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NYSE · USD

ANG-PD

American National Group Inc.

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9766
SEC CIK
0001039828
Parsed reports
341

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2020 Filed Feb 21, 2020 21:18 UTC SaleCommon Stock 1,962 $33.22 $65,173.13
Disclosure

SEC source: 0001039828-20-000011 · wf-form4_158231991852429.xml · nonDerivative · entry 2

RICHARDSON DEBRA J · CIK 0001260545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,060

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:18 UTC SaleCommon Stock 20,000 $33.20 $664,086.00
Disclosure

SEC source: 0001039828-20-000011 · wf-form4_158231991852429.xml · nonDerivative · entry 1

RICHARDSON DEBRA J · CIK 0001260545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,022

F1 · price: This transaction was executed in multiple trades at prices ranging from $33.00 to $33.42. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.

Read SEC document
February 18, 2020 Filed Feb 19, 2020 17:25 UTC
MATOVINA JOHN MDirector · CEO
Exercise / conversionOptions - Right to Buy · Derivative 27,750 $9.27 Strike: $9.27 $257,242.50
Disclosure

SEC source: 0001039828-20-000010 · wf-form4_158213312646677.xml · derivative · entry 4

MATOVINA JOHN M · CIK 0001254077 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,750 shares

Expires 2020-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2020 Filed Feb 19, 2020 17:25 UTC
MATOVINA JOHN MDirector · CEO
SaleCommon Stock 27,750 $33.08 $918,014.40
Disclosure

SEC source: 0001039828-20-000010 · wf-form4_158213312646677.xml · nonDerivative · entry 2

MATOVINA JOHN M · CIK 0001254077 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,860

F1 · price: This transaction was executed in multiple trades at prices ranging from $33.00 to $33.28. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.

Read SEC document
February 18, 2020 Filed Feb 19, 2020 17:25 UTC
MATOVINA JOHN MDirector · CEO
Exercise / conversionCommon Stock 27,750 $9.27 $257,242.50
Disclosure

SEC source: 0001039828-20-000010 · wf-form4_158213312646677.xml · nonDerivative · entry 1

MATOVINA JOHN M · CIK 0001254077 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2020 Filed Feb 10, 2021 22:44 UTC GiftCommon Stock 960 $0.00 $0.00
Disclosure

SEC source: 0001039828-21-000006 · wf-form5_161299706538024.xml · nonDerivative · entry 1

MATOVINA JOHN M · CIK 0001254077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,803

Read SEC document
January 01, 2020 Filed Feb 4, 2020 17:09 UTC
Bryant Jennifer LynnEVP & CHRO, AEILIC
Tax withholdingCommon Stock 357 $29.93 $10,685.01
Disclosure

SEC source: 0001039828-20-000005 · wf-form4_158083617439057.xml · nonDerivative · entry 1

Bryant Jennifer Lynn · CIK 0001715606 · EVP & CHRO, AEILIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,811

Read SEC document
December 19, 2019 Filed Feb 3, 2020 23:02 UTC
MATOVINA JOHN MDirector · CEO & President
GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001039828-20-000003 · wf-form5_158077091580717.xml · nonDerivative · entry 4

MATOVINA JOHN M · CIK 0001254077 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,860

Read SEC document
December 12, 2019 Filed Dec 16, 2019 19:28 UTC SaleCommon Stock 900 $30.11 $27,099.00
Disclosure

SEC source: 0001039828-19-000067 · wf-form4_157652448322905.xml · nonDerivative · entry 1

STRICKLAND ALONZO A J J · CIK 0001260546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,400

Read SEC document
December 09, 2019 Filed Dec 10, 2019 14:43 UTC
MATOVINA JOHN MDirector · CEO & President
SaleCommon Stock 296 $29.71 $8,794.16
Disclosure

SEC source: 0001039828-19-000066 · wf-form4_157598897502475.xml · nonDerivative · entry 2

MATOVINA JOHN M · CIK 0001254077 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,790

Read SEC document
December 06, 2019 Filed Dec 10, 2019 14:43 UTC
MATOVINA JOHN MDirector · CEO & President
SaleCommon Stock 15,704 $29.76 $467,358.89
Disclosure

SEC source: 0001039828-19-000066 · wf-form4_157598897502475.xml · nonDerivative · entry 1

MATOVINA JOHN M · CIK 0001254077 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,086

F1 · price: This transaction was executed in multiple trades at prices ranging from $29.70 to $29.85. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.

