TapewireFind a company

person · Reporting owner

Mills Peter B

Disclosed activity across 1 company

Tapewire entity
142978
SEC CIK
0001376483

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Paradium.AI, Inc.MVEN · Entity 7275DirectorJanuary 01, 2018February 09, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Paradium.AI, Inc.

Report date January 01, 2018 · Filed February 09, 2021 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect674,792 Last balance in matching sequence After 2021-01-01 transaction · row 7 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
7 source rows

Row 1 · 2018-09-01 · Grant · Acquired 29,763 · Balance 140,220

Row 2 · 2018-10-01 · Grant · Acquired 19,231 · Balance 159,451

Row 3 · 2019-01-01 · Grant · Acquired 208,333 · Balance 367,784

Row 4 · 2019-02-22 · Exercise / conversion · Acquired 25,000 · Balance 392,784

Row 5 · 2019-02-22 · Tax withholding · Disposed 9,659 · Balance 383,125

F4: Shares sold to cover options exercised via cashless exercise.

Row 6 · 2020-02-06 · Grant · Acquired 125,000 · Balance 508,125

Row 7 · 2021-01-01 · Grant · Acquired 166,667 · Balance 674,792

Options to purchaseSEC Table II · derivative / convertible security · Conversion / exercise price $1.95 · Expires 2028-01-01Direct45,000 Reported balance After 2018-01-02 transaction · row 8 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 8 · 2018-01-02 · Grant · Acquired 45,000 · Balance 45,000

F1: Vests 25% on 3/31/18, 6/30/18, 9/30/18 and 12/31/18.

Options to purchaseSEC Table II · derivative / convertible security · Conversion / exercise price $0.17 · Expires 2019-05-16Direct0 Reported balance After 2019-02-22 transaction · row 10 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 10 · 2019-02-22 · Exercise / conversion · Disposed 25,000 · Balance 0

Options to purchaseSEC Table II · derivative / convertible security · Conversion / exercise price $0.46 · Expires 2029-04-10Direct241,820 Reported balance After 2019-04-10 transaction · row 11 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 11 · 2019-04-10 · Grant · Acquired 241,820 · Balance 241,820

F2: Vesting is a combined overlay of Time-based, Stock-Price-based, and Stock-Listing-based conditions. Time-based vesting is 1/3 vest after 1 year, with the balance monthly over next 2 years. Stock-Price vesting is a potential downward adjustment to the otherwise Time-based vested shares, where such adjustment is based on the rolling 45-day Volume Weighted Average Price set against specific price targets. Stock Listing vesting means that no otherwise Time-based and Stock Price-based vested shares are actually deemed as vested unless the Issuer's common stock is listed on a national securities exchange registered with the Securities and Exchange Commission under Section 6 of the Securities Exchange Act of 1934.

F3: The ability to exercise is subject to both: i) vesting conditions (2) and ii) the Issuer's Board of Directors approving a requisite increase in authorized shares of common stock, after the date the grant was issued, that would apply to this grant4. Shares sold to cover options exercised via cashless exercise.

Series H Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.33Direct33 Reported balance After 2018-08-09 transaction · row 9 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 9 · 2018-08-09 · Purchase · Acquired 33 · Balance 33

F5: Not applicable

Filing footnotes · ownership attribution and instrument terms

F1: Vests 25% on 3/31/18, 6/30/18, 9/30/18 and 12/31/18.

F2: Vesting is a combined overlay of Time-based, Stock-Price-based, and Stock-Listing-based conditions. Time-based vesting is 1/3 vest after 1 year, with the balance monthly over next 2 years. Stock-Price vesting is a potential downward adjustment to the otherwise Time-based vested shares, where such adjustment is based on the rolling 45-day Volume Weighted Average Price set against specific price targets. Stock Listing vesting means that no otherwise Time-based and Stock Price-based vested shares are actually deemed as vested unless the Issuer's common stock is listed on a national securities exchange registered with the Securities and Exchange Commission under Section 6 of the Securities Exchange Act of 1934.

