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SMITH A O CORP

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3642
SEC CIK
0000091142
Parsed reports
591

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202601
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 25, 2024 Filed Jul 26, 2024 17:02 UTC
Wheeler Kevin J.Chairman and CEO
Tax withholdingCommon Stock 12,847 $82.18 $1,055,766.46
Disclosure

SEC source: 0000091142-24-000153 · wk-form4_1722013327.xml · nonDerivative · entry 2

Wheeler Kevin J. · CIK 0001566416 · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,871

Read SEC document
July 25, 2024 Filed Jul 26, 2024 17:02 UTC
Wheeler Kevin J.Chairman and CEO
Exercise / conversionCommon Stock 19,220 $30.77 $591,303.30
Disclosure

SEC source: 0000091142-24-000153 · wk-form4_1722013327.xml · nonDerivative · entry 1

Wheeler Kevin J. · CIK 0001566416 · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2024 Filed May 22, 2024 15:39 UTC
Qiu JackSVP - Pres. A. O. Smith China
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 5,000 $0.00 Strike: $74.27 $0.00
Disclosure

SEC source: 0000091142-24-000140 · wk-form4_1716392355.xml · derivative · entry 2

Qiu Jack · CIK 0001828497 · SVP - Pres. A. O. Smith China

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 5,000 shares

Expires 2032-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The employee stock options were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/07/2023. The stock options are payable in cash when exercised.

Read SEC document
May 21, 2024 Filed May 22, 2024 15:39 UTC
Qiu JackSVP - Pres. A. O. Smith China
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 7,065 $0.00 Strike: $60.82 $0.00
Disclosure

SEC source: 0000091142-24-000140 · wk-form4_1716392355.xml · derivative · entry 1

Qiu Jack · CIK 0001828497 · SVP - Pres. A. O. Smith China

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,065 shares

Expires 2031-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The employee stock options were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2022. The stock options are payable in cash when exercised.

Read SEC document
April 09, 2024 Filed Apr 10, 2024 20:48 UTC
SMITH MARK DDirector
GrantCommon Stock 1,626 $86.14 $140,063.64
Disclosure

SEC source: 0000091142-24-000126 · wk-form4_1712782091.xml · nonDerivative · entry 1

SMITH MARK D · CIK 0001236626 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,174

F1 · shares: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on April 9, 2024.

Read SEC document
April 09, 2024 Filed Apr 10, 2024 20:46 UTC GrantCommon Stock 1,626 $86.14 $140,063.64
Disclosure

SEC source: 0000091142-24-000124 · wk-form4_1712781960.xml · nonDerivative · entry 1

Rajendra Ajita G · CIK 0001315989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,577

F1 · shares: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on April 9, 2024.

Read SEC document
April 09, 2024 Filed Apr 10, 2024 20:43 UTC GrantCommon Stock 1,626 $86.14 $140,063.64
Disclosure

SEC source: 0000091142-24-000122 · wk-form4_1712781826.xml · nonDerivative · entry 1

MARTIN LOIS M · CIK 0001282708 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,626

F1 · shares: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on April 9, 2024.

Read SEC document
April 09, 2024 Filed Apr 10, 2024 20:39 UTC GrantCommon Stock 1,626 $86.14 $140,063.64
Disclosure

SEC source: 0000091142-24-000118 · wk-form4_1712781547.xml · nonDerivative · entry 1

MAPES CHRISTOPHER L · CIK 0001219555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,769

F1 · shares: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on April 9, 2024.

Read SEC document
April 09, 2024 Filed Apr 10, 2024 20:36 UTC GrantRestricted Stock Units · Derivative 1,626 $86.14 Strike: $0.00 $140,063.64
Disclosure

SEC source: 0000091142-24-000116 · wk-form4_1712781400.xml · derivative · entry 2

Larsen Michael M · CIK 0001503349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,194

Underlying: Common Stock · 1,626 shares

Expires not disclosed

F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and the low price of Common Stock on April 9, 2024.

F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Mr. Larsen has made a deferral.

F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Mr. Larsen has made a deferral.

F3 · balance_after: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of the dividends received was 129 units of Restricted Stock Units.