Read SEC document
November 27, 2019 Filed Nov 29, 2019 22:13 UTC SaleCommon Stock 18,000 $29.77 $535,932.00
Disclosure

SEC source: 0001039828-19-000065 · wf-form4_157506561162824.xml · nonDerivative · entry 1

RICHARDSON DEBRA J · CIK 0001260545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,242

F1 · price: This transaction was executed in multiple trades at prices ranging from $29.67 to $29.90. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.

Read SEC document
October 22, 2019 Filed Dec 16, 2019 21:29 UTC Exercise / conversionDeferred Compensation · Derivative 28,125 $0.00 $0.00
Disclosure

SEC source: 0001039828-19-000068 · wf-form4_157653175219416.xml · derivative · entry 2

MULCAHY DAVID S · CIK 0001260541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share deemed to be held by the Deferred Compensation Plan represents the right to receive one share of AEL common stock or the cash value thereof.

F2 · derivative.exercise_date: Deferred Compensation Payment is exercisable on the 10th business day after the occurrence of any of the following events: (i) action by the Board of Directors, (ii) filer's death, (iii) filer's disability, (iv) filer reaches the age of 65, (v) a "change of control" of the company.

F2 · derivative.expiration_date: Deferred Compensation Payment is exercisable on the 10th business day after the occurrence of any of the following events: (i) action by the Board of Directors, (ii) filer's death, (iii) filer's disability, (iv) filer reaches the age of 65, (v) a "change of control" of the company.

Read SEC document
October 22, 2019 Filed Dec 16, 2019 21:29 UTC Exercise / conversionCommon Stock 28,125 $0.00 $0.00
Disclosure

SEC source: 0001039828-19-000068 · wf-form4_157653175219416.xml · nonDerivative · entry 1

MULCAHY DAVID S · CIK 0001260541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 22, 2019 Filed Jan 29, 2020 21:44 UTC Amendment Exercise / conversionDeferred Compensation · Derivative 28,125 $0.00 $0.00
Disclosure

SEC source: 0001039828-20-000002 · wf-form4a_158033422967960.xml · derivative · entry 2

MULCAHY DAVID S · CIK 0001260541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share deemed to be held by the Deferred Compensation Plan represents the right to receive one share of AEL common stock or the cash value thereof.

F2 · derivative.exercise_date: Deferred Compensation Payment is exercisable on the 10th business day after the occurrence of any of the following events: (i) action by the Board of Directors, (ii) filer's death, (iii) filer's disability, (iv) filer reaches the age of 65, (v) a "change of control" of the company.

F2 · derivative.expiration_date: Deferred Compensation Payment is exercisable on the 10th business day after the occurrence of any of the following events: (i) action by the Board of Directors, (ii) filer's death, (iii) filer's disability, (iv) filer reaches the age of 65, (v) a "change of control" of the company.

Read SEC document
October 22, 2019 Filed Jan 29, 2020 21:44 UTC Amendment Exercise / conversionCommon Stock 28,125 $0.00 $0.00
Disclosure

SEC source: 0001039828-20-000002 · wf-form4a_158033422967960.xml · nonDerivative · entry 1

MULCAHY DAVID S · CIK 0001260541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2019 Filed Aug 20, 2019 20:59 UTC
Lorenzen Jeffrey DExecutive VP-Chief Inv Officer
Tax withholdingCommon Stock 693 $22.35 $15,488.55
Disclosure

SEC source: 0001039828-19-000058 · wf-form4_156633477830936.xml · nonDerivative · entry 1

Lorenzen Jeffrey D · CIK 0001353991 · Executive VP-Chief Inv Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,337

Read SEC document
August 17, 2019 Filed Aug 20, 2019 21:05 UTC
Johnson Ted MorrisCFO & Treasurer
Tax withholdingCommon Stock 2,721 $22.35 $60,814.35
Disclosure

SEC source: 0001039828-19-000060 · wf-form4_156633512070708.xml · nonDerivative · entry 1

Johnson Ted Morris · CIK 0001341196 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,112

Read SEC document
August 17, 2019 Filed Aug 20, 2019 21:03 UTC
Grensteiner Ronald JamesExecutive Vice President
Tax withholdingCommon Stock 1,588 $22.35 $35,491.80
Disclosure

SEC source: 0001039828-19-000059 · wf-form4_156633496581045.xml · nonDerivative · entry 1

