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NYSE · USD

ANG-PD

American National Group Inc.

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9766
SEC CIK
0001039828
Parsed reports
341

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 06, 2019 Filed May 7, 2019 16:03 UTC Exercise / conversionOptions - Right to Buy · Derivative 10,000 $5.85 Strike: $5.85 $58,500.00
Disclosure

SEC source: 0001039828-19-000024 · wf-form4_155724496518731.xml · derivative · entry 2

STRICKLAND ALONZO A J J · CIK 0001260546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2019-06-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2019 Filed May 7, 2019 16:03 UTC Exercise / conversionCommon Stock 10,000 $5.85 $58,500.00
Disclosure

SEC source: 0001039828-19-000024 · wf-form4_155724496518731.xml · nonDerivative · entry 1

STRICKLAND ALONZO A J J · CIK 0001260546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2019 Filed Apr 26, 2019 13:40 UTC Exercise / conversionOptions - Right to Buy · Derivative 40,000 $7.00 Strike: $7.00 $280,000.00
Disclosure

SEC source: 0001039828-19-000020 · wf-form4_155628602779335.xml · derivative · entry 2

RICHARDSON DEBRA J · CIK 0001260545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2019-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2019 Filed Apr 26, 2019 13:40 UTC Exercise / conversionCommon Stock 40,000 $7.00 $280,000.00
Disclosure

SEC source: 0001039828-19-000020 · wf-form4_155628602779335.xml · nonDerivative · entry 1

RICHARDSON DEBRA J · CIK 0001260545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2019 Filed Apr 26, 2019 10:27 UTC
Johnson Ted MorrisCFO & Treasurer
Exercise / conversionOptions - Right to Buy · Derivative 20,000 $7.00 Strike: $7.00 $140,000.00
Disclosure

SEC source: 0001039828-19-000019 · wf-form4_155627443744311.xml · derivative · entry 3

Johnson Ted Morris · CIK 0001341196 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2019-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2019 Filed Apr 26, 2019 10:27 UTC
Johnson Ted MorrisCFO & Treasurer
Exercise / conversionCommon Stock 20,000 $7.00 $140,000.00
Disclosure

SEC source: 0001039828-19-000019 · wf-form4_155627443744311.xml · nonDerivative · entry 1

Johnson Ted Morris · CIK 0001341196 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 19, 2019 Filed Mar 20, 2019 19:04 UTC
MATOVINA JOHN MDirector · CEO & President
Exercise / conversionOptions - Right to Buy · Derivative 40,000 $7.00 Strike: $7.00 $280,000.00
Disclosure

SEC source: 0001039828-19-000018 · wf-form4_155310867968723.xml · derivative · entry 3

MATOVINA JOHN M · CIK 0001254077 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2019-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 19, 2019 Filed Mar 20, 2019 19:04 UTC
MATOVINA JOHN MDirector · CEO & President
Exercise / conversionCommon Stock 40,000 $7.00 $280,000.00
Disclosure

SEC source: 0001039828-19-000018 · wf-form4_155310867968723.xml · nonDerivative · entry 1

MATOVINA JOHN M · CIK 0001254077 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 23:14 UTC Tax withholdingCommon Stock 1,214 $31.65 $38,423.10
Disclosure

SEC source: 0001039828-19-000017 · wf-form4_155174127561159.xml · nonDerivative · entry 2

RICHARDSON DEBRA J · CIK 0001260545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,042

Read SEC document
February 28, 2019 Filed Mar 4, 2019 23:14 UTC GrantCommon Stock 3,403 $0.00 $0.00
Disclosure

SEC source: 0001039828-19-000017 · wf-form4_155174127561159.xml · nonDerivative · entry 1

RICHARDSON DEBRA J · CIK 0001260545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,256

F1 · shares: An award of restricted stock units pursuant to the American Equity Investment Life Holding Company 2016 Employee Incentive Plan that vested and converted into shares of common stock.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 22:41 UTC
MATOVINA JOHN MDirector · CEO & President
GrantCommon Stock 8,531 $0.00 $0.00
Disclosure

SEC source: 0001039828-19-000016 · wf-form4_155173928961248.xml · nonDerivative · entry 3

MATOVINA JOHN M · CIK 0001254077 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,021

F2 · shares: An award of restricted stock units pursuant to the American Equity Investment Life Holding Company 2016 Employee Incentive Plan that vests on the third anniversary of the date of grant.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 22:41 UTC
MATOVINA JOHN MDirector · CEO & President
Tax withholdingCommon Stock 12,350 $31.65 $390,877.50
Disclosure

