ANG-PD

SEC source: 0001039828-21-000011 · wf-form4_161461969789807.xml · nonDerivative · entry 3

Montz Renee Denise · CIK 0001671288 · Exec VP-Gen Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,208

F2 · shares: Performance based restricted stock units that vested and converted into shares of common stock under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan.

SEC source: 0001039828-21-000011 · wf-form4_161461969789807.xml · nonDerivative · entry 2

Montz Renee Denise · CIK 0001671288 · Exec VP-Gen Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,399

SEC source: 0001039828-21-000010 · wf-form4_161461822577292.xml · nonDerivative · entry 2

MATOVINA JOHN M · CIK 0001254077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,504

SEC source: 0001039828-21-000010 · wf-form4_161461822577292.xml · nonDerivative · entry 1

MATOVINA JOHN M · CIK 0001254077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,309

F1 · shares: Performance based restricted stock units that vested and converted into shares of common stock under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan.

SEC source: 0001039828-21-000013 · wf-form4_161462343969837.xml · derivative · entry 2

Uzuner Tolga Ibrahim · CIK 0001840588 · EVP-CIO, Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,879

Underlying: Common Stock · 30,879 shares

Expires 2031-02-25

F2 · derivative.exercise_date: An award of stock options pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, 1/3 of which vest one year from date of grant; 1/3 vest two years from date of grant and 1/3 vest three years from date of grant.

SEC source: 0001039828-21-000013 · wf-form4_161462343969837.xml · nonDerivative · entry 1

Uzuner Tolga Ibrahim · CIK 0001840588 · EVP-CIO, Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,782

F1 · shares: Time based restricted stock units awarded under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan that vest on the third anniversary of the date of grant.

SEC source: 0001039828-21-000019 · wf-form4_161463197493411.xml · derivative · entry 6

Lorenzen Jeffrey D · CIK 0001353991 · EVP-Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,197

Underlying: Common Stock · 23,632 shares

Expires 2031-02-25

F4 · derivative.exercise_date: An award of stock options pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, 1/3 of which vest one year from date of grant; 1/3 vest two years from date of grant and 1/3 vest three years from date of grant.

SEC source: 0001039828-21-000019 · wf-form4_161463197493411.xml · nonDerivative · entry 1

Lorenzen Jeffrey D · CIK 0001353991 · EVP-Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,214

F1 · shares: Time based restricted stock units awarded under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan that vest on the third anniversary of the date of grant.

SEC source: 0001039828-21-000022 · wf-form4_161463668660618.xml · derivative · entry 6

Grensteiner Ronald James · CIK 0001468460 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,051

Underlying: Common Stock · 20,051 shares

Expires 2031-02-25

F4 · derivative.exercise_date: An award of stock options pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, 1/3 of which vest one year from date of grant; 1/3 vest two years from date of grant and 1/3 vest three years from date of grant.

SEC source: 0001039828-21-000022 · wf-form4_161463668660618.xml · nonDerivative · entry 1

Grensteiner Ronald James · CIK 0001468460 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,907

F1 · shares: Time based restricted stock units awarded under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan that vest on the third anniversary of the date of grant.

SEC source: 0001039828-21-000021 · wf-form4_161463551055044.xml · derivative · entry 3

Bhalla Anant · CIK 0001709369 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,743

Underlying: Common Stock · 96,246 shares

Expires 2031-02-25

F3 · derivative.exercise_date: An award of stock options pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, 1/3 of which vest one year from date of grant; 1/3 vest two years from date of grant and 1/3 vest three years from date of grant.

SEC source: 0001039828-21-000021 · wf-form4_161463551055044.xml · nonDerivative · entry 1

Bhalla Anant · CIK 0001709369 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,259

F1 · shares: Time based restricted stock units awarded under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan that vest on the third anniversary of the date of grant.