Grensteiner Ronald James · CIK 0001468460 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,242

Read SEC document
August 17, 2019 Filed Aug 20, 2019 20:18 UTC
Montz Renee DeniseExec VP-Gen Counsel & Sec
Tax withholdingCommon Stock 2,000 $22.35 $44,700.00
Disclosure

SEC source: 0001039828-19-000057 · wf-form4_156633229563575.xml · nonDerivative · entry 1

Montz Renee Denise · CIK 0001671288 · Exec VP-Gen Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,794

Read SEC document
August 14, 2019 Filed Feb 3, 2020 23:02 UTC
MATOVINA JOHN MDirector · CEO & President
GiftCommon Stock 450 $0.00 $0.00
Disclosure

SEC source: 0001039828-20-000003 · wf-form5_158077091580717.xml · nonDerivative · entry 3

MATOVINA JOHN M · CIK 0001254077 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,860

Read SEC document
June 28, 2019 Filed Jul 1, 2019 21:40 UTC SaleCommon Stock 10,000 $26.90 $269,000.00
Disclosure

SEC source: 0001039828-19-000050 · wf-form4_156201722664524.xml · nonDerivative · entry 1

Chapman Joyce Ann · CIK 0001444640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,950

Read SEC document
June 28, 2019 Filed Jul 1, 2019 21:42 UTC
Lorenzen Jeffrey DExecutive VP-Chief Inv Officer
SaleCommon Stock 12,413 $27.25 $338,254.25
Disclosure

SEC source: 0001039828-19-000051 · wf-form4_156201733574688.xml · nonDerivative · entry 1

Lorenzen Jeffrey D · CIK 0001353991 · Executive VP-Chief Inv Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,030

Read SEC document
June 26, 2019 Filed Jun 27, 2019 21:18 UTC
Johnson Ted MorrisCFO & Treasurer
SaleCommon Stock 10,000 $26.11 $261,100.00
Disclosure

SEC source: 0001039828-19-000049 · wf-form4_156167031310628.xml · nonDerivative · entry 1

Johnson Ted Morris · CIK 0001341196 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,833

F1 · price: This transaction was executed in multiple trades at prices ranging from $26.05 to $26.50. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.

Read SEC document
June 20, 2019 Filed Jun 21, 2019 17:26 UTC
Johnson Ted MorrisCFO & Treasurer
Exercise / conversionOptions - Right to Buy · Derivative 10,000 $9.27 Strike: $9.27 $92,700.00
Disclosure

SEC source: 0001039828-19-000048 · wf-form4_156113796622295.xml · derivative · entry 4

Johnson Ted Morris · CIK 0001341196 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2020-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2019 Filed Jun 21, 2019 17:26 UTC
Johnson Ted MorrisCFO & Treasurer
SaleCommon Stock 10,000 $27.59 $275,851.00
Disclosure

SEC source: 0001039828-19-000048 · wf-form4_156113796622295.xml · nonDerivative · entry 2

Johnson Ted Morris · CIK 0001341196 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,833

F1 · price: This transaction was executed in multiple trades at prices ranging from $27.57 to $27.605. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.

Read SEC document
June 20, 2019 Filed Jun 21, 2019 17:26 UTC
Johnson Ted MorrisCFO & Treasurer
Exercise / conversionCommon Stock 10,000 $9.27 $92,700.00
Disclosure

SEC source: 0001039828-19-000048 · wf-form4_156113796622295.xml · nonDerivative · entry 1

Johnson Ted Morris · CIK 0001341196 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2019 Filed Feb 3, 2020 23:02 UTC
MATOVINA JOHN MDirector · CEO & President
GiftCommon Stock 480 $0.00 $0.00
Disclosure

SEC source: 0001039828-20-000003 · wf-form5_158077091580717.xml · nonDerivative · entry 2

MATOVINA JOHN M · CIK 0001254077 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,310

Read SEC document
June 19, 2019 Filed Feb 3, 2020 23:02 UTC
MATOVINA JOHN MDirector · CEO & President
GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001039828-20-000003 · wf-form5_158077091580717.xml · nonDerivative · entry 1

MATOVINA JOHN M · CIK 0001254077 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,790

Read SEC document
June 18, 2019 Filed Jun 20, 2019 21:25 UTC SaleCommon Stock 80,000 $27.40 $2,192,144.00
Disclosure