SEC source: 0001039828-19-000016 · wf-form4_155173928961248.xml · nonDerivative · entry 2

MATOVINA JOHN M · CIK 0001254077 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,490

Read SEC document
February 28, 2019 Filed Mar 4, 2019 22:41 UTC
MATOVINA JOHN MDirector · CEO & President
GrantCommon Stock 28,350 $0.00 $0.00
Disclosure

SEC source: 0001039828-19-000016 · wf-form4_155173928961248.xml · nonDerivative · entry 1

MATOVINA JOHN M · CIK 0001254077 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,840

F1 · shares: An award of restricted stock units pursuant to the American Equity Investment Life Holding Company 2016 Employee Incentive Plan that vested and converted into shares of common stock.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 22:38 UTC
Johnson Ted MorrisCFO & Treasurer
GrantCommon Stock 4,743 $0.00 $0.00
Disclosure

SEC source: 0001039828-19-000015 · wf-form4_155173909569054.xml · nonDerivative · entry 3

Johnson Ted Morris · CIK 0001341196 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,189

F2 · shares: An award of restricted stock units pursuant to the American Equity Investment Life Holding Company 2016 Employee Incentive Plan that vests on the third anniversary of the date of grant.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 22:38 UTC
Johnson Ted MorrisCFO & Treasurer
Tax withholdingCommon Stock 8,812 $31.65 $278,899.80
Disclosure

SEC source: 0001039828-19-000015 · wf-form4_155173909569054.xml · nonDerivative · entry 2

Johnson Ted Morris · CIK 0001341196 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,446

Read SEC document
February 28, 2019 Filed Mar 4, 2019 22:38 UTC
Johnson Ted MorrisCFO & Treasurer
GrantCommon Stock 19,429 $0.00 $0.00
Disclosure

SEC source: 0001039828-19-000015 · wf-form4_155173909569054.xml · nonDerivative · entry 1

Johnson Ted Morris · CIK 0001341196 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,258

F1 · shares: An award of restricted stock units pursuant to the American Equity Investment Life Holding Company 2016 Employee Incentive Plan that vested and converted into shares of common stock.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 22:33 UTC
Bryant Jennifer LynnEVP & CHRO, AEILIC
GrantCommon Stock 1,564 $0.00 $0.00
Disclosure

SEC source: 0001039828-19-000014 · wf-form4_155173877245573.xml · nonDerivative · entry 1

Bryant Jennifer Lynn · CIK 0001715606 · EVP & CHRO, AEILIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,168

F1 · shares: An award of restricted stock units pursuant to the American Equity Investment Life Holding Company 2016 Employee Incentive Plan that vests on the third anniversary of the date of grant.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 22:28 UTC
Grensteiner Ronald JamesExecutive Vice President
GrantCommon Stock 4,828 $0.00 $0.00
Disclosure

SEC source: 0001039828-19-000013 · wf-form4_155173850183124.xml · nonDerivative · entry 3

Grensteiner Ronald James · CIK 0001468460 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,214

F2 · shares: An award of restricted stock units pursuant to the American Equity Investment Life Holding Company 2016 Employee Incentive Plan that vests on the third anniversary of the date of grant.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 22:28 UTC
Grensteiner Ronald JamesExecutive Vice President
Tax withholdingCommon Stock 6,981 $31.65 $220,948.65
Disclosure

SEC source: 0001039828-19-000013 · wf-form4_155173850183124.xml · nonDerivative · entry 2

Grensteiner Ronald James · CIK 0001468460 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,386

Read SEC document
February 28, 2019 Filed Mar 4, 2019 22:28 UTC
Grensteiner Ronald JamesExecutive Vice President
GrantCommon Stock 19,825 $0.00 $0.00
Disclosure

SEC source: 0001039828-19-000013 · wf-form4_155173850183124.xml · nonDerivative · entry 1

Grensteiner Ronald James · CIK 0001468460 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,367

F1 · shares: An award of restricted stock units pursuant to the American Equity Investment Life Holding Company 2016 Employee Incentive Plan that vested and converted into shares of common stock.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 22:26 UTC
Montz Renee DeniseExec VP-Gen Counsel & Sec
GrantCommon Stock 3,907 $0.00 $0.00
Disclosure

SEC source: 0001039828-19-000012 · wf-form4_155173839455920.xml · nonDerivative · entry 3

Montz Renee Denise · CIK 0001671288 · Exec VP-Gen Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,788

