APAM

SEC source: 0001127602-25-005718 · form4.xml · derivative · entry 3

Krein Christopher J · CIK 0001794946 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock, par value $0.01 per share · 23,987 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance share unit ("PSU"), which was granted under the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan and previously reported, represented a contingent right to receive a share of Class A common stock, par value $0.01 per share ("Share"). Each grant of PSUs was eligible to vest at up to 150%, subject to meeting the relevant performance conditions.

F3 · derivative.exercise_date: Performance under the PSUs was measured on 2/18/2025, based on performance over a period ending on 12/31/2024. Half of the earned PSUs were settled in Shares on 2/18/2025, and half will settle in Shares upon a qualifying retirement subject to continued service.

F3 · derivative.expiration_date: Performance under the PSUs was measured on 2/18/2025, based on performance over a period ending on 12/31/2024. Half of the earned PSUs were settled in Shares on 2/18/2025, and half will settle in Shares upon a qualifying retirement subject to continued service.

SEC source: 0001127602-25-005718 · form4.xml · nonDerivative · entry 2

Krein Christopher J · CIK 0001794946 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,885

F1 · security: The number of Shares (as defined below) held by the Reporting person was also adjusted downward to account for an inadvertent underreporting of Shares withheld in connection with the February 2024 vesting event.

SEC source: 0001127602-25-005718 · form4.xml · nonDerivative · entry 1

Krein Christopher J · CIK 0001794946 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-25-005722 · form4.xml · nonDerivative · entry 1

Simpson Laura Ellen · CIK 0001996865 · Exec VP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,013.79

SEC source: 0001127602-25-002426 · form4.xml · nonDerivative · entry 1

Multani Saloni S · CIK 0001878311 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,726

SEC source: 0001127602-25-002443 · form4.xml · nonDerivative · entry 1

JOERRES JEFFREY A · CIK 0001182537 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,635

SEC source: 0001127602-25-002447 · form4.xml · nonDerivative · entry 1

DIMARCO STEPHANIE · CIK 0001195460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,557

SEC source: 0001127602-25-002422 · form4.xml · nonDerivative · entry 1

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 324,227

F1 · ownership.direct: The reporting person shares pecuniary interest in 32,803 of these securities with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in those securities except as to the reporting person's pecuniary interest therein.

SEC source: 0001127602-25-002429 · form4.xml · nonDerivative · entry 1

BARBETTA JENNIFER · CIK 0001358479 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,126

SEC source: 0001127602-25-002437 · form4.xml · nonDerivative · entry 1

Barger Matthew R · CIK 0001390196 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,846

SEC source: 0001127602-24-013636 · form4.xml · derivative · entry 2

Ramirez Gregory K · CIK 0001588468 · Executive Vice President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,784

Underlying: Class A Common Stock, par value $0.01 per share · 2,195 shares

Expires not disclosed

F2 · derivative.exercise_price: On April 30, 2024, pursuant to a Transfer Agreement, Mr. Ramirez sold 2,195 Class B Common Units, together with a corresponding number of shares of Class B Common Stock, for $45.56 per Class B Common Unit.

F2 · kind: On April 30, 2024, pursuant to a Transfer Agreement, Mr. Ramirez sold 2,195 Class B Common Units, together with a corresponding number of shares of Class B Common Stock, for $45.56 per Class B Common Unit.

F2 · shares: On April 30, 2024, pursuant to a Transfer Agreement, Mr. Ramirez sold 2,195 Class B Common Units, together with a corresponding number of shares of Class B Common Stock, for $45.56 per Class B Common Unit.

F2 · price: On April 30, 2024, pursuant to a Transfer Agreement, Mr. Ramirez sold 2,195 Class B Common Units, together with a corresponding number of shares of Class B Common Stock, for $45.56 per Class B Common Unit.

F2 · derivative.exercise_date: On April 30, 2024, pursuant to a Transfer Agreement, Mr. Ramirez sold 2,195 Class B Common Units, together with a corresponding number of shares of Class B Common Stock, for $45.56 per Class B Common Unit.

F2 · derivative.expiration_date: On April 30, 2024, pursuant to a Transfer Agreement, Mr. Ramirez sold 2,195 Class B Common Units, together with a corresponding number of shares of Class B Common Stock, for $45.56 per Class B Common Unit.