SEC source: 0001039828-19-000047 · wf-form4_156106592610195.xml · nonDerivative · entry 1

RICHARDSON DEBRA J · CIK 0001260545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,242

F1 · price: This transaction was executed in multiple trades at prices ranging from $27.25 to $27.865. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 19:12 UTC
MATOVINA JOHN MDirector · CEO & President
Tax withholdingCommon Stock 5,869 $27.44 $161,045.36
Disclosure

SEC source: 0001039828-19-000046 · wf-form4_156105796116878.xml · nonDerivative · entry 1

MATOVINA JOHN M · CIK 0001254077 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,790

Read SEC document
June 18, 2019 Filed Feb 12, 2020 21:50 UTC GiftCommon Stock 2,220 $0.00 $0.00
Disclosure

SEC source: 0001039828-20-000009 · wf-form5_158154421288410.xml · nonDerivative · entry 1

RICHARDSON DEBRA J · CIK 0001260545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,022

Read SEC document
June 06, 2019 Filed Jun 6, 2019 20:55 UTC GrantCommon Stock 3,200 $0.00 $0.00
Disclosure

SEC source: 0001039828-19-000042 · wf-form4_155985450269717.xml · nonDerivative · entry 1

MULCAHY DAVID S · CIK 0001260541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,114

F1 · shares: An award of restricted stock that vests one year from the date of grant or on the day of AEL's 2020 annual meeting of the shareholders, whichever is earlier.

Read SEC document
June 06, 2019 Filed Jun 6, 2019 21:11 UTC GrantCommon Stock 3,200 $0.00 $0.00
Disclosure

SEC source: 0001039828-19-000045 · wf-form4_155985547549816.xml · nonDerivative · entry 1

Kunkel William R. · CIK 0001565011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,538

F1 · shares: An award of restricted stock that vests one year from the date of grant or on the day of AEL's 2020 annual meeting of the shareholders, whichever is earlier.

Read SEC document
June 06, 2019 Filed Jun 6, 2019 20:52 UTC GrantCommon Stock 3,200 $0.00 $0.00
Disclosure

SEC source: 0001039828-19-000041 · wf-form4_155985435557235.xml · nonDerivative · entry 1

Neugent Gerard D. · CIK 0001500104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,300

F1 · shares: An award of restricted stock that vests one year from the date of grant or on the day of AEL's 2020 annual meeting of the shareholders, whichever is earlier.

Read SEC document
June 06, 2019 Filed Jun 6, 2019 20:00 UTC GrantCommon Stock 3,200 $0.00 $0.00
Disclosure

SEC source: 0001039828-19-000038 · wf-form4_155985120252365.xml · nonDerivative · entry 1

CUSHING BRENDA J · CIK 0001233350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,800

F1 · shares: An award of restricted stock that vests one year from the date of grant or on the day of AEL's 2020 annual meeting of the shareholders, whichever is earlier.

Read SEC document
June 06, 2019 Filed Jun 6, 2019 19:30 UTC GrantCommon Stock 3,200 $0.00 $0.00
Disclosure

SEC source: 0001039828-19-000034 · wf-form4_155984939989371.xml · nonDerivative · entry 1

Chapman Joyce Ann · CIK 0001444640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,950

F1 · shares: An award of restricted stock that vests one year from the date of grant or on the day of AEL's 2020 annual meeting of the shareholders, whichever is earlier.

Read SEC document
June 06, 2019 Filed Jun 6, 2019 20:57 UTC GrantCommon Stock 3,200 $0.00 $0.00
Disclosure

SEC source: 0001039828-19-000043 · wf-form4_155985463204511.xml · nonDerivative · entry 1

Howe Robert L · CIK 0001341197 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,800

F1 · shares: An award of restricted stock that vests one year from the date of grant or on the day of AEL's 2020 annual meeting of the shareholders, whichever is earlier.

Read SEC document
June 06, 2019 Filed Jun 6, 2019 21:06 UTC GrantCommon Stock 3,200 $0.00 $0.00
Disclosure

SEC source: 0001039828-19-000044 · wf-form4_155985517545934.xml · nonDerivative · entry 1

RICHARDSON DEBRA J · CIK 0001260545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,242

F1 · shares: An award of restricted stock that vests one year from the date of grant or on the day of AEL's 2020 annual meeting of the shareholders, whichever is earlier.