F2 · shares: An award of restricted stock units pursuant to the American Equity Investment Life Holding Company 2016 Employee Incentive Plan that vests on the third anniversary of the date of grant.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 22:26 UTC
Montz Renee DeniseExec VP-Gen Counsel & Sec
Tax withholdingCommon Stock 6,472 $31.65 $204,838.80
Disclosure

SEC source: 0001039828-19-000012 · wf-form4_155173839455920.xml · nonDerivative · entry 2

Montz Renee Denise · CIK 0001671288 · Exec VP-Gen Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,881

Read SEC document
February 28, 2019 Filed Mar 4, 2019 22:26 UTC
Montz Renee DeniseExec VP-Gen Counsel & Sec
GrantCommon Stock 14,274 $0.00 $0.00
Disclosure

SEC source: 0001039828-19-000012 · wf-form4_155173839455920.xml · nonDerivative · entry 1

Montz Renee Denise · CIK 0001671288 · Exec VP-Gen Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,353

F1 · shares: An award of restricted stock units pursuant to the American Equity Investment Life Holding Company 2016 Employee Incentive Plan that vested and converted into shares of common stock.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 22:24 UTC
Lorenzen Jeffrey DExecutive VP-Chief Inv Officer
GrantCommon Stock 4,206 $0.00 $0.00
Disclosure

SEC source: 0001039828-19-000011 · wf-form4_155173827171026.xml · nonDerivative · entry 3

Lorenzen Jeffrey D · CIK 0001353991 · Executive VP-Chief Inv Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,647

F2 · shares: An award of restricted stock units pursuant to the American Equity Investment Life Holding Company 2016 Employee Incentive Plan that vests on the third anniversary of the date of grant.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 22:24 UTC
Lorenzen Jeffrey DExecutive VP-Chief Inv Officer
Tax withholdingCommon Stock 7,818 $31.65 $247,439.70
Disclosure

SEC source: 0001039828-19-000011 · wf-form4_155173827171026.xml · nonDerivative · entry 2

Lorenzen Jeffrey D · CIK 0001353991 · Executive VP-Chief Inv Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,441

Read SEC document
February 28, 2019 Filed Mar 4, 2019 22:24 UTC
Lorenzen Jeffrey DExecutive VP-Chief Inv Officer
GrantCommon Stock 17,248 $0.00 $0.00
Disclosure

SEC source: 0001039828-19-000011 · wf-form4_155173827171026.xml · nonDerivative · entry 1

Lorenzen Jeffrey D · CIK 0001353991 · Executive VP-Chief Inv Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,259

F1 · shares: An award of restricted stock units pursuant to the American Equity Investment Life Holding Company 2016 Employee Incentive Plan that vested and converted into shares of common stock.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 22:21 UTC
Samuelson Scott A.Vice President-Controller
GrantCommon Stock 967 $0.00 $0.00
Disclosure

SEC source: 0001039828-19-000010 · wf-form4_155173810278419.xml · nonDerivative · entry 3

Samuelson Scott A. · CIK 0001553207 · Vice President-Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,675

F2 · shares: An award of restricted stock units pursuant to the American Equity Investment Life Holding Company 2016 Employee Incentive Plan that vests on the third anniversary of the date of grant.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 22:21 UTC
Samuelson Scott A.Vice President-Controller
Tax withholdingCommon Stock 2,000 $31.65 $63,300.00
Disclosure

SEC source: 0001039828-19-000010 · wf-form4_155173810278419.xml · nonDerivative · entry 2

Samuelson Scott A. · CIK 0001553207 · Vice President-Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,708

Read SEC document
February 28, 2019 Filed Mar 4, 2019 22:21 UTC
Samuelson Scott A.Vice President-Controller
GrantCommon Stock 6,588 $0.00 $0.00
Disclosure

SEC source: 0001039828-19-000010 · wf-form4_155173810278419.xml · nonDerivative · entry 1

Samuelson Scott A. · CIK 0001553207 · Vice President-Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,708

F1 · shares: An award of restricted stock units pursuant to the American Equity Investment Life Holding Company 2016 Employee Incentive Plan that vested and converted into shares of common stock.

Read SEC document
August 17, 2018 Filed Aug 20, 2018 23:01 UTC
Bryant Jennifer LynnEVP & CHRO, AEILIC
GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001039828-18-000056 · wf-form4_153480605417479.xml · nonDerivative · entry 1

Bryant Jennifer Lynn · CIK 0001715606 · EVP & CHRO, AEILIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,604

F1 · shares: An award of restricted stock units pursuant to the American Equity Investment Life Holding Company 2016 Employee Incentive Plan that vests one year from the date of grant.

