash dividend that was paid on the Issuer's Class A common stock on March 27, 2017. These DERs will vest proportionately and on the same terms and conditions with such related RSUs, except that fractional shares, if any, will be settled in cash. RSUs convert into shares of Class A Common Stock upon vesting on a one-for-one basis.

SEC source: 0001209191-17-001277 · doc4.xml · nonDerivative · entry 1

Levinsohn Ross · CIK 0001389130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,937.7099

F1 · shares: Represents restricted stock units that will vest and settle into an equal number of shares of the Issuer's Class A Common Stock on January 1, 2018, subject to the Reporting Person's continued board service.