Last 12 months
Inside the activity.
0 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 30, 2020 Filed Dec 1, 2020 18:16 UTC |
Heideman Robert JSenior VP CTO
|
SaleCommon Stock | 1,000 | $56.37 | $56,370.70 |
DisclosureSEC source: 0000091142-20-000075 · edgar.xml · nonDerivative · entry 3 Heideman Robert J · CIK 0001507959 · Senior VP CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,723 Read SEC document |
| November 23, 2020 Filed Feb 11, 2021 15:45 UTC |
WOLF IDELLE KDirector
|
GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-21-000022 · edgar.xml · nonDerivative · entry 1 WOLF IDELLE K · CIK 0001196442 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in her spouse's revoable trust. Disclosed balance after: 47,014 F1 · price: Gift Read SEC document |
| November 17, 2020 Filed Nov 18, 2020 16:18 UTC |
Rajendra Ajita GDirector
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 53,700 | $0.00 Strike: $23.24 | $0.00 |
DisclosureSEC source: 0000091142-20-000071 · edgar.xml · derivative · entry 8 Rajendra Ajita G · CIK 0001315989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 656,015 Underlying: Common Stock · 53,700 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2015. Read SEC document |
| November 17, 2020 Filed Nov 18, 2020 16:18 UTC |
Rajendra Ajita GDirector
|
SaleCommon Stock | 53,700 | $56.51 | $3,034,442.01 |
DisclosureSEC source: 0000091142-20-000071 · edgar.xml · nonDerivative · entry 4 Rajendra Ajita G · CIK 0001315989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,212 F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $56.50 to $56.56. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| November 17, 2020 Filed Nov 18, 2020 16:18 UTC |
Rajendra Ajita GDirector
|
Exercise / conversionCommon Stock | 53,700 | $23.24 | $1,247,719.50 |
DisclosureSEC source: 0000091142-20-000071 · edgar.xml · nonDerivative · entry 3 Rajendra Ajita G · CIK 0001315989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,912 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2020 Filed Nov 18, 2020 15:33 UTC |
Ackerman Patricia KSVP, Investor Relations & Trea
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 7,300 | $0.00 Strike: $31.67 | $0.00 |
DisclosureSEC source: 0000091142-20-000070 · edgar.xml · derivative · entry 6 Ackerman Patricia K · CIK 0001532645 · SVP, Investor Relations & Trea 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,835 Underlying: Common Stock · 7,300 shares Expires 2026-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The employee stock options were granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/08/2017. Read SEC document |
| November 17, 2020 Filed Nov 18, 2020 15:33 UTC |
Ackerman Patricia KSVP, Investor Relations & Trea
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 6,700 | $0.00 Strike: $30.77 | $0.00 |
DisclosureSEC source: 0000091142-20-000070 · edgar.xml · derivative · entry 5 Ackerman Patricia K · CIK 0001532645 · SVP, Investor Relations & Trea 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,135 Underlying: Common Stock · 6,700 shares Expires 2025-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The employee stock options were granted on 02/09/2015 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/09/2016. Read SEC document |
| November 17, 2020 Filed Nov 18, 2020 15:33 UTC |
Ackerman Patricia KSVP, Investor Relations & Trea
|
SaleCommon Stock | 14,000 | $56.39 | $789,397.00 |
DisclosureSEC source: 0000091142-20-000070 · edgar.xml · nonDerivative · entry 4 Ackerman Patricia K · CIK 0001532645 · SVP, Investor Relations & Trea 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,871 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $56.25 to $56.59. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| November 17, 2020 Filed Nov 18, 2020 15:33 UTC |
Ackerman Patricia KSVP, Investor Relations & Trea
|
Exercise / conversionCommon Stock | 7,300 | $31.67 | $231,191.00 |
DisclosureSEC source: 0000091142-20-000070 · edgar.xml · nonDerivative · entry 3 Ackerman Patricia K · CIK 0001532645 · SVP, Investor Relations & Trea 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,871 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2020 Filed Nov 18, 2020 15:33 UTC |
Ackerman Patricia KSVP, Investor Relations & Trea
|
Exercise / conversionCommon Stock | 6,700 | $30.77 | $206,125.50 |
