Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 12, 2020 Filed Mar 16, 2020 17:20 UTC |
St.Clare ChristineDirector
|
GrantOptions to Purchase Common Stock · Derivative | 2,500 | $0.00 Strike: $1.88 | $0.00 |
DisclosureSEC source: 0001603978-20-000064 · wf-form4_158439363685670.xml · derivative · entry 7 St.Clare Christine · CIK 0001570393 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2030-03-12 F9 · derivative.exercise_date: Options to purchase common stock were granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 21:24 UTC |
Rojas AlejandroSee Remarks
|
GrantOptions to Purchase Common Stock · Derivative | 10,654 | $0.00 Strike: $1.88 | $0.00 |
DisclosureSEC source: 0001603978-20-000068 · wf-form4_158439382773398.xml · derivative · entry 6 Rojas Alejandro · CIK 0001619142 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,654 Underlying: Common Stock · 10,654 shares Expires 2030-03-12 F8 · derivative.exercise_date: Options to purchase common stock were granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years after the date of grant. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 21:24 UTC |
Rojas AlejandroSee Remarks
|
GrantCommon Stock | 12,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001603978-20-000068 · wf-form4_158439382773398.xml · nonDerivative · entry 1 Rojas Alejandro · CIK 0001619142 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,176 F1 · balance_after: Award of restricted stock granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with the remaining 2/3 fully vesting two years after the date of grant. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 21:23 UTC |
Wulf SylviaDirector · See Remarks
|
GrantOptions to Purchase Common Stock · Derivative | 31,649 | $0.00 Strike: $1.88 | $0.00 |
DisclosureSEC source: 0001603978-20-000067 · wf-form4_158439377947476.xml · derivative · entry 4 Wulf Sylvia · CIK 0001762123 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,649 Underlying: Common Stock · 31,649 shares Expires 2030-03-12 F3 · derivative.exercise_date: Options to purchase common stock were granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years after the date of grant. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 21:23 UTC |
Wulf SylviaDirector · See Remarks
|
GrantCommon Stock | 36,170 | $0.00 | $0.00 |
DisclosureSEC source: 0001603978-20-000067 · wf-form4_158439377947476.xml · nonDerivative · entry 2 Wulf Sylvia · CIK 0001762123 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,170 F1 · balance_after: Award of restricted stock granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with the remaining 2/3 fully vesting two years after the date of grant. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 21:22 UTC |
TURK JAMES C JRDirector
|
GrantOptions to Purchase Common Stock · Derivative | 2,500 | $0.00 Strike: $1.88 | $0.00 |
DisclosureSEC source: 0001603978-20-000066 · wf-form4_158439373106512.xml · derivative · entry 9 TURK JAMES C JR · CIK 0001619796 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2030-03-12 F10 · derivative.exercise_date: Options to purchase common stock were granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 21:20 UTC |
Clothier Richard JDirector
|
GrantCommon Stock | 13,509 | $0.00 | $0.00 |
DisclosureSEC source: 0001603978-20-000063 · wf-form4_158439358658056.xml · nonDerivative · entry 5 Clothier Richard J · CIK 0001619075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,509 F5 · balance_after: Award of restricted stock granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that fully vests three years after the date of grant. Read SEC document |
| February 13, 2020 Filed Feb 14, 2020 16:50 UTC |
FRANK DAVID ASee Remarks
|
PurchaseCommon Stock | 35,000 | $1.50 | $52,500.00 |
DisclosureSEC source: 0001603978-20-000042 · wf-form4_158171699020767.xml · nonDerivative · entry 1 FRANK DAVID A · CIK 0001191624 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 16:25 UTC |
KIRK RANDAL J10% owner
|
PurchaseCommon Stock | 5,175,000 | $1.50 | $7,762,500.00 |
DisclosureSEC source: 0001567619-20-004205 · doc1.xml · nonDerivative · entry 1 KIRK RANDAL J · CIK 0001091823 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by TS Biotechnology Disclosed balance after: 5,175,000 F1 · ownership.nature: Randal J. Kirk controls each of TS Biotechnology Holdings, LLC ("TS Biotechnology"), TS AquaCulture LLC ("TS AquaCulture"), R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), Third Security, LLC, ("Third Security"), Third Security Staff 2001 LLC ("Staff 2001"), Lotus Capital (2000) Company Inc. ("Lotus"), JPK 2008, LLC ("JPK 2008"), MGK 2008, LLC ("MGK 2008"), ZSK 2008, LLC ("ZSK 2008"), JPK 2009, LLC ("JPK 2009"), MGK 2009, LLC ("MGK 2009"), ZSK 2009, LLC ("ZSK 2009"), JPK 2012, LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Third Security Senior Staff 2006 LLC ("Senior Staff 2006"), and Third Security Staff 2006 LLC ("Staff 2006"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| November 01, 2019 Filed Nov 7, 2019 22:15 UTC |
Olsen Angela MSee Remarks
|
GrantOptions to Purchase Common Stock · Derivative | 35,000 | $0.00 Strike: $2.33 | $0.00 |
DisclosureSEC source: 0001603978-19-000093 · wf-form4_157316490238301.xml · derivative · entry 2 Olsen Angela M · CIK 0001793345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2029-11-01 F2 · derivative.exercise_date: Options to purchase common stock were granted on 11/1/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year from the date of grant. Read SEC document |