SEC source: 0001039828-21-000020 · wf-form4_161463516999914.xml · derivative · entry 6

Samuelson Scott A. · CIK 0001553207 · Vice President-Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,363

Underlying: Common Stock · 5,841 shares

Expires 2031-02-25

F4 · derivative.exercise_date: An award of stock options pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, 1/3 of which vest one year from date of grant; 1/3 vest two years from date of grant and 1/3 vest three years from date of grant.

SEC source: 0001039828-21-000020 · wf-form4_161463516999914.xml · nonDerivative · entry 1

Samuelson Scott A. · CIK 0001553207 · Vice President-Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,527

F1 · shares: Time based restricted stock units awarded under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan that vest on the third anniversary of the date of grant.

SEC source: 0001039828-21-000014 · wf-form4_161462359716722.xml · derivative · entry 2

Hamalainen James Louis · CIK 0001834057 · EVP & CIO, Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,637

Underlying: Common Stock · 23,259 shares

Expires 2031-02-25

F2 · derivative.exercise_date: An award of stock options pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, 1/3 of which vest one year from date of grant; 1/3 vest two years from date of grant and 1/3 vest three years from date of grant.

SEC source: 0001039828-21-000014 · wf-form4_161462359716722.xml · nonDerivative · entry 1

Hamalainen James Louis · CIK 0001834057 · EVP & CIO, Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,535

F1 · shares: Time based restricted stock units awarded under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan that vest on the third anniversary of the date of grant.

SEC source: 0001039828-21-000015 · wf-form4_161462465837022.xml · derivative · entry 6

Bryant Jennifer Lynn · CIK 0001715606 · EVP & CHRO, AEILIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,482

Underlying: Common Stock · 10,266 shares

Expires 2031-02-25

F4 · derivative.exercise_date: An award of stock options pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, 1/3 of which vest one year from date of grant; 1/3 vest two years from date of grant and 1/3 vest three years from date of grant.

SEC source: 0001039828-21-000015 · wf-form4_161462465837022.xml · nonDerivative · entry 1

Bryant Jennifer Lynn · CIK 0001715606 · EVP & CHRO, AEILIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,311

F1 · shares: Time based restricted stock units awarded under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan that vest on the third anniversary of the date of grant.

SEC source: 0001039828-21-000012 · wf-form4_161462276274046.xml · derivative · entry 6

Johnson Ted Morris · CIK 0001341196 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,220

Underlying: Common Stock · 26,655 shares

Expires 2031-02-25

F4 · derivative.exercise_date: An award of stock options pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, 1/3 of which vest one year from date of grant; 1/3 vest two years from date of grant and 1/3 vest three years from date of grant.

SEC source: 0001039828-21-000012 · wf-form4_161462276274046.xml · nonDerivative · entry 1

Johnson Ted Morris · CIK 0001341196 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,345

F1 · shares: Time based restricted stock units awarded under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan that vest on the third anniversary of the date of grant.

SEC source: 0001039828-21-000011 · wf-form4_161461969789807.xml · derivative · entry 6

Montz Renee Denise · CIK 0001671288 · Exec VP-Gen Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,703

Underlying: Common Stock · 20,443 shares

Expires 2031-02-25

F4 · derivative.exercise_date: An award of stock options pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, 1/3 of which vest one year from date of grant; 1/3 vest two years from date of grant and 1/3 vest three years from date of grant.

SEC source: 0001039828-21-000011 · wf-form4_161461969789807.xml · nonDerivative · entry 1

Montz Renee Denise · CIK 0001671288 · Exec VP-Gen Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,704

F1 · shares: Time based restricted stock units awarded under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan that vest on the third anniversary of the date of grant.

SEC source: 0001039828-21-000005 · wf-form4_161195131884309.xml · nonDerivative · entry 1

Bhalla Anant · CIK 0001709369 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,887

SEC source: 0001039828-21-000004 · wf-form4_161108994864194.xml · derivative · entry 1

Uzuner Tolga Ibrahim · CIK 0001840588 · EVP-CIO, Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2031-01-15

F1 · derivative.exercise_date: Fifty percent (50%) of the Option Award granted vests upon the later of: (i) the Company attaining a $37.00 per share common stock price (based on a 30-day trading average); and (ii) the one year anniversary of the Grant Date. The remaining fifty percent (50%) of the Option Award vests on the one year anniversary of the vesting of the initial fifty percent (50%) of the Option Award. If the Company does not achieve the $37 per share common stock price on or before the fifth anniversary of the Grant Date, the Option Award shall be forfeited.

