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Nasdaq · USD

AQB

AQUABOUNTY TECHNOLOGIES INC

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8187
SEC CIK
0001603978
Parsed reports
150

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 14, 2023 Filed Jun 16, 2023 08:48 UTC GrantOptions to Purchase Common Stock · Derivative 2,500 $0.00 Strike: $0.36 $0.00
Disclosure

SEC source: 0001209191-23-037650 · doc4.xml · derivative · entry 2

Myers Gail Sharps · CIK 0001666016 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2033-05-25

F2 · derivative.exercise_date: Stock Option award granted on 06/14/2023, pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests daily over the period of May 25, 2023 through May 25, 2024.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 08:48 UTC GrantCommon Stock 55,555 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037650 · doc4.xml · nonDerivative · entry 1

Myers Gail Sharps · CIK 0001666016 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,981

F1 · shares: Restricted Share Unit award granted on 06/14/2023, pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests in two tranches with 1/2 vesting on May 25, 2024 and 1/2 vesting on May 25, 2025.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 07:21 UTC
FRANK DAVID AChief Financial Officer
GrantOptions to Purchase Common Stock · Derivative 70,269 $0.00 Strike: $0.36 $0.00
Disclosure

SEC source: 0001209191-23-037632 · doc4.xml · derivative · entry 1

FRANK DAVID A · CIK 0001191624 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,269

Underlying: Common Stock · 70,269 shares

Expires 2033-03-09

F1 · derivative.exercise_date: Options to purchase common stock were issued 06/14/2023, with a vest start date of 03/09/2023, pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and vest daily over three years from the date of grant

Read SEC document
June 14, 2023 Filed Jun 16, 2023 08:39 UTC GrantOptions to Purchase Common Stock · Derivative 2,500 $0.00 Strike: $0.36 $0.00
Disclosure

SEC source: 0001209191-23-037646 · doc4.xml · derivative · entry 2

St.Clare Christine · CIK 0001570393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2033-05-25

F2 · derivative.exercise_date: Stock Option award granted on 06/14/2023, pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests daily over the period of May 25, 2023 through May 25, 2024.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 08:39 UTC GrantCommon Stock 55,555 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037646 · doc4.xml · nonDerivative · entry 1

St.Clare Christine · CIK 0001570393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,000

F1 · shares: Restricted Share Unit award granted on 06/14/2023, pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests in two tranches with 1/2 vesting on May 25, 2024 and 1/2 vesting on May 25, 2025.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 08:37 UTC
Sharp Erin SDirector
GrantOptions to Purchase Common Stock · Derivative 2,500 $0.00 Strike: $0.36 $0.00
Disclosure

SEC source: 0001209191-23-037644 · doc4.xml · derivative · entry 2

Sharp Erin S · CIK 0001580224 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2033-05-24

F2 · derivative.exercise_date: Stock Option award granted on 06/14/2023, pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests daily over the period of May 25, 2023 through May 25, 2024.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 08:37 UTC
Sharp Erin SDirector
GrantCommon Stock 55,555 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037644 · doc4.xml · nonDerivative · entry 1

Sharp Erin S · CIK 0001580224 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,055

F1 · shares: Restricted Share Unit award granted on 06/14/2023, pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests in two tranches with 1/2 vesting on May 25, 2024 and 1/2 vesting on May 25, 2025.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 08:58 UTC GrantOptions to Purchase Common Stock · Derivative 2,500 $0.00 Strike: $0.36 $0.00
Disclosure

SEC source: 0001209191-23-037656 · doc4.xml · derivative · entry 2

Sterling Rick L. · CIK 0001583123 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2033-05-25

F2 · derivative.exercise_date: Stock Option award granted on 06/14/2023, pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests daily over the period of May 25, 2023 through May 25, 2024.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 08:58 UTC GrantComon Stock 55,555 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037656 · doc4.xml · nonDerivative · entry 1

Sterling Rick L. · CIK 0001583123 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,850

F1 · shares: Restricted Share Unit award granted on 06/14/2023, pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests in two tranches with 1/2 vesting on May 25, 2024 and 1/2 vesting on May 25, 2025.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 08:53 UTC GrantOptions to Purchase Common Stock · Derivative 2,500 $0.00 Strike: $0.36 $0.00
Disclosure

SEC source: 0001209191-23-037653 · doc4.xml · derivative · entry 2

Stern Michael K · CIK 0001583861 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2033-05-25