| November 01, 2019 Filed Nov 7, 2019 22:15 UTC |
Olsen Angela MSee Remarks
|
GrantCommon Stock | 30,043 | $0.00 | $0.00 |
DisclosureSEC source: 0001603978-19-000093 · wf-form4_157316490238301.xml · nonDerivative · entry 1 Olsen Angela M · CIK 0001793345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,043 F1 · shares: Award of restricted stock pursuant to the Issuer's 2016 Equity Incentive Plan that will fully vest on October 31, 2020. Read SEC document |
| November 01, 2019 Filed Jan 6, 2020 21:55 UTC Amendment |
Olsen Angela MSee Remarks
|
GrantOptions to Purchase Common Stock · Derivative | 35,000 | $0.00 Strike: $2.37 | $0.00 |
DisclosureSEC source: 0001603978-20-000002 · wf-form4a_157834770938031.xml · derivative · entry 1 Olsen Angela M · CIK 0001793345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2029-11-01 F1 · derivative.exercise_price: This Form 4 is being amended to correct the exercise price per share of common stock from $2.33, as originally reported, to $2.37. F2 · derivative.exercise_date: Options to purchase common stock were granted on 11/1/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year from the date of grant. Read SEC document |
| April 30, 2019 Filed May 6, 2019 17:27 UTC |
FRANK DAVID ASee Remarks
|
GrantOptions to Purchase Common Stock · Derivative | 20,000 | $0.00 Strike: $2.22 | $0.00 |
DisclosureSEC source: 0001603978-19-000072 · wf-form4_155717804703164.xml · derivative · entry 7 FRANK DAVID A · CIK 0001191624 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2029-04-30 F9 · derivative.exercise_date: Options to purchase common stock were granted on 4/30/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year from the date of grant. Read SEC document |
| April 30, 2019 Filed May 6, 2019 17:28 UTC |
Stotish Ronald LDirector · See Remarks
|
GrantOptions to Purchase Common Stock · Derivative | 50,000 | $0.00 Strike: $2.22 | $0.00 |
DisclosureSEC source: 0001603978-19-000074 · wf-form4_155717812318516.xml · derivative · entry 6 Stotish Ronald L · CIK 0001331847 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2029-04-30 F8 · derivative.exercise_date: Options to purchase common stock were granted on 4/30/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year from the date of grant. Read SEC document |
| April 30, 2019 Filed May 6, 2019 21:29 UTC |
Wulf SylviaDirector · See Remarks
|
GrantOptions to Purchase Common Stock · Derivative | 150,000 | $0.00 Strike: $2.22 | $0.00 |
DisclosureSEC source: 0001603978-19-000075 · wf-form4_155717815188627.xml · derivative · entry 2 Wulf Sylvia · CIK 0001762123 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2029-04-30 F1 · derivative.exercise_date: Options to purchase common stock were granted on 4/30/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year from the date of grant. Read SEC document |
| April 30, 2019 Filed May 6, 2019 21:28 UTC |
Rojas AlejandroSee Remarks
|
GrantOptions to Purchase Common Stock · Derivative | 30,000 | $0.00 Strike: $2.22 | $0.00 |
DisclosureSEC source: 0001603978-19-000073 · wf-form4_155717808446981.xml · derivative · entry 4 Rojas Alejandro · CIK 0001619142 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2029-04-30 F6 · derivative.exercise_date: Options to purchase common stock were granted on 4/30/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year from the date of grant. Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 11:37 UTC |
HUBER RICHARD LDirector
|
GrantOptions to Purchase Common Stock · Derivative | 2,500 | $0.00 Strike: $2.11 | $0.00 |
DisclosureSEC source: 0001603978-19-000008 · wf-form4_155197664184271.xml · derivative · entry 12 HUBER RICHARD L · CIK 0001189647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2029-03-05 F13 · derivative.exercise_date: Options to purchase common stock were granted on 3/5/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year from the date of grant. Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 11:42 UTC |
St.Clare ChristineDirector
|
GrantOptions to Purchase Common Stock · Derivative | 2,500 | $0.00 Strike: $2.11 | $0.00 |
DisclosureSEC source: 0001603978-19-000009 · wf-form4_155197692681576.xml · derivative · entry 6 St.Clare Christine · CIK 0001570393 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2029-03-05 F8 · derivative.exercise_date: Options to purchase common stock were granted on 3/5/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year from the date of grant. Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 16:43 UTC |
TURK JAMES C JRDirector
|
GrantOptions to Purchase Common Stock · Derivative | 2,500 | $0.00 Strike: $2.11 | $0.00 |
DisclosureSEC source: 0001603978-19-000010 · wf-form4_155197701921197.xml · derivative · entry 8 TURK JAMES C JR · CIK 0001619796 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2029-03-05 F9 · derivative.exercise_date: Options to purchase common stock were granted on 3/5/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year from the date of grant. Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 16:35 UTC |
Clothier Richard JDirector
|
GrantCommon Stock | 12,473 | $0.00 | $0.00 |