F3: The ability to exercise is subject to both: i) vesting conditions (2) and ii) the Issuer's Board of Directors approving a requisite increase in authorized shares of common stock, after the date the grant was issued, that would apply to this grant4. Shares sold to cover options exercised via cashless exercise.

F4: Shares sold to cover options exercised via cashless exercise.

F5: Not applicable

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 01, 2021 Filed Feb 9, 2021 01:48 UTC Amendment Paradium.AI, Inc. MVEN · Entity 7275 GrantCommon Stock 166,667 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-003007 · ownership.xml · nonDerivative · entry 7

Mills Peter B · CIK 0001376483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 674,792

Read SEC document
February 06, 2020 Filed Dec 29, 2020 22:51 UTC Paradium.AI, Inc. MVEN · Entity 7275 GrantCommon Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-024493 · ownership.xml · nonDerivative · entry 6

Mills Peter B · CIK 0001376483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,009

Read SEC document
February 06, 2020 Filed Feb 9, 2021 01:48 UTC Amendment Paradium.AI, Inc. MVEN · Entity 7275 GrantCommon Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-003007 · ownership.xml · nonDerivative · entry 6

Mills Peter B · CIK 0001376483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508,125

Read SEC document
October 16, 2019 Filed Oct 18, 2019 20:35 UTC Paradium.AI, Inc. MVEN · Entity 7275 GiftCommon Stock 383,125 $0.00 $0.00
Disclosure

SEC source: 0001493152-19-015656 · ownership.xml · nonDerivative · entry 1

Mills Peter B · CIK 0001376483 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mills Family Trust uad 6/17/98

Disclosed balance after: 178,750

Read SEC document
October 16, 2019 Filed Dec 29, 2020 22:48 UTC Paradium.AI, Inc. MVEN · Entity 7275 OtherCommon Stock 383,125 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-024491 · ownership.xml · nonDerivative · entry 2

Mills Peter B · CIK 0001376483 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mills Family Trust uad 6/17/98

Disclosed balance after: 383,125

F1 · kind: The reporting person contributed 383,125 shares of the Issuer's common stock to a family trust of which the reporting person is the trustee and he and his wife are beneficiaries. The reporting person continues to report the beneficial ownership of all of the Issuer's common stock held by the family trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
October 16, 2019 Filed Dec 29, 2020 22:48 UTC Paradium.AI, Inc. MVEN · Entity 7275 OtherCommon Stock 383,125 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-024491 · ownership.xml · nonDerivative · entry 1

Mills Peter B · CIK 0001376483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,125

F1 · kind: The reporting person contributed 383,125 shares of the Issuer's common stock to a family trust of which the reporting person is the trustee and he and his wife are beneficiaries. The reporting person continues to report the beneficial ownership of all of the Issuer's common stock held by the family trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
April 10, 2019 Filed Dec 29, 2020 22:51 UTC Paradium.AI, Inc. MVEN · Entity 7275 GrantOptions to purchase · Derivative 241,820 $0.00 Strike: $0.46 $0.00
Disclosure

SEC source: 0001493152-20-024493 · ownership.xml · derivative · entry 10

Mills Peter B · CIK 0001376483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,820

Underlying: Common Stock · 241,820 shares

Expires 2029-04-10

F2 · shares: Vesting is a combined overlay of Time-based, Stock-Price-based, and Stock-Listing-based conditions. Time-based vesting is 1/3 vest after 1 year, with the balance monthly over next 2 years. Stock-Price vesting is a potential downward adjustment to the otherwise Time-based vested shares, where such adjustment is based on the rolling 45-day Volume Weighted Average Price set against specific price targets. Stock Listing vesting means that no otherwise Time-based and Stock Price-based vested shares are actually deemed as vested unless the Issuer's common stock is listed on a national securities exchange registered with the Securities and Exchange Commission under Section 6 of the Securities Exchange Act of 1934.

F3 · derivative.exercise_date: The ability to exercise is subject to both: i) vesting conditions (2) and ii) the Issuer's Board of Directors approving a requisite increase in authorized shares of common stock, after the date the grant was issued, that would apply to this grant.

