Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AQUABOUNTY TECHNOLOGIES INCAQB · Entity 8187 | See Remarks | April 21, 2017 | April 24, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AQUABOUNTY TECHNOLOGIES INC
Report date April 21, 2017 · Filed April 24, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $14.20 · Expires 2027-04-21 | Direct | 2,000 |
Reported balance
After 2017-04-21 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-04-21 · Grant · Acquired 2,000 · Balance 2,000 F4: Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan. Subject to continued service, vesting shall occur over three years, ending February 27, 2020, with the first year's vesting prorated between April 22, 2017, and February 27, 2018. |
| Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $6.90 · Expires 2025-06-01 | Direct | 3,334 |
Reported balance
Holding disclosure · report date 2017-04-21 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance 3,334 F1: Effective as of January 5, 2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split. F2: Options to purchase common stock were granted on 6/1/2015 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and fully vest three years after the date of grant. F3: Effective as of January 5, 2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split. |
Filing footnotes · ownership attribution and instrument terms
F1: Effective as of January 5, 2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split.
F2: Options to purchase common stock were granted on 6/1/2015 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and fully vest three years after the date of grant.
F3: Effective as of January 5, 2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split.
F4: Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan. Subject to continued service, vesting shall occur over three years, ending February 27, 2020, with the first year's vesting prorated between April 22, 2017, and February 27, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 21, 2017 Filed Apr 24, 2017 17:11 UTC | AQUABOUNTY TECHNOLOGIES INC AQB · Entity 8187 | GrantOptions to Purchase Common Stock · Derivative | 2,000 | $0.00 Strike: $14.20 | $0.00 |
DisclosureSEC source: 0001603978-17-000027 · wf-form4_149306827960355.xml · derivative · entry 2 Martin Christopher H. · CIK 0001693591 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2027-04-21 F4 · derivative.exercise_date: Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan. Subject to continued service, vesting shall occur over three years, ending February 27, 2020, with the first year's vesting prorated between April 22, 2017, and February 27, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.