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person · Reporting owner

SEMLER ERIC

Disclosed activity across 8 companies

Tapewire entity
33111
SEC CIK
0001162095

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FutureCrest Acquisition Corp.FCRS · Entity 5730DirectorSeptember 29, 2025September 30, 2025
Strive, Inc.ASST · Entity 4444DirectorOctober 01, 2026October 03, 2026
Trailblazer Acquisition Corp.BLZR · Entity 5782Director · Chief Executive Office · 10% ownerSeptember 11, 2025September 12, 2025
URBAN ONE, INC.UONE · Entity 15310% ownerJune 17, 2021June 21, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FutureCrest Acquisition Corp.

Report date September 29, 2025 · Filed September 30, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Ordinary SharesSEC Table I · non-derivativeIndirectBy: TCS Capital Advisors, LLC500,000 Reported balance After 2025-09-29 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2025-09-29 · Purchase · Acquired 500,000 · Balance 500,000

F1: The Reporting Person purchased 500,000 units at $10.00 per unit, each unit consisting of one Class A ordinary share and one-quarter of one redeemable warrant.

F2: Securities held directly by TCS Capital Advisors, LLC ("TCS Advisors"). TCS Capital Management, LLC ("TCS Management"), as the investment advisor of TCS Advisors, may be deemed to beneficially own the securities held directly by TCS Advisors. Mr. Semler, as the managing member of TCS Management, may be deemed to beneficially own the securities held directly by TCS Advisors. Mr. Semler disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that Mr. Semler is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

WarrantsSEC Table II · derivative / convertible securityIndirectBy: TCS Capital Advisors, LLC125,000 Reported balance After 2025-09-29 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-09-29 · Purchase · Acquired 125,000 · Balance 125,000

F5: Each whole Warrant has an exercise price of $11.50 per Class A ordinary share.

F1: The Reporting Person purchased 500,000 units at $10.00 per unit, each unit consisting of one Class A ordinary share and one-quarter of one redeemable warrant.

F3: The Warrants will become exercisable 30 days after the completion of the Issuer's initial business combination.

F4: The Warrants will expire five years after the completion of the Issuer's business combination or earlier upon redemption or liquidation.

F2: Securities held directly by TCS Capital Advisors, LLC ("TCS Advisors"). TCS Capital Management, LLC ("TCS Management"), as the investment advisor of TCS Advisors, may be deemed to beneficially own the securities held directly by TCS Advisors. Mr. Semler, as the managing member of TCS Management, may be deemed to beneficially own the securities held directly by TCS Advisors. Mr. Semler disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that Mr. Semler is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person purchased 500,000 units at $10.00 per unit, each unit consisting of one Class A ordinary share and one-quarter of one redeemable warrant.

F2: Securities held directly by TCS Capital Advisors, LLC ("TCS Advisors"). TCS Capital Management, LLC ("TCS Management"), as the investment advisor of TCS Advisors, may be deemed to beneficially own the securities held directly by TCS Advisors. Mr. Semler, as the managing member of TCS Management, may be deemed to beneficially own the securities held directly by TCS Advisors. Mr. Semler disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that Mr. Semler is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3: The Warrants will become exercisable 30 days after the completion of the Issuer's initial business combination.

F4: The Warrants will expire five years after the completion of the Issuer's business combination or earlier upon redemption or liquidation.

F5: Each whole Warrant has an exercise price of $11.50 per Class A ordinary share.

Strive, Inc.

Report date October 01, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect21,824 Reported balance After 2026-10-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-10-01 · Grant · Acquired 7,009 · Balance 21,824

F1: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The Restricted Stock Units will fully vest on the first anniversary of September 30, 2026 subject to the Reporting Person's continuous service through such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The Restricted Stock Units will fully vest on the first anniversary of September 30, 2026 subject to the Reporting Person's continuous service through such vesting date.

Trailblazer Acquisition Corp.

Report date September 11, 2025 · Filed September 12, 2025

Jointly reported with TRAILBLAZER SPONSOR LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Ordinary SharesSEC Table II · derivative / convertible securityDirect6,785,000 Reported balance After 2025-09-11 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-09-11 · Other · Disposed 25,000 · Balance 6,785,000

F1: As described in the registration statement on Form S-1 (File No. 333-288651) of Trailblazer Acquisition Corp. (the "Issuer") under the heading "Description of Securities--Founder Shares," the Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination, or at any time prior to the Issuer's initial business combination, at the option of the holder, on a one-for-one basis, subject to certain adjustments. The Class B ordinary shares have no expiration date.

F2: As contemplated in connection with the initial public offering of the issuer, as a result of the underwriters' partial exercise of the over-allotment option, 25,000 Class B ordinary shares were surrendered by Trailblazer Sponsor LLC (the "Sponsor") to the issuer for no consideration.

F3: Trailblazer Sponsor LLC, the Sponsor, is the record holder of such shares. The sole managing member of the Sponsor is Eric Semler. Mr. Semler holds voting and investment discretion with respect to the ordinary shares held of record by the Sponsor. Mr. Semler disclaims any beneficial ownership of the securities held by the Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the registration statement on Form S-1 (File No. 333-288651) of Trailblazer Acquisition Corp. (the "Issuer") under the heading "Description of Securities--Founder Shares," the Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination, or at any time prior to the Issuer's initial business combination, at the option of the holder, on a one-for-one basis, subject to certain adjustments. The Class B ordinary shares have no expiration date.

F2: As contemplated in connection with the initial public offering of the issuer, as a result of the underwriters' partial exercise of the over-allotment option, 25,000 Class B ordinary shares were surrendered by Trailblazer Sponsor LLC (the "Sponsor") to the issuer for no consideration.

F3: Trailblazer Sponsor LLC, the Sponsor, is the record holder of such shares. The sole managing member of the Sponsor is Eric Semler. Mr. Semler holds voting and investment discretion with respect to the ordinary shares held of record by the Sponsor. Mr. Semler disclaims any beneficial ownership of the securities held by the Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

URBAN ONE, INC.

Report date June 17, 2021 · Filed June 21, 2021

Jointly reported with TCS CAPITAL MANAGEMENT LLC, TCS Capital Advisors, LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class D Common Stock, $0.001 par valueSEC Table I · non-derivativeIndirectBy TCS Capital Advisors, LLC4,204,410 Last balance in matching sequence After 2021-06-21 transaction · row 5 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 3 · 2021-06-17 · Purchase · Acquired 433,195 · Balance 3,661,230

F1: This Form 4 is filed jointly by TCS Capital Management, LLC ("TCS Management"), TCS Capital Advisors, LLC ("TCS Advisors") and Eric Semler (collectively, the "Reporting Persons").

F2: Each Reporting Person may be deemed to be a member of a "group" that owns more than 10% of the Issuer's outstanding shares of Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3: Securities held directly by TCS Advisors. TCS Management, as the investment advisor of TCS Advisors, may be deemed to beneficially own the securities held directly by TCS Advisors. Mr. Semler, as the managing member of TCS Management, may be deemed to beneficially own the securities held directly by TCS Advisors.

Row 4 · 2021-06-18 · Purchase · Acquired 293,180 · Balance 3,954,410

F1: This Form 4 is filed jointly by TCS Capital Management, LLC ("TCS Management"), TCS Capital Advisors, LLC ("TCS Advisors") and Eric Semler (collectively, the "Reporting Persons").

F2: Each Reporting Person may be deemed to be a member of a "group" that owns more than 10% of the Issuer's outstanding shares of Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3: Securities held directly by TCS Advisors. TCS Management, as the investment advisor of TCS Advisors, may be deemed to beneficially own the securities held directly by TCS Advisors. Mr. Semler, as the managing member of TCS Management, may be deemed to beneficially own the securities held directly by TCS Advisors.

Row 5 · 2021-06-21 · Purchase · Acquired 250,000 · Balance 4,204,410

F1: This Form 4 is filed jointly by TCS Capital Management, LLC ("TCS Management"), TCS Capital Advisors, LLC ("TCS Advisors") and Eric Semler (collectively, the "Reporting Persons").

F2: Each Reporting Person may be deemed to be a member of a "group" that owns more than 10% of the Issuer's outstanding shares of Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3: Securities held directly by TCS Advisors. TCS Management, as the investment advisor of TCS Advisors, may be deemed to beneficially own the securities held directly by TCS Advisors. Mr. Semler, as the managing member of TCS Management, may be deemed to beneficially own the securities held directly by TCS Advisors.

Class A Common Stock, $0.001 par valueSEC Table I · non-derivativeIndirectBy TCS Capital Advisors, LLC675,480 Reported balance Holding disclosure · report date 2021-06-17 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 675,480

F1: This Form 4 is filed jointly by TCS Capital Management, LLC ("TCS Management"), TCS Capital Advisors, LLC ("TCS Advisors") and Eric Semler (collectively, the "Reporting Persons").

F2: Each Reporting Person may be deemed to be a member of a "group" that owns more than 10% of the Issuer's outstanding shares of Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3: Securities held directly by TCS Advisors. TCS Management, as the investment advisor of TCS Advisors, may be deemed to beneficially own the securities held directly by TCS Advisors. Mr. Semler, as the managing member of TCS Management, may be deemed to beneficially own the securities held directly by TCS Advisors.

Class A Common Stock, $0.001 par valueSEC Table I · non-derivativeDirect200,000 Reported balance Holding disclosure · report date 2021-06-17 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 200,000

F1: This Form 4 is filed jointly by TCS Capital Management, LLC ("TCS Management"), TCS Capital Advisors, LLC ("TCS Advisors") and Eric Semler (collectively, the "Reporting Persons").

F2: Each Reporting Person may be deemed to be a member of a "group" that owns more than 10% of the Issuer's outstanding shares of Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by TCS Capital Management, LLC ("TCS Management"), TCS Capital Advisors, LLC ("TCS Advisors") and Eric Semler (collectively, the "Reporting Persons").

F2: Each Reporting Person may be deemed to be a member of a "group" that owns more than 10% of the Issuer's outstanding shares of Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3: Securities held directly by TCS Advisors. TCS Management, as the investment advisor of TCS Advisors, may be deemed to beneficially own the securities held directly by TCS Advisors. Mr. Semler, as the managing member of TCS Management, may be deemed to beneficially own the securities held directly by TCS Advisors.

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Angie's List, Inc.

Report date September 29, 2017 · Filed October 04, 2017

Section 16 reporting ended · disclosed 2017-10-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2017-09-29 transaction · row 1
1 source row

Row 1 · 2017-09-29 · Disposition to issuer · Disposed 19,977 · Balance 0

F1: On September 29, 2017, the closing date of the transactions (the "Closing") contemplated by the Agreement and Plan of Merger, dated as of May 1, 2017, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of August 26, 2017 (the "Merger Agreement"), by and among Angie's List, Inc. ("Angie's List"), IAC/InterActiveCorp, ANGI Homeservices Inc. ("ANGI Homeservices") and Casa Merger Sub, Inc., the outstanding shares of common stock of Angie's List ("Angie's List Common Stock") held by the Reporting Person were cancelled and converted on a 1:1 basis into shares of Class A common stock of ANGI Homeservices ("ANGI Homeservices Class A Common Stock").

Common StockSEC Table I · non-derivativeIndirectSee Footnote 20 Reported balance After 2017-09-29 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2017-09-29 · Disposition to issuer · Disposed 5,434,102 · Balance 0

F1: On September 29, 2017, the closing date of the transactions (the "Closing") contemplated by the Agreement and Plan of Merger, dated as of May 1, 2017, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of August 26, 2017 (the "Merger Agreement"), by and among Angie's List, Inc. ("Angie's List"), IAC/InterActiveCorp, ANGI Homeservices Inc. ("ANGI Homeservices") and Casa Merger Sub, Inc., the outstanding shares of common stock of Angie's List ("Angie's List Common Stock") held by the Reporting Person were cancelled and converted on a 1:1 basis into shares of Class A common stock of ANGI Homeservices ("ANGI Homeservices Class A Common Stock").