Read SEC document
April 09, 2024 Filed Apr 10, 2024 20:33 UTC
Kadri IlhamDirector
GrantCommon Stock 1,626 $86.14 $140,063.64
Disclosure

SEC source: 0000091142-24-000114 · wk-form4_1712781220.xml · nonDerivative · entry 1

Kadri Ilham · CIK 0001566514 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,849

F1 · shares: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on April 9, 2024.

Read SEC document
April 09, 2024 Filed Apr 10, 2024 20:31 UTC GrantRestricted Stock Units · Derivative 1,626 $86.14 Strike: $0.00 $140,063.64
Disclosure

SEC source: 0000091142-24-000112 · wk-form4_1712781083.xml · derivative · entry 2

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,194

Underlying: Common Stock · 1,626 shares

Expires not disclosed

F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and the low price of Common Stock on April 9, 2024.

F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Ms. Holt has made a deferral.

F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Ms. Holt has made a deferral.

F3 · balance_after: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of the dividends received was 129 units of Restricted Stock Units.

Read SEC document
April 09, 2024 Filed Apr 10, 2024 20:28 UTC GrantCommon Stock 1,626 $86.14 $140,063.64
Disclosure

SEC source: 0000091142-24-000110 · wk-form4_1712780901.xml · nonDerivative · entry 1

Fister Todd W · CIK 0001575676 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,626

F1 · shares: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on April 9, 2024.

Read SEC document
April 09, 2024 Filed Apr 10, 2024 20:24 UTC GrantRestricted Stock Units · Derivative 1,626 $86.14 Strike: $0.00 $140,063.64
Disclosure

SEC source: 0000091142-24-000106 · wk-form4_1712780647.xml · derivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,663

Underlying: Common Stock · 1,626 shares

Expires not disclosed

F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and the low price of Common Stock on April 9, 2024.

F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Mr. Brown has made a deferral.

F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Mr. Brown has made a deferral.

F3 · balance_after: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of the dividends received was 1,462 units of Restricted Stock Units.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 18:34 UTC GrantRestricted Stock Units · Derivative 40,425 $0.00 $0.00
Disclosure

SEC source: 0000091142-24-000099 · wk-form4_1710959685.xml · derivative · entry 1

Shafer Stephen M · CIK 0001771264 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,425

Underlying: Commn Stock · 40,425 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted on 03/18/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 03/18/2027.

F2 · derivative.expiration_date: The restricted stock units were granted on 03/18/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 03/18/2027.

Read SEC document
March 05, 2024 Filed Mar 5, 2024 19:13 UTC
Heideman Robert JSenior VP, CTO
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 9,890 $0.00 Strike: $60.82 $0.00
Disclosure

SEC source: 0000091142-24-000093 · wk-form4_1709665992.xml · derivative · entry 4

Heideman Robert J · CIK 0001507959 · Senior VP, CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,890 shares

Expires 2031-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The employee stock options were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/08/2022.

Read SEC document
March 05, 2024 Filed Mar 5, 2024 19:13 UTC
Heideman Robert JSenior VP, CTO
SaleCommon Stock 9,890 $84.63 $837,039.16
Disclosure

SEC source: 0000091142-24-000093 · wk-form4_1709665992.xml · nonDerivative · entry 3

Heideman Robert J · CIK 0001507959 · Senior VP, CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,455

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $84.34 to $84.81. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.

Read SEC document
March 05, 2024 Filed Mar 5, 2024 19:13 UTC
Heideman Robert JSenior VP, CTO
Exercise / conversionCommon Stock 9,890 $60.82 $601,509.80
Disclosure

SEC source: 0000091142-24-000093 · wk-form4_1709665992.xml · nonDerivative · entry 2

Heideman Robert J · CIK 0001507959 · Senior VP, CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2024 Filed Mar 4, 2024 19:25 UTC Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 60,258 $0.00 Strike: $42.39 $0.00
Disclosure

SEC source: 0000091142-24-000082 · wk-form4_1709580344.xml · derivative · entry 7

Rajendra Ajita G · CIK 0001315989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,258 shares

Expires 2030-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The employee stock options were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2021.