SEC source: 0001127602-24-013636 · form4.xml · nonDerivative · entry 1

Ramirez Gregory K · CIK 0001588468 · Executive Vice President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,784

F1 · security: In connection with the Company's initial public offering and related reorganization transactions, on March 12, 2013, each holder of a Class B common unit ("Class B Common Unit") of Artisan Partners Holdings LP received a number of shares of Class B common stock, par value $0.01 per share ("Class B Common Stock"), of the Company equal to the number of Class B Common Units then held by such person. Shares of Class B Common Stock do not have economic rights.

F2 · kind: On April 30, 2024, pursuant to a Transfer Agreement, Mr. Ramirez sold 2,195 Class B Common Units, together with a corresponding number of shares of Class B Common Stock, for $45.56 per Class B Common Unit.

SEC source: 0001127602-24-007868 · form4.xml · nonDerivative · entry 1

Kwei Eileen Lee · CIK 0001839962 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,735

F1 · shares: On March 1, 2024, Ms. Kwei was awarded 14,844 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2023 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

SEC source: 0001127602-24-007832 · form4.xml · nonDerivative · entry 1

GOTTLIEB JASON A · CIK 0001695089 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,319

F1 · shares: On March 1, 2024, Mr. Gottlieb was awarded 35,912 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2023 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

SEC source: 0001127602-24-007852 · form4.xml · nonDerivative · entry 1

DALEY CHARLES J JR · CIK 0001206661 · Exec VP, CFO & Treasurer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,355

F1 · shares: On March 1, 2024, Mr. Daley was awarded 19,272 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2023 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

SEC source: 0001127602-24-007878 · form4.xml · nonDerivative · entry 1

Simpson Laura Ellen · CIK 0001996865 · Exec VP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,901.79

F1 · shares: On March 1, 2024, Ms. Simpson was awarded 7,182 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2023 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

SEC source: 0001127602-24-007873 · form4.xml · nonDerivative · entry 1

Sellers Samuel Bentson · CIK 0001959312 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,292

F1 · shares: On March 1, 2024, Mr. Sellers was awarded 10,774 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2023 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

SEC source: 0001127602-24-007858 · form4.xml · nonDerivative · entry 1

Ramirez Gregory K · CIK 0001588468 · Executive Vice President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,461

F1 · shares: On March 1, 2024, Mr. Ramirez was awarded 14,126 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2023 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

SEC source: 0001127602-24-007842 · form4.xml · nonDerivative · entry 1

Krein Christopher J · CIK 0001794946 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,576

F1 · shares: On March 1, 2024, Mr. Krein was awarded 21,188 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2023 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

SEC source: 0001127602-24-007825 · form4.xml · nonDerivative · entry 1

Colson Eric R · CIK 0001568880 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 254,451

F1 · shares: On March 1, 2024, Mr. Colson was awarded 35,912 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2023 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

SEC source: 0001127602-24-005744 · form4.xml · nonDerivative · entry 1

Kwei Eileen Lee · CIK 0001839962 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,891

SEC source: 0001127602-24-005722 · form4.xml · derivative · entry 4

GOTTLIEB JASON A · CIK 0001695089 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,606

Underlying: Class A Common Stock, par value $0.01 per share · 14,106 shares

Expires not disclosed

F3 · derivative.exercise_price: Half of the PSUs that were earned on 2/15/2024, each of which represents a contingent right to receive one Share, will be eligible to vest based on continued service through the date of a qualified retirement.

F3 · derivative.exercise_date: Half of the PSUs that were earned on 2/15/2024, each of which represents a contingent right to receive one Share, will be eligible to vest based on continued service through the date of a qualified retirement.

F3 · derivative.expiration_date: Half of the PSUs that were earned on 2/15/2024, each of which represents a contingent right to receive one Share, will be eligible to vest based on continued service through the date of a qualified retirement.

SEC source: 0001127602-24-005722 · form4.xml · derivative · entry 3

GOTTLIEB JASON A · CIK 0001695089 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,975

Underlying: Class A Common Stock, par value $0.01 per share · 28,212 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit ("PSU"), which was granted under the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan and previously reported, represented a contingent right to receive one share of Class A common stock, par value $0.01 per share ("Share").

F2 · derivative.exercise_date: Performance under the PSUs was measured on 2/15/2024 based on performance over a period ending on 12/31/2023. Half of the earned PSUs were settled in Shares on 2/15/2024, and half will settle in Shares upon a qualifying retirement subject to continued service.