F2: Shares of the Issuer's common stock held directly by TCS Global Equity Master Fund, LP ("TCS Master"). TCS Capital Management, LLC ("TCS Capital") may be deemed to indirectly beneficially own the shares of common stock of the Issuer held directly by TCS Master because TCS Capital serves as the investment manager of TCS Master and has voting and investment power over such securities. Mr. Semler may be deemed to indirectly beneficially own the shares of common stock held directly by TCS Master because of his relationship with TCS Capital. Mr. Semler is the Managing Member of TCS Capital and may be deemed to direct all voting and investment decisions made by TCS Capital. Mr. Semler disclaims beneficial ownership of the shares of common stock held by TCS Master except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee Footnote 30 Reported balance After 2017-09-29 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2017-09-29 · Disposition to issuer · Disposed 646,248 · Balance 0

F1: On September 29, 2017, the closing date of the transactions (the "Closing") contemplated by the Agreement and Plan of Merger, dated as of May 1, 2017, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of August 26, 2017 (the "Merger Agreement"), by and among Angie's List, Inc. ("Angie's List"), IAC/InterActiveCorp, ANGI Homeservices Inc. ("ANGI Homeservices") and Casa Merger Sub, Inc., the outstanding shares of common stock of Angie's List ("Angie's List Common Stock") held by the Reporting Person were cancelled and converted on a 1:1 basis into shares of Class A common stock of ANGI Homeservices ("ANGI Homeservices Class A Common Stock").

F3: Shares of the Issuer's common stock held directly by an irrevocable family trust. Mr. Semler's spouse is the trustee of the trust. Mr. Semler disclaims beneficial ownership of the shares of common stock of the Issuer held directly by the irrevocable family trust, and the filing of this report is not an admission that Mr. Semler is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.23 · Expires 2026-02-28Direct0 Reported balance After 2017-09-29 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-09-29 · Disposition to issuer · Disposed 13,446 · Balance 0

F4: In connection with the Closing and pursuant to the Merger Agreement, the outstanding options to purchase shares of Angie's List Common Stock, which were fully vested at the time of the Closing, were converted on a 1:1 basis into options to purchase shares of ANGI Homeservices Class A Common Stock, subject to the same terms and conditions, including the per share exercise price, as applied to such options to purchase Angie's List Common Stock immediately prior to the Closing.

Restricted Stock Units (RSU)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-09-29 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2017-09-29 · Disposition to issuer · Disposed 12,664 · Balance 0

F5: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement, and there is no exercise price associated with the RSUs.

F6: In connection with the Closing and pursuant to the Merger Agreement, the outstanding Angie's List RSUs were converted on a 1:1 basis into RSUs for shares of ANGI Homeservices Class A Common Stock, subject to the same terms and conditions as applied to such RSUs for shares of Angie's List Common Stock immediately prior to the Closing. Upon conclusion of the Reporting Person's service as a member of the Angie's List Board of Directors, the vesting of the RSUs was subsequently accelerated in full, resulting in the conversion of such RSUs into shares of ANGI Homeservices Class A Common Stock.

F7: There is no expiration date with respect to RSUs.

Filing footnotes · ownership attribution and instrument terms

F1: On September 29, 2017, the closing date of the transactions (the "Closing") contemplated by the Agreement and Plan of Merger, dated as of May 1, 2017, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of August 26, 2017 (the "Merger Agreement"), by and among Angie's List, Inc. ("Angie's List"), IAC/InterActiveCorp, ANGI Homeservices Inc. ("ANGI Homeservices") and Casa Merger Sub, Inc., the outstanding shares of common stock of Angie's List ("Angie's List Common Stock") held by the Reporting Person were cancelled and converted on a 1:1 basis into shares of Class A common stock of ANGI Homeservices ("ANGI Homeservices Class A Common Stock").

F2: Shares of the Issuer's common stock held directly by TCS Global Equity Master Fund, LP ("TCS Master"). TCS Capital Management, LLC ("TCS Capital") may be deemed to indirectly beneficially own the shares of common stock of the Issuer held directly by TCS Master because TCS Capital serves as the investment manager of TCS Master and has voting and investment power over such securities. Mr. Semler may be deemed to indirectly beneficially own the shares of common stock held directly by TCS Master because of his relationship with TCS Capital. Mr. Semler is the Managing Member of TCS Capital and may be deemed to direct all voting and investment decisions made by TCS Capital. Mr. Semler disclaims beneficial ownership of the shares of common stock held by TCS Master except to the extent of his pecuniary interest therein.

F3: Shares of the Issuer's common stock held directly by an irrevocable family trust. Mr. Semler's spouse is the trustee of the trust. Mr. Semler disclaims beneficial ownership of the shares of common stock of the Issuer held directly by the irrevocable family trust, and the filing of this report is not an admission that Mr. Semler is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

F4: In connection with the Closing and pursuant to the Merger Agreement, the outstanding options to purchase shares of Angie's List Common Stock, which were fully vested at the time of the Closing, were converted on a 1:1 basis into options to purchase shares of ANGI Homeservices Class A Common Stock, subject to the same terms and conditions, including the per share exercise price, as applied to such options to purchase Angie's List Common Stock immediately prior to the Closing.

F5: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement, and there is no exercise price associated with the RSUs.

F6: In connection with the Closing and pursuant to the Merger Agreement, the outstanding Angie's List RSUs were converted on a 1:1 basis into RSUs for shares of ANGI Homeservices Class A Common Stock, subject to the same terms and conditions as applied to such RSUs for shares of Angie's List Common Stock immediately prior to the Closing. Upon conclusion of the Reporting Person's service as a member of the Angie's List Board of Directors, the vesting of the RSUs was subsequently accelerated in full, resulting in the conversion of such RSUs into shares of ANGI Homeservices Class A Common Stock.

F7: There is no expiration date with respect to RSUs.

CENTRAL EUROPEAN MEDIA ENTERPRISES LTD

Report date July 10, 2017 · Filed July 12, 2017

Jointly reported with TCS CAPITAL MANAGEMENT LLC, TCS Global Equity Master Fund, L.P., TCS Capital GP, LLC

Section 16 reporting ended · disclosed 2017-07-12. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common Stock, $0.08 par valueSEC Table I · non-derivativeIndirectBy TCS Global Equity Master Fund, L.P.13,137,023 Reported balance After 2017-07-10 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2017-07-10 · Sale · Disposed 3,960,928 · Balance 13,137,023

F1: This Form 4 is filed jointly by TCS Global Equity Master Fund, L.P. ("TCS Global"), TCS Capital GP, LLC ("TCS GP"), TCS Capital Management, LLC ("TCS Management"), and Eric Semler (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock. As of July 10, 2017, the Reporting Persons ceased to own in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2: Securities held directly by TCS Global. TCS Management, as the investment manager of TCS Global, may be deemed to beneficially own the securities held directly by TCS Global. TCS GP, as the general partner of TCS Global, may be deemed to beneficially own the securities held directly by TCS Global. Mr. Semler, as the Managing Member of each of TCS GP and TCS Management, may be deemed to beneficially own the securities held directly by TCS Global.

Class A Common Stock, $0.08 par valueSEC Table I · non-derivativeIndirectBy Managed Account of TCS Capital Management, LLC0 Reported balance After 2017-07-10 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2017-07-10 · Sale · Disposed 1,039,072 · Balance 0

F1: This Form 4 is filed jointly by TCS Global Equity Master Fund, L.P. ("TCS Global"), TCS Capital GP, LLC ("TCS GP"), TCS Capital Management, LLC ("TCS Management"), and Eric Semler (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock. As of July 10, 2017, the Reporting Persons ceased to own in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3: Securities held directly in a certain managed account (the "Managed Account"). TCS Management, as the investment manager of the Managed Account, may be deemed to beneficially own the securities held in the Managed Account. Mr. Semler, as the Managing Member of TCS Management, may be deemed to beneficially own the securities held in the Managed Account.

Common Stock Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.00 · Expires 2018-05-02IndirectBy TCS Global Equity Master Fund, L.P.1,113,861 Reported balance Holding disclosure · report date 2017-07-10 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 1,113,861

F1: This Form 4 is filed jointly by TCS Global Equity Master Fund, L.P. ("TCS Global"), TCS Capital GP, LLC ("TCS GP"), TCS Capital Management, LLC ("TCS Management"), and Eric Semler (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock. As of July 10, 2017, the Reporting Persons ceased to own in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2: Securities held directly by TCS Global. TCS Management, as the investment manager of TCS Global, may be deemed to beneficially own the securities held directly by TCS Global. TCS GP, as the general partner of TCS Global, may be deemed to beneficially own the securities held directly by TCS Global. Mr. Semler, as the Managing Member of each of TCS GP and TCS Management, may be deemed to beneficially own the securities held directly by TCS Global.

Common Stock Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.00 · Expires 2018-05-02IndirectBy Managed Account of TCS Capital Management, LLC65,583 Reported balance Holding disclosure · report date 2017-07-10 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 65,583

F1: This Form 4 is filed jointly by TCS Global Equity Master Fund, L.P. ("TCS Global"), TCS Capital GP, LLC ("TCS GP"), TCS Capital Management, LLC ("TCS Management"), and Eric Semler (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock. As of July 10, 2017, the Reporting Persons ceased to own in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3: Securities held directly in a certain managed account (the "Managed Account"). TCS Management, as the investment manager of the Managed Account, may be deemed to beneficially own the securities held in the Managed Account. Mr. Semler, as the Managing Member of TCS Management, may be deemed to beneficially own the securities held in the Managed Account.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by TCS Global Equity Master Fund, L.P. ("TCS Global"), TCS Capital GP, LLC ("TCS GP"), TCS Capital Management, LLC ("TCS Management"), and Eric Semler (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock. As of July 10, 2017, the Reporting Persons ceased to own in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2: Securities held directly by TCS Global. TCS Management, as the investment manager of TCS Global, may be deemed to beneficially own the securities held directly by TCS Global. TCS GP, as the general partner of TCS Global, may be deemed to beneficially own the securities held directly by TCS Global. Mr. Semler, as the Managing Member of each of TCS GP and TCS Management, may be deemed to beneficially own the securities held directly by TCS Global.

F3: Securities held directly in a certain managed account (the "Managed Account"). TCS Management, as the investment manager of the Managed Account, may be deemed to beneficially own the securities held in the Managed Account. Mr. Semler, as the Managing Member of TCS Management, may be deemed to beneficially own the securities held in the Managed Account.

Paradium.AI, Inc.

Report date May 20, 2021 · Filed July 09, 2021

Section 16 reporting ended · disclosed 2021-07-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect16,549 Reported balance After 2021-06-08 transaction · row 1
1 source row

Row 1 · 2021-06-08 · Disposition to issuer · Disposed 38,616 · Balance 16,549

Common StockSEC Table I · non-derivativeIndirectBy TCS Capital Management, LLC20,714,286 Reported balance After 2021-05-20 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2021-05-20 · Purchase · Acquired 5,714,286 · Balance 20,714,286

F1: Securities held directly by TCS Capital Management, LLC ("TCS Management"). Mr. Semler, as the managing member of TCS Management, may be deemed to beneficially own the securities held directly by TCS Management. Mr. Semler disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Securities held directly by TCS Capital Management, LLC ("TCS Management"). Mr. Semler, as the managing member of TCS Management, may be deemed to beneficially own the securities held directly by TCS Management. Mr. Semler disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Semler Scientific, Inc.

Report date January 16, 2026 · Filed January 16, 2026

Section 16 reporting ended · disclosed 2026-01-16. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-01-16 transaction · row 1
1 source row

Row 1 · 2026-01-16 · Disposition to issuer · Disposed 636,346 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger dated September 22, 2025 (the "Merger Agreement"), by and among the Issuer, Strive, Inc. ("Strive"), and Strive Merger Sub, Inc., a direct, wholly owned subsidiary of Strive ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer effective as of January 16, 2026 (the "Effective Time"), with the Issuer surviving such merger as a direct, wholly owned subsidiary of Strive (the "Merger").

F2: At the Effective Time, each share of Issuer common stock that was issued and outstanding immediately prior to the Effective Time was converted into the right to receive a number of validly issued, fully paid and non-assessable shares of Strive Class A common stock equal to 21.05 (the "Exchange Ratio") and cash in lieu of any fractional shares of Strive Class A common stock any former holder of Issuer common stock would otherwise be entitled to receive, without interest and subject to any required tax withholding, upon the terms and subject to the conditions of the Merger Agreement.

Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2026-01-16 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-01-16 · Disposition to issuer · Disposed 77,771 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger dated September 22, 2025 (the "Merger Agreement"), by and among the Issuer, Strive, Inc. ("Strive"), and Strive Merger Sub, Inc., a direct, wholly owned subsidiary of Strive ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer effective as of January 16, 2026 (the "Effective Time"), with the Issuer surviving such merger as a direct, wholly owned subsidiary of Strive (the "Merger").