Read SEC document
August 17, 2018 Filed Aug 20, 2018 22:55 UTC
Grensteiner Ronald JamesExecutive Vice President
GrantCommon Stock 3,500 $0.00 $0.00
Disclosure

SEC source: 0001039828-18-000055 · wf-form4_153480568650277.xml · nonDerivative · entry 1

Grensteiner Ronald James · CIK 0001468460 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,542

F1 · shares: An award of restricted stock units pursuant to the American Equity Investment Life Holding Company 2016 Employee Incentive Plan that vests one year from the date of grant.

Read SEC document
August 17, 2018 Filed Aug 20, 2018 22:39 UTC
Montz Renee DeniseExec VP-Gen Counsel & Sec
GrantCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001039828-18-000052 · wf-form4_153480475177487.xml · nonDerivative · entry 1

Montz Renee Denise · CIK 0001671288 · Exec VP-Gen Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,079

F1 · shares: An award of restricted stock units pursuant to the American Equity Investment Life Holding Company 2016 Employee Incentive Plan that vests one year from the date of grant.

Read SEC document
August 17, 2018 Filed Aug 20, 2018 22:49 UTC
Lorenzen Jeffrey DExecutive VP-Chief Inv Officer
GrantCommon Stock 3,500 $0.00 $0.00
Disclosure

SEC source: 0001039828-18-000054 · wf-form4_153480535342469.xml · nonDerivative · entry 1

Lorenzen Jeffrey D · CIK 0001353991 · Executive VP-Chief Inv Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,011

F1 · shares: An award of restricted stock units pursuant to the American Equity Investment Life Holding Company 2016 Employee Incentive Plan that vests one year from the date of grant.

Read SEC document
August 17, 2018 Filed Aug 20, 2018 22:45 UTC
Johnson Ted MorrisCFO & Treasurer
GrantCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001039828-18-000053 · wf-form4_153480510803395.xml · nonDerivative · entry 1

Johnson Ted Morris · CIK 0001341196 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,829

F1 · shares: An award of restricted stock units pursuant to the American Equity Investment Life Holding Company 2016 Employee Incentive Plan that vests one year from the date of grant.

Read SEC document
August 17, 2018 Filed Aug 20, 2018 22:33 UTC
Samuelson Scott A.Vice President-Controller
GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001039828-18-000051 · wf-form4_153480442184568.xml · nonDerivative · entry 1

Samuelson Scott A. · CIK 0001553207 · Vice President-Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,120

F1 · shares: An award of restricted stock units pursuant to the American Equity Investment Life Holding Company 2016 Employee Incentive Plan that vests one year from the date of grant.

Read SEC document
June 07, 2018 Filed Jun 7, 2018 20:23 UTC GrantCommon Stock 2,600 $0.00 $0.00
Disclosure

SEC source: 0001039828-18-000037 · wf-form4_152840301212261.xml · nonDerivative · entry 1

Clark Alexander Meeker · CIK 0001438270 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,600

F1 · shares: An award of restricted stock that vests one year from the date of grant or on the day of AEL's 2019 annual meeting of the shareholders, whichever is earlier.

Read SEC document
June 07, 2018 Filed Jun 7, 2018 19:39 UTC GrantCommon Stock 2,600 $0.00 $0.00
Disclosure

SEC source: 0001039828-18-000036 · wf-form4_152840035749987.xml · nonDerivative · entry 1

STRICKLAND ALONZO A J J · CIK 0001260546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,100

F1 · shares: An award of restricted stock that vests one year from the date of grant or on the day of AEL's 2019 annual meeting of the shareholders, whichever is earlier.

Read SEC document
June 07, 2018 Filed Jun 7, 2018 19:35 UTC GrantCommon Stock 2,600 $0.00 $0.00
Disclosure

SEC source: 0001039828-18-000035 · wf-form4_152840011353545.xml · nonDerivative · entry 1

Chapman Joyce Ann · CIK 0001444640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,750

F1 · shares: An award of restricted stock that vests one year from the date of grant or on the day of AEL's 2019 annual meeting of the shareholders, whichever is earlier.

Read SEC document
June 07, 2018 Filed Jun 7, 2018 19:33 UTC GrantCommon Stock 2,600 $0.00 $0.00
Disclosure

SEC source: 0001039828-18-000034 · wf-form4_152839998485650.xml · nonDerivative · entry 1

GERLACH JAMES M · CIK 0001260539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,267

F1 · shares: An award of restricted stock that vests one year from the date of grant or on the day of AEL's 2019 annual meeting of the shareholders, whichever is earlier.