F2 · derivative.exercise_date: Stock Option award granted on 06/14/2023, pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests daily over the period of May 25, 2023 through May 25, 2024.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 08:53 UTC GrantCommon Stock 55,555 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037653 · doc4.xml · nonDerivative · entry 1

Stern Michael K · CIK 0001583861 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,555

F1 · shares: Restricted Share Unit award granted on 06/14/2023, pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests in two tranches with 1/2 vesting on May 25, 2024 and 1/2 vesting on May 25, 2025.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 12:38 UTC GrantOptions to Purchase Common Stock · Derivative 2,500 $0.00 Strike: $0.36 $0.00
Disclosure

SEC source: 0001209191-23-037645 · doc4.xml · derivative · entry 2

Alvarez Ricardo J · CIK 0001833626 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2033-05-25

F2 · derivative.exercise_date: Stock Option award granted on 06/14/2023, pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests daily over the period of May 25, 2023 through May 25, 2024.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 12:38 UTC GrantCommon Stock 55,555 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037645 · doc4.xml · nonDerivative · entry 1

Alvarez Ricardo J · CIK 0001833626 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,555

F1 · shares: Restricted Share Unit award granted on 06/14/2023, pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests in two tranches with 1/2 vesting on May 25, 2024 and 1/2 vesting on May 25, 2025.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 11:11 UTC
Rojas AlejandroChief Operating Officer
GrantOptions to Purchase Common Stock · Derivative 68,494 $0.00 Strike: $0.36 $0.00
Disclosure

SEC source: 0001209191-23-037630 · doc4.xml · derivative · entry 1

Rojas Alejandro · CIK 0001619142 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,494

Underlying: Common Stock · 68,494 shares

Expires 2033-03-09

F1 · derivative.exercise_date: Options to purchase common stock were issued 06/14/2023, with a vest start date of 03/09/2023, pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and vest daily over three years from the date of grant

Read SEC document
June 14, 2023 Filed Jun 16, 2023 11:01 UTC
Wulf SylviaDirector · CEO & Director
GrantOptions to Purchase Common Stock · Derivative 116,666 $0.00 Strike: $0.36 $0.00
Disclosure

SEC source: 0001209191-23-037626 · doc4.xml · derivative · entry 1

Wulf Sylvia · CIK 0001762123 · Director · CEO & Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,666

Underlying: Common Stock · 116,666 shares

Expires 2033-03-09

F1 · derivative.exercise_date: Options to purchase common stock were issued 06/14/2023, with a vest start date of 03/09/2023, pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and vest daily over three years from the date of grant

Read SEC document
June 14, 2023 Filed Jun 16, 2023 11:05 UTC
Olsen Angela MGeneral Counsel & Corp Sec
GrantOptions to Purchase Common Stock · Derivative 70,550 $0.00 Strike: $0.36 $0.00
Disclosure

SEC source: 0001209191-23-037628 · doc4.xml · derivative · entry 1

Olsen Angela M · CIK 0001793345 · General Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,550

Underlying: Common Stock · 70,550 shares

Expires 2023-03-09

F1 · derivative.exercise_date: Options to purchase common stock were issued 06/14/2023, with a vest start date of 03/09/2023, pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and vest daily over three years from the date of grant

Read SEC document
March 09, 2023 Filed Mar 13, 2023 19:47 UTC
FRANK DAVID AChief Financial Officer
GrantCommon Stock 44,247 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018289 · doc4.xml · nonDerivative · entry 1

FRANK DAVID A · CIK 0001191624 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,798

F1 · shares: Award of restricted stock granted on 3/09/2023 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant

F2 · balance_after: In prior filings, the reporting person inadvertently presented holdings on separate lines, which was not required. This presentation corrects the error.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 23:51 UTC
Wulf SylviaDirector · CEO & Director
GrantCommon Stock 73,462 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018292 · doc4.xml · nonDerivative · entry 1

Wulf Sylvia · CIK 0001762123 · Director · CEO & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,951

F1 · shares: Award of restricted stock granted on 3/09/2023 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant.

F2 · balance_after: In prior filings, the reporting person inadvertently presented holdings on separate lines, which was not required. This presentation corrects the error.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 23:50 UTC
Olsen Angela MGeneral Counsel & Corp Sec
GrantCommon Stock 44,423 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018291 · doc4.xml · nonDerivative · entry 1

Olsen Angela M · CIK 0001793345 · General Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,417

F1 · shares: Award of restricted stock granted on 3/09/2023 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant

F2 · balance_after: In prior filings, the reporting person inadvertently presented holdings on separate lines, which was not required. This presentation corrects the error.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 23:49 UTC
Rojas AlejandroChief Operating Officer
GrantCommon Stock 43,130 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018290 · doc4.xml · nonDerivative · entry 1

Rojas Alejandro · CIK 0001619142 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,064

F1 · shares: Award of restricted stock granted on 3/09/2023 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant

F2 · balance_after: In prior filings, the reporting person inadvertently presented holdings on separate lines, which was not required. This presentation corrects the error.