F2: At the Effective Time, each share of Issuer common stock that was issued and outstanding immediately prior to the Effective Time was converted into the right to receive a number of validly issued, fully paid and non-assessable shares of Strive Class A common stock equal to 21.05 (the "Exchange Ratio") and cash in lieu of any fractional shares of Strive Class A common stock any former holder of Issuer common stock would otherwise be entitled to receive, without interest and subject to any required tax withholding, upon the terms and subject to the conditions of the Merger Agreement.

F3: Securities owned directly by TCS Capital Advisors, LLC ("TCS Advisors"). Mr. Semler, by virtue of his position as the managing member of TCS Capital Management LLC, the investment advisor of TCS Advisors, may be deemed to beneficially own the securities owned directly by TCS Advisors. Mr. Semler expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.78 · Expires 2036-01-02Direct0 Reported balance After 2026-01-16 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-01-16 · Disposition to issuer · Acquired 4,000 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger dated September 22, 2025 (the "Merger Agreement"), by and among the Issuer, Strive, Inc. ("Strive"), and Strive Merger Sub, Inc., a direct, wholly owned subsidiary of Strive ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer effective as of January 16, 2026 (the "Effective Time"), with the Issuer surviving such merger as a direct, wholly owned subsidiary of Strive (the "Merger").

F4: At the Effective Time, each Issuer stock option that was outstanding immediately prior to the Effective Time, whether vested or unvested, was converted into an option to purchase, on the same terms and conditions, a number of shares of Strive Class A common stock, rounded down to the nearest whole share, determined by multiplying the number of shares of Issuer common stock subject to such Issuer stock option immediately prior to the Effective Time by the Exchange Ratio, at an exercise price per share of Strive Class A common stock, rounded up to the nearest whole cent, equal to the per share exercise price for the shares of Issuer common stock otherwise purchasable pursuant to such Issuer stock option immediately prior to the Effective Time divided by the Exchange Ratio.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.16 · Expires 2035-05-02Direct0 Reported balance After 2026-01-16 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-01-16 · Disposition to issuer · Acquired 4,000 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger dated September 22, 2025 (the "Merger Agreement"), by and among the Issuer, Strive, Inc. ("Strive"), and Strive Merger Sub, Inc., a direct, wholly owned subsidiary of Strive ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer effective as of January 16, 2026 (the "Effective Time"), with the Issuer surviving such merger as a direct, wholly owned subsidiary of Strive (the "Merger").

F4: At the Effective Time, each Issuer stock option that was outstanding immediately prior to the Effective Time, whether vested or unvested, was converted into an option to purchase, on the same terms and conditions, a number of shares of Strive Class A common stock, rounded down to the nearest whole share, determined by multiplying the number of shares of Issuer common stock subject to such Issuer stock option immediately prior to the Effective Time by the Exchange Ratio, at an exercise price per share of Strive Class A common stock, rounded up to the nearest whole cent, equal to the per share exercise price for the shares of Issuer common stock otherwise purchasable pursuant to such Issuer stock option immediately prior to the Effective Time divided by the Exchange Ratio.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.16 · Expires 2027-05-28Direct0 Reported balance After 2026-01-16 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-01-16 · Disposition to issuer · Acquired 75,000 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger dated September 22, 2025 (the "Merger Agreement"), by and among the Issuer, Strive, Inc. ("Strive"), and Strive Merger Sub, Inc., a direct, wholly owned subsidiary of Strive ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer effective as of January 16, 2026 (the "Effective Time"), with the Issuer surviving such merger as a direct, wholly owned subsidiary of Strive (the "Merger").

F4: At the Effective Time, each Issuer stock option that was outstanding immediately prior to the Effective Time, whether vested or unvested, was converted into an option to purchase, on the same terms and conditions, a number of shares of Strive Class A common stock, rounded down to the nearest whole share, determined by multiplying the number of shares of Issuer common stock subject to such Issuer stock option immediately prior to the Effective Time by the Exchange Ratio, at an exercise price per share of Strive Class A common stock, rounded up to the nearest whole cent, equal to the per share exercise price for the shares of Issuer common stock otherwise purchasable pursuant to such Issuer stock option immediately prior to the Effective Time divided by the Exchange Ratio.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $58.94 · Expires 2035-01-06Direct0 Reported balance After 2026-01-16 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-01-16 · Disposition to issuer · Acquired 8,000 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger dated September 22, 2025 (the "Merger Agreement"), by and among the Issuer, Strive, Inc. ("Strive"), and Strive Merger Sub, Inc., a direct, wholly owned subsidiary of Strive ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer effective as of January 16, 2026 (the "Effective Time"), with the Issuer surviving such merger as a direct, wholly owned subsidiary of Strive (the "Merger").

F4: At the Effective Time, each Issuer stock option that was outstanding immediately prior to the Effective Time, whether vested or unvested, was converted into an option to purchase, on the same terms and conditions, a number of shares of Strive Class A common stock, rounded down to the nearest whole share, determined by multiplying the number of shares of Issuer common stock subject to such Issuer stock option immediately prior to the Effective Time by the Exchange Ratio, at an exercise price per share of Strive Class A common stock, rounded up to the nearest whole cent, equal to the per share exercise price for the shares of Issuer common stock otherwise purchasable pursuant to such Issuer stock option immediately prior to the Effective Time divided by the Exchange Ratio.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $58.94 · Expires 2027-01-29Direct0 Reported balance After 2026-01-16 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-01-16 · Disposition to issuer · Acquired 150,000 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger dated September 22, 2025 (the "Merger Agreement"), by and among the Issuer, Strive, Inc. ("Strive"), and Strive Merger Sub, Inc., a direct, wholly owned subsidiary of Strive ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer effective as of January 16, 2026 (the "Effective Time"), with the Issuer surviving such merger as a direct, wholly owned subsidiary of Strive (the "Merger").

F4: At the Effective Time, each Issuer stock option that was outstanding immediately prior to the Effective Time, whether vested or unvested, was converted into an option to purchase, on the same terms and conditions, a number of shares of Strive Class A common stock, rounded down to the nearest whole share, determined by multiplying the number of shares of Issuer common stock subject to such Issuer stock option immediately prior to the Effective Time by the Exchange Ratio, at an exercise price per share of Strive Class A common stock, rounded up to the nearest whole cent, equal to the per share exercise price for the shares of Issuer common stock otherwise purchasable pursuant to such Issuer stock option immediately prior to the Effective Time divided by the Exchange Ratio.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.32 · Expires 2026-05-24Direct0 Reported balance After 2026-01-16 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-01-16 · Disposition to issuer · Acquired 12,375 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger dated September 22, 2025 (the "Merger Agreement"), by and among the Issuer, Strive, Inc. ("Strive"), and Strive Merger Sub, Inc., a direct, wholly owned subsidiary of Strive ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer effective as of January 16, 2026 (the "Effective Time"), with the Issuer surviving such merger as a direct, wholly owned subsidiary of Strive (the "Merger").

F4: At the Effective Time, each Issuer stock option that was outstanding immediately prior to the Effective Time, whether vested or unvested, was converted into an option to purchase, on the same terms and conditions, a number of shares of Strive Class A common stock, rounded down to the nearest whole share, determined by multiplying the number of shares of Issuer common stock subject to such Issuer stock option immediately prior to the Effective Time by the Exchange Ratio, at an exercise price per share of Strive Class A common stock, rounded up to the nearest whole cent, equal to the per share exercise price for the shares of Issuer common stock otherwise purchasable pursuant to such Issuer stock option immediately prior to the Effective Time divided by the Exchange Ratio.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger dated September 22, 2025 (the "Merger Agreement"), by and among the Issuer, Strive, Inc. ("Strive"), and Strive Merger Sub, Inc., a direct, wholly owned subsidiary of Strive ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer effective as of January 16, 2026 (the "Effective Time"), with the Issuer surviving such merger as a direct, wholly owned subsidiary of Strive (the "Merger").

F2: At the Effective Time, each share of Issuer common stock that was issued and outstanding immediately prior to the Effective Time was converted into the right to receive a number of validly issued, fully paid and non-assessable shares of Strive Class A common stock equal to 21.05 (the "Exchange Ratio") and cash in lieu of any fractional shares of Strive Class A common stock any former holder of Issuer common stock would otherwise be entitled to receive, without interest and subject to any required tax withholding, upon the terms and subject to the conditions of the Merger Agreement.

F3: Securities owned directly by TCS Capital Advisors, LLC ("TCS Advisors"). Mr. Semler, by virtue of his position as the managing member of TCS Capital Management LLC, the investment advisor of TCS Advisors, may be deemed to beneficially own the securities owned directly by TCS Advisors. Mr. Semler expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

F4: At the Effective Time, each Issuer stock option that was outstanding immediately prior to the Effective Time, whether vested or unvested, was converted into an option to purchase, on the same terms and conditions, a number of shares of Strive Class A common stock, rounded down to the nearest whole share, determined by multiplying the number of shares of Issuer common stock subject to such Issuer stock option immediately prior to the Effective Time by the Exchange Ratio, at an exercise price per share of Strive Class A common stock, rounded up to the nearest whole cent, equal to the per share exercise price for the shares of Issuer common stock otherwise purchasable pursuant to such Issuer stock option immediately prior to the Effective Time divided by the Exchange Ratio.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2026 Filed Oct 3, 2026 00:09 UTC Strive, Inc. ASST · Entity 4444 GrantRestricted Stock Units · Derivative 7,009 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-064731 · wk-form4_1790986169.xml · derivative · entry 1

SEMLER ERIC · CIK 0001162095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,824

Underlying: Class A Common Stock · 7,009 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The Restricted Stock Units will fully vest on the first anniversary of September 30, 2026 subject to the Reporting Person's continuous service through such vesting date.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The Restricted Stock Units will fully vest on the first anniversary of September 30, 2026 subject to the Reporting Person's continuous service through such vesting date.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The Restricted Stock Units will fully vest on the first anniversary of September 30, 2026 subject to the Reporting Person's continuous service through such vesting date.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The Restricted Stock Units will fully vest on the first anniversary of September 30, 2026 subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
June 30, 2026 Filed Jul 2, 2026 20:11 UTC Strive, Inc. ASST · Entity 4444 GrantRestricted Stock Units · Derivative 14,815 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-046897 · wk-form4_1783023065.xml · derivative · entry 1

SEMLER ERIC · CIK 0001162095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,815

Underlying: Class A Common Stock · 14,815 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The Restricted Stock Units will fully vest on the first anniversary of December 31, 2025, subject to the Reporting Person's continuous service through such vesting date.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The Restricted Stock Units will fully vest on the first anniversary of December 31, 2025, subject to the Reporting Person's continuous service through such vesting date.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The Restricted Stock Units will fully vest on the first anniversary of December 31, 2025, subject to the Reporting Person's continuous service through such vesting date.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The Restricted Stock Units will fully vest on the first anniversary of December 31, 2025, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
January 16, 2026 Filed Jan 16, 2026 23:00 UTC Strive, Inc. ASST · Entity 4444 GrantStock Option (Right to Buy) · Derivative 84,200 Not disclosed Strike: $0.85 Not disclosed
Disclosure

SEC source: 0000950103-26-000630 · dp240018_4-semler.xml · derivative · entry 8

SEMLER ERIC · CIK 0001162095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,200

Underlying: Class A Common Stock · 84,200 shares

Expires 2036-01-02

F3 · derivative.exercise_price: On January 16, 2026, in connection with the Merger, each outstanding stock option in respect of the common stock of Semler held by the Reporting Person (each, a "Semler Option") was converted into a right to purchase shares of Class A Common Stock (the "Converted Options") on substantially the same terms and conditions as the Semler Options, except that (i) the number of shares of Semler common stock subject to each such Converted Option equals (x) the number of shares of Semler common stock subject to each such Semler Option, multiplied by (y) 21.05, rounded down to the nearest whole share of Class A Common Stock, (ii) the per share exercise price for each such Converted Option equals (x) the per share exercise price of such Semler Option, divided by (y) 21.05, rounded up to the nearest whole cent and (iii) the Converted Options will be fully vested as of the closing of the Merger.