Read SEC document
June 06, 2019 Filed Jun 6, 2019 20:50 UTC GrantCommon Stock 3,200 $0.00 $0.00
Disclosure

SEC source: 0001039828-19-000040 · wf-form4_155985420345024.xml · nonDerivative · entry 1

STRICKLAND ALONZO A J J · CIK 0001260546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,300

F1 · shares: An award of restricted stock that vests one year from the date of grant or on the day of AEL's 2020 annual meeting of the shareholders, whichever is earlier.

Read SEC document
June 06, 2019 Filed Jun 6, 2019 20:25 UTC GrantCommon Stock 3,200 $0.00 $0.00
Disclosure

SEC source: 0001039828-19-000039 · wf-form4_155985274397755.xml · nonDerivative · entry 1

GERLACH JAMES M · CIK 0001260539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,467

F1 · shares: An award of restricted stock that vests one year from the date of grant or on the day of AEL's 2020 annual meeting of the shareholders, whichever is earlier.

Read SEC document
June 06, 2019 Filed Jun 6, 2019 19:44 UTC GrantCommon Stock 3,200 $0.00 $0.00
Disclosure

SEC source: 0001039828-19-000036 · wf-form4_155985028352788.xml · nonDerivative · entry 1

Matula Alan David · CIK 0001661629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,020

F1 · shares: An award of restricted stock that vests one year from the date of grant or on the day of AEL's 2020 annual meeting of the shareholders, whichever is earlier.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 16:57 UTC Exercise / conversionOptions - Right to Buy · Derivative 10,000 $5.85 Strike: $5.85 $58,500.00
Disclosure

SEC source: 0001039828-19-000027 · wf-form4_155966743416633.xml · derivative · entry 2

Chapman Joyce Ann · CIK 0001444640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2019-06-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 16:57 UTC Exercise / conversionCommon Stock 10,000 $5.85 $58,500.00
Disclosure

SEC source: 0001039828-19-000027 · wf-form4_155966743416633.xml · nonDerivative · entry 1

Chapman Joyce Ann · CIK 0001444640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2019 Filed Jun 4, 2019 21:01 UTC
Samuelson Scott A.Vice President-Controller
Tax withholdingCommon Stock 740 $28.31 $20,949.40
Disclosure

SEC source: 0001039828-19-000031 · wf-form4_155968206997662.xml · nonDerivative · entry 1

Samuelson Scott A. · CIK 0001553207 · Vice President-Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,935

Read SEC document
June 02, 2019 Filed Jun 4, 2019 21:29 UTC
Lorenzen Jeffrey DExecutive VP-Chief Inv Officer
Tax withholdingCommon Stock 1,204 $28.31 $34,085.24
Disclosure

SEC source: 0001039828-19-000033 · wf-form4_155968375102903.xml · nonDerivative · entry 1

Lorenzen Jeffrey D · CIK 0001353991 · Executive VP-Chief Inv Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,443

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June 02, 2019 Filed Jun 4, 2019 21:27 UTC
Grensteiner Ronald JamesExecutive Vice President
Tax withholdingCommon Stock 1,384 $28.31 $39,181.04
Disclosure

SEC source: 0001039828-19-000032 · wf-form4_155968364171540.xml · nonDerivative · entry 1

Grensteiner Ronald James · CIK 0001468460 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,830

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June 02, 2019 Filed Jun 4, 2019 20:16 UTC
MATOVINA JOHN MDirector · CEO & President
Tax withholdingCommon Stock 1,362 $28.31 $38,558.22
Disclosure

SEC source: 0001039828-19-000030 · wf-form4_155967935753038.xml · nonDerivative · entry 1

MATOVINA JOHN M · CIK 0001254077 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,659

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June 02, 2019 Filed Jun 4, 2019 20:12 UTC
Johnson Ted MorrisCFO & Treasurer
Tax withholdingCommon Stock 1,356 $28.31 $38,388.36
Disclosure

SEC source: 0001039828-19-000029 · wf-form4_155967911763396.xml · nonDerivative · entry 1

Johnson Ted Morris · CIK 0001341196 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,833

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June 02, 2019 Filed Jun 4, 2019 20:08 UTC
Montz Renee DeniseExec VP-Gen Counsel & Sec
Tax withholdingCommon Stock 994 $28.31 $28,140.14
Disclosure

SEC source: 0001039828-19-000028 · wf-form4_155967891780811.xml · nonDerivative · entry 1

Montz Renee Denise · CIK 0001671288 · Exec VP-Gen Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,794

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.