F2 · derivative.expiration_date: Performance under the PSUs was measured on 2/15/2024 based on performance over a period ending on 12/31/2023. Half of the earned PSUs were settled in Shares on 2/15/2024, and half will settle in Shares upon a qualifying retirement subject to continued service.

SEC source: 0001127602-24-005722 · form4.xml · nonDerivative · entry 2

GOTTLIEB JASON A · CIK 0001695089 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,407

SEC source: 0001127602-24-005722 · form4.xml · nonDerivative · entry 1

GOTTLIEB JASON A · CIK 0001695089 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-24-005770 · form4.xml · nonDerivative · entry 1

Sellers Samuel Bentson · CIK 0001959312 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,518

SEC source: 0001127602-24-005758 · form4.xml · nonDerivative · entry 1

Simpson Laura Ellen · CIK 0001996865 · Exec VP, CLO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,719.79

SEC source: 0001127602-24-005734 · form4.xml · derivative · entry 4

Krein Christopher J · CIK 0001794946 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,828

Underlying: Class A Common Stock, par value $0.01 per share · 7,828 shares

Expires not disclosed

F3 · derivative.exercise_price: 10,981 earned PSUs settled in Shares on 2/15/2024 and 7,828 of the earned PSUs will settle in Shares upon a qualifying retirement.

F3 · derivative.exercise_date: 10,981 earned PSUs settled in Shares on 2/15/2024 and 7,828 of the earned PSUs will settle in Shares upon a qualifying retirement.

F3 · derivative.expiration_date: 10,981 earned PSUs settled in Shares on 2/15/2024 and 7,828 of the earned PSUs will settle in Shares upon a qualifying retirement.

SEC source: 0001127602-24-005734 · form4.xml · derivative · entry 3

Krein Christopher J · CIK 0001794946 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,987

Underlying: Class A Common Stock, par value $0.01 per share · 18,809 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit ("PSU"), which was granted under the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan and previously reported, represented a contingent right to receive one share of Class A common stock, par value $0.01 per share ("Share").

F2 · derivative.exercise_date: Performance under the PSUs was measured on 2/15/2024 based on performance over a period ending on 12/31/2023. 10,981 earned PSUs settled in Shares on 2/15/2024 and 7,828 of the earned PSUs will settle in Shares upon a qualifying retirement.

F2 · derivative.expiration_date: Performance under the PSUs was measured on 2/15/2024 based on performance over a period ending on 12/31/2023. 10,981 earned PSUs settled in Shares on 2/15/2024 and 7,828 of the earned PSUs will settle in Shares upon a qualifying retirement.

SEC source: 0001127602-24-005734 · form4.xml · nonDerivative · entry 2

Krein Christopher J · CIK 0001794946 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,388

SEC source: 0001127602-24-005734 · form4.xml · nonDerivative · entry 1

Krein Christopher J · CIK 0001794946 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,218

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-24-005716 · form4.xml · derivative · entry 3

Colson Eric R · CIK 0001568880 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,606

Underlying: Class A Common Stock, par value $0.01 per share · 14,106 shares

Expires not disclosed

F3 · derivative.exercise_price: Half of the PSUs that were earned on 2/15/2024, each of which represents a contingent right to receive one Share, will be eligible to vest based on continued service through the date of a qualified retirement.

F3 · derivative.exercise_date: Half of the PSUs that were earned on 2/15/2024, each of which represents a contingent right to receive one Share, will be eligible to vest based on continued service through the date of a qualified retirement.

F3 · derivative.expiration_date: Half of the PSUs that were earned on 2/15/2024, each of which represents a contingent right to receive one Share, will be eligible to vest based on continued service through the date of a qualified retirement.

SEC source: 0001127602-24-005716 · form4.xml · derivative · entry 2

Colson Eric R · CIK 0001568880 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,975

Underlying: Class A Common Stock, par value $0.01 per share · 28,212 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit ("PSU"), which was granted under the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan and previously reported, represented a contingent right to receive one share of Class A common stock, par value $0.01 per share ("Share").

F2 · derivative.exercise_date: Performance under the PSUs was measured on 2/15/2024 based on performance over a period ending on 12/31/2023. Half of the earned PSUs were settled in Shares on 2/15/2024, and half will settle in Shares upon a qualifying retirement subject to continued service.