F3 · shares: On January 16, 2026, in connection with the Merger, each outstanding stock option in respect of the common stock of Semler held by the Reporting Person (each, a "Semler Option") was converted into a right to purchase shares of Class A Common Stock (the "Converted Options") on substantially the same terms and conditions as the Semler Options, except that (i) the number of shares of Semler common stock subject to each such Converted Option equals (x) the number of shares of Semler common stock subject to each such Semler Option, multiplied by (y) 21.05, rounded down to the nearest whole share of Class A Common Stock, (ii) the per share exercise price for each such Converted Option equals (x) the per share exercise price of such Semler Option, divided by (y) 21.05, rounded up to the nearest whole cent and (iii) the Converted Options will be fully vested as of the closing of the Merger.

F3 · price: On January 16, 2026, in connection with the Merger, each outstanding stock option in respect of the common stock of Semler held by the Reporting Person (each, a "Semler Option") was converted into a right to purchase shares of Class A Common Stock (the "Converted Options") on substantially the same terms and conditions as the Semler Options, except that (i) the number of shares of Semler common stock subject to each such Converted Option equals (x) the number of shares of Semler common stock subject to each such Semler Option, multiplied by (y) 21.05, rounded down to the nearest whole share of Class A Common Stock, (ii) the per share exercise price for each such Converted Option equals (x) the per share exercise price of such Semler Option, divided by (y) 21.05, rounded up to the nearest whole cent and (iii) the Converted Options will be fully vested as of the closing of the Merger.

F4 · derivative.exercise_date: This Converted Option is fully vested and exercisable.

F3 · derivative.underlying_shares: On January 16, 2026, in connection with the Merger, each outstanding stock option in respect of the common stock of Semler held by the Reporting Person (each, a "Semler Option") was converted into a right to purchase shares of Class A Common Stock (the "Converted Options") on substantially the same terms and conditions as the Semler Options, except that (i) the number of shares of Semler common stock subject to each such Converted Option equals (x) the number of shares of Semler common stock subject to each such Semler Option, multiplied by (y) 21.05, rounded down to the nearest whole share of Class A Common Stock, (ii) the per share exercise price for each such Converted Option equals (x) the per share exercise price of such Semler Option, divided by (y) 21.05, rounded up to the nearest whole cent and (iii) the Converted Options will be fully vested as of the closing of the Merger.

Read SEC document
January 16, 2026 Filed Jan 16, 2026 23:00 UTC Strive, Inc. ASST · Entity 4444 GrantStock Option (Right to Buy) · Derivative 84,200 Not disclosed Strike: $1.72 Not disclosed
Disclosure

SEC source: 0000950103-26-000630 · dp240018_4-semler.xml · derivative · entry 7

SEMLER ERIC · CIK 0001162095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,200

Underlying: Class A Common Stock · 84,200 shares

Expires 2035-05-02

F3 · derivative.exercise_price: On January 16, 2026, in connection with the Merger, each outstanding stock option in respect of the common stock of Semler held by the Reporting Person (each, a "Semler Option") was converted into a right to purchase shares of Class A Common Stock (the "Converted Options") on substantially the same terms and conditions as the Semler Options, except that (i) the number of shares of Semler common stock subject to each such Converted Option equals (x) the number of shares of Semler common stock subject to each such Semler Option, multiplied by (y) 21.05, rounded down to the nearest whole share of Class A Common Stock, (ii) the per share exercise price for each such Converted Option equals (x) the per share exercise price of such Semler Option, divided by (y) 21.05, rounded up to the nearest whole cent and (iii) the Converted Options will be fully vested as of the closing of the Merger.

F3 · shares: On January 16, 2026, in connection with the Merger, each outstanding stock option in respect of the common stock of Semler held by the Reporting Person (each, a "Semler Option") was converted into a right to purchase shares of Class A Common Stock (the "Converted Options") on substantially the same terms and conditions as the Semler Options, except that (i) the number of shares of Semler common stock subject to each such Converted Option equals (x) the number of shares of Semler common stock subject to each such Semler Option, multiplied by (y) 21.05, rounded down to the nearest whole share of Class A Common Stock, (ii) the per share exercise price for each such Converted Option equals (x) the per share exercise price of such Semler Option, divided by (y) 21.05, rounded up to the nearest whole cent and (iii) the Converted Options will be fully vested as of the closing of the Merger.

F3 · price: On January 16, 2026, in connection with the Merger, each outstanding stock option in respect of the common stock of Semler held by the Reporting Person (each, a "Semler Option") was converted into a right to purchase shares of Class A Common Stock (the "Converted Options") on substantially the same terms and conditions as the Semler Options, except that (i) the number of shares of Semler common stock subject to each such Converted Option equals (x) the number of shares of Semler common stock subject to each such Semler Option, multiplied by (y) 21.05, rounded down to the nearest whole share of Class A Common Stock, (ii) the per share exercise price for each such Converted Option equals (x) the per share exercise price of such Semler Option, divided by (y) 21.05, rounded up to the nearest whole cent and (iii) the Converted Options will be fully vested as of the closing of the Merger.

F4 · derivative.exercise_date: This Converted Option is fully vested and exercisable.

F3 · derivative.underlying_shares: On January 16, 2026, in connection with the Merger, each outstanding stock option in respect of the common stock of Semler held by the Reporting Person (each, a "Semler Option") was converted into a right to purchase shares of Class A Common Stock (the "Converted Options") on substantially the same terms and conditions as the Semler Options, except that (i) the number of shares of Semler common stock subject to each such Converted Option equals (x) the number of shares of Semler common stock subject to each such Semler Option, multiplied by (y) 21.05, rounded down to the nearest whole share of Class A Common Stock, (ii) the per share exercise price for each such Converted Option equals (x) the per share exercise price of such Semler Option, divided by (y) 21.05, rounded up to the nearest whole cent and (iii) the Converted Options will be fully vested as of the closing of the Merger.

Read SEC document
January 16, 2026 Filed Jan 16, 2026 23:00 UTC Strive, Inc. ASST · Entity 4444 GrantStock Option (Right to Buy) · Derivative 168,400 Not disclosed Strike: $2.80 Not disclosed
Disclosure

SEC source: 0000950103-26-000630 · dp240018_4-semler.xml · derivative · entry 6

SEMLER ERIC · CIK 0001162095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,400

Underlying: Class A Common Stock · 168,400 shares

Expires 2035-01-06

F3 · derivative.exercise_price: On January 16, 2026, in connection with the Merger, each outstanding stock option in respect of the common stock of Semler held by the Reporting Person (each, a "Semler Option") was converted into a right to purchase shares of Class A Common Stock (the "Converted Options") on substantially the same terms and conditions as the Semler Options, except that (i) the number of shares of Semler common stock subject to each such Converted Option equals (x) the number of shares of Semler common stock subject to each such Semler Option, multiplied by (y) 21.05, rounded down to the nearest whole share of Class A Common Stock, (ii) the per share exercise price for each such Converted Option equals (x) the per share exercise price of such Semler Option, divided by (y) 21.05, rounded up to the nearest whole cent and (iii) the Converted Options will be fully vested as of the closing of the Merger.

F3 · shares: On January 16, 2026, in connection with the Merger, each outstanding stock option in respect of the common stock of Semler held by the Reporting Person (each, a "Semler Option") was converted into a right to purchase shares of Class A Common Stock (the "Converted Options") on substantially the same terms and conditions as the Semler Options, except that (i) the number of shares of Semler common stock subject to each such Converted Option equals (x) the number of shares of Semler common stock subject to each such Semler Option, multiplied by (y) 21.05, rounded down to the nearest whole share of Class A Common Stock, (ii) the per share exercise price for each such Converted Option equals (x) the per share exercise price of such Semler Option, divided by (y) 21.05, rounded up to the nearest whole cent and (iii) the Converted Options will be fully vested as of the closing of the Merger.

F3 · price: On January 16, 2026, in connection with the Merger, each outstanding stock option in respect of the common stock of Semler held by the Reporting Person (each, a "Semler Option") was converted into a right to purchase shares of Class A Common Stock (the "Converted Options") on substantially the same terms and conditions as the Semler Options, except that (i) the number of shares of Semler common stock subject to each such Converted Option equals (x) the number of shares of Semler common stock subject to each such Semler Option, multiplied by (y) 21.05, rounded down to the nearest whole share of Class A Common Stock, (ii) the per share exercise price for each such Converted Option equals (x) the per share exercise price of such Semler Option, divided by (y) 21.05, rounded up to the nearest whole cent and (iii) the Converted Options will be fully vested as of the closing of the Merger.

F4 · derivative.exercise_date: This Converted Option is fully vested and exercisable.

F3 · derivative.underlying_shares: On January 16, 2026, in connection with the Merger, each outstanding stock option in respect of the common stock of Semler held by the Reporting Person (each, a "Semler Option") was converted into a right to purchase shares of Class A Common Stock (the "Converted Options") on substantially the same terms and conditions as the Semler Options, except that (i) the number of shares of Semler common stock subject to each such Converted Option equals (x) the number of shares of Semler common stock subject to each such Semler Option, multiplied by (y) 21.05, rounded down to the nearest whole share of Class A Common Stock, (ii) the per share exercise price for each such Converted Option equals (x) the per share exercise price of such Semler Option, divided by (y) 21.05, rounded up to the nearest whole cent and (iii) the Converted Options will be fully vested as of the closing of the Merger.

Read SEC document
January 16, 2026 Filed Jan 16, 2026 23:00 UTC Strive, Inc. ASST · Entity 4444 GrantStock Option (Right to Buy) · Derivative 1,578,750 Not disclosed Strike: $1.72 Not disclosed
Disclosure

SEC source: 0000950103-26-000630 · dp240018_4-semler.xml · derivative · entry 5

SEMLER ERIC · CIK 0001162095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,578,750

Underlying: Class A Common Stock · 1,578,750 shares

Expires 2027-05-28

F3 · derivative.exercise_price: On January 16, 2026, in connection with the Merger, each outstanding stock option in respect of the common stock of Semler held by the Reporting Person (each, a "Semler Option") was converted into a right to purchase shares of Class A Common Stock (the "Converted Options") on substantially the same terms and conditions as the Semler Options, except that (i) the number of shares of Semler common stock subject to each such Converted Option equals (x) the number of shares of Semler common stock subject to each such Semler Option, multiplied by (y) 21.05, rounded down to the nearest whole share of Class A Common Stock, (ii) the per share exercise price for each such Converted Option equals (x) the per share exercise price of such Semler Option, divided by (y) 21.05, rounded up to the nearest whole cent and (iii) the Converted Options will be fully vested as of the closing of the Merger.

F3 · shares: On January 16, 2026, in connection with the Merger, each outstanding stock option in respect of the common stock of Semler held by the Reporting Person (each, a "Semler Option") was converted into a right to purchase shares of Class A Common Stock (the "Converted Options") on substantially the same terms and conditions as the Semler Options, except that (i) the number of shares of Semler common stock subject to each such Converted Option equals (x) the number of shares of Semler common stock subject to each such Semler Option, multiplied by (y) 21.05, rounded down to the nearest whole share of Class A Common Stock, (ii) the per share exercise price for each such Converted Option equals (x) the per share exercise price of such Semler Option, divided by (y) 21.05, rounded up to the nearest whole cent and (iii) the Converted Options will be fully vested as of the closing of the Merger.

F3 · price: On January 16, 2026, in connection with the Merger, each outstanding stock option in respect of the common stock of Semler held by the Reporting Person (each, a "Semler Option") was converted into a right to purchase shares of Class A Common Stock (the "Converted Options") on substantially the same terms and conditions as the Semler Options, except that (i) the number of shares of Semler common stock subject to each such Converted Option equals (x) the number of shares of Semler common stock subject to each such Semler Option, multiplied by (y) 21.05, rounded down to the nearest whole share of Class A Common Stock, (ii) the per share exercise price for each such Converted Option equals (x) the per share exercise price of such Semler Option, divided by (y) 21.05, rounded up to the nearest whole cent and (iii) the Converted Options will be fully vested as of the closing of the Merger.

F4 · derivative.exercise_date: This Converted Option is fully vested and exercisable.