DisclosureSEC source: 0000091142-20-000070 · edgar.xml · nonDerivative · entry 2 Ackerman Patricia K · CIK 0001532645 · SVP, Investor Relations & Trea 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,571 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 16:18 UTC |
Rajendra Ajita GDirector
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $23.24 | $0.00 |
DisclosureSEC source: 0000091142-20-000071 · edgar.xml · derivative · entry 7 Rajendra Ajita G · CIK 0001315989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 709,715 Underlying: Common Stock · 50,000 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2015. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 16:18 UTC |
Rajendra Ajita GDirector
|
SaleCommon Stock | 50,000 | $56.02 | $2,800,775.00 |
DisclosureSEC source: 0000091142-20-000071 · edgar.xml · nonDerivative · entry 2 Rajendra Ajita G · CIK 0001315989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,212 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $56.00 to $56.06. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 16:18 UTC |
Rajendra Ajita GDirector
|
Exercise / conversionCommon Stock | 50,000 | $23.24 | $1,161,750.00 |
DisclosureSEC source: 0000091142-20-000071 · edgar.xml · nonDerivative · entry 1 Rajendra Ajita G · CIK 0001315989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,212 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2020 Filed Nov 20, 2020 18:50 UTC |
STERN JAMES FExec VP, General Counsel & Sec
|
SaleCommon Stock | 3,650 | $56.15 | $204,952.25 |
DisclosureSEC source: 0000091142-20-000072 · edgar.xml · nonDerivative · entry 1 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,499 F1 · balance_after: Mr. Stern is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 11 shares of Common Stock. Read SEC document |
| November 10, 2020 Filed Nov 18, 2020 15:33 UTC |
Ackerman Patricia KSVP, Investor Relations & Trea
|
GiftCommon Stock | 60 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-20-000070 · edgar.xml · nonDerivative · entry 1 Ackerman Patricia K · CIK 0001532645 · SVP, Investor Relations & Trea 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,871 F1 · price: Gift Read SEC document |
| November 03, 2020 Filed Nov 3, 2020 19:49 UTC |
SMITH BRUCE MDirector
|
SaleCommon Stock | 5,683 | $53.45 | $303,756.35 |
DisclosureSEC source: 0000091142-20-000059 · edgar.xml · nonDerivative · entry 1 SMITH BRUCE M · CIK 0001236625 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,304 F1 · shares: Payment of retainer of stock under the A. O. Smith Corporation directors' compensation program based on the market price of the Common Stock on April 15, 2020. Read SEC document |
| November 03, 2020 Filed Nov 4, 2020 14:56 UTC |
Rajendra Ajita GDirector
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 116,800 | $0.00 Strike: $17.46 | $0.00 |
DisclosureSEC source: 0000091142-20-000061 · edgar.xml · derivative · entry 5 Rajendra Ajita G · CIK 0001315989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 759,715 Underlying: Common Stock · 116,800 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options were granted on 02/11/2013, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014. Read SEC document |
| November 03, 2020 Filed Nov 4, 2020 14:56 UTC |
Rajendra Ajita GDirector
|
SaleCommon Stock | 116,800 | $53.35 | $6,231,186.56 |
DisclosureSEC source: 0000091142-20-000061 · edgar.xml · nonDerivative · entry 2 Rajendra Ajita G · CIK 0001315989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,212 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $53.04 to $53.54. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| November 03, 2020 Filed Nov 4, 2020 14:56 UTC |
Rajendra Ajita GDirector
|
Exercise / conversionCommon Stock | 116,800 | $17.46 | $2,039,561.60 |
DisclosureSEC source: 0000091142-20-000061 · edgar.xml · nonDerivative · entry 1 Rajendra Ajita G · CIK 0001315989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,012 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 19:12 UTC |
JONES PAUL WDirector
|
SaleCommon Stock | 12,069 | $52.68 | $635,797.33 |
DisclosureSEC source: 0000091142-20-000058 · edgar.xml · nonDerivative · entry 3 JONES PAUL W · CIK 0001111599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,147 F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $52.61 to $52.79. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 19:12 UTC |
