Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AQUABOUNTY TECHNOLOGIES INCAQB · Entity 8187 | Director | March 14, 2022 | March 16, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AQUABOUNTY TECHNOLOGIES INC
Report date March 14, 2022 · Filed March 16, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $1.52 · Expires 2032-03-14 | Direct | 2,500 |
Reported balance
After 2022-03-14 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2022-03-14 · Grant · Acquired 2,500 · Balance 2,500 F12: Options to purchase common stock were granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant. |
| Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $10.50 · Expires 2023-07-01 | Direct | 800 |
Reported balance
Holding disclosure · report date 2022-03-14 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 800 F1: Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split. F2: Options to purchase common stock were granted on 7/1/2013 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested. F3: Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split. |
| Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $10.80 · Expires 2024-07-01 | Direct | 800 |
Reported balance
Holding disclosure · report date 2022-03-14 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 800 F1: Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split. F4: Options to purchase common stock were granted on 7/1/2014 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested. F3: Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split. |
| Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $5.70 · Expires 2025-02-26 | Direct | 2,500 |
Reported balance
Holding disclosure · report date 2022-03-14 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 2,500 F1: Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split. F5: Options to purchase common stock were granted on 2/26/2015 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested. F3: Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split. |
| Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $9.60 · Expires 2026-03-01 | Direct | 2,500 |
Reported balance
Holding disclosure · report date 2022-03-14 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 2,500 F1: Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split. F6: Options to purchase common stock were granted on 3/1/2016 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested. F3: Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split. |
| Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $14.20 · Expires 2027-04-21 | Direct | 2,500 |
Reported balance
Holding disclosure · report date 2022-03-14 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 2,500 F7: Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested. |
| Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $2.50 · Expires 2028-02-27 | Direct | 2,500 |
Reported balance
Holding disclosure · report date 2022-03-14 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 2,500 F8: Options to purchase common stock were granted on 2/27/2018 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested. |
| Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $2.11 · Expires 2029-03-05 | Direct | 2,500 |
Reported balance
Holding disclosure · report date 2022-03-14 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 2,500 F9: Options to purchase common stock were granted on 3/5/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested. |
| Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $1.88 · Expires 2030-03-12 | Direct | 2,500 |
Reported balance
Holding disclosure · report date 2022-03-14 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 2,500 F10: Options to purchase common stock were granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested. |
| Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $6.72 · Expires 2031-03-10 | Direct | 2,500 |
Reported balance
Holding disclosure · report date 2022-03-14 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 2,500 F11: Options to purchase common stock were granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested. |
| Common StockSEC Table I · non-derivative | Direct | 17,429 |
Reported balance
Holding disclosure · report date 2022-03-14 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 17,429 |
Filing footnotes · ownership attribution and instrument terms
F1: Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split.
F2: Options to purchase common stock were granted on 7/1/2013 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
F3: Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split.
F4: Options to purchase common stock were granted on 7/1/2014 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
F5: Options to purchase common stock were granted on 2/26/2015 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
F6: Options to purchase common stock were granted on 3/1/2016 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
F7: Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
F8: Options to purchase common stock were granted on 2/27/2018 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
F9: Options to purchase common stock were granted on 3/5/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
F10: Options to purchase common stock were granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
F11: Options to purchase common stock were granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
F12: Options to purchase common stock were granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 14, 2022 Filed Mar 16, 2022 15:28 UTC | AQUABOUNTY TECHNOLOGIES INC AQB · Entity 8187 | GrantOptions to Purchase Common Stock · Derivative | 2,500 | $0.00 Strike: $1.52 | $0.00 |
DisclosureSEC source: 0001209191-22-019085 · doc4.xml · derivative · entry 11 TURK JAMES C JR · CIK 0001619796 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2032-03-14 F12 · derivative.exercise_date: Options to purchase common stock were granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 23:36 UTC | AQUABOUNTY TECHNOLOGIES INC AQB · Entity 8187 | GrantOptions to Purchase Common Stock · Derivative | 2,500 | $0.00 Strike: $6.72 | $0.00 |