F3 · derivative.underlying_shares: On January 16, 2026, in connection with the Merger, each outstanding stock option in respect of the common stock of Semler held by the Reporting Person (each, a "Semler Option") was converted into a right to purchase shares of Class A Common Stock (the "Converted Options") on substantially the same terms and conditions as the Semler Options, except that (i) the number of shares of Semler common stock subject to each such Converted Option equals (x) the number of shares of Semler common stock subject to each such Semler Option, multiplied by (y) 21.05, rounded down to the nearest whole share of Class A Common Stock, (ii) the per share exercise price for each such Converted Option equals (x) the per share exercise price of such Semler Option, divided by (y) 21.05, rounded up to the nearest whole cent and (iii) the Converted Options will be fully vested as of the closing of the Merger.

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January 16, 2026 Filed Jan 16, 2026 23:00 UTC Strive, Inc. ASST · Entity 4444 GrantStock Option (Right to Buy) · Derivative 3,157,500 Not disclosed Strike: $2.80 Not disclosed
Disclosure

SEC source: 0000950103-26-000630 · dp240018_4-semler.xml · derivative · entry 4

SEMLER ERIC · CIK 0001162095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,157,500

Underlying: Class A Common Stock · 3,157,500 shares

Expires 2027-01-29

F3 · derivative.exercise_price: On January 16, 2026, in connection with the Merger, each outstanding stock option in respect of the common stock of Semler held by the Reporting Person (each, a "Semler Option") was converted into a right to purchase shares of Class A Common Stock (the "Converted Options") on substantially the same terms and conditions as the Semler Options, except that (i) the number of shares of Semler common stock subject to each such Converted Option equals (x) the number of shares of Semler common stock subject to each such Semler Option, multiplied by (y) 21.05, rounded down to the nearest whole share of Class A Common Stock, (ii) the per share exercise price for each such Converted Option equals (x) the per share exercise price of such Semler Option, divided by (y) 21.05, rounded up to the nearest whole cent and (iii) the Converted Options will be fully vested as of the closing of the Merger.

F3 · shares: On January 16, 2026, in connection with the Merger, each outstanding stock option in respect of the common stock of Semler held by the Reporting Person (each, a "Semler Option") was converted into a right to purchase shares of Class A Common Stock (the "Converted Options") on substantially the same terms and conditions as the Semler Options, except that (i) the number of shares of Semler common stock subject to each such Converted Option equals (x) the number of shares of Semler common stock subject to each such Semler Option, multiplied by (y) 21.05, rounded down to the nearest whole share of Class A Common Stock, (ii) the per share exercise price for each such Converted Option equals (x) the per share exercise price of such Semler Option, divided by (y) 21.05, rounded up to the nearest whole cent and (iii) the Converted Options will be fully vested as of the closing of the Merger.

F3 · price: On January 16, 2026, in connection with the Merger, each outstanding stock option in respect of the common stock of Semler held by the Reporting Person (each, a "Semler Option") was converted into a right to purchase shares of Class A Common Stock (the "Converted Options") on substantially the same terms and conditions as the Semler Options, except that (i) the number of shares of Semler common stock subject to each such Converted Option equals (x) the number of shares of Semler common stock subject to each such Semler Option, multiplied by (y) 21.05, rounded down to the nearest whole share of Class A Common Stock, (ii) the per share exercise price for each such Converted Option equals (x) the per share exercise price of such Semler Option, divided by (y) 21.05, rounded up to the nearest whole cent and (iii) the Converted Options will be fully vested as of the closing of the Merger.

F4 · derivative.exercise_date: This Converted Option is fully vested and exercisable.

F3 · derivative.underlying_shares: On January 16, 2026, in connection with the Merger, each outstanding stock option in respect of the common stock of Semler held by the Reporting Person (each, a "Semler Option") was converted into a right to purchase shares of Class A Common Stock (the "Converted Options") on substantially the same terms and conditions as the Semler Options, except that (i) the number of shares of Semler common stock subject to each such Converted Option equals (x) the number of shares of Semler common stock subject to each such Semler Option, multiplied by (y) 21.05, rounded down to the nearest whole share of Class A Common Stock, (ii) the per share exercise price for each such Converted Option equals (x) the per share exercise price of such Semler Option, divided by (y) 21.05, rounded up to the nearest whole cent and (iii) the Converted Options will be fully vested as of the closing of the Merger.

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January 16, 2026 Filed Jan 16, 2026 23:00 UTC Strive, Inc. ASST · Entity 4444 GrantStock Option (Right to Buy) · Derivative 260,493 Not disclosed Strike: $1.11 Not disclosed
Disclosure

SEC source: 0000950103-26-000630 · dp240018_4-semler.xml · derivative · entry 3

SEMLER ERIC · CIK 0001162095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,493

Underlying: Class A Common Stock · 260,493 shares

Expires 2026-05-24

F3 · derivative.exercise_price: On January 16, 2026, in connection with the Merger, each outstanding stock option in respect of the common stock of Semler held by the Reporting Person (each, a "Semler Option") was converted into a right to purchase shares of Class A Common Stock (the "Converted Options") on substantially the same terms and conditions as the Semler Options, except that (i) the number of shares of Semler common stock subject to each such Converted Option equals (x) the number of shares of Semler common stock subject to each such Semler Option, multiplied by (y) 21.05, rounded down to the nearest whole share of Class A Common Stock, (ii) the per share exercise price for each such Converted Option equals (x) the per share exercise price of such Semler Option, divided by (y) 21.05, rounded up to the nearest whole cent and (iii) the Converted Options will be fully vested as of the closing of the Merger.

F3 · shares: On January 16, 2026, in connection with the Merger, each outstanding stock option in respect of the common stock of Semler held by the Reporting Person (each, a "Semler Option") was converted into a right to purchase shares of Class A Common Stock (the "Converted Options") on substantially the same terms and conditions as the Semler Options, except that (i) the number of shares of Semler common stock subject to each such Converted Option equals (x) the number of shares of Semler common stock subject to each such Semler Option, multiplied by (y) 21.05, rounded down to the nearest whole share of Class A Common Stock, (ii) the per share exercise price for each such Converted Option equals (x) the per share exercise price of such Semler Option, divided by (y) 21.05, rounded up to the nearest whole cent and (iii) the Converted Options will be fully vested as of the closing of the Merger.

F3 · price: On January 16, 2026, in connection with the Merger, each outstanding stock option in respect of the common stock of Semler held by the Reporting Person (each, a "Semler Option") was converted into a right to purchase shares of Class A Common Stock (the "Converted Options") on substantially the same terms and conditions as the Semler Options, except that (i) the number of shares of Semler common stock subject to each such Converted Option equals (x) the number of shares of Semler common stock subject to each such Semler Option, multiplied by (y) 21.05, rounded down to the nearest whole share of Class A Common Stock, (ii) the per share exercise price for each such Converted Option equals (x) the per share exercise price of such Semler Option, divided by (y) 21.05, rounded up to the nearest whole cent and (iii) the Converted Options will be fully vested as of the closing of the Merger.

F4 · derivative.exercise_date: This Converted Option is fully vested and exercisable.

F3 · derivative.underlying_shares: On January 16, 2026, in connection with the Merger, each outstanding stock option in respect of the common stock of Semler held by the Reporting Person (each, a "Semler Option") was converted into a right to purchase shares of Class A Common Stock (the "Converted Options") on substantially the same terms and conditions as the Semler Options, except that (i) the number of shares of Semler common stock subject to each such Converted Option equals (x) the number of shares of Semler common stock subject to each such Semler Option, multiplied by (y) 21.05, rounded down to the nearest whole share of Class A Common Stock, (ii) the per share exercise price for each such Converted Option equals (x) the per share exercise price of such Semler Option, divided by (y) 21.05, rounded up to the nearest whole cent and (iii) the Converted Options will be fully vested as of the closing of the Merger.

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January 16, 2026 Filed Jan 16, 2026 23:00 UTC Strive, Inc. ASST · Entity 4444 GrantClass A Common Stock 1,637,079 $0.00 $0.00
Disclosure

SEC source: 0000950103-26-000630 · dp240018_4-semler.xml · nonDerivative · entry 2

SEMLER ERIC · CIK 0001162095 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By TCS Capital Advisors, LLC

Disclosed balance after: 1,637,079

F1 · shares: On January 16, 2026, in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of September 22, 2025, by and among the Registrant and Semler Scientific, Inc., a Delaware corporation ("Semler," and such merger, the "Merger"), each share of Semler common stock held by the Reporting Person was cancelled and converted into the Reporting Person's right to receive 21.05 shares of Class A Common Stock, par value $0.001 per share, of the Registrant (the "Class A Common Stock").

F2 · ownership.nature: Represents securities owned directly by TCS Capital Advisors, LLC ("TCS Advisors"). The Reporting Person, by virtue of his position as the managing member of TCS Capital Management, LLC, the investment advisor of TCS Advisors, may be deemed to beneficially own the securities owned directly by TCS Advisors. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

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January 16, 2026 Filed Jan 16, 2026 23:00 UTC Strive, Inc. ASST · Entity 4444 GrantClass A Common Stock 13,395,083 $0.00 $0.00
Disclosure

SEC source: 0000950103-26-000630 · dp240018_4-semler.xml · nonDerivative · entry 1

SEMLER ERIC · CIK 0001162095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,395,083

F1 · shares: On January 16, 2026, in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of September 22, 2025, by and among the Registrant and Semler Scientific, Inc., a Delaware corporation ("Semler," and such merger, the "Merger"), each share of Semler common stock held by the Reporting Person was cancelled and converted into the Reporting Person's right to receive 21.05 shares of Class A Common Stock, par value $0.001 per share, of the Registrant (the "Class A Common Stock").

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January 16, 2026 Filed Jan 16, 2026 20:22 UTC Semler Scientific, Inc. SMLR · Entity 69227 Disposition to issuerStock Option (right to buy) · Derivative 12,375 $0.00 Strike: $23.32 $0.00
Disclosure

SEC source: 0001104659-26-004506 · tm263164-5_4seq1.xml · derivative · entry 8

SEMLER ERIC · CIK 0001162095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,375 shares

Expires 2026-05-24

F1 · kind: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger dated September 22, 2025 (the "Merger Agreement"), by and among the Issuer, Strive, Inc. ("Strive"), and Strive Merger Sub, Inc., a direct, wholly owned subsidiary of Strive ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer effective as of January 16, 2026 (the "Effective Time"), with the Issuer surviving such merger as a direct, wholly owned subsidiary of Strive (the "Merger").

F4 · derivative.exercise_date: At the Effective Time, each Issuer stock option that was outstanding immediately prior to the Effective Time, whether vested or unvested, was converted into an option to purchase, on the same terms and conditions, a number of shares of Strive Class A common stock, rounded down to the nearest whole share, determined by multiplying the number of shares of Issuer common stock subject to such Issuer stock option immediately prior to the Effective Time by the Exchange Ratio, at an exercise price per share of Strive Class A common stock, rounded up to the nearest whole cent, equal to the per share exercise price for the shares of Issuer common stock otherwise purchasable pursuant to such Issuer stock option immediately prior to the Effective Time divided by the Exchange Ratio.

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January 16, 2026 Filed Jan 16, 2026 20:22 UTC Semler Scientific, Inc. SMLR · Entity 69227 Disposition to issuerStock Option (right to buy) · Derivative 150,000 $0.00 Strike: $58.94 $0.00
Disclosure

SEC source: 0001104659-26-004506 · tm263164-5_4seq1.xml · derivative · entry 7

SEMLER ERIC · CIK 0001162095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 150,000 shares

Expires 2027-01-29

F1 · kind: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger dated September 22, 2025 (the "Merger Agreement"), by and among the Issuer, Strive, Inc. ("Strive"), and Strive Merger Sub, Inc., a direct, wholly owned subsidiary of Strive ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer effective as of January 16, 2026 (the "Effective Time"), with the Issuer surviving such merger as a direct, wholly owned subsidiary of Strive (the "Merger").

F4 · derivative.exercise_date: At the Effective Time, each Issuer stock option that was outstanding immediately prior to the Effective Time, whether vested or unvested, was converted into an option to purchase, on the same terms and conditions, a number of shares of Strive Class A common stock, rounded down to the nearest whole share, determined by multiplying the number of shares of Issuer common stock subject to such Issuer stock option immediately prior to the Effective Time by the Exchange Ratio, at an exercise price per share of Strive Class A common stock, rounded up to the nearest whole cent, equal to the per share exercise price for the shares of Issuer common stock otherwise purchasable pursuant to such Issuer stock option immediately prior to the Effective Time divided by the Exchange Ratio.