F2 · derivative.expiration_date: Performance under the PSUs was measured on 2/15/2024 based on performance over a period ending on 12/31/2023. Half of the earned PSUs were settled in Shares on 2/15/2024, and half will settle in Shares upon a qualifying retirement subject to continued service.

SEC source: 0001127602-24-005716 · form4.xml · nonDerivative · entry 1

Colson Eric R · CIK 0001568880 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-24-004212 · form4.xml · nonDerivative · entry 3

Ramirez Gregory K · CIK 0001588468 · Executive Vice President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,335

SEC source: 0001127602-24-004212 · form4.xml · derivative · entry 4

Ramirez Gregory K · CIK 0001588468 · Executive Vice President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,979

Underlying: Class A Common Stock, par value $0.01 per share · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), which became effective on March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date. On February 7, 2024, the Reporting Person directed the exchange of 2,500 Class B Common Units.

F2 · price: Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), which became effective on March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date. On February 7, 2024, the Reporting Person directed the exchange of 2,500 Class B Common Units.

F2 · derivative.exercise_date: Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), which became effective on March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date. On February 7, 2024, the Reporting Person directed the exchange of 2,500 Class B Common Units.

F2 · derivative.expiration_date: Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), which became effective on March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date. On February 7, 2024, the Reporting Person directed the exchange of 2,500 Class B Common Units.

SEC source: 0001127602-24-004212 · form4.xml · nonDerivative · entry 2

Ramirez Gregory K · CIK 0001588468 · Executive Vice President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), which became effective on March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date. On February 7, 2024, the Reporting Person directed the exchange of 2,500 Class B Common Units.

SEC source: 0001127602-24-004212 · form4.xml · nonDerivative · entry 1

Ramirez Gregory K · CIK 0001588468 · Executive Vice President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: In connection with the Company's initial public offering and related reorganization transactions, on March 12, 2013, each holder of a Class B common unit ("Class B Common Unit") of Artisan Partners Holdings LP received a number of shares of Class B common stock, par value $0.01 per share ("Class B Common Stock"), of the Company equal to the number of Class B Common Units then held by such person. Shares of Class B Common Stock do not have economic rights.

F2 · price: Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), which became effective on March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date. On February 7, 2024, the Reporting Person directed the exchange of 2,500 Class B Common Units.

SEC source: 0001127602-24-002298 · form4.xml · nonDerivative · entry 1

Multani Saloni S · CIK 0001878311 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,053

SEC source: 0001127602-24-002304 · form4.xml · nonDerivative · entry 1

JOERRES JEFFREY A · CIK 0001182537 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,189

SEC source: 0001127602-24-002310 · form4.xml · nonDerivative · entry 1

DIMARCO STEPHANIE · CIK 0001195460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,182

SEC source: 0001127602-24-002325 · form4.xml · nonDerivative · entry 1

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 321,390

F1 · ownership.direct: The reporting person shares pecuniary interest in 32,803 of these securities with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in those securities except as to the reporting person's pecuniary interest therein.

SEC source: 0001127602-24-002315 · form4.xml · nonDerivative · entry 1

BARBETTA JENNIFER · CIK 0001358479 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,587

SEC source: 0001127602-24-002320 · form4.xml · nonDerivative · entry 1

Barger Matthew R · CIK 0001390196 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,400

SEC source: 0001127602-23-015261 · form4.xml · derivative · entry 2

Ramirez Gregory K · CIK 0001588468 · Executive Vice President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,479

Underlying: Class A Common Stock, par value $0.01 per share · 2,885 shares

Expires not disclosed

F1 · derivative.exercise_price: On May 9, 2023, the reporting person agreed to sell 2,885 Class B common units of Artisan Partners Holdings LP, together with a corresponding number of shares of Class B common stock, par value $0.01 per share ("Class B Common Stock") of Artisan Partners Asset Management Inc., for $34.67 per unit. No additional consideration will be received for the shares of Class B Common Stock. Pursuant to the Transfer Agreement, the sale will be effective on May 16, 2023.

F1 · kind: On May 9, 2023, the reporting person agreed to sell 2,885 Class B common units of Artisan Partners Holdings LP, together with a corresponding number of shares of Class B common stock, par value $0.01 per share ("Class B Common Stock") of Artisan Partners Asset Management Inc., for $34.67 per unit. No additional consideration will be received for the shares of Class B Common Stock. Pursuant to the Transfer Agreement, the sale will be effective on May 16, 2023.