JONES PAUL WDirector
|
SaleCommon Stock | 10,000 | $52.50 | $524,956.00 |
DisclosureSEC source: 0000091142-20-000058 · edgar.xml · nonDerivative · entry 2 JONES PAUL W · CIK 0001111599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,216 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $52.41 to $52.645. The reporting person has provided to the issuer, and will provide to any security holder of e issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 19:12 UTC |
JONES PAUL WDirector
|
SaleCommon Stock | 10,000 | $52.39 | $523,937.00 |
DisclosureSEC source: 0000091142-20-000058 · edgar.xml · nonDerivative · entry 1 JONES PAUL W · CIK 0001111599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,216 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $52.30 to $52.61. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| October 30, 2020 Filed Dec 1, 2020 18:16 UTC |
Heideman Robert JSenior VP CTO
|
GiftCommon Stock | 2,038 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-20-000075 · edgar.xml · nonDerivative · entry 2 Heideman Robert J · CIK 0001507959 · Senior VP CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,723 F1 · price: Gift Read SEC document |
| October 09, 2020 Filed Oct 9, 2020 20:49 UTC |
Goodwin Wallace ESVP; Pres & GM, Lochinvar, LLC
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 4,800 | $0.00 Strike: $11.49 | $0.00 |
DisclosureSEC source: 0000091142-20-000053 · edgar.xml · derivative · entry 3 Goodwin Wallace E · CIK 0001736083 · SVP; Pres & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,080 Underlying: Common Stock · 4,800 shares Expires 2022-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The employee stock options were granted on 02/13/2012 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/13/2013. Read SEC document |
| October 09, 2020 Filed Oct 9, 2020 20:49 UTC |
Goodwin Wallace ESVP; Pres & GM, Lochinvar, LLC
|
SaleCommon Stock | 4,800 | $57.50 | $276,000.00 |
DisclosureSEC source: 0000091142-20-000053 · edgar.xml · nonDerivative · entry 2 Goodwin Wallace E · CIK 0001736083 · SVP; Pres & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,098 Read SEC document |
| October 09, 2020 Filed Oct 9, 2020 20:49 UTC |
Goodwin Wallace ESVP; Pres & GM, Lochinvar, LLC
|
Exercise / conversionCommon Stock | 4,800 | $11.49 | $55,166.40 |
DisclosureSEC source: 0000091142-20-000053 · edgar.xml · nonDerivative · entry 1 Goodwin Wallace E · CIK 0001736083 · SVP; Pres & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 18:49 UTC |
Goodwin Wallace ESVP; Pres & GM, Lochinvar, LLC
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 4,800 | $0.00 Strike: $11.49 | $0.00 |
DisclosureSEC source: 0000091142-20-000052 · edgar.xml · derivative · entry 3 Goodwin Wallace E · CIK 0001736083 · SVP; Pres & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,880 Underlying: Common Stock · 4,800 shares Expires 2022-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The employee stock options were granted on 02/13/2012 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/13/2013. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 18:49 UTC |
Goodwin Wallace ESVP; Pres & GM, Lochinvar, LLC
|
SaleCommon Stock | 4,800 | $55.00 | $264,000.00 |
DisclosureSEC source: 0000091142-20-000052 · edgar.xml · nonDerivative · entry 2 Goodwin Wallace E · CIK 0001736083 · SVP; Pres & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,098 Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 18:49 UTC |
Goodwin Wallace ESVP; Pres & GM, Lochinvar, LLC
|
Exercise / conversionCommon Stock | 4,800 | $11.49 | $55,166.40 |
DisclosureSEC source: 0000091142-20-000052 · edgar.xml · nonDerivative · entry 1 Goodwin Wallace E · CIK 0001736083 · SVP; Pres & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 22, 2020 Filed Sep 23, 2020 14:39 UTC |
Goodwin Wallace EPresident & GM, Lochinvar, LLC
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 5,600 | $0.00 Strike: $10.78 | $0.00 |
DisclosureSEC source: 0000091142-20-000051 · edgar.xml · derivative · entry 3 Goodwin Wallace E · CIK 0001736083 · President & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,680 Underlying: Common Stock · 5,600 shares Expires 2021-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The employee stock options were granted on 02/07/2011 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/07/2012. Read SEC document |