Read SEC document
March 04, 2024 Filed Mar 4, 2024 19:25 UTC SaleCommon Stock 60,258 $84.51 $5,092,108.32
Disclosure

SEC source: 0000091142-24-000082 · wk-form4_1709580344.xml · nonDerivative · entry 4

Rajendra Ajita G · CIK 0001315989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,951

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $84.50 to $84.8350. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.

Read SEC document
March 04, 2024 Filed Mar 4, 2024 19:25 UTC Exercise / conversionCommon Stock 60,258 $42.39 $2,554,336.62
Disclosure

SEC source: 0000091142-24-000082 · wk-form4_1709580344.xml · nonDerivative · entry 3

Rajendra Ajita G · CIK 0001315989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,209

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 19:25 UTC Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 43,137 $0.00 Strike: $42.39 $0.00
Disclosure

SEC source: 0000091142-24-000082 · wk-form4_1709580344.xml · derivative · entry 6

Rajendra Ajita G · CIK 0001315989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,258

Underlying: Common Stock · 43,137 shares

Expires 2030-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The employee stock options were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2021.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 19:25 UTC SaleCommon Stock 43,137 $84.01 $3,623,917.80
Disclosure

SEC source: 0000091142-24-000082 · wk-form4_1709580344.xml · nonDerivative · entry 2

Rajendra Ajita G · CIK 0001315989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,951

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $84.00 to $84.0825. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 19:25 UTC Exercise / conversionCommon Stock 43,137 $42.39 $1,828,577.43
Disclosure

SEC source: 0000091142-24-000082 · wk-form4_1709580344.xml · nonDerivative · entry 1

Rajendra Ajita G · CIK 0001315989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 29, 2024 Filed Feb 29, 2024 22:07 UTC Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 24,669 $0.00 Strike: $42.39 $0.00
Disclosure

SEC source: 0000091142-24-000080 · wk-form4_1709244409.xml · derivative · entry 7

Rajendra Ajita G · CIK 0001315989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,395

Underlying: Common Stock · 24,669 shares

Expires 2030-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The employee stock options were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2021.

Read SEC document
February 29, 2024 Filed Feb 29, 2024 22:07 UTC SaleCommon Stock 24,669 $83.02 $2,047,938.97
Disclosure

SEC source: 0000091142-24-000080 · wk-form4_1709244409.xml · nonDerivative · entry 4

Rajendra Ajita G · CIK 0001315989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,951

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $83.00 to $83.10. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.

Read SEC document
February 29, 2024 Filed Feb 29, 2024 22:07 UTC Exercise / conversionCommon Stock 24,669 $42.39 $1,045,718.91
Disclosure

SEC source: 0000091142-24-000080 · wk-form4_1709244409.xml · nonDerivative · entry 3

Rajendra Ajita G · CIK 0001315989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 22:07 UTC Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 25,331 $0.00 Strike: $42.39 $0.00
Disclosure

SEC source: 0000091142-24-000080 · wk-form4_1709244409.xml · derivative · entry 6

Rajendra Ajita G · CIK 0001315989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,064

Underlying: Common Stock · 25,331 shares

Expires 2030-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The employee stock options were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2021.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 22:07 UTC SaleCommon Stock 25,331 $83.03 $2,103,354.52
Disclosure

SEC source: 0000091142-24-000080 · wk-form4_1709244409.xml · nonDerivative · entry 2

Rajendra Ajita G · CIK 0001315989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,951

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $83.00 to $83.23. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 22:07 UTC Exercise / conversionCommon Stock 25,331 $42.39 $1,073,781.09
Disclosure

SEC source: 0000091142-24-000080 · wk-form4_1709244409.xml · nonDerivative · entry 1

Rajendra Ajita G · CIK 0001315989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2024 Filed Mar 5, 2024 19:13 UTC
Heideman Robert JSenior VP, CTO
GiftCommon Stock 1,585 $0.00 $0.00
Disclosure

SEC source: 0000091142-24-000093 · wk-form4_1709665992.xml · nonDerivative · entry 1

Heideman Robert J · CIK 0001507959 · Senior VP, CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,455

