Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AQUABOUNTY TECHNOLOGIES INCAQB · Entity 8187 | Director | March 14, 2022 | April 18, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AQUABOUNTY TECHNOLOGIES INC
Report date March 14, 2022 · Filed April 18, 2023 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 97,230 |
Reported balance
After 2022-03-14 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2022-03-14 · Grant · Acquired 17,200 · Balance 97,230 F1: Stock award granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Stock award granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 14, 2022 Filed Mar 16, 2022 16:45 UTC | AQUABOUNTY TECHNOLOGIES INC AQB · Entity 8187 | GrantCommon Stock | 5,733 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-019103 · doc4.xml · nonDerivative · entry 7 Clothier Richard J · CIK 0001619075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,733 F7 · shares: Award of restricted stock granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant Read SEC document |
| March 14, 2022 Filed Apr 18, 2023 11:58 UTC Amendment | AQUABOUNTY TECHNOLOGIES INC AQB · Entity 8187 | GrantCommon Stock | 17,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-024573 · doc4a.xml · nonDerivative · entry 1 Clothier Richard J · CIK 0001619075 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,230 F1 · shares: Stock award granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 23:04 UTC | AQUABOUNTY TECHNOLOGIES INC AQB · Entity 8187 | GrantCommon Stock | 4,147 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-019895 · doc4.xml · nonDerivative · entry 6 Clothier Richard J · CIK 0001619075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,147 F6 · balance_after: Award of restricted stock granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that fully vests three years after the date of grant. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 21:20 UTC | AQUABOUNTY TECHNOLOGIES INC AQB · Entity 8187 | GrantCommon Stock | 13,509 | $0.00 | $0.00 |
DisclosureSEC source: 0001603978-20-000063 · wf-form4_158439358658056.xml · nonDerivative · entry 5 Clothier Richard J · CIK 0001619075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,509 F5 · balance_after: Award of restricted stock granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that fully vests three years after the date of grant. Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 16:35 UTC | AQUABOUNTY TECHNOLOGIES INC AQB · Entity 8187 | GrantCommon Stock | 12,473 | $0.00 | $0.00 |
DisclosureSEC source: 0001603978-19-000007 · wf-form4_155197652279860.xml · nonDerivative · entry 4 Clothier Richard J · CIK 0001619075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,473 F4 · balance_after: Award of restricted stock granted on 3/5/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that fully vests three years after the date of grant. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:16 UTC | AQUABOUNTY TECHNOLOGIES INC AQB · Entity 8187 | GrantCommon Stock | 11,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001603978-18-000013 · wf-form4_151993893807663.xml · nonDerivative · entry 3 Clothier Richard J · CIK 0001619075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,151 F3 · balance_after: Award of restricted stock granted on 2/27/2018 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that fully vests three years after the date of grant. Read SEC document |
| April 21, 2017 Filed Apr 24, 2017 21:10 UTC | AQUABOUNTY TECHNOLOGIES INC AQB · Entity 8187 | GrantCommon Stock | 1,751 | $0.00 | $0.00 |
DisclosureSEC source: 0001603978-17-000023 · wf-form4_149306820345328.xml · nonDerivative · entry 2 Clothier Richard J · CIK 0001619075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,750 F2 · shares: Award of restricted stock pursuant to the Issuer's 2016 Equity Incentive Plan. Subject to continue service, vesting shall occur over three years, ending February 27, 2020, with the first year's vesting prorated between April 22, 2017, and February 27, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.