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January 16, 2026 Filed Jan 16, 2026 20:22 UTC Semler Scientific, Inc. SMLR · Entity 69227 Disposition to issuerStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $58.94 $0.00
Disclosure

SEC source: 0001104659-26-004506 · tm263164-5_4seq1.xml · derivative · entry 6

SEMLER ERIC · CIK 0001162095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2035-01-06

F1 · kind: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger dated September 22, 2025 (the "Merger Agreement"), by and among the Issuer, Strive, Inc. ("Strive"), and Strive Merger Sub, Inc., a direct, wholly owned subsidiary of Strive ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer effective as of January 16, 2026 (the "Effective Time"), with the Issuer surviving such merger as a direct, wholly owned subsidiary of Strive (the "Merger").

F4 · derivative.exercise_date: At the Effective Time, each Issuer stock option that was outstanding immediately prior to the Effective Time, whether vested or unvested, was converted into an option to purchase, on the same terms and conditions, a number of shares of Strive Class A common stock, rounded down to the nearest whole share, determined by multiplying the number of shares of Issuer common stock subject to such Issuer stock option immediately prior to the Effective Time by the Exchange Ratio, at an exercise price per share of Strive Class A common stock, rounded up to the nearest whole cent, equal to the per share exercise price for the shares of Issuer common stock otherwise purchasable pursuant to such Issuer stock option immediately prior to the Effective Time divided by the Exchange Ratio.

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January 16, 2026 Filed Jan 16, 2026 20:22 UTC Semler Scientific, Inc. SMLR · Entity 69227 Disposition to issuerStock Option (right to buy) · Derivative 75,000 $0.00 Strike: $36.16 $0.00
Disclosure

SEC source: 0001104659-26-004506 · tm263164-5_4seq1.xml · derivative · entry 5

SEMLER ERIC · CIK 0001162095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,000 shares

Expires 2027-05-28

F1 · kind: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger dated September 22, 2025 (the "Merger Agreement"), by and among the Issuer, Strive, Inc. ("Strive"), and Strive Merger Sub, Inc., a direct, wholly owned subsidiary of Strive ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer effective as of January 16, 2026 (the "Effective Time"), with the Issuer surviving such merger as a direct, wholly owned subsidiary of Strive (the "Merger").

F4 · derivative.exercise_date: At the Effective Time, each Issuer stock option that was outstanding immediately prior to the Effective Time, whether vested or unvested, was converted into an option to purchase, on the same terms and conditions, a number of shares of Strive Class A common stock, rounded down to the nearest whole share, determined by multiplying the number of shares of Issuer common stock subject to such Issuer stock option immediately prior to the Effective Time by the Exchange Ratio, at an exercise price per share of Strive Class A common stock, rounded up to the nearest whole cent, equal to the per share exercise price for the shares of Issuer common stock otherwise purchasable pursuant to such Issuer stock option immediately prior to the Effective Time divided by the Exchange Ratio.

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January 16, 2026 Filed Jan 16, 2026 20:22 UTC Semler Scientific, Inc. SMLR · Entity 69227 Disposition to issuerStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $36.16 $0.00
Disclosure

SEC source: 0001104659-26-004506 · tm263164-5_4seq1.xml · derivative · entry 4

SEMLER ERIC · CIK 0001162095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2035-05-02

F1 · kind: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger dated September 22, 2025 (the "Merger Agreement"), by and among the Issuer, Strive, Inc. ("Strive"), and Strive Merger Sub, Inc., a direct, wholly owned subsidiary of Strive ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer effective as of January 16, 2026 (the "Effective Time"), with the Issuer surviving such merger as a direct, wholly owned subsidiary of Strive (the "Merger").

F4 · derivative.exercise_date: At the Effective Time, each Issuer stock option that was outstanding immediately prior to the Effective Time, whether vested or unvested, was converted into an option to purchase, on the same terms and conditions, a number of shares of Strive Class A common stock, rounded down to the nearest whole share, determined by multiplying the number of shares of Issuer common stock subject to such Issuer stock option immediately prior to the Effective Time by the Exchange Ratio, at an exercise price per share of Strive Class A common stock, rounded up to the nearest whole cent, equal to the per share exercise price for the shares of Issuer common stock otherwise purchasable pursuant to such Issuer stock option immediately prior to the Effective Time divided by the Exchange Ratio.

Read SEC document
January 16, 2026 Filed Jan 16, 2026 20:22 UTC Semler Scientific, Inc. SMLR · Entity 69227 Disposition to issuerStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $17.78 $0.00
Disclosure

SEC source: 0001104659-26-004506 · tm263164-5_4seq1.xml · derivative · entry 3

SEMLER ERIC · CIK 0001162095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2036-01-02

F1 · kind: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger dated September 22, 2025 (the "Merger Agreement"), by and among the Issuer, Strive, Inc. ("Strive"), and Strive Merger Sub, Inc., a direct, wholly owned subsidiary of Strive ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer effective as of January 16, 2026 (the "Effective Time"), with the Issuer surviving such merger as a direct, wholly owned subsidiary of Strive (the "Merger").

F4 · derivative.exercise_date: At the Effective Time, each Issuer stock option that was outstanding immediately prior to the Effective Time, whether vested or unvested, was converted into an option to purchase, on the same terms and conditions, a number of shares of Strive Class A common stock, rounded down to the nearest whole share, determined by multiplying the number of shares of Issuer common stock subject to such Issuer stock option immediately prior to the Effective Time by the Exchange Ratio, at an exercise price per share of Strive Class A common stock, rounded up to the nearest whole cent, equal to the per share exercise price for the shares of Issuer common stock otherwise purchasable pursuant to such Issuer stock option immediately prior to the Effective Time divided by the Exchange Ratio.

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January 16, 2026 Filed Jan 16, 2026 20:22 UTC Semler Scientific, Inc. SMLR · Entity 69227 Disposition to issuerCommon Stock 77,771 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-004506 · tm263164-5_4seq1.xml · nonDerivative · entry 2

SEMLER ERIC · CIK 0001162095 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · kind: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger dated September 22, 2025 (the "Merger Agreement"), by and among the Issuer, Strive, Inc. ("Strive"), and Strive Merger Sub, Inc., a direct, wholly owned subsidiary of Strive ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer effective as of January 16, 2026 (the "Effective Time"), with the Issuer surviving such merger as a direct, wholly owned subsidiary of Strive (the "Merger").

F2 · price: At the Effective Time, each share of Issuer common stock that was issued and outstanding immediately prior to the Effective Time was converted into the right to receive a number of validly issued, fully paid and non-assessable shares of Strive Class A common stock equal to 21.05 (the "Exchange Ratio") and cash in lieu of any fractional shares of Strive Class A common stock any former holder of Issuer common stock would otherwise be entitled to receive, without interest and subject to any required tax withholding, upon the terms and subject to the conditions of the Merger Agreement.

F3 · ownership.nature: Securities owned directly by TCS Capital Advisors, LLC ("TCS Advisors"). Mr. Semler, by virtue of his position as the managing member of TCS Capital Management LLC, the investment advisor of TCS Advisors, may be deemed to beneficially own the securities owned directly by TCS Advisors. Mr. Semler expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Read SEC document
January 16, 2026 Filed Jan 16, 2026 20:22 UTC Semler Scientific, Inc. SMLR · Entity 69227 Disposition to issuerCommon Stock 636,346 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-004506 · tm263164-5_4seq1.xml · nonDerivative · entry 1

SEMLER ERIC · CIK 0001162095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger dated September 22, 2025 (the "Merger Agreement"), by and among the Issuer, Strive, Inc. ("Strive"), and Strive Merger Sub, Inc., a direct, wholly owned subsidiary of Strive ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer effective as of January 16, 2026 (the "Effective Time"), with the Issuer surviving such merger as a direct, wholly owned subsidiary of Strive (the "Merger").

F2 · price: At the Effective Time, each share of Issuer common stock that was issued and outstanding immediately prior to the Effective Time was converted into the right to receive a number of validly issued, fully paid and non-assessable shares of Strive Class A common stock equal to 21.05 (the "Exchange Ratio") and cash in lieu of any fractional shares of Strive Class A common stock any former holder of Issuer common stock would otherwise be entitled to receive, without interest and subject to any required tax withholding, upon the terms and subject to the conditions of the Merger Agreement.

Read SEC document
January 02, 2026 Filed Jan 3, 2026 00:37 UTC Semler Scientific, Inc. SMLR · Entity 69227 GrantStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $17.78 $0.00
Disclosure

SEC source: 0001104659-26-000277 · tm261749-3_4seq1.xml · derivative · entry 1

SEMLER ERIC · CIK 0001162095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2036-01-02

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September 29, 2025 Filed Sep 30, 2025 22:47 UTC FutureCrest Acquisition Corp. FCRS · Entity 5730 PurchaseWarrants · Derivative 125,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-25-002641 · form410608001_09302025.xml · derivative · entry 2

SEMLER ERIC · CIK 0001162095 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By: TCS Capital Advisors, LLC

Disclosed balance after: 125,000

Underlying: Class A Ordinary Shares · 125,000 shares

Expires not disclosed

F5 · derivative.exercise_price: Each whole Warrant has an exercise price of $11.50 per Class A ordinary share.

F1 · price: The Reporting Person purchased 500,000 units at $10.00 per unit, each unit consisting of one Class A ordinary share and one-quarter of one redeemable warrant.

F3 · derivative.exercise_date: The Warrants will become exercisable 30 days after the completion of the Issuer's initial business combination.

F4 · derivative.expiration_date: The Warrants will expire five years after the completion of the Issuer's business combination or earlier upon redemption or liquidation.

F2 · ownership.nature: Securities held directly by TCS Capital Advisors, LLC ("TCS Advisors"). TCS Capital Management, LLC ("TCS Management"), as the investment advisor of TCS Advisors, may be deemed to beneficially own the securities held directly by TCS Advisors. Mr. Semler, as the managing member of TCS Management, may be deemed to beneficially own the securities held directly by TCS Advisors. Mr. Semler disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that Mr. Semler is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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September 29, 2025 Filed Sep 30, 2025 22:47 UTC FutureCrest Acquisition Corp. FCRS · Entity 5730 PurchaseClass A Ordinary Shares 500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-25-002641 · form410608001_09302025.xml · nonDerivative · entry 1

SEMLER ERIC · CIK 0001162095 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By: TCS Capital Advisors, LLC

Disclosed balance after: 500,000

F1 · price: The Reporting Person purchased 500,000 units at $10.00 per unit, each unit consisting of one Class A ordinary share and one-quarter of one redeemable warrant.

F2 · ownership.nature: Securities held directly by TCS Capital Advisors, LLC ("TCS Advisors"). TCS Capital Management, LLC ("TCS Management"), as the investment advisor of TCS Advisors, may be deemed to beneficially own the securities held directly by TCS Advisors. Mr. Semler, as the managing member of TCS Management, may be deemed to beneficially own the securities held directly by TCS Advisors. Mr. Semler disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that Mr. Semler is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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September 11, 2025 Filed Sep 12, 2025 20:07 UTC Trailblazer Acquisition Corp. BLZR · Entity 5782 OtherClass B Ordinary Shares · Derivative 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-25-087212 · ownership.xml · derivative · entry 1

TRAILBLAZER SPONSOR LLC · CIK 0002075042 · 10% owner

SEMLER ERIC · CIK 0001162095 · Director · Chief Executive Office · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,785,000

Underlying: Class A ordinary shares · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: As described in the registration statement on Form S-1 (File No. 333-288651) of Trailblazer Acquisition Corp. (the "Issuer") under the heading "Description of Securities--Founder Shares," the Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination, or at any time prior to the Issuer's initial business combination, at the option of the holder, on a one-for-one basis, subject to certain adjustments. The Class B ordinary shares have no expiration date.

F2 · kind: As contemplated in connection with the initial public offering of the issuer, as a result of the underwriters' partial exercise of the over-allotment option, 25,000 Class B ordinary shares were surrendered by Trailblazer Sponsor LLC (the "Sponsor") to the issuer for no consideration.

F2 · shares: As contemplated in connection with the initial public offering of the issuer, as a result of the underwriters' partial exercise of the over-allotment option, 25,000 Class B ordinary shares were surrendered by Trailblazer Sponsor LLC (the "Sponsor") to the issuer for no consideration.

