Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AQUABOUNTY TECHNOLOGIES INCAQB · Entity 8187 | Director | March 10, 2021 | March 22, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AQUABOUNTY TECHNOLOGIES INC
Report date March 10, 2021 · Filed March 22, 2021 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $6.72 · Expires 2031-03-10 | Direct | 2,500 |
Reported balance
After 2021-03-10 transaction · row 12
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 12 · 2021-03-10 · Grant · Acquired 2,500 · Balance 2,500 F13: Options to purchase common stock were granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant. |
| Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $3.30 · Expires 2021-07-01 | Direct | 800 |
Reported balance
Holding disclosure · report date 2021-03-10 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance 800 F1: Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split. F2: Options to purchase common stock were granted on 7/1/2011 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested. F3: Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split. |
| Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $3.60 · Expires 2022-07-01 | Direct | 800 |
Reported balance
Holding disclosure · report date 2021-03-10 · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · Balance 800 F1: Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split. F4: Options to purchase common stock were granted on 7/1/2012 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested. F3: Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split. |
| Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $10.50 · Expires 2023-07-01 | Direct | 800 |
Reported balance
Holding disclosure · report date 2021-03-10 · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · Balance 800 F1: Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split. F5: Options to purchase common stock were granted on 7/1/2013 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested. F3: Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split. |
| Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $10.80 · Expires 2024-07-01 | Direct | 800 |
Reported balance
Holding disclosure · report date 2021-03-10 · row 5
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 5 · Balance 800 F1: Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split. F6: Options to purchase common stock were granted on 7/1/2014 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested. F3: Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split. |
| Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $5.70 · Expires 2025-02-26 | Direct | 2,500 |
Reported balance
Holding disclosure · report date 2021-03-10 · row 6
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 6 · Balance 2,500 F1: Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split. F7: Options to purchase common stock were granted on 2/26/2015 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested. F3: Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split. |
| Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $9.60 · Expires 2026-03-01 | Direct | 2,500 |
Reported balance
Holding disclosure · report date 2021-03-10 · row 7
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 7 · Balance 2,500 F1: Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split. F8: Options to purchase common stock were granted on 3/1/2016 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested. F3: Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split. |
| Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $14.20 · Expires 2027-04-21 | Direct | 2,500 |
Reported balance
Holding disclosure · report date 2021-03-10 · row 8
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 8 · Balance 2,500 F9: Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested. |
| Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $2.50 · Expires 2028-02-27 | Direct | 2,500 |
Reported balance
Holding disclosure · report date 2021-03-10 · row 9
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 9 · Balance 2,500 F10: Options to purchase common stock were granted on 2/27/2018 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested. |
| Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $2.11 · Expires 2029-03-05 | Direct | 2,500 |
Reported balance
Holding disclosure · report date 2021-03-10 · row 10
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 10 · Balance 2,500 F11: Options to purchase common stock were granted on 3/5/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested. |
| Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $1.88 · Expires 2030-03-12 | Direct | 2,500 |
Reported balance
Holding disclosure · report date 2021-03-10 · row 11
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 11 · Balance 2,500 F12: Options to purchase common stock were granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant. |
| Common StockSEC Table I · non-derivative | Direct | 71,311 |
Reported balance
Holding disclosure · report date 2021-03-10 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 71,311 |
Filing footnotes · ownership attribution and instrument terms
F1: Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split.
F2: Options to purchase common stock were granted on 7/1/2011 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
F3: Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split.
F4: Options to purchase common stock were granted on 7/1/2012 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
F5: Options to purchase common stock were granted on 7/1/2013 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
F6: Options to purchase common stock were granted on 7/1/2014 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
F7: Options to purchase common stock were granted on 2/26/2015 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
F8: Options to purchase common stock were granted on 3/1/2016 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
F9: Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
F10: Options to purchase common stock were granted on 2/27/2018 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
F11: Options to purchase common stock were granted on 3/5/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
F12: Options to purchase common stock were granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant.