Read SEC document
June 07, 2018 Filed Jun 7, 2018 19:27 UTC GrantCommon Stock 2,600 $0.00 $0.00
Disclosure

SEC source: 0001039828-18-000032 · wf-form4_152839961574730.xml · nonDerivative · entry 1

Howe Robert L · CIK 0001341197 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,600

Read SEC document
June 07, 2018 Filed Jun 7, 2018 19:30 UTC GrantCommon Stock 2,600 $0.00 $0.00
Disclosure

SEC source: 0001039828-18-000033 · wf-form4_152839982662927.xml · nonDerivative · entry 1

Matula Alan David · CIK 0001661629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,820

F1 · shares: An award of restricted stock that vests one year from the date of grant or on the day of AEL's 2019 annual meeting of the shareholders, whichever is earlier.

Read SEC document
June 07, 2018 Filed Jun 7, 2018 19:21 UTC GrantCommon Stock 2,600 $0.00 $0.00
Disclosure

SEC source: 0001039828-18-000031 · wf-form4_152839929263746.xml · nonDerivative · entry 1

Neugent Gerard D. · CIK 0001500104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,100

F1 · shares: An award of restricted stock that vests one year from the date of grant or on the day of AEL's 2019 annual meeting of the shareholders, whichever is earlier.

Read SEC document
June 07, 2018 Filed Jun 8, 2018 16:58 UTC Exercise / conversionOptions - Right to Buy · Derivative 40,000 $10.85 Strike: $10.85 $434,000.00
Disclosure

SEC source: 0001039828-18-000045 · wf-form4_152847708673565.xml · derivative · entry 3

RICHARDSON DEBRA J · CIK 0001260545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2018-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2018 Filed Jun 8, 2018 16:58 UTC GrantCommon Stock 2,600 $0.00 $0.00
Disclosure

SEC source: 0001039828-18-000045 · wf-form4_152847708673565.xml · nonDerivative · entry 2

RICHARDSON DEBRA J · CIK 0001260545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,853

F1 · shares: An award of restricted stock that vests one year from the date of grant or on the day of AEL's 2019 annual meeting of the shareholders, whichever is earlier.

Read SEC document
June 07, 2018 Filed Jun 8, 2018 16:58 UTC Exercise / conversionCommon Stock 40,000 $10.85 $434,000.00
Disclosure

SEC source: 0001039828-18-000045 · wf-form4_152847708673565.xml · nonDerivative · entry 1

RICHARDSON DEBRA J · CIK 0001260545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2018 Filed Jun 8, 2018 16:39 UTC GrantCommon Stock 2,600 $0.00 $0.00
Disclosure

SEC source: 0001039828-18-000044 · wf-form4_152847595310401.xml · nonDerivative · entry 1

CUSHING BRENDA J · CIK 0001233350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,600

F1 · shares: An award of restricted stock that vests one year from the date of grant or on the day of AEL's 2019 annual meeting of the shareholders, whichever is earlier.

Read SEC document
June 07, 2018 Filed Jun 8, 2018 16:32 UTC GrantCommon Stock 2,600 $0.00 $0.00
Disclosure

SEC source: 0001039828-18-000043 · wf-form4_152847551066921.xml · nonDerivative · entry 1

Kunkel William R. · CIK 0001565011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,338

F1 · shares: An award of restricted stock that vests one year from the date of grant or on the day of AEL's 2019 annual meeting of the shareholders, whichever is earlier.

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June 07, 2018 Filed Jun 8, 2018 14:38 UTC Amendment GrantCommon Stock 2,600 $0.00 $0.00
Disclosure

SEC source: 0001039828-18-000040 · wf-form4a_152846871137803.xml · nonDerivative · entry 1

Howe Robert L · CIK 0001341197 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,600

F1 · shares: An award of restricted stock that vests one year from the date of grant or on the day of AEL's 2019 annual meeting of the shareholders, whichever is earlier.

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June 07, 2018 Filed Jun 8, 2018 13:46 UTC GrantCommon Stock 2,600 $0.00 $0.00
Disclosure

SEC source: 0001039828-18-000039 · wf-form4_152846557567183.xml · nonDerivative · entry 1

MULCAHY DAVID S · CIK 0001260541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,914

F1 · shares: An award of restricted stock that vests one year from the date of grant or on the day of AEL's 2019 annual meeting of the shareholders, whichever is earlier.

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April 04, 2018 Filed Feb 13, 2019 22:30 UTC GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001039828-19-000006 · wf-form5_155009701187341.xml · nonDerivative · entry 1

RICHARDSON DEBRA J · CIK 0001260545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,853

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.