Read SEC document
February 12, 2024 Filed Feb 14, 2024 22:11 UTC
Warren David RSenior VP & President and GM
GrantRestricted Stock Units · Derivative 4,875 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000091142-24-000069 · wk-form4_1707948679.xml · derivative · entry 1

Warren David R · CIK 0001710905 · Senior VP & President and GM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,510

Underlying: Common Stock · 4,875 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2027.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2027.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 22:11 UTC
O'Brien Stephen D.SVP; President, Lochinvar, LLC
GrantRestricted Stock Units · Derivative 4,075 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000091142-24-000068 · wk-form4_1707948663.xml · derivative · entry 1

O'Brien Stephen D. · CIK 0001920307 · SVP; President, Lochinvar, LLC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,475

Underlying: Common Stock · 4,075 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2027.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2027.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 22:11 UTC
Wheeler Kevin J.Chairman, President and CEO
GrantRestricted Stock Units · Derivative 33,015 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000091142-24-000067 · wk-form4_1707948634.xml · derivative · entry 1

Wheeler Kevin J. · CIK 0001566416 · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,500

Underlying: Common Stock · 33,015 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2027.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2027.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 22:10 UTC
Otchere Benjamin AVice President and Controller
GrantRestricted Stock Units · Derivative 1,210 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000091142-24-000066 · wk-form4_1707948618.xml · derivative · entry 1

Otchere Benjamin A · CIK 0001895331 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,330

Underlying: Common Stock · 1,210 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2027.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2027.

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February 12, 2024 Filed Feb 14, 2024 22:10 UTC
STERN JAMES FExec VP, General Counsel & Sec
GrantRestricted Stock Units · Derivative 6,110 $0.00 $0.00
Disclosure

SEC source: 0000091142-24-000065 · wk-form4_1707948589.xml · derivative · entry 1

STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,850

Underlying: Commn Stock · 6,110 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2027.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2027.

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February 12, 2024 Filed Feb 14, 2024 22:09 UTC
Heideman Robert JSenior VP, CTO
GrantRestricted Stock Units · Derivative 2,960 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000091142-24-000064 · wk-form4_1707948546.xml · derivative · entry 1

Heideman Robert J · CIK 0001507959 · Senior VP, CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,345

Underlying: Common Stock · 2,960 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2027.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2027.

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February 12, 2024 Filed Feb 14, 2024 22:09 UTC GrantRestricted Stock Units · Derivative 2,470 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000091142-24-000063 · wk-form4_1707948514.xml · derivative · entry 1

Scheppele Stephanie Melissa · CIK 0001822560 · SVP - CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,860

Underlying: Common Stock · 2,470 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2027.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2027.

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February 12, 2024 Filed Feb 14, 2024 22:08 UTC
Carver Samuel M.SVP - Global Operations
GrantRestricted Stock Units · Derivative 2,345 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000091142-24-000062 · wk-form4_1707948488.xml · derivative · entry 1

Carver Samuel M. · CIK 0001854336 · SVP - Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,285

Underlying: Common Stock · 2,345 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2027.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2027.

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February 12, 2024 Filed Feb 14, 2024 22:08 UTC
Karge Douglas SamuelSVP - President NA Water Treat
GrantRestricted Stock Units · Derivative 1,235 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000091142-24-000061 · wk-form4_1707948467.xml · derivative · entry 1

Karge Douglas Samuel · CIK 0001750276 · SVP - President NA Water Treat

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,450

Underlying: Common Stock · 1,235 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2027.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2027.

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February 12, 2024 Filed Feb 14, 2024 22:07 UTC
Petrarca Mark ASenior Vice Pres. - H.R. & P.A
GrantRestricted Stock Units · Derivative 4,600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000091142-24-000060 · wk-form4_1707948448.xml · derivative · entry 1

Petrarca Mark A · CIK 0001310176 · Senior Vice Pres. - H.R. & P.A

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,755

Underlying: Common Stock · 4,600 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2027.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2027.

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February 12, 2024 Filed Feb 14, 2024 22:07 UTC GrantRestricted Stock Units · Derivative 8,330 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000091142-24-000059 · wk-form4_1707948426.xml · derivative · entry 1

Lauber Charles T · CIK 0001566398 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,120

Underlying: Common Stock · 8,330 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2027.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2027.