DisclosureSEC source: 0001603978-19-000007 · wf-form4_155197652279860.xml · nonDerivative · entry 4 Clothier Richard J · CIK 0001619075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,473 F4 · balance_after: Award of restricted stock granted on 3/5/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that fully vests three years after the date of grant. Read SEC document |
| January 03, 2019 Filed Jan 4, 2019 22:10 UTC |
Wulf SylviaDirector · See Remarks
|
GrantCommon Stock | 164,088 | $0.00 | $0.00 |
DisclosureSEC source: 0001762123-19-000004 · wf-form4_154663980712784.xml · nonDerivative · entry 1 Wulf Sylvia · CIK 0001762123 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,088 F1 · shares: Award of restricted stock pursuant to the Issuer's 2016 Equity Incentive Plan that will fully vest on January 1, 2020. Read SEC document |
| October 25, 2018 Filed Oct 29, 2018 16:21 UTC |
KIRK RANDAL J10% owner
PRECIGEN, INC.10% owner
|
OtherWarrant to Purchase Common Stock · Derivative | 1,538,461 | Not disclosed Strike: $2.00 | Not disclosed |
DisclosureSEC source: 0001567619-18-004696 · doc1.xml · derivative · entry 28 KIRK RANDAL J · CIK 0001091823 · 10% owner INTREXON CORP · CIK 0001356090 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Intrexon Disclosed balance after: 0 Underlying: Common Stock · 1,538,461 shares Expires 2023-01-17 F1 · derivative.exercise_price: On October 24, 2018, Intrexon Corporation ("Intrexon") entered into a Warrant Exercise Agreement with the issuer, pursuant to which, on October 25, 2018, Intrexon exercised its warrant to purchase 1,538,461 shares of common stock, for a purchase price of $3,076,922 or $2.00 per share, which exercise price was reduced in accordance with the terms of the warrant. F1 · price: On October 24, 2018, Intrexon Corporation ("Intrexon") entered into a Warrant Exercise Agreement with the issuer, pursuant to which, on October 25, 2018, Intrexon exercised its warrant to purchase 1,538,461 shares of common stock, for a purchase price of $3,076,922 or $2.00 per share, which exercise price was reduced in accordance with the terms of the warrant. F2 · ownership.nature: Randal J. Kirk, directly and through certain affiliates, is the largest shareholder of Intrexon and serves as Intrexon's Chairman of the Board and Chief Executive Officer. Mr. Kirk may therefore be deemed to have voting and dispositive power over the shares of the issuer owned by Intrexon. Shares held by Intrexon may be deemed to be indirectly beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| October 25, 2018 Filed Oct 29, 2018 16:21 UTC |
KIRK RANDAL J10% owner
PRECIGEN, INC.10% owner
|
OtherCommon Stock | 1,538,461 | $2.00 | $3,076,922.00 |
DisclosureSEC source: 0001567619-18-004696 · doc1.xml · nonDerivative · entry 1 KIRK RANDAL J · CIK 0001091823 · 10% owner INTREXON CORP · CIK 0001356090 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Intrexon Disclosed balance after: 8,239,199 F1 · shares: On October 24, 2018, Intrexon Corporation ("Intrexon") entered into a Warrant Exercise Agreement with the issuer, pursuant to which, on October 25, 2018, Intrexon exercised its warrant to purchase 1,538,461 shares of common stock, for a purchase price of $3,076,922 or $2.00 per share, which exercise price was reduced in accordance with the terms of the warrant. F1 · price: On October 24, 2018, Intrexon Corporation ("Intrexon") entered into a Warrant Exercise Agreement with the issuer, pursuant to which, on October 25, 2018, Intrexon exercised its warrant to purchase 1,538,461 shares of common stock, for a purchase price of $3,076,922 or $2.00 per share, which exercise price was reduced in accordance with the terms of the warrant. F2 · ownership.nature: Randal J. Kirk, directly and through certain affiliates, is the largest shareholder of Intrexon and serves as Intrexon's Chairman of the Board and Chief Executive Officer. Mr. Kirk may therefore be deemed to have voting and dispositive power over the shares of the issuer owned by Intrexon. Shares held by Intrexon may be deemed to be indirectly beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 16:17 UTC |
HUBER RICHARD LDirector
|
GrantOptions to Purchase Common Stock · Derivative | 2,500 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001603978-18-000015 · wf-form4_151993902086713.xml · derivative · entry 13 HUBER RICHARD L · CIK 0001189647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2028-02-27 F14 · derivative.exercise_date: Options to purchase common stock were granted on 2/27/2018 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 16:16 UTC |
FRANK DAVID ASee Remarks
|
GrantOptions to Purchase Common Stock · Derivative | 15,152 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001603978-18-000014 · wf-form4_151993897966321.xml · derivative · entry 6 FRANK DAVID A · CIK 0001191624 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,152 Underlying: Common Stock · 15,152 shares Expires 2028-02-27 F8 · derivative.exercise_date: Options to purchase common stock were granted on 2/27/2018 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 16:21 UTC |
Stotish Ronald LDirector · See Remarks
|
GrantOptions to Purchase Common Stock · Derivative | 60,606 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001603978-18-000018 · wf-form4_151993927621838.xml · derivative · entry 5 Stotish Ronald L · CIK 0001331847 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,606 Underlying: Common Stock · 60,606 shares Expires 2028-02-27 F7 · derivative.exercise_date: Options to purchase common stock were granted on 2/27/2018 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 16:20 UTC |