Read SEC document
March 09, 2023 Filed Apr 18, 2023 08:24 UTC Amendment
FRANK DAVID AChief Financial Officer
GrantCommon Stock 44,247 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-024583 · doc4a.xml · nonDerivative · entry 1

FRANK DAVID A · CIK 0001191624 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,751

F1 · shares: Award of restricted stock unit ("RSU") granted on 3/09/2023 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant. Each RSU represents the right to receive one share of the Issuers Common Stock upon vesting.

Read SEC document
March 09, 2023 Filed Apr 18, 2023 12:34 UTC Amendment
Wulf SylviaDirector · CEO & Director
GrantCommon Stock 73,462 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-024589 · doc4a.xml · nonDerivative · entry 1

Wulf Sylvia · CIK 0001762123 · Director · CEO & Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 335,021

F1 · shares: Award of restricted stock unit ("RSU") granted on 3/09/2023 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant. Each RSU represents the right to receive one share of the Issuers Common Stock upon vesting.

Read SEC document
March 09, 2023 Filed Apr 18, 2023 12:31 UTC Amendment
Rojas AlejandroChief Operating Officer
GrantCommon Stock 43,130 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-024587 · doc4a.xml · nonDerivative · entry 1

Rojas Alejandro · CIK 0001619142 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,564

F1 · shares: Award of restricted stock unit ("RSU") granted on 3/09/2023 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant. Each RSU represents the right to receive one share of the Issuers Common Stock upon vesting.

Read SEC document
March 09, 2023 Filed Apr 18, 2023 12:27 UTC Amendment
Olsen Angela MGeneral Counsel & Corp Sec
GrantCommon Stock 44,423 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-024585 · doc4a.xml · nonDerivative · entry 1

Olsen Angela M · CIK 0001793345 · General Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,442

F1 · shares: Award of restricted stock unit ("RSU") granted on 3/09/2023 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant. Each RSU represents the right to receive one share of the Issuers Common Stock upon vesting.

Read SEC document
December 23, 2022 Filed Dec 27, 2022 18:02 UTC PurchaseCommon Stock 10,000 $0.89 $8,900.00
Disclosure

SEC source: 0001209191-22-062739 · doc4.xml · nonDerivative · entry 2

Myers Gail Sharps · CIK 0001666016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,426

F1 · balance_after: In prior filings, the reporting person inadvertently presented her holdings on separate lines, which was not required. This presentation corrects the error.

Read SEC document
December 22, 2022 Filed Dec 27, 2022 18:02 UTC PurchaseCommon Stock 1 $0.85 $0.85
Disclosure

SEC source: 0001209191-22-062739 · doc4.xml · nonDerivative · entry 1

Myers Gail Sharps · CIK 0001666016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426

F1 · balance_after: In prior filings, the reporting person inadvertently presented her holdings on separate lines, which was not required. This presentation corrects the error.

Read SEC document
December 20, 2022 Filed Dec 21, 2022 15:55 UTC PurchaseCommon Stock 10,000 $0.78 $7,783.00
Disclosure

SEC source: 0001209191-22-062318 · doc4.xml · nonDerivative · entry 1

St.Clare Christine · CIK 0001570393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · security: Purchase of 10,000 shares at $.7783 12/20/2022

Read SEC document
December 19, 2022 Filed Dec 20, 2022 17:36 UTC
Sharp Erin SDirector
PurchaseCommon Stock 130,000 $0.77 $100,100.00
Disclosure

SEC source: 0001209191-22-062201 · doc4.xml · nonDerivative · entry 2

Sharp Erin S · CIK 0001580224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,000

F2 · security: Purchase of 130,000 shares at $.77 12/19/2022

Read SEC document
December 19, 2022 Filed Dec 20, 2022 17:36 UTC
Sharp Erin SDirector
PurchaseCommon Stock 1,500 $0.73 $1,095.00
Disclosure

SEC source: 0001209191-22-062201 · doc4.xml · nonDerivative · entry 1

Sharp Erin S · CIK 0001580224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