DisclosureSEC source: 0001209191-21-019936 · doc4.xml · derivative · entry 10 TURK JAMES C JR · CIK 0001619796 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2031-03-10 F11 · derivative.exercise_date: Options to purchase common stock were granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant. Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 21:54 UTC | AQUABOUNTY TECHNOLOGIES INC AQB · Entity 8187 | OtherCommon Stock | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001603978-20-000153 · wf-form4_160858762954732.xml · nonDerivative · entry 2 TURK JAMES C JR · CIK 0001619796 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,429 F2 · kind: On December 17, 2020, NRM VII Holdings I, LLC made a liquidating distribution of its assets in connection with the dissolution of the fund in accordance with the terms of its Limited Liability Company Agreement. In connection with this dissolution, the number of indicated shares was received by the Reporting Person in his capacity as a limited partner of the fund. Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 21:54 UTC | AQUABOUNTY TECHNOLOGIES INC AQB · Entity 8187 | OtherCommon Stock | 462 | $0.00 | $0.00 |
DisclosureSEC source: 0001603978-20-000153 · wf-form4_160858762954732.xml · nonDerivative · entry 1 TURK JAMES C JR · CIK 0001619796 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,426 F1 · kind: On December 17, 2020, NRM VI Holdings I, LLC made a liquidating distribution of its assets in connection with the dissolution of the fund in accordance with the terms of its Limited Liability Company Agreement. In connection with this dissolution, the number of indicated shares was received by the Reporting Person in his capacity as a limited partner of the fund. Read SEC document |
| August 11, 2020 Filed Aug 11, 2020 21:27 UTC | AQUABOUNTY TECHNOLOGIES INC AQB · Entity 8187 | PurchaseCommon Stock | 12,000 | $2.50 | $30,000.00 |
DisclosureSEC source: 0001603978-20-000109 · wf-form4_159718125827854.xml · nonDerivative · entry 1 TURK JAMES C JR · CIK 0001619796 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,964 Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 21:22 UTC | AQUABOUNTY TECHNOLOGIES INC AQB · Entity 8187 | GrantOptions to Purchase Common Stock · Derivative | 2,500 | $0.00 Strike: $1.88 | $0.00 |
DisclosureSEC source: 0001603978-20-000066 · wf-form4_158439373106512.xml · derivative · entry 9 TURK JAMES C JR · CIK 0001619796 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2030-03-12 F10 · derivative.exercise_date: Options to purchase common stock were granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant. Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 16:43 UTC | AQUABOUNTY TECHNOLOGIES INC AQB · Entity 8187 | GrantOptions to Purchase Common Stock · Derivative | 2,500 | $0.00 Strike: $2.11 | $0.00 |
DisclosureSEC source: 0001603978-19-000010 · wf-form4_155197701921197.xml · derivative · entry 8 TURK JAMES C JR · CIK 0001619796 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2029-03-05 F9 · derivative.exercise_date: Options to purchase common stock were granted on 3/5/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year from the date of grant. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:22 UTC | AQUABOUNTY TECHNOLOGIES INC AQB · Entity 8187 | GrantOptions to Purchase Common Stock · Derivative | 2,500 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001603978-18-000019 · wf-form4_151993931853652.xml · derivative · entry 7 TURK JAMES C JR · CIK 0001619796 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2028-02-27 F8 · derivative.exercise_date: Options to purchase common stock were granted on 2/27/2018 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant. Read SEC document |
| July 24, 2017 Filed Jul 26, 2017 21:06 UTC | AQUABOUNTY TECHNOLOGIES INC AQB · Entity 8187 | OtherCommon Stock | 2,053 | $0.00 | $0.00 |
DisclosureSEC source: 0001603978-17-000044 · wf-form4_150110315506223.xml · nonDerivative · entry 1 TURK JAMES C JR · CIK 0001619796 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,053 F1 · kind: On July 24, 2017, New River Management V, LP made a liquidating distribution of its assets to its partners in connection with the dissolution of the partnership in accordance with the terms of its limited partnership agreement. Among these assets were 2,053 shares of the Issuer's common stock distributed to the Reporting Person. Read SEC document |
| July 24, 2017 Filed Jan 9, 2018 14:36 UTC Amendment | AQUABOUNTY TECHNOLOGIES INC AQB · Entity 8187 | OtherCommon Stock | 2,053 | $0.00 | $0.00 |
DisclosureSEC source: 0001603978-18-000005 · wf-form4a_151550856319632.xml · nonDerivative · entry 1 TURK JAMES C JR · CIK 0001619796 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,964 F1 · kind: On July 24, 2017, New River Management V, LP made a liquidating distribution of its assets to its partners in connection with the dissolution of the partnership in accordance with the terms of its limited partnership agreement. Among these assets were 2,053 shares of the Issuer's common stock distributed to the Reporting Person. F2 · balance_after: On January 18, 2017, Intrexon Corporation distributed a special stock dividend to each of its stockholders that consisted of a portion of its holdings of the Issuer's common stock. The receipt of 2,911 shares in this distribution by the Reporting Person was exempt from Section 16 reporting requirements under Rule 16a-9. This Form 4/A is being filed to correct the amount of securities beneficially owned following the reported transaction to include the shares received in the distribution by Intrexon Corporation. The original Form 4 filing indicated that the Reporting Person held 2,053 shares following the reported transaction. Read SEC document |
| April 21, 2017 Filed Apr 24, 2017 21:10 UTC | AQUABOUNTY TECHNOLOGIES INC AQB · Entity 8187 | GrantOptions to Purchase Common Stock · Derivative | 2,500 | $0.00 Strike: $14.20 | $0.00 |
DisclosureSEC source: 0001603978-17-000025 · wf-form4_149306824351792.xml · derivative · entry 5 TURK JAMES C JR · CIK 0001619796 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2027-04-21 F7 · derivative.exercise_date: Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan. Subject to continued service, vesting shall occur over three years, ending February 27, 2020, with the first year's vesting prorated between April 22, 2017, and February 27, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.