St.Clare ChristineDirector
|
GrantOptions to Purchase Common Stock · Derivative | 2,500 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001603978-18-000017 · wf-form4_151993917151309.xml · derivative · entry 5 St.Clare Christine · CIK 0001570393 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2028-02-27 F7 · derivative.exercise_date: Options to purchase common stock were granted on 2/27/2018 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:22 UTC |
TURK JAMES C JRDirector
|
GrantOptions to Purchase Common Stock · Derivative | 2,500 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001603978-18-000019 · wf-form4_151993931853652.xml · derivative · entry 7 TURK JAMES C JR · CIK 0001619796 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2028-02-27 F8 · derivative.exercise_date: Options to purchase common stock were granted on 2/27/2018 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:18 UTC |
Rojas AlejandroSee Remarks
|
GrantOptions to Purchase Common Stock · Derivative | 30,303 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001603978-18-000016 · wf-form4_151993908665612.xml · derivative · entry 3 Rojas Alejandro · CIK 0001619142 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,303 Underlying: Common Stock · 30,303 shares Expires 2028-02-27 F5 · derivative.exercise_date: Options to purchase common stock were granted on 2/27/2018 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:16 UTC |
Clothier Richard JDirector
|
GrantCommon Stock | 11,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001603978-18-000013 · wf-form4_151993893807663.xml · nonDerivative · entry 3 Clothier Richard J · CIK 0001619075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,151 F3 · balance_after: Award of restricted stock granted on 2/27/2018 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that fully vests three years after the date of grant. Read SEC document |
| January 17, 2018 Filed Jan 19, 2018 17:19 UTC |
KIRK RANDAL J10% owner
PRECIGEN, INC.10% owner
|
PurchaseWarrant to Purchase Common Stock · Derivative | 1,538,461 | Not disclosed Strike: $3.25 | Not disclosed |
DisclosureSEC source: 0001140361-18-002633 · doc1.xml · derivative · entry 28 KIRK RANDAL J · CIK 0001091823 · 10% owner INTREXON CORP · CIK 0001356090 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Intrexon Disclosed balance after: 1,538,461 Underlying: Common Stock · 1,538,461 shares Expires 2023-01-17 F4 · price: The indicated number of warrants to purchase common stock of the issuer were received in connection with the purchase of common stock in an underwritten public offering of the issuer, which closed on January 17, 2018 (the "Offering"). In the Offering, each share of common stock was sold together with a warrant to purchase one share of common stock at a combined effective price of $3.25 per share and accompanying common warrant. F1 · ownership.nature: Randal J. Kirk, directly and through certain affiliates, is the largest shareholder of Intrexon Corporation ("Intrexon") and serves as Intrexon's Chairman of the Board and Chief Executive Officer. Mr. Kirk may therefore be deemed to have voting and dispositive power over the shares of the issuer owned by Intrexon. Shares held by Intrexon may be deemed to be indirectly beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| January 17, 2018 Filed Jan 19, 2018 17:19 UTC |
KIRK RANDAL J10% owner
PRECIGEN, INC.10% owner
|
PurchaseCommon Stock | 1,538,461 | $3.25 | $4,999,998.25 |
DisclosureSEC source: 0001140361-18-002633 · doc1.xml · nonDerivative · entry 1 KIRK RANDAL J · CIK 0001091823 · 10% owner INTREXON CORP · CIK 0001356090 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Intrexon Disclosed balance after: 6,700,738 F1 · ownership.nature: Randal J. Kirk, directly and through certain affiliates, is the largest shareholder of Intrexon Corporation ("Intrexon") and serves as Intrexon's Chairman of the Board and Chief Executive Officer. Mr. Kirk may therefore be deemed to have voting and dispositive power over the shares of the issuer owned by Intrexon. Shares held by Intrexon may be deemed to be indirectly beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| July 24, 2017 Filed Jul 26, 2017 17:30 UTC |
KIRK RANDAL J10% owner
PRECIGEN, INC.10% owner
|
OtherCommon Stock | 124,609 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-028759 · doc1.xml · nonDerivative · entry 3 KIRK RANDAL J · CIK 0001091823 · 10% owner INTREXON CORP · CIK 0001356090 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by TSCP V Disclosed balance after: 124,609 F1 · kind: On July 24, 2017, New River Management V, LP ("NRM V") made a liquidating distribution of its assets to its partners in connection with the dissolution of the partnership in accordance with the terms of its Limited Partnership Agreement dated May 11, 2007. NRM V held 338,816 shares of common stock of the issuer. The following entities in their capacities as partners of NRM V, or designees, received shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT") and Third Security Capital Partners V, LLC ("TSCP V"). F1 · shares: On July 24, 2017, New River Management V, LP ("NRM V") made a liquidating