F2 · price: As contemplated in connection with the initial public offering of the issuer, as a result of the underwriters' partial exercise of the over-allotment option, 25,000 Class B ordinary shares were surrendered by Trailblazer Sponsor LLC (the "Sponsor") to the issuer for no consideration.

F1 · derivative.exercise_date: As described in the registration statement on Form S-1 (File No. 333-288651) of Trailblazer Acquisition Corp. (the "Issuer") under the heading "Description of Securities--Founder Shares," the Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination, or at any time prior to the Issuer's initial business combination, at the option of the holder, on a one-for-one basis, subject to certain adjustments. The Class B ordinary shares have no expiration date.

F1 · derivative.expiration_date: As described in the registration statement on Form S-1 (File No. 333-288651) of Trailblazer Acquisition Corp. (the "Issuer") under the heading "Description of Securities--Founder Shares," the Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination, or at any time prior to the Issuer's initial business combination, at the option of the holder, on a one-for-one basis, subject to certain adjustments. The Class B ordinary shares have no expiration date.

F3 · balance_after: Trailblazer Sponsor LLC, the Sponsor, is the record holder of such shares. The sole managing member of the Sponsor is Eric Semler. Mr. Semler holds voting and investment discretion with respect to the ordinary shares held of record by the Sponsor. Mr. Semler disclaims any beneficial ownership of the securities held by the Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

F3 · ownership.direct: Trailblazer Sponsor LLC, the Sponsor, is the record holder of such shares. The sole managing member of the Sponsor is Eric Semler. Mr. Semler holds voting and investment discretion with respect to the ordinary shares held of record by the Sponsor. Mr. Semler disclaims any beneficial ownership of the securities held by the Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

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June 11, 2025 Filed Jun 12, 2025 10:01 UTC Semler Scientific, Inc. SMLR · Entity 69227 Exercise / conversionStock Option (right to buy) · Derivative 6,750 $0.00 Strike: $23.32 $0.00
Disclosure

SEC source: 0001104659-25-058670 · tm2517802-2_4seq1.xml · derivative · entry 3

SEMLER ERIC · CIK 0001162095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,250

Underlying: Common Stock · 6,750 shares

Expires 2026-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares underlying the option shall vest and become exercisable as follows: 1/24th of the underlying shares vested on the 5/24/24 grant date, following which 1/24th of the underlying shares shall vest on a monthly basis thereafter such that all of the underlying shares shall be vested on 4/24/26 (one month prior to expiration).

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June 11, 2025 Filed Jun 12, 2025 10:01 UTC Semler Scientific, Inc. SMLR · Entity 69227 Exercise / conversionCommon Stock 6,750 $23.32 $157,410.00
Disclosure

SEC source: 0001104659-25-058670 · tm2517802-2_4seq1.xml · nonDerivative · entry 1

SEMLER ERIC · CIK 0001162095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 636,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 02, 2025 Filed May 6, 2025 01:10 UTC Semler Scientific, Inc. SMLR · Entity 69227 GrantStock Option (right to buy) · Derivative 75,000 $0.00 Strike: $36.16 $0.00
Disclosure

SEC source: 0001104659-25-044703 · tm2514108-3_4seq1.xml · derivative · entry 2

SEMLER ERIC · CIK 0001162095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2027-05-28

F2 · derivative.exercise_date: The shares underlying the option shall vest and become exercisable as follows: 1/24th of the underlying shares shall vest on the grant date, following which 1/24th of the underlying shares shall vest on a monthly basis thereafter such that all of the underlying shares shall be vested on the second anniversary of the grant date.

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May 02, 2025 Filed May 6, 2025 01:10 UTC Semler Scientific, Inc. SMLR · Entity 69227 GrantStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $36.16 $0.00
Disclosure

SEC source: 0001104659-25-044703 · tm2514108-3_4seq1.xml · derivative · entry 1

SEMLER ERIC · CIK 0001162095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2035-05-02

F1 · derivative.exercise_date: The shares underlying the option shall vest and become exercisable as follows: 1/12th of the underlying shares shall vest on the grant date, following which 1/12th of the underlying shares shall vest on a monthly basis thereafter such that all of the underlying shares shall be vested on the first anniversary of the grant date.

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January 06, 2025 Filed Jan 7, 2025 22:30 UTC Semler Scientific, Inc. SMLR · Entity 69227 GrantStock Option (right to buy) · Derivative 150,000 $0.00 Strike: $58.94 $0.00
Disclosure

SEC source: 0001104659-25-001737 · tm252129-1_4seq1.xml · derivative · entry 2

SEMLER ERIC · CIK 0001162095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2027-01-29

F2 · derivative.exercise_date: The shares underlying the option shall vest and become exercisable as follows: 1/24th of the underlying shares shall vest on the grant date, following which 1/24th of the underlying shares shall vest on a monthly basis thereafter such that all of the underlying shares shall be vested on the second anniversary of the grant date.

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January 06, 2025 Filed Jan 7, 2025 22:30 UTC Semler Scientific, Inc. SMLR · Entity 69227 GrantStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $58.94 $0.00
Disclosure

SEC source: 0001104659-25-001737 · tm252129-1_4seq1.xml · derivative · entry 1

SEMLER ERIC · CIK 0001162095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2035-01-06

F1 · derivative.exercise_date: The shares underlying the option shall vest and become exercisable as follows: 1/12th of the underlying shares shall vest on the grant date, following which 1/12th of the underlying shares shall vest on a monthly basis thereafter such that all of the underlying shares shall be vested on the first anniversary of the grant date.

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December 16, 2024 Filed Dec 17, 2024 21:15 UTC Semler Scientific, Inc. SMLR · Entity 69227 Exercise / conversionStock Option (Right to Buy) · Derivative 7,875 $0.00 Strike: $23.32 $0.00
Disclosure

SEC source: 0001104659-24-129372 · tm2431308-1_4seq1.xml · derivative · entry 3

SEMLER ERIC · CIK 0001162095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,125

Underlying: Common Stock · 7,875 shares

Expires 2026-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares underlying the option vest and become exercisable as follows: 1/24th of the underlying shares were immediately vested on the grant date, with the remainder vesting monthly thereafter such that the option is vested in full on April 24, 2026 (one month prior to its expiration date).

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December 16, 2024 Filed Dec 17, 2024 21:15 UTC Semler Scientific, Inc. SMLR · Entity 69227 Exercise / conversionCommon Stock 7,875 $23.32 $183,645.00
Disclosure

SEC source: 0001104659-24-129372 · tm2431308-1_4seq1.xml · nonDerivative · entry 1

SEMLER ERIC · CIK 0001162095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 629,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 11:05 UTC Semler Scientific, Inc. SMLR · Entity 69227 PurchaseCommon Stock 50,000 $37.93 $1,896,500.00
Disclosure

SEC source: 0001104659-24-116129 · tm2427901-3_4seq1.xml · nonDerivative · entry 2

SEMLER ERIC · CIK 0001162095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 621,721

Read SEC document
November 07, 2024 Filed Nov 12, 2024 11:05 UTC Semler Scientific, Inc. SMLR · Entity 69227 GrantCommon Stock 1,318 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-116129 · tm2427901-3_4seq1.xml · nonDerivative · entry 1

SEMLER ERIC · CIK 0001162095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 571,721

F1 · shares: Awarded pursuant to the Issuer's non-employee director compensation policy. The shares were fully vested upon grant.

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May 24, 2024 Filed May 29, 2024 20:34 UTC Semler Scientific, Inc. SMLR · Entity 69227 GrantStock option (right to buy) · Derivative 27,000 $0.00 Strike: $23.32 $0.00
Disclosure

SEC source: 0001104659-24-066102 · tm2415771-1_4seq1.xml · derivative · entry 1

SEMLER ERIC · CIK 0001162095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 27,000 shares

Expires 2026-05-24

F1 · derivative.exercise_date: This stock option was granted as non-employee director compensation in connection with his appointment to a newly formed committee of the board of directors. The shares underlying the option vest and become exercisable as follows: 1/24th of the underlying shares were immediately vested on the grant date, with the remainder vesting monthly thereafter such that the option is vested in full on April 24, 2026 (one month prior to its expiration date).

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May 10, 2024 Filed May 15, 2024 01:35 UTC Semler Scientific, Inc. SMLR · Entity 69227 GrantCommon Stock 2,182 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-061360 · tm2414539-5_4seq1.xml · nonDerivative · entry 1

SEMLER ERIC · CIK 0001162095 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 570,403

F1 · shares: Awarded pursuant to the Issuer's non-employee director compensation policy. The shares were fully vested upon grant.

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September 13, 2023 Filed Sep 13, 2023 23:05 UTC Semler Scientific, Inc. SMLR · Entity 69227 PurchaseCommon Stock, $0.001 par value 26,868 $28.11 $755,259.48
Disclosure

SEC source: 0000921895-23-002158 · form410608006_09132023.xml · nonDerivative · entry 3

SEMLER ERIC · CIK 0001162095 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By: TCS Capital Advisors, LLC

Disclosed balance after: 77,771

F1 · ownership.nature: Securities owned directly by TCS Capital Advisors, LLC ("TCS Advisors"). Mr. Semler, by virtue of his position as the managing member of TCS Capital Management, LLC, the investment advisor of TCS Advisors, may be deemed to beneficially own the securities owned directly by TCS Advisors. Mr. Semler expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

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September 12, 2023 Filed Sep 13, 2023 23:05 UTC Semler Scientific, Inc. SMLR · Entity 69227 PurchaseCommon Stock, $0.001 par value 25,903 $27.70 $717,513.10
Disclosure

SEC source: 0000921895-23-002158 · form410608006_09132023.xml · nonDerivative · entry 2

SEMLER ERIC · CIK 0001162095 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By: TCS Capital Advisors, LLC

Disclosed balance after: 50,903

F1 · ownership.nature: Securities owned directly by TCS Capital Advisors, LLC ("TCS Advisors"). Mr. Semler, by virtue of his position as the managing member of TCS Capital Management, LLC, the investment advisor of TCS Advisors, may be deemed to beneficially own the securities owned directly by TCS Advisors. Mr. Semler expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Read SEC document
September 11, 2023 Filed Sep 13, 2023 23:05 UTC Semler Scientific, Inc. SMLR · Entity 69227 PurchaseCommon Stock, $0.001 par value 25,000 $26.98 $674,500.00
Disclosure

SEC source: 0000921895-23-002158 · form410608006_09132023.xml · nonDerivative · entry 1

SEMLER ERIC · CIK 0001162095 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By: TCS Capital Advisors, LLC

Disclosed balance after: 25,000

F1 · ownership.nature: Securities owned directly by TCS Capital Advisors, LLC ("TCS Advisors"). Mr. Semler, by virtue of his position as the managing member of TCS Capital Management, LLC, the investment advisor of TCS Advisors, may be deemed to beneficially own the securities owned directly by TCS Advisors. Mr. Semler expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

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June 21, 2021 Filed Jun 21, 2021 21:51 UTC URBAN ONE, INC. UONE · Entity 153 PurchaseClass D Common Stock, $0.001 par value 250,000 $4.64 $1,159,500.00
Disclosure

SEC source: 0000921895-21-001679 · form410608001_06212021.xml · nonDerivative · entry 5

SEMLER ERIC · CIK 0001162095 · 10% owner

TCS CAPITAL MANAGEMENT LLC · CIK 0001167167 · 10% owner

TCS Capital Advisors, LLC · CIK 0001842555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By TCS Capital Advisors, LLC

Disclosed balance after: 4,204,410

F1 · security: This Form 4 is filed jointly by TCS Capital Management, LLC ("TCS Management"), TCS Capital Advisors, LLC ("TCS Advisors") and Eric Semler (collectively, the "Reporting Persons").

F2 · security: Each Reporting Person may be deemed to be a member of a "group" that owns more than 10% of the Issuer's outstanding shares of Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: Securities held directly by TCS Advisors. TCS Management, as the investment advisor of TCS Advisors, may be deemed to beneficially own the securities held directly by TCS Advisors. Mr. Semler, as the managing member of TCS Management, may be deemed to beneficially own the securities held directly by TCS Advisors.