F1 · security: Purchase of 1,500 shares at $.73 12/19/2022

Read SEC document
December 16, 2022 Filed Dec 20, 2022 17:45 UTC PurchaseCommon Stock 20,000 $0.74 $14,800.00
Disclosure

SEC source: 0001209191-22-062204 · doc4.xml · nonDerivative · entry 2

Stern Michael K · CIK 0001583861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F2 · security: Purchase 20,000 shares at $.74 12/16/2022

Read SEC document
December 16, 2022 Filed Dec 20, 2022 22:53 UTC PurchaseCommon Stock 2,084 $0.74 $1,542.16
Disclosure

SEC source: 0001209191-22-062209 · doc4.xml · nonDerivative · entry 3

Alvarez Ricardo J · CIK 0001833626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,084

F3 · security: Purchase of 2,084 shares at $.74 12/16/2022

Read SEC document
December 15, 2022 Filed Dec 16, 2022 20:18 UTC
Wulf SylviaDirector · CEO & Director
PurchaseCommon Stock 8,903 $0.69 $6,109.24
Disclosure

SEC source: 0001209191-22-061617 · doc4.xml · nonDerivative · entry 6

Wulf Sylvia · CIK 0001762123 · Director · CEO & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,903

F5 · balance_after: Purchase of 8,903 shares at $.6862 12/15/2022

Read SEC document
December 15, 2022 Filed Dec 16, 2022 20:28 UTC PurchaseCommon Stock 3,871 $0.72 $2,787.12
Disclosure

SEC source: 0001209191-22-061627 · doc4.xml · nonDerivative · entry 2

Alvarez Ricardo J · CIK 0001833626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,871

F2 · security: Purchase of 3,871 shares at $.72 12/15/2022

Read SEC document
December 14, 2022 Filed Dec 15, 2022 19:26 UTC PurchaseCommon Stock 4,045 $0.66 $2,669.70
Disclosure

SEC source: 0001209191-22-061375 · doc4.xml · nonDerivative · entry 1

Alvarez Ricardo J · CIK 0001833626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,045

F1 · security: Purchase of 4,045 shares at $.66 12/14/2022

Read SEC document
December 14, 2022 Filed Dec 16, 2022 20:18 UTC
Wulf SylviaDirector · CEO & Director
PurchaseCommon Stock 1,097 $0.65 $711.08
Disclosure

SEC source: 0001209191-22-061617 · doc4.xml · nonDerivative · entry 5

Wulf Sylvia · CIK 0001762123 · Director · CEO & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,097

F4 · balance_after: Purchase of 1,097 shares at $.6482 12/14/2022

Read SEC document
December 13, 2022 Filed Dec 14, 2022 15:28 UTC
FRANK DAVID AChief Financial Officer
PurchaseCommon Stock 10,000 $0.65 $6,500.00
Disclosure

SEC source: 0001209191-22-061151 · doc4.xml · nonDerivative · entry 5

FRANK DAVID A · CIK 0001191624 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F4 · balance_after: Purchase 10,000 shares at $.65 12/13/2022

Read SEC document
December 12, 2022 Filed Dec 13, 2022 17:13 UTC PurchaseCommon Stock 200 $0.63 $126.00
Disclosure

SEC source: 0001209191-22-060984 · doc4.xml · nonDerivative · entry 2

Myers Gail Sharps · CIK 0001666016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

F2 · security: Purchase of 200 shares at $.63 12/12/2022

Read SEC document
December 05, 2022 Filed Dec 6, 2022 15:56 UTC PurchaseCommon Stock 225 $0.70 $157.50
Disclosure

SEC source: 0001209191-22-059980 · doc4.xml · nonDerivative · entry 1

Myers Gail Sharps · CIK 0001666016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225

F1 · security: Purchase of 225 shares at $.70 12/05/2022

Read SEC document
November 10, 2022 Filed Nov 15, 2022 08:33 UTC
Sharp Erin SDirector
GrantOptions to Purchase · Derivative 2,500 $0.00 Strike: $1.49 $0.00
Disclosure

SEC source: 0001209191-22-056903 · doc4.xml · derivative · entry 1

Sharp Erin S · CIK 0001580224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2032-11-10

F1 · derivative.exercise_date: Options to purchase common stock were granted on 11/10/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest 05/27/2023

Read SEC document
November 10, 2022 Filed Nov 15, 2022 08:32 UTC GrantOptions to Purchase · Derivative 2,500 $0.00 Strike: $1.49 $0.00
Disclosure