distribution of its assets to its partners in connection with the dissolution of the partnership in accordance with the terms of its Limited Partnership Agreement dated May 11, 2007. NRM V held 338,816 shares of common stock of the issuer. The following entities in their capacities as partners of NRM V, or designees, received shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT") and Third Security Capital Partners V, LLC ("TSCP V"). F1 · price: On July 24, 2017, New River Management V, LP ("NRM V") made a liquidating distribution of its assets to its partners in connection with the dissolution of the partnership in accordance with the terms of its Limited Partnership Agreement dated May 11, 2007. NRM V held 338,816 shares of common stock of the issuer. The following entities in their capacities as partners of NRM V, or designees, received shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT") and Third Security Capital Partners V, LLC ("TSCP V"). F3 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, TSCP V, Third Security, LLC, ("Third Security"), Third Security Staff 2001 LLC ("Staff 2001"), Lotus Capital (2000) Company Inc. ("Lotus"), JPK 2008, LLC ("JPK 2008"), MGK 2008, LLC ("MGK 2008"), ZSK 2008, LLC ("ZSK 2008"), JPK 2009, LLC ("JPK 2009"), MGK 2009, LLC ("MGK 2009"), ZSK 2009, LLC ("ZSK 2009"), JPK 2012, LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Third Security Senior Staff 2006 LLC ("Senior Staff 2006"), Third Security Staff 2006 LLC ("Staff 2006") and Third Security Incentive 2006 LLC ("Incentive 2006"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| July 24, 2017 Filed Jul 26, 2017 17:30 UTC |
KIRK RANDAL J10% owner
PRECIGEN, INC.10% owner
|
OtherCommon Stock | 121,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-028759 · doc1.xml · nonDerivative · entry 2 KIRK RANDAL J · CIK 0001091823 · 10% owner INTREXON CORP · CIK 0001356090 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by R.J. Kirk DOT Disclosed balance after: 200,519 F1 · kind: On July 24, 2017, New River Management V, LP ("NRM V") made a liquidating distribution of its assets to its partners in connection with the dissolution of the partnership in accordance with the terms of its Limited Partnership Agreement dated May 11, 2007. NRM V held 338,816 shares of common stock of the issuer. The following entities in their capacities as partners of NRM V, or designees, received shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT") and Third Security Capital Partners V, LLC ("TSCP V"). F1 · shares: On July 24, 2017, New River Management V, LP ("NRM V") made a liquidating distribution of its assets to its partners in connection with the dissolution of the partnership in accordance with the terms of its Limited Partnership Agreement dated May 11, 2007. NRM V held 338,816 shares of common stock of the issuer. The following entities in their capacities as partners of NRM V, or designees, received shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT") and Third Security Capital Partners V, LLC ("TSCP V"). F1 · price: On July 24, 2017, New River Management V, LP ("NRM V") made a liquidating distribution of its assets to its partners in connection with the dissolution of the partnership in accordance with the terms of its Limited Partnership Agreement dated May 11, 2007. NRM V held 338,816 shares of common stock of the issuer. The following entities in their capacities as partners of NRM V, or designees, received shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT") and Third Security Capital Partners V, LLC ("TSCP V"). F3 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, TSCP V, Third Security, LLC, ("Third Security"), Third Security Staff 2001 LLC ("Staff 2001"), Lotus Capital (2000) Company Inc. ("Lotus"), JPK 2008, LLC ("JPK 2008"), MGK 2008, LLC ("MGK 2008"), ZSK 2008, LLC ("ZSK 2008"), JPK 2009, LLC ("JPK 2009"), MGK 2009, LLC ("MGK 2009"), ZSK 2009, LLC ("ZSK 2009"), JPK 2012, LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Third Security Senior Staff 2006 LLC ("Senior Staff 2006"), Third Security Staff 2006 LLC ("Staff 2006") and Third Security Incentive 2006 LLC ("Incentive 2006"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| July 24, 2017 Filed Jul 26, 2017 17:30 UTC |
KIRK RANDAL J10% owner
PRECIGEN, INC.10% owner
|
OtherCommon Stock | 338,816 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-028759 · doc1.xml · nonDerivative · entry 1 KIRK RANDAL J · CIK 0001091823 · 10% owner INTREXON CORP · CIK 0001356090 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by NRM V Disclosed balance after: 0 F1 · kind: On July 24, 2017, New River Management V, LP ("NRM V") made a liquidating distribution of its assets to its partners in connection with the dissolution of the partnership in accordance with the terms of its Limited Partnership Agreement dated May 11, 2007. NRM V held 338,816 shares of common stock of the issuer. The following entities in their capacities as partners of NRM V, or designees, received shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT") and Third Security Capital Partners V, LLC ("TSCP V"). F1 · shares: On July 24, 2017, New River Management V, LP ("NRM V") made a liquidating distribution of its assets to its partners in connection with the dissolution of the partnership in accordance with the terms of its Limited Partnership Agreement