Read SEC document
April 10, 2019 Filed Feb 9, 2021 01:48 UTC Amendment Paradium.AI, Inc. MVEN · Entity 7275 GrantOptions to purchase · Derivative 241,820 $0.00 Strike: $0.46 $0.00
Disclosure

SEC source: 0001493152-21-003007 · ownership.xml · derivative · entry 11

Mills Peter B · CIK 0001376483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,820

Underlying: Common Stock · 241,820 shares

Expires 2029-04-10

F2 · shares: Vesting is a combined overlay of Time-based, Stock-Price-based, and Stock-Listing-based conditions. Time-based vesting is 1/3 vest after 1 year, with the balance monthly over next 2 years. Stock-Price vesting is a potential downward adjustment to the otherwise Time-based vested shares, where such adjustment is based on the rolling 45-day Volume Weighted Average Price set against specific price targets. Stock Listing vesting means that no otherwise Time-based and Stock Price-based vested shares are actually deemed as vested unless the Issuer's common stock is listed on a national securities exchange registered with the Securities and Exchange Commission under Section 6 of the Securities Exchange Act of 1934.

F3 · derivative.exercise_date: The ability to exercise is subject to both: i) vesting conditions (2) and ii) the Issuer's Board of Directors approving a requisite increase in authorized shares of common stock, after the date the grant was issued, that would apply to this grant4. Shares sold to cover options exercised via cashless exercise.

Read SEC document
February 26, 2019 Filed Dec 29, 2020 22:51 UTC Paradium.AI, Inc. MVEN · Entity 7275 Exercise / conversionCommon Stock 15,341 $0.44 $6,750.04
Disclosure

SEC source: 0001493152-20-024493 · ownership.xml · nonDerivative · entry 4

Mills Peter B · CIK 0001376483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2019 Filed Dec 29, 2020 22:51 UTC Paradium.AI, Inc. MVEN · Entity 7275 Exercise / conversionOptions to purchase · Derivative 15,341 $0.00 Strike: $0.17 $0.00
Disclosure

SEC source: 0001493152-20-024493 · ownership.xml · derivative · entry 9

Mills Peter B · CIK 0001376483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,341 shares

Expires 2019-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Vests 25% on 3/31/18, 6/30/18, 9/30/18 and 12/31/18.

Read SEC document
February 22, 2019 Filed Dec 29, 2020 22:51 UTC Paradium.AI, Inc. MVEN · Entity 7275 Tax withholdingCommon Stock 9,659 $0.44 $4,249.96
Disclosure

SEC source: 0001493152-20-024493 · ownership.xml · nonDerivative · entry 5

Mills Peter B · CIK 0001376483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,009

F4 · shares: Shares sold to cover options exercised via cashless exercise.

Read SEC document
February 22, 2019 Filed Feb 9, 2021 01:48 UTC Amendment Paradium.AI, Inc. MVEN · Entity 7275 Exercise / conversionOptions to purchase · Derivative 25,000 $0.00 Strike: $0.17 $0.00
Disclosure

SEC source: 0001493152-21-003007 · ownership.xml · derivative · entry 10

Mills Peter B · CIK 0001376483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2019-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2019 Filed Feb 9, 2021 01:48 UTC Amendment Paradium.AI, Inc. MVEN · Entity 7275 Tax withholdingCommon Stock 9,659 $0.44 $4,249.96
Disclosure

SEC source: 0001493152-21-003007 · ownership.xml · nonDerivative · entry 5

Mills Peter B · CIK 0001376483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,125

F4 · shares: Shares sold to cover options exercised via cashless exercise.

Read SEC document
February 22, 2019 Filed Feb 9, 2021 01:48 UTC Amendment Paradium.AI, Inc. MVEN · Entity 7275 Exercise / conversionCommon Stock 25,000 $0.17 $4,250.00
Disclosure

SEC source: 0001493152-21-003007 · ownership.xml · nonDerivative · entry 4

Mills Peter B · CIK 0001376483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2019 Filed Dec 29, 2020 22:51 UTC Paradium.AI, Inc. MVEN · Entity 7275 GrantCommon Stock 208,333 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-024493 · ownership.xml · nonDerivative · entry 3

Mills Peter B · CIK 0001376483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,327