SEC source: 0001039828-21-000001 · wf-form4_160996963839423.xml · derivative · entry 1

Bhalla Anant · CIK 0001709369 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,497

Underlying: Common Stock · 87,447 shares

Expires 2031-01-04

F1 · derivative.exercise_date: Fifty percent (50%) of the Option Award granted vests upon the later of: (i) the Company attaining a $37.00 per share common stock price (based on a 30-day trading average); and (ii) the one year anniversary of the Grant Date. The remaining fifty percent (50%) of the Option Award vests on the one year anniversary of the vesting of the initial fifty percent (50%) of the Option Award. If the Option Award vests, reporting owner will have five (5) years to exercise the options received under the Option Award. If the Company does not achieve the $37 per share common stock price on or before the fifth anniversary of the Grant Date, the Option Award shall be forfeited.

SEC source: 0001039828-21-000006 · wf-form5_161299706538024.xml · nonDerivative · entry 5

MATOVINA JOHN M · CIK 0001254077 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 118,500

SEC source: 0001039828-21-000006 · wf-form5_161299706538024.xml · nonDerivative · entry 4

MATOVINA JOHN M · CIK 0001254077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,303

SEC source: 0001039828-20-000090 · wf-form4_160616954782047.xml · derivative · entry 1

Bhalla Anant · CIK 0001709369 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,050

Underlying: Common Stock · 244,050 shares

Expires 2030-11-19

F1 · derivative.exercise_date: Fifty percent (50%) of the Option Award granted vests upon the later of: (i) the Company attaining a $37.00 per share common stock price (based on a 30-day trading average); and (ii) the one year anniversary of the Grant Date. The remaining fifty percent (50%) of the Option Award vests on the one year anniversary of the vesting of the initial fifty percent (50%) of the Option Award. If the Company does not achieve the $37 per share common stock price on or before the fifth anniversary of the Grant Date, the Option Award shall be forfeited.

SEC source: 0001039828-20-000089 · wf-form4_160616946844722.xml · derivative · entry 1

Bryant Jennifer Lynn · CIK 0001715606 · EVP & CHRO, AEILIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,216

Underlying: Common Stock · 89,216 shares

Expires 2030-11-19

F1 · derivative.exercise_date: Fifty percent (50%) of the Option Award granted vests upon the later of: (i) the Company attaining a $37.00 per share common stock price (based on a 30-day trading average); and (ii) the one year anniversary of the Grant Date. The remaining fifty percent (50%) of the Option Award vests on the one year anniversary of the vesting of the initial fifty percent (50%) of the Option Award. If the Company does not achieve the $37 per share common stock price on or before the fifth anniversary of the Grant Date, the Option Award shall be forfeited.

SEC source: 0001039828-20-000088 · wf-form4_160616940405541.xml · derivative · entry 1

Montz Renee Denise · CIK 0001671288 · Exec VP-Gen Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,260

Underlying: Common Stock · 46,260 shares

Expires 2030-11-19

F1 · derivative.exercise_date: Fifty percent (50%) of the Option Award granted vests upon the later of: (i) the Company attaining a $37.00 per share common stock price (based on a 30-day trading average); and (ii) the one year anniversary of the Grant Date. The remaining fifty percent (50%) of the Option Award vests on the one year anniversary of the vesting of the initial fifty percent (50%) of the Option Award. If the Company does not achieve the $37 per share common stock price on or before the fifth anniversary of the Grant Date, the Option Award shall be forfeited.