dated May 11, 2007. NRM V held 338,816 shares of common stock of the issuer. The following entities in their capacities as partners of NRM V, or designees, received shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT") and Third Security Capital Partners V, LLC ("TSCP V"). F1 · price: On July 24, 2017, New River Management V, LP ("NRM V") made a liquidating distribution of its assets to its partners in connection with the dissolution of the partnership in accordance with the terms of its Limited Partnership Agreement dated May 11, 2007. NRM V held 338,816 shares of common stock of the issuer. The following entities in their capacities as partners of NRM V, or designees, received shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT") and Third Security Capital Partners V, LLC ("TSCP V"). F3 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, TSCP V, Third Security, LLC, ("Third Security"), Third Security Staff 2001 LLC ("Staff 2001"), Lotus Capital (2000) Company Inc. ("Lotus"), JPK 2008, LLC ("JPK 2008"), MGK 2008, LLC ("MGK 2008"), ZSK 2008, LLC ("ZSK 2008"), JPK 2009, LLC ("JPK 2009"), MGK 2009, LLC ("MGK 2009"), ZSK 2009, LLC ("ZSK 2009"), JPK 2012, LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Third Security Senior Staff 2006 LLC ("Senior Staff 2006"), Third Security Staff 2006 LLC ("Staff 2006") and Third Security Incentive 2006 LLC ("Incentive 2006"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| July 24, 2017 Filed Jul 26, 2017 21:06 UTC |
TURK JAMES C JRDirector
|
OtherCommon Stock | 2,053 | $0.00 | $0.00 |
DisclosureSEC source: 0001603978-17-000044 · wf-form4_150110315506223.xml · nonDerivative · entry 1 TURK JAMES C JR · CIK 0001619796 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,053 F1 · kind: On July 24, 2017, New River Management V, LP made a liquidating distribution of its assets to its partners in connection with the dissolution of the partnership in accordance with the terms of its limited partnership agreement. Among these assets were 2,053 shares of the Issuer's common stock distributed to the Reporting Person. Read SEC document |
| July 24, 2017 Filed Jan 9, 2018 14:36 UTC Amendment |
TURK JAMES C JRDirector
|
OtherCommon Stock | 2,053 | $0.00 | $0.00 |
DisclosureSEC source: 0001603978-18-000005 · wf-form4a_151550856319632.xml · nonDerivative · entry 1 TURK JAMES C JR · CIK 0001619796 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,964 F1 · kind: On July 24, 2017, New River Management V, LP made a liquidating distribution of its assets to its partners in connection with the dissolution of the partnership in accordance with the terms of its limited partnership agreement. Among these assets were 2,053 shares of the Issuer's common stock distributed to the Reporting Person. F2 · balance_after: On January 18, 2017, Intrexon Corporation distributed a special stock dividend to each of its stockholders that consisted of a portion of its holdings of the Issuer's common stock. The receipt of 2,911 shares in this distribution by the Reporting Person was exempt from Section 16 reporting requirements under Rule 16a-9. This Form 4/A is being filed to correct the amount of securities beneficially owned following the reported transaction to include the shares received in the distribution by Intrexon Corporation. The original Form 4 filing indicated that the Reporting Person held 2,053 shares following the reported transaction. Read SEC document |
| April 21, 2017 Filed Apr 24, 2017 17:11 UTC |
Martin Christopher H.See Remarks
|
GrantOptions to Purchase Common Stock · Derivative | 2,000 | $0.00 Strike: $14.20 | $0.00 |
DisclosureSEC source: 0001603978-17-000027 · wf-form4_149306827960355.xml · derivative · entry 2 Martin Christopher H. · CIK 0001693591 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2027-04-21 F4 · derivative.exercise_date: Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan. Subject to continued service, vesting shall occur over three years, ending February 27, 2020, with the first year's vesting prorated between April 22, 2017, and February 27, 2018. Read SEC document |
| April 21, 2017 Filed Apr 24, 2017 17:12 UTC |
HUBER RICHARD LDirector
|
GrantOptions to Purchase Common Stock · Derivative | 2,500 | $0.00 Strike: $14.20 | $0.00 |
DisclosureSEC source: 0001603978-17-000030 · wf-form4_149306833647400.xml · derivative · entry 12 HUBER RICHARD L · CIK 0001189647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2027-04-21 F13 · derivative.exercise_date: Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan. Subject to continued service, vesting shall occur over three years, ending February 27, 2020, with the first year's vesting prorated between April 22, 2017, and February 27, 2018. Read SEC document |
| April 21, 2017 Filed Apr 24, 2017 17:11 UTC |
FRANK DAVID ASee Remarks
|
GrantOptions to Purchase Common Stock · Derivative | 10,000 | $0.00 Strike: $14.20 | $0.00 |
DisclosureSEC source: 0001603978-17-000026 · wf-form4_149306826106744.xml · derivative · entry 6 FRANK DAVID A · CIK 0001191624 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2027-04-21 F7 · derivative.exercise_date: Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan. Subject to continued service, vesting shall occur over three years, ending February 27, 2020, with the first year's vesting prorated between April 22, 2017, and February 27, 2018. Read SEC document |