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February 12, 2024 Filed Feb 14, 2024 22:07 UTC
Kulkarni ParagSVP - Int'l; President India
GrantRestricted Stock Units · Derivative 955 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000091142-24-000058 · wk-form4_1707948411.xml · derivative · entry 1

Kulkarni Parag · CIK 0001944750 · SVP - Int'l; President India

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,655

Underlying: Common Stock · 955 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in cash on the vesting date of 02/12/2027.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in cash on the vesting date of 02/12/2027.

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February 12, 2024 Filed Feb 14, 2024 22:06 UTC
Qiu JackSVP - Pres. A. O. Smith China
GrantRestricted Stock Units · Derivative 2,930 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000091142-24-000057 · wk-form4_1707948387.xml · derivative · entry 1

Qiu Jack · CIK 0001828497 · SVP - Pres. A. O. Smith China

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,980

Underlying: Common Stock · 2,930 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in cash on the vesting date of 02/12/2027.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in cash on the vesting date of 02/12/2027.

Read SEC document
February 12, 2024 Filed Mar 5, 2024 18:57 UTC Amendment
Warren David RSenior VP & President and GM
GrantRestricted Stock Units · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000091142-24-000091 · wk-form4a_1709665025.xml · derivative · entry 1

Warren David R · CIK 0001710905 · Senior VP & President and GM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,635

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2027.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2027.

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February 12, 2024 Filed Mar 5, 2024 18:53 UTC Amendment
STERN JAMES FExec VP, General Counsel & Sec
GrantRestricted Stock Units · Derivative 6,295 $0.00 $0.00
Disclosure

SEC source: 0000091142-24-000089 · wk-form4a_1709664812.xml · derivative · entry 1

STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,035

Underlying: Commn Stock · 6,295 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2027.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2027.

Read SEC document
February 12, 2024 Filed Mar 5, 2024 18:50 UTC Amendment
Petrarca Mark ASenior Vice Pres. - H.R. & P.A
GrantRestricted Stock Units · Derivative 4,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000091142-24-000087 · wk-form4a_1709664642.xml · derivative · entry 1

Petrarca Mark A · CIK 0001310176 · Senior Vice Pres. - H.R. & P.A

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,905

Underlying: Common Stock · 4,750 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2027.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2027.

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February 12, 2024 Filed Mar 5, 2024 18:48 UTC Amendment GrantRestricted Stock Units · Derivative 8,485 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000091142-24-000085 · wk-form4a_1709664489.xml · derivative · entry 1

Lauber Charles T · CIK 0001566398 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,275

Underlying: Common Stock · 8,485 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2027.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2027.

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February 08, 2024 Filed Feb 9, 2024 22:33 UTC
Wheeler Kevin J.Chairman, President and CEO
Exercise / conversionRestricted Stock Units · Derivative 22,790 $0.00 $0.00
Disclosure

SEC source: 0000091142-24-000038 · wk-form4_1707517982.xml · derivative · entry 3

Wheeler Kevin J. · CIK 0001566416 · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,790 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024.

F3 · derivative.exercise_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024.

F3 · derivative.expiration_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024.

F4 · balance_after: Kevin Wheeler beneficially owns 56,485 restricted stock units that have not yet vested.

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February 08, 2024 Filed Feb 9, 2024 22:33 UTC
Wheeler Kevin J.Chairman, President and CEO
Tax withholdingCommon Stock 10,755 $80.28 $863,357.63
Disclosure

SEC source: 0000091142-24-000038 · wk-form4_1707517982.xml · nonDerivative · entry 2

Wheeler Kevin J. · CIK 0001566416 · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,498

F2 · shares: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units.

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February 08, 2024 Filed Feb 9, 2024 22:33 UTC
Wheeler Kevin J.Chairman, President and CEO
Exercise / conversionCommon Stock 22,790 $0.00 $0.00
Disclosure

SEC source: 0000091142-24-000038 · wk-form4_1707517982.xml · nonDerivative · entry 1

Wheeler Kevin J. · CIK 0001566416 · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.