Read SEC document
January 01, 2019 Filed Feb 9, 2021 01:48 UTC Amendment Paradium.AI, Inc. MVEN · Entity 7275 GrantCommon Stock 208,333 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-003007 · ownership.xml · nonDerivative · entry 3

Mills Peter B · CIK 0001376483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,784

Read SEC document
October 01, 2018 Filed Dec 29, 2020 22:51 UTC Paradium.AI, Inc. MVEN · Entity 7275 GrantCommon Stock 19,231 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-024493 · ownership.xml · nonDerivative · entry 2

Mills Peter B · CIK 0001376483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,994

Read SEC document
October 01, 2018 Filed Feb 9, 2021 01:48 UTC Amendment Paradium.AI, Inc. MVEN · Entity 7275 GrantCommon Stock 19,231 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-003007 · ownership.xml · nonDerivative · entry 2

Mills Peter B · CIK 0001376483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,451

Read SEC document
September 01, 2018 Filed Dec 29, 2020 22:51 UTC Paradium.AI, Inc. MVEN · Entity 7275 GrantCommon Stock 29,763 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-024493 · ownership.xml · nonDerivative · entry 1

Mills Peter B · CIK 0001376483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,763

Read SEC document
September 01, 2018 Filed Feb 9, 2021 01:48 UTC Amendment Paradium.AI, Inc. MVEN · Entity 7275 GrantCommon Stock 29,763 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-003007 · ownership.xml · nonDerivative · entry 1

Mills Peter B · CIK 0001376483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,220

Read SEC document
August 09, 2018 Filed Dec 29, 2020 22:51 UTC Paradium.AI, Inc. MVEN · Entity 7275 PurchaseSeries H Convertible Preferred Stock · Derivative 33 $1,000.00 Strike: $0.33 $33,000.00
Disclosure

SEC source: 0001493152-20-024493 · ownership.xml · derivative · entry 8

Mills Peter B · CIK 0001376483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F5 · derivative.expiration_date: Expiration Date not applicable for Series H Convertible Preferred Stock

Read SEC document
August 09, 2018 Filed Feb 9, 2021 01:48 UTC Amendment Paradium.AI, Inc. MVEN · Entity 7275 PurchaseSeries H Convertible Preferred Stock · Derivative 33 $1,000.00 Strike: $0.33 $33,000.00
Disclosure

SEC source: 0001493152-21-003007 · ownership.xml · derivative · entry 9

Mills Peter B · CIK 0001376483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F5 · derivative.expiration_date: Not applicable

Read SEC document
January 02, 2018 Filed Dec 29, 2020 22:51 UTC Paradium.AI, Inc. MVEN · Entity 7275 GrantOptions to purchase · Derivative 45,000 $0.00 Strike: $1.95 $0.00
Disclosure

SEC source: 0001493152-20-024493 · ownership.xml · derivative · entry 7

Mills Peter B · CIK 0001376483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2028-01-01

F1 · derivative.exercise_date: Vests 25% on 3/31/18, 6/30/18, 9/30/18 and 12/31/18.

Read SEC document
January 02, 2018 Filed Feb 9, 2021 01:48 UTC Amendment Paradium.AI, Inc. MVEN · Entity 7275 GrantOptions to purchase · Derivative 45,000 $0.00 Strike: $1.95 $0.00
Disclosure

SEC source: 0001493152-21-003007 · ownership.xml · derivative · entry 8

Mills Peter B · CIK 0001376483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2028-01-01

F1 · security: Vests 25% on 3/31/18, 6/30/18, 9/30/18 and 12/31/18.

F1 · derivative.exercise_date: Vests 25% on 3/31/18, 6/30/18, 9/30/18 and 12/31/18.

Read SEC document
June 28, 2017 Filed Jun 30, 2017 20:26 UTC Paradium.AI, Inc. MVEN · Entity 7275 GrantOption · Derivative 45,000 $0.00 Strike: $1.61 $0.00
Disclosure

SEC source: 0001144204-17-035246 · v470202_4.xml · derivative · entry 1

Mills Peter B · CIK 0001376483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 45,000 shares

Expires 2027-06-28

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.