| April 21, 2017 Filed Apr 24, 2017 17:11 UTC |
Stotish Ronald LDirector · See Remarks
|
GrantOptions to Purchase Common Stock · Derivative | 20,000 | $0.00 Strike: $14.20 | $0.00 |
DisclosureSEC source: 0001603978-17-000028 · wf-form4_149306829857236.xml · derivative · entry 4 Stotish Ronald L · CIK 0001331847 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2027-04-21 F6 · derivative.exercise_date: Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan. Subject to continued service, vesting shall occur over three years, ending February 27, 2020, with the first year's vesting prorated between April 22, 2017, and February 27, 2018. Read SEC document |
| April 21, 2017 Filed Apr 24, 2017 17:12 UTC |
St.Clare ChristineDirector
|
GrantOptions to Purchase Common Stock · Derivative | 2,500 | $0.00 Strike: $14.20 | $0.00 |
DisclosureSEC source: 0001603978-17-000029 · wf-form4_149306831714190.xml · derivative · entry 4 St.Clare Christine · CIK 0001570393 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2027-04-21 F6 · derivative.exercise_date: Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan. Subject to continued service, vesting shall occur over three years, ending February 27, 2020, with the first year's vesting prorated between April 22, 2017, and February 27, 2018. Read SEC document |
| April 21, 2017 Filed Apr 24, 2017 21:10 UTC |
TURK JAMES C JRDirector
|
GrantOptions to Purchase Common Stock · Derivative | 2,500 | $0.00 Strike: $14.20 | $0.00 |
DisclosureSEC source: 0001603978-17-000025 · wf-form4_149306824351792.xml · derivative · entry 5 TURK JAMES C JR · CIK 0001619796 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2027-04-21 F7 · derivative.exercise_date: Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan. Subject to continued service, vesting shall occur over three years, ending February 27, 2020, with the first year's vesting prorated between April 22, 2017, and February 27, 2018. Read SEC document |
| April 21, 2017 Filed Apr 24, 2017 21:10 UTC |
Rojas AlejandroSee Remarks
|
GrantOptions to Purchase Common Stock · Derivative | 6,000 | $0.00 Strike: $14.20 | $0.00 |
DisclosureSEC source: 0001603978-17-000024 · wf-form4_149306822262621.xml · derivative · entry 2 Rojas Alejandro · CIK 0001619142 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2027-04-21 F4 · derivative.exercise_date: Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan. Subject to continued service, vesting shall occur over three years, ending February 27, 2020, with the first year's vesting prorated between April 22, 2017, and February 27, 2018. Read SEC document |
| April 21, 2017 Filed Apr 24, 2017 21:10 UTC |
Clothier Richard JDirector
|
GrantCommon Stock | 1,751 | $0.00 | $0.00 |
DisclosureSEC source: 0001603978-17-000023 · wf-form4_149306820345328.xml · nonDerivative · entry 2 Clothier Richard J · CIK 0001619075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,750 F2 · shares: Award of restricted stock pursuant to the Issuer's 2016 Equity Incentive Plan. Subject to continue service, vesting shall occur over three years, ending February 27, 2020, with the first year's vesting prorated between April 22, 2017, and February 27, 2018. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 16:56 UTC |
KIRK RANDAL J10% owner
PRECIGEN, INC.10% owner
|
OtherCommon Stock | 3,637 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-002429 · doc1.xml · nonDerivative · entry 28 KIRK RANDAL J · CIK 0001091823 · 10% owner INTREXON CORP · CIK 0001356090 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by NRM VII Holdings Disclosed balance after: 3,637 F1 · kind: Intrexon Corporation ("Intrexon") declared a dividend of shares of AquaBounty Technologies, Inc. common stock held by it to its holders of record as of January 9, 2017 (the "Distribution"). F1 · shares: Intrexon Corporation ("Intrexon") declared a dividend of shares of AquaBounty Technologies, Inc. common stock held by it to its holders of record as of January 9, 2017 (the "Distribution"). F1 · price: Intrexon Corporation ("Intrexon") declared a dividend of shares of AquaBounty Technologies, Inc. common stock held by it to its holders of record as of January 9, 2017 (the "Distribution"). F5 · ownership.nature: Randal J. Kirk controls each of Kapital Joe, LLC ("Kapital Joe"), Mascara Kaboom, LLC ("Mascara Kaboom"), Third Security Senior Staff LLC ("Sr. Staff"), ADC 2010, LLC ("ADC 2010"), MGK 2011, LLC ("MGK 2011"), Third Security Senior Staff 2008 LLC ("Senior Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Incentive 2010 LLC ("Incentive 2010"), New River Management V, LP ("NRM V"), NRM VI Holdings I, LLC ("NRM VI Holdings") and NRM VII Holdings I, LLC ("NRM VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 16:56 UTC |
KIRK RANDAL J10% owner
PRECIGEN, INC.10% owner
|