Read SEC document
June 18, 2021 Filed Jun 21, 2021 21:51 UTC URBAN ONE, INC. UONE · Entity 153 PurchaseClass D Common Stock, $0.001 par value 293,180 $4.66 $1,366,658.57
Disclosure

SEC source: 0000921895-21-001679 · form410608001_06212021.xml · nonDerivative · entry 4

SEMLER ERIC · CIK 0001162095 · 10% owner

TCS CAPITAL MANAGEMENT LLC · CIK 0001167167 · 10% owner

TCS Capital Advisors, LLC · CIK 0001842555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By TCS Capital Advisors, LLC

Disclosed balance after: 3,954,410

F1 · security: This Form 4 is filed jointly by TCS Capital Management, LLC ("TCS Management"), TCS Capital Advisors, LLC ("TCS Advisors") and Eric Semler (collectively, the "Reporting Persons").

F2 · security: Each Reporting Person may be deemed to be a member of a "group" that owns more than 10% of the Issuer's outstanding shares of Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: Securities held directly by TCS Advisors. TCS Management, as the investment advisor of TCS Advisors, may be deemed to beneficially own the securities held directly by TCS Advisors. Mr. Semler, as the managing member of TCS Management, may be deemed to beneficially own the securities held directly by TCS Advisors.

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June 17, 2021 Filed Jun 21, 2021 21:51 UTC URBAN ONE, INC. UONE · Entity 153 PurchaseClass D Common Stock, $0.001 par value 433,195 $4.66 $2,020,334.84
Disclosure

SEC source: 0000921895-21-001679 · form410608001_06212021.xml · nonDerivative · entry 3

SEMLER ERIC · CIK 0001162095 · 10% owner

TCS CAPITAL MANAGEMENT LLC · CIK 0001167167 · 10% owner

TCS Capital Advisors, LLC · CIK 0001842555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By TCS Capital Advisors, LLC

Disclosed balance after: 3,661,230

F1 · security: This Form 4 is filed jointly by TCS Capital Management, LLC ("TCS Management"), TCS Capital Advisors, LLC ("TCS Advisors") and Eric Semler (collectively, the "Reporting Persons").

F2 · security: Each Reporting Person may be deemed to be a member of a "group" that owns more than 10% of the Issuer's outstanding shares of Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: Securities held directly by TCS Advisors. TCS Management, as the investment advisor of TCS Advisors, may be deemed to beneficially own the securities held directly by TCS Advisors. Mr. Semler, as the managing member of TCS Management, may be deemed to beneficially own the securities held directly by TCS Advisors.

Read SEC document
June 08, 2021 Filed Jul 9, 2021 21:05 UTC Paradium.AI, Inc. MVEN · Entity 7275 Disposition to issuerCommon Stock 38,616 $0.00 $0.00
Disclosure

SEC source: 0000921895-21-001838 · form410608001_07092021.xml · nonDerivative · entry 1

SEMLER ERIC · CIK 0001162095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,549

Read SEC document
June 01, 2021 Filed Jun 1, 2021 22:31 UTC URBAN ONE, INC. UONE · Entity 153 PurchaseClass D Common Stock, $0.001 par value 39,900 $4.87 $194,360.88
Disclosure

SEC source: 0000921895-21-001530 · form410608001_06012021.xml · nonDerivative · entry 6

SEMLER ERIC · CIK 0001162095 · 10% owner

TCS CAPITAL MANAGEMENT LLC · CIK 0001167167 · 10% owner

TCS Capital Advisors, LLC · CIK 0001842555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By TCS Capital Advisors, LLC

Disclosed balance after: 3,228,035

F1 · security: This Form 4 is filed jointly by TCS Capital Management, LLC ("TCS Management"), TCS Capital Advisors, LLC ("TCS Advisors") and Eric Semler (collectively, the "Reporting Persons").

F2 · security: Each Reporting Person may be deemed to be a member of a "group" that owns more than 10% of the Issuer's outstanding shares of Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: Securities held directly by TCS Advisors. TCS Management, as the investment advisor of TCS Advisors, may be deemed to beneficially own the securities held directly by TCS Advisors. Mr. Semler, as the managing member of TCS Management, may be deemed to beneficially own the securities held directly by TCS Advisors.

Read SEC document
May 28, 2021 Filed Jun 1, 2021 22:31 UTC URBAN ONE, INC. UONE · Entity 153 PurchaseClass D Common Stock, $0.001 par value 400,000 $4.69 $1,876,520.00
Disclosure

SEC source: 0000921895-21-001530 · form410608001_06012021.xml · nonDerivative · entry 5

SEMLER ERIC · CIK 0001162095 · 10% owner

TCS CAPITAL MANAGEMENT LLC · CIK 0001167167 · 10% owner

TCS Capital Advisors, LLC · CIK 0001842555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By TCS Capital Advisors, LLC

Disclosed balance after: 3,188,135

F1 · security: This Form 4 is filed jointly by TCS Capital Management, LLC ("TCS Management"), TCS Capital Advisors, LLC ("TCS Advisors") and Eric Semler (collectively, the "Reporting Persons").

F2 · security: Each Reporting Person may be deemed to be a member of a "group" that owns more than 10% of the Issuer's outstanding shares of Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: Securities held directly by TCS Advisors. TCS Management, as the investment advisor of TCS Advisors, may be deemed to beneficially own the securities held directly by TCS Advisors. Mr. Semler, as the managing member of TCS Management, may be deemed to beneficially own the securities held directly by TCS Advisors.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 22:31 UTC URBAN ONE, INC. UONE · Entity 153 PurchaseClass D Common Stock, $0.001 par value 118,938 $3.64 $433,136.51
Disclosure

SEC source: 0000921895-21-001530 · form410608001_06012021.xml · nonDerivative · entry 4

SEMLER ERIC · CIK 0001162095 · 10% owner

TCS CAPITAL MANAGEMENT LLC · CIK 0001167167 · 10% owner

TCS Capital Advisors, LLC · CIK 0001842555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By TCS Capital Advisors, LLC

Disclosed balance after: 2,788,135

F1 · security: This Form 4 is filed jointly by TCS Capital Management, LLC ("TCS Management"), TCS Capital Advisors, LLC ("TCS Advisors") and Eric Semler (collectively, the "Reporting Persons").

F2 · security: Each Reporting Person may be deemed to be a member of a "group" that owns more than 10% of the Issuer's outstanding shares of Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: Securities held directly by TCS Advisors. TCS Management, as the investment advisor of TCS Advisors, may be deemed to beneficially own the securities held directly by TCS Advisors. Mr. Semler, as the managing member of TCS Management, may be deemed to beneficially own the securities held directly by TCS Advisors.

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May 27, 2021 Filed Jun 1, 2021 22:31 UTC URBAN ONE, INC. UONE · Entity 153 PurchaseClass D Common Stock, $0.001 par value 448,000 $4.04 $1,812,115.20
Disclosure

SEC source: 0000921895-21-001530 · form410608001_06012021.xml · nonDerivative · entry 3

SEMLER ERIC · CIK 0001162095 · 10% owner

TCS CAPITAL MANAGEMENT LLC · CIK 0001167167 · 10% owner

TCS Capital Advisors, LLC · CIK 0001842555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By TCS Capital Advisors, LLC

Disclosed balance after: 2,669,197

F1 · security: This Form 4 is filed jointly by TCS Capital Management, LLC ("TCS Management"), TCS Capital Advisors, LLC ("TCS Advisors") and Eric Semler (collectively, the "Reporting Persons").

F2 · security: Each Reporting Person may be deemed to be a member of a "group" that owns more than 10% of the Issuer's outstanding shares of Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: Securities held directly by TCS Advisors. TCS Management, as the investment advisor of TCS Advisors, may be deemed to beneficially own the securities held directly by TCS Advisors. Mr. Semler, as the managing member of TCS Management, may be deemed to beneficially own the securities held directly by TCS Advisors.

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May 20, 2021 Filed Jul 9, 2021 21:05 UTC Paradium.AI, Inc. MVEN · Entity 7275 PurchaseCommon Stock 5,714,286 $0.70 $4,000,000.20
Disclosure

SEC source: 0000921895-21-001838 · form410608001_07092021.xml · nonDerivative · entry 2

SEMLER ERIC · CIK 0001162095 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By TCS Capital Management, LLC

Disclosed balance after: 20,714,286

F1 · ownership.nature: Securities held directly by TCS Capital Management, LLC ("TCS Management"). Mr. Semler, as the managing member of TCS Management, may be deemed to beneficially own the securities held directly by TCS Management. Mr. Semler disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

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March 09, 2021 Filed Mar 22, 2021 22:43 UTC Paradium.AI, Inc. MVEN · Entity 7275 GrantCommon Stock 55,165 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-006562 · ownership.xml · nonDerivative · entry 1

SEMLER ERIC · CIK 0001162095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,165

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January 19, 2021 Filed Jan 27, 2021 00:52 UTC URBAN ONE, INC. UONE · Entity 153 PurchaseClass D Common Stock, $0.001 par value 100,000 $1.72 $171,740.00
Disclosure

SEC source: 0000921895-21-000167 · form410608001_01262021.xml · nonDerivative · entry 7

SEMLER ERIC · CIK 0001162095 · 10% owner

TCS CAPITAL MANAGEMENT LLC · CIK 0001167167 · 10% owner

TCS Capital Advisors, LLC · CIK 0001842555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By TCS Capital Advisors, LLC

Disclosed balance after: 2,221,197

F1 · security: This Form 4 is filed jointly by TCS Capital Management, LLC ("TCS Management"), TCS Capital Advisors, LLC ("TCS Advisors") and Eric Semler (collectively, the "Reporting Persons").

F2 · security: Each Reporting Person may be deemed to be a member of a "group" that owns more than 10% of the Issuer's outstanding shares of Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: Securities held directly by TCS Advisors. TCS Management, as the investment advisor of TCS Advisors, may be deemed to beneficially own the securities held directly by TCS Advisors. Mr. Semler, as the managing member of TCS Management, may be deemed to beneficially own the securities held directly by TCS Advisors.

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January 19, 2021 Filed Jan 27, 2021 00:52 UTC URBAN ONE, INC. UONE · Entity 153 PurchaseClass A Common Stock, $0.001 par value 100,000 $6.57 $657,430.00
Disclosure

SEC source: 0000921895-21-000167 · form410608001_01262021.xml · nonDerivative · entry 3

SEMLER ERIC · CIK 0001162095 · 10% owner

TCS CAPITAL MANAGEMENT LLC · CIK 0001167167 · 10% owner

TCS Capital Advisors, LLC · CIK 0001842555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By TCS Capital Advisors, LLC

Disclosed balance after: 675,480

F1 · security: This Form 4 is filed jointly by TCS Capital Management, LLC ("TCS Management"), TCS Capital Advisors, LLC ("TCS Advisors") and Eric Semler (collectively, the "Reporting Persons").

F2 · security: Each Reporting Person may be deemed to be a member of a "group" that owns more than 10% of the Issuer's outstanding shares of Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: Securities held directly by TCS Advisors. TCS Management, as the investment advisor of TCS Advisors, may be deemed to beneficially own the securities held directly by TCS Advisors. Mr. Semler, as the managing member of TCS Management, may be deemed to beneficially own the securities held directly by TCS Advisors.

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January 07, 2021 Filed Jan 27, 2021 00:52 UTC URBAN ONE, INC. UONE · Entity 153 PurchaseClass D Common Stock, $0.001 par value 39,265 $1.42 $55,752.37
Disclosure

SEC source: 0000921895-21-000167 · form410608001_01262021.xml · nonDerivative · entry 6

SEMLER ERIC · CIK 0001162095 · 10% owner

TCS CAPITAL MANAGEMENT LLC · CIK 0001167167 · 10% owner

TCS Capital Advisors, LLC · CIK 0001842555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By TCS Capital Advisors, LLC

Disclosed balance after: 2,121,197

F1 · security: This Form 4 is filed jointly by TCS Capital Management, LLC ("TCS Management"), TCS Capital Advisors, LLC ("TCS Advisors") and Eric Semler (collectively, the "Reporting Persons").

F2 · security: Each Reporting Person may be deemed to be a member of a "group" that owns more than 10% of the Issuer's outstanding shares of Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: Securities held directly by TCS Advisors. TCS Management, as the investment advisor of TCS Advisors, may be deemed to beneficially own the securities held directly by TCS Advisors. Mr. Semler, as the managing member of TCS Management, may be deemed to beneficially own the securities held directly by TCS Advisors.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.