F1 · shares: On May 9, 2023, the reporting person agreed to sell 2,885 Class B common units of Artisan Partners Holdings LP, together with a corresponding number of shares of Class B common stock, par value $0.01 per share ("Class B Common Stock") of Artisan Partners Asset Management Inc., for $34.67 per unit. No additional consideration will be received for the shares of Class B Common Stock. Pursuant to the Transfer Agreement, the sale will be effective on May 16, 2023.

F1 · price: On May 9, 2023, the reporting person agreed to sell 2,885 Class B common units of Artisan Partners Holdings LP, together with a corresponding number of shares of Class B common stock, par value $0.01 per share ("Class B Common Stock") of Artisan Partners Asset Management Inc., for $34.67 per unit. No additional consideration will be received for the shares of Class B Common Stock. Pursuant to the Transfer Agreement, the sale will be effective on May 16, 2023.

F1 · derivative.exercise_date: On May 9, 2023, the reporting person agreed to sell 2,885 Class B common units of Artisan Partners Holdings LP, together with a corresponding number of shares of Class B common stock, par value $0.01 per share ("Class B Common Stock") of Artisan Partners Asset Management Inc., for $34.67 per unit. No additional consideration will be received for the shares of Class B Common Stock. Pursuant to the Transfer Agreement, the sale will be effective on May 16, 2023.

F1 · derivative.expiration_date: On May 9, 2023, the reporting person agreed to sell 2,885 Class B common units of Artisan Partners Holdings LP, together with a corresponding number of shares of Class B common stock, par value $0.01 per share ("Class B Common Stock") of Artisan Partners Asset Management Inc., for $34.67 per unit. No additional consideration will be received for the shares of Class B Common Stock. Pursuant to the Transfer Agreement, the sale will be effective on May 16, 2023.

SEC source: 0001127602-23-015261 · form4.xml · nonDerivative · entry 1

Ramirez Gregory K · CIK 0001588468 · Executive Vice President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,479

F1 · kind: On May 9, 2023, the reporting person agreed to sell 2,885 Class B common units of Artisan Partners Holdings LP, together with a corresponding number of shares of Class B common stock, par value $0.01 per share ("Class B Common Stock") of Artisan Partners Asset Management Inc., for $34.67 per unit. No additional consideration will be received for the shares of Class B Common Stock. Pursuant to the Transfer Agreement, the sale will be effective on May 16, 2023.

F1 · shares: On May 9, 2023, the reporting person agreed to sell 2,885 Class B common units of Artisan Partners Holdings LP, together with a corresponding number of shares of Class B common stock, par value $0.01 per share ("Class B Common Stock") of Artisan Partners Asset Management Inc., for $34.67 per unit. No additional consideration will be received for the shares of Class B Common Stock. Pursuant to the Transfer Agreement, the sale will be effective on May 16, 2023.

F1 · price: On May 9, 2023, the reporting person agreed to sell 2,885 Class B common units of Artisan Partners Holdings LP, together with a corresponding number of shares of Class B common stock, par value $0.01 per share ("Class B Common Stock") of Artisan Partners Asset Management Inc., for $34.67 per unit. No additional consideration will be received for the shares of Class B Common Stock. Pursuant to the Transfer Agreement, the sale will be effective on May 16, 2023.

SEC source: 0001127602-23-008346 · form4.xml · nonDerivative · entry 1

Kwei Eileen Lee · CIK 0001839962 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,141

F1 · shares: On March 1, 2023, Ms. Kwei was awarded 17,716 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

SEC source: 0001127602-23-008358 · form4.xml · nonDerivative · entry 1

GOTTLIEB JASON A · CIK 0001695089 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,407

F1 · shares: On March 1, 2023, Mr. Gottlieb was awarded 40,400 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

SEC source: 0001127602-23-008336 · form4.xml · nonDerivative · entry 1

DALEY CHARLES J JR · CIK 0001206661 · Exec VP, CFO & Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,083

F1 · shares: On March 1, 2023, Mr. Daley was awarded 23,022 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

SEC source: 0001127602-23-008352 · form4.xml · nonDerivative · entry 1

Krein Christopher J · CIK 0001794946 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,237

F1 · shares: On March 1, 2023, Mr. Krein was awarded 25,268 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.