| September 22, 2020 Filed Sep 23, 2020 14:39 UTC |
Goodwin Wallace EPresident & GM, Lochinvar, LLC
|
SaleCommon Stock | 5,600 | $52.28 | $292,760.72 |
DisclosureSEC source: 0000091142-20-000051 · edgar.xml · nonDerivative · entry 2 Goodwin Wallace E · CIK 0001736083 · President & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,098 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $51.77 to $52.50. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| September 22, 2020 Filed Sep 23, 2020 14:39 UTC |
Goodwin Wallace EPresident & GM, Lochinvar, LLC
|
Exercise / conversionCommon Stock | 5,600 | $10.78 | $60,362.40 |
DisclosureSEC source: 0000091142-20-000051 · edgar.xml · nonDerivative · entry 1 Goodwin Wallace E · CIK 0001736083 · President & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,698 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Mr. Goodwin is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 43 shares of Common Stock. Read SEC document |
| August 12, 2020 Filed Aug 12, 2020 20:25 UTC |
JONES PAUL WDirector
|
SaleCommon Stock | 2,354 | $49.83 | $117,305.94 |
DisclosureSEC source: 0000091142-20-000047 · edgar.xml · nonDerivative · entry 1 JONES PAUL W · CIK 0001111599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,216 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $49.755 to $49.94. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| August 06, 2020 Filed Aug 7, 2020 15:45 UTC |
SMITH MARK DDirector
|
SaleCommon Stock | 29,500 | $48.61 | $1,433,882.90 |
DisclosureSEC source: 0000091142-20-000045 · edgar.xml · nonDerivative · entry 2 SMITH MARK D · CIK 0001236626 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · In trust Disclosed balance after: 0 F1 · balance_after: The reporting person beneficially owns the shares as settlor of a revocable family trust. Read SEC document |
| July 14, 2020 Filed Jul 16, 2020 13:54 UTC |
Rajendra Ajita GDirector · Executive Chairman
|
GrantCommon Stock | 2,065 | $41.98 | $86,678.38 |
DisclosureSEC source: 0000091142-20-000043 · edgar.xml · nonDerivative · entry 1 Rajendra Ajita G · CIK 0001315989 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,212 F1 · shares: Payment of prorated retainer in stock under the A. O. Smith Corporation directors' compensation program. Read SEC document |
| June 10, 2020 Filed Feb 10, 2021 22:00 UTC |
STERN JAMES FExec VP, General Counsel & Sec
|
GiftCommon Stock | 3,616 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-21-000017 · edgar.xml · nonDerivative · entry 1 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,883 F1 · price: Gift Read SEC document |
| June 04, 2020 Filed Feb 10, 2021 21:22 UTC |
Dana Paul RSenior VP Global Operations
|
GiftCommon Stock | 900 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-21-000007 · edgar.xml · nonDerivative · entry 1 Dana Paul R · CIK 0001639644 · Senior VP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,063 F1 · price: Gift F2 · balance_after: Mr. Dana was a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and received a quarterly dividend pursuant to the Plan. The total amount of dividends received was 5 shares of Common Stock. Read SEC document |
| June 03, 2020 Filed Jun 4, 2020 21:40 UTC |
Rajendra Ajita GDirector
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 46,000 | $0.00 Strike: $11.49 | $0.00 |
DisclosureSEC source: 0001567619-20-011731 · doc1.xml · derivative · entry 5 Rajendra Ajita G · CIK 0001315989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 876,515 Underlying: Common Stock · 46,000 shares Expires 2022-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options were granted on 02/13/2012 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/13/2013. Read SEC document |
| June 03, 2020 Filed Jun 4, 2020 21:40 UTC |
Rajendra Ajita GDirector
|
SaleCommon Stock | 46,000 | $49.54 | $2,278,683.60 |
DisclosureSEC source: 0001567619-20-011731 · doc1.xml · nonDerivative · entry 2 Rajendra Ajita G · CIK 0001315989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,147 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $49.50 to $49.70. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| June 03, 2020 Filed Jun 4, 2020 21:40 UTC |
Rajendra Ajita GDirector
|
Exercise / conversionCommon Stock | 46,000 | $11.49 | $528,678.00 |