SEC source: 0001209191-22-056902 · doc4.xml · derivative · entry 2

Stern Michael K · CIK 0001583861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2032-11-10

F1 · derivative.exercise_date: Options to purchase common stock were granted on 11/10/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest 05/27/2023

Read SEC document
June 13, 2022 Filed Jun 13, 2022 18:08 UTC PurchaseCommon Stock 15,000 $1.60 $24,000.00
Disclosure

SEC source: 0001209191-22-036430 · doc4.xml · nonDerivative · entry 1

Stern Michael K · CIK 0001583861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Read SEC document
March 14, 2022 Filed Mar 16, 2022 16:50 UTC
KIRK ALANADirector
GrantOption to Purchase Common Stock (Right to Buy) · Derivative 2,500 $0.00 Strike: $1.52 $0.00
Disclosure

SEC source: 0001567619-22-007073 · doc1.xml · derivative · entry 1

KIRK ALANA · CIK 0001810928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2032-03-14

F1 · derivative.exercise_date: This option vests daily over a one-year period beginning the date of grant.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 16:47 UTC GrantOption to Purchase Common Stock (Right to Buy) · Derivative 2,500 $0.00 Strike: $1.52 $0.00
Disclosure

SEC source: 0001567619-22-007071 · doc1.xml · derivative · entry 1

Fisher Theodore John · CIK 0001805682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2032-03-14

F1 · derivative.exercise_date: This option vests daily over a one-year period beginning the date of grant.

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March 14, 2022 Filed Mar 16, 2022 11:31 UTC GrantOptions to Purchase Common Stock · Derivative 2,500 $0.00 Strike: $1.52 $0.00
Disclosure

SEC source: 0001209191-22-019087 · doc4.xml · derivative · entry 2

Myers Gail Sharps · CIK 0001666016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2032-03-14

F2 · shares: Options to purchase common stock were granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant.

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March 14, 2022 Filed Mar 16, 2022 14:59 UTC
FRANK DAVID AChief Financial Officer
GrantOptions to Purchase Common Stock · Derivative 23,564 $0.00 Strike: $1.52 $0.00
Disclosure

SEC source: 0001209191-22-019164 · doc4.xml · derivative · entry 13

FRANK DAVID A · CIK 0001191624 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,564

Underlying: Common Stock · 23,564 shares

Expires 2032-03-14

F14 · derivative.exercise_date: Award of restricted stock granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that fully vests three years after the date of grant.

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March 14, 2022 Filed Mar 16, 2022 14:59 UTC
FRANK DAVID AChief Financial Officer
GrantCommon Stock 8,977 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019164 · doc4.xml · nonDerivative · entry 4

FRANK DAVID A · CIK 0001191624 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,977

F3 · balance_after: Award of restricted stock granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant

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March 14, 2022 Filed Mar 16, 2022 11:15 UTC GrantOptions to Purchase Common Stock · Derivative 2,500 $0.00 Strike: $1.52 $0.00
Disclosure

SEC source: 0001209191-22-019079 · doc4.xml · derivative · entry 9

St.Clare Christine · CIK 0001570393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2032-03-14

F11 · derivative.exercise_date: Options to purchase common stock were granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant.

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March 14, 2022 Filed Mar 16, 2022 11:17 UTC GrantOptions to Purchase Common Stock · Derivative 2,500 $0.00 Strike: $1.52 $0.00
Disclosure

SEC source: 0001209191-22-019081 · doc4.xml · derivative · entry 4

Sterling Rick L. · CIK 0001583123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2032-03-14

F3 · derivative.exercise_date: Options to purchase common stock were granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant.

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March 14, 2022 Filed Mar 16, 2022 18:22 UTC
Rojas AlejandroChief Operating Officer
GrantOptions to Purchase Common Stock · Derivative 16,407 $0.00 Strike: $1.52 $0.00
Disclosure

SEC source: 0001209191-22-019137 · doc4.xml · derivative · entry 10

Rojas Alejandro · CIK 0001619142 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,407

Underlying: Common Stock · 16,407 shares

Expires 2032-03-14

F12 · derivative.exercise_date: Options to purchase common stock were granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years after the date of grant.

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March 14, 2022 Filed Mar 16, 2022 18:22 UTC
Rojas AlejandroChief Operating Officer
GrantCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019137 · doc4.xml · nonDerivative · entry 3

Rojas Alejandro · CIK 0001619142 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

F3 · balance_after: Award of restricted stock granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.