F13: Options to purchase common stock were granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2021 Filed Mar 11, 2021 18:09 UTC | AQUABOUNTY TECHNOLOGIES INC AQB · Entity 8187 | GrantOptions to Purchase Common Stock · Derivative | 2,500 | $0.00 Strike: $6.72 | $0.00 |
DisclosureSEC source: 0001209191-21-019903 · doc4.xml · derivative · entry 12 HUBER RICHARD L · CIK 0001189647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2031-03-10 F13 · derivative.exercise_date: Options to purchase common stock were granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant. Read SEC document |
| March 10, 2021 Filed Mar 22, 2021 16:13 UTC Amendment | AQUABOUNTY TECHNOLOGIES INC AQB · Entity 8187 | GrantOptions to Purchase Common Stock · Derivative | 2,500 | $0.00 Strike: $6.72 | $0.00 |
DisclosureSEC source: 0001209191-21-022328 · doc4a.xml · derivative · entry 12 HUBER RICHARD L · CIK 0001189647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2031-03-10 F13 · derivative.exercise_date: Options to purchase common stock were granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant. Read SEC document |
| December 14, 2020 Filed Dec 18, 2020 16:14 UTC | AQUABOUNTY TECHNOLOGIES INC AQB · Entity 8187 | PurchaseCommon Stock | 10,000 | $6.50 | $65,000.00 |
DisclosureSEC source: 0001603978-20-000151 · wf-form4_160832603973508.xml · nonDerivative · entry 1 HUBER RICHARD L · CIK 0001189647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,311 Read SEC document |
| August 11, 2020 Filed Aug 11, 2020 17:29 UTC | AQUABOUNTY TECHNOLOGIES INC AQB · Entity 8187 | PurchaseCommon Stock | 40,000 | $2.50 | $100,000.00 |
DisclosureSEC source: 0001603978-20-000111 · wf-form4_159718134242518.xml · nonDerivative · entry 1 HUBER RICHARD L · CIK 0001189647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,311 Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 17:21 UTC | AQUABOUNTY TECHNOLOGIES INC AQB · Entity 8187 | GrantOptions to Purchase Common Stock · Derivative | 2,500 | $0.00 Strike: $1.88 | $0.00 |
DisclosureSEC source: 0001603978-20-000065 · wf-form4_158439368487931.xml · derivative · entry 12 HUBER RICHARD L · CIK 0001189647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2030-03-12 F13 · derivative.exercise_date: Options to purchase common stock were granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant. Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 11:37 UTC | AQUABOUNTY TECHNOLOGIES INC AQB · Entity 8187 | GrantOptions to Purchase Common Stock · Derivative | 2,500 | $0.00 Strike: $2.11 | $0.00 |
DisclosureSEC source: 0001603978-19-000008 · wf-form4_155197664184271.xml · derivative · entry 12 HUBER RICHARD L · CIK 0001189647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2029-03-05 F13 · derivative.exercise_date: Options to purchase common stock were granted on 3/5/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year from the date of grant. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 16:17 UTC | AQUABOUNTY TECHNOLOGIES INC AQB · Entity 8187 | GrantOptions to Purchase Common Stock · Derivative | 2,500 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001603978-18-000015 · wf-form4_151993902086713.xml · derivative · entry 13 HUBER RICHARD L · CIK 0001189647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2028-02-27 F14 · derivative.exercise_date: Options to purchase common stock were granted on 2/27/2018 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant. Read SEC document |
| April 21, 2017 Filed Apr 24, 2017 17:12 UTC | AQUABOUNTY TECHNOLOGIES INC AQB · Entity 8187 | GrantOptions to Purchase Common Stock · Derivative | 2,500 | $0.00 Strike: $14.20 | $0.00 |
DisclosureSEC source: 0001603978-17-000030 · wf-form4_149306833647400.xml · derivative · entry 12 HUBER RICHARD L · CIK 0001189647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2027-04-21 F13 · derivative.exercise_date: Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan. Subject to continued service, vesting shall occur over three years, ending February 27, 2020, with the first year's vesting prorated between April 22, 2017, and February 27, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.