DisclosureSEC source: 0001567619-20-011731 · doc1.xml · nonDerivative · entry 1 Rajendra Ajita G · CIK 0001315989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 15:21 UTC |
Rajendra Ajita GDirector
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $11.49 | $0.00 |
DisclosureSEC source: 0001567619-20-011465 · doc1.xml · derivative · entry 5 Rajendra Ajita G · CIK 0001315989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 922,515 Underlying: Common Stock · 50,000 shares Expires 2022-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options were granted on 02/13/2012 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/13/2013. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 15:21 UTC |
Rajendra Ajita GDirector
|
SaleCommon Stock | 50,000 | $47.40 | $2,370,100.00 |
DisclosureSEC source: 0001567619-20-011465 · doc1.xml · nonDerivative · entry 2 Rajendra Ajita G · CIK 0001315989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,147 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $47.30 to $47.56. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 15:21 UTC |
Rajendra Ajita GDirector
|
Exercise / conversionCommon Stock | 50,000 | $11.49 | $574,650.00 |
DisclosureSEC source: 0001567619-20-011465 · doc1.xml · nonDerivative · entry 1 Rajendra Ajita G · CIK 0001315989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 27, 2020 Filed May 29, 2020 14:57 UTC |
Rajendra Ajita GDirector
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 52,400 | $0.00 Strike: $10.78 | $0.00 |
DisclosureSEC source: 0001567619-20-011301 · doc1.xml · derivative · entry 5 Rajendra Ajita G · CIK 0001315989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 972,515 Underlying: Common Stock · 52,400 shares Expires 2021-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options were granted on 02/07/2011 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/07/2012. Read SEC document |
| May 27, 2020 Filed May 29, 2020 14:57 UTC |
Rajendra Ajita GDirector
|
SaleCommon Stock | 52,400 | $47.04 | $2,464,634.00 |
DisclosureSEC source: 0001567619-20-011301 · doc1.xml · nonDerivative · entry 2 Rajendra Ajita G · CIK 0001315989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,147 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $46.67 to $47.035. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| May 27, 2020 Filed May 29, 2020 14:57 UTC |
Rajendra Ajita GDirector
|
Exercise / conversionCommon Stock | 52,400 | $10.78 | $564,819.60 |
DisclosureSEC source: 0001567619-20-011301 · doc1.xml · nonDerivative · entry 1 Rajendra Ajita G · CIK 0001315989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,547 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 13:02 UTC |
WULF GENE CDirector
|
GrantCommon Stock | 3,249 | $40.02 | $130,024.98 |
DisclosureSEC source: 0000091142-20-000038 · edgar.xml · nonDerivative · entry 1 WULF GENE C · CIK 0001215484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,734 F1 · shares: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on April 15, 2020. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 13:02 UTC |
WOLF IDELLE KDirector
|
GrantCommon Stock | 3,249 | $40.02 | $130,024.98 |
DisclosureSEC source: 0000091142-20-000037 · edgar.xml · nonDerivative · entry 1 WOLF IDELLE K · CIK 0001196442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,612 F1 · shares: Payment of retainer in stock under the A. O. Smith Corporation Directors' Compensation Plan based on the average of the high and low price of Common Stock on April 15, 2020. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 13:01 UTC |
SMITH MARK DDirector
|
GrantCommon Stock | 3,249 | $40.02 | $130,024.98 |
DisclosureSEC source: 0000091142-20-000036 · edgar.xml · nonDerivative · entry 1 SMITH MARK D · CIK 0001236626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,362 F1 · shares: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on April 15, 2020. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 13:00 UTC |
SMITH BRUCE MDirector
|
GrantCommon Stock | 3,249 | $40.02 | $130,024.98 |
DisclosureSEC source: 0000091142-20-000035 · edgar.xml · nonDerivative · entry 1 SMITH BRUCE M · CIK 0001236625 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,987 F1 · shares: Payment of retainer of stock under the A. O. Smith Corporation directors' compensation program based on the market price of the Common Stock on April 15, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.