OtherCommon Stock | 199,682 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-002429 · doc1.xml · nonDerivative · entry 27 KIRK RANDAL J · CIK 0001091823 · 10% owner INTREXON CORP · CIK 0001356090 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by NRM VI Holdings Disclosed balance after: 199,682 F1 · kind: Intrexon Corporation ("Intrexon") declared a dividend of shares of AquaBounty Technologies, Inc. common stock held by it to its holders of record as of January 9, 2017 (the "Distribution"). F1 · shares: Intrexon Corporation ("Intrexon") declared a dividend of shares of AquaBounty Technologies, Inc. common stock held by it to its holders of record as of January 9, 2017 (the "Distribution"). F1 · price: Intrexon Corporation ("Intrexon") declared a dividend of shares of AquaBounty Technologies, Inc. common stock held by it to its holders of record as of January 9, 2017 (the "Distribution"). F5 · ownership.nature: Randal J. Kirk controls each of Kapital Joe, LLC ("Kapital Joe"), Mascara Kaboom, LLC ("Mascara Kaboom"), Third Security Senior Staff LLC ("Sr. Staff"), ADC 2010, LLC ("ADC 2010"), MGK 2011, LLC ("MGK 2011"), Third Security Senior Staff 2008 LLC ("Senior Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Incentive 2010 LLC ("Incentive 2010"), New River Management V, LP ("NRM V"), NRM VI Holdings I, LLC ("NRM VI Holdings") and NRM VII Holdings I, LLC ("NRM VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 16:56 UTC |
KIRK RANDAL J10% owner
PRECIGEN, INC.10% owner
|
OtherCommon Stock | 338,816 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-002429 · doc1.xml · nonDerivative · entry 26 KIRK RANDAL J · CIK 0001091823 · 10% owner INTREXON CORP · CIK 0001356090 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by NRM V Disclosed balance after: 338,816 F1 · kind: Intrexon Corporation ("Intrexon") declared a dividend of shares of AquaBounty Technologies, Inc. common stock held by it to its holders of record as of January 9, 2017 (the "Distribution"). F1 · shares: Intrexon Corporation ("Intrexon") declared a dividend of shares of AquaBounty Technologies, Inc. common stock held by it to its holders of record as of January 9, 2017 (the "Distribution"). F1 · price: Intrexon Corporation ("Intrexon") declared a dividend of shares of AquaBounty Technologies, Inc. common stock held by it to its holders of record as of January 9, 2017 (the "Distribution"). F5 · ownership.nature: Randal J. Kirk controls each of Kapital Joe, LLC ("Kapital Joe"), Mascara Kaboom, LLC ("Mascara Kaboom"), Third Security Senior Staff LLC ("Sr. Staff"), ADC 2010, LLC ("ADC 2010"), MGK 2011, LLC ("MGK 2011"), Third Security Senior Staff 2008 LLC ("Senior Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Incentive 2010 LLC ("Incentive 2010"), New River Management V, LP ("NRM V"), NRM VI Holdings I, LLC ("NRM VI Holdings") and NRM VII Holdings I, LLC ("NRM VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 16:56 UTC |
KIRK RANDAL J10% owner
PRECIGEN, INC.10% owner
|
OtherCommon Stock | 10,153 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-002429 · doc1.xml · nonDerivative · entry 25 KIRK RANDAL J · CIK 0001091823 · 10% owner INTREXON CORP · CIK 0001356090 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Incentive 2010 Disclosed balance after: 10,153 F1 · kind: Intrexon Corporation ("Intrexon") declared a dividend of shares of AquaBounty Technologies, Inc. common stock held by it to its holders of record as of January 9, 2017 (the "Distribution"). F1 · shares: Intrexon Corporation ("Intrexon") declared a dividend of shares of AquaBounty Technologies, Inc. common stock held by it to its holders of record as of January 9, 2017 (the "Distribution"). F1 · price: Intrexon Corporation ("Intrexon") declared a dividend of shares of AquaBounty Technologies, Inc. common stock held by it to its holders of record as of January 9, 2017 (the "Distribution"). F5 · ownership.nature: Randal J. Kirk controls each of Kapital Joe, LLC ("Kapital Joe"), Mascara Kaboom, LLC ("Mascara Kaboom"), Third Security Senior Staff LLC ("Sr. Staff"), ADC 2010, LLC ("ADC 2010"), MGK 2011, LLC ("MGK 2011"), Third Security Senior Staff 2008 LLC ("Senior Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Incentive 2010 LLC ("Incentive 2010"), New River Management V, LP ("NRM V"), NRM VI Holdings I, LLC ("NRM VI Holdings") and NRM VII Holdings I, LLC ("NRM VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 16:56 UTC |
KIRK RANDAL J10% owner
PRECIGEN, INC.10% owner
|
OtherCommon Stock | 20,306 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-002429 · doc1.xml · nonDerivative · entry 24 KIRK RANDAL J · CIK 0001091823 · 10% owner INTREXON CORP · CIK 0001356090 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Staff 2010 Disclosed balance after: 20,306 F1 · kind: Intrexon Corporation ("Intrexon") declared a dividend of shares of AquaBounty Technologies, Inc. common stock held by it to its holders of record as of January 9, 2017 (the "Distribution"). F1 · shares: Intrexon Corporation ("Intrexon") declared a dividend of shares of AquaBounty Technologies, Inc. common stock held by it to its holders of record as of January 9, 2017 (the "Distribution"). F1 · price: Intrexon Corporation ("Intrexon") declared a dividend of shares of AquaBounty Technologies, Inc. common stock held by it to its holders of record as of January 9, 2017 (the "Distribution"). F5 · ownership.nature: Randal J. Kirk controls each of Kapital Joe, LLC ("Kapital Joe"), Mascara Kaboom, LLC ("Mascara Kaboom"), Third Security Senior Staff LLC ("Sr. Staff"), ADC 2010, LLC ("ADC 2010"), MGK 2011, LLC ("MGK 2011"), Third Security Senior Staff 2008 LLC ("Senior Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Incentive 2010 LLC ("Incentive 2010"), New River Management V, LP ("NRM V"), NRM VI Holdings I, LLC ("NRM VI Holdings") and NRM VII Holdings I, LLC ("NRM VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.