SEC source: 0001039828-20-000087 · wf-form4_160616900274023.xml · derivative · entry 1

Lorenzen Jeffrey D · CIK 0001353991 · Executive VP-Chief Inv Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,565

Underlying: Common Stock · 49,565 shares

Expires 2030-11-19

F1 · derivative.exercise_date: Fifty percent (50%) of the Option Award granted vests upon the later of: (i) the Company attaining a $37.00 per share common stock price (based on a 30-day trading average); and (ii) the one year anniversary of the Grant Date. The remaining fifty percent (50%) of the Option Award vests on the one year anniversary of the vesting of the initial fifty percent (50%) of the Option Award. If the Company does not achieve the $37 per share common stock price on or before the fifth anniversary of the Grant Date, the Option Award shall be forfeited.

SEC source: 0001039828-20-000086 · wf-form4_160616892605705.xml · derivative · entry 1

Johnson Ted Morris · CIK 0001341196 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,565

Underlying: Common Stock · 49,565 shares

Expires 2030-11-19

F1 · derivative.exercise_date: Fifty percent (50%) of the Option Award granted vests upon the later of: (i) the Company attaining a $37.00 per share common stock price (based on a 30-day trading average); and (ii) the one year anniversary of the Grant Date. The remaining fifty percent (50%) of the Option Award vests on the one year anniversary of the vesting of the initial fifty percent (50%) of the Option Award. If the Company does not achieve the $37 per share common stock price on or before the fifth anniversary of the Grant Date, the Option Award shall be forfeited.

SEC source: 0001039828-20-000085 · wf-form4_160616878016743.xml · derivative · entry 1

Samuelson Scott A. · CIK 0001553207 · Vice President-Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,522

Underlying: Common Stock · 16,522 shares

Expires 2030-11-19

F1 · derivative.exercise_date: Fifty percent (50%) of the Option Award granted vests upon the later of: (i) the Company attaining a $37.00 per share common stock price (based on a 30-day trading average); and (ii) the one year anniversary of the Grant Date. The remaining fifty percent (50%) of the Option Award vests on the one year anniversary of the vesting of the initial fifty percent (50%) of the Option Award. If the Company does not achieve the $37 per share common stock price on or before the fifth anniversary of the Grant Date, the Option Award shall be forfeited.

SEC source: 0001039828-20-000079 · wf-form4_160459228039814.xml · derivative · entry 2

STRICKLAND ALONZO A J J · CIK 0001260546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,000 shares

Expires 2022-06-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001039828-20-000079 · wf-form4_160459228039814.xml · nonDerivative · entry 1

STRICKLAND ALONZO A J J · CIK 0001260546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001039828-21-000006 · wf-form5_161299706538024.xml · nonDerivative · entry 3

MATOVINA JOHN M · CIK 0001254077 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 120,000

SEC source: 0001039828-21-000006 · wf-form5_161299706538024.xml · nonDerivative · entry 2

MATOVINA JOHN M · CIK 0001254077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,803

SEC source: 0001039828-21-000007 · wf-form5_161300700550640.xml · nonDerivative · entry 4

Grensteiner Ronald James · CIK 0001468460 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,204

SEC source: 0001039828-20-000069 · wf-form4_160133817254131.xml · nonDerivative · entry 1

MULCAHY DAVID S. · CIK 0001260541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,439

F1 · shares: This transaction was executed in multiple trades at prices ranging from $19.51 to $19.58. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.

SEC source: 0001039828-20-000068 · wf-form4_159959116455545.xml · nonDerivative · entry 1

Healy Douglas Taylor · CIK 0001823130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,150

F1 · shares: An award of restricted stock that vests one year from the date of grant or on the day of AEL's 2021 annual meeting of shareholders, whichever is earlier.

SEC source: 0001039828-21-000007 · wf-form5_161300700550640.xml · nonDerivative · entry 3

Grensteiner Ronald James · CIK 0001468460 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,391

SEC source: 0001039828-20-000056 · wf-form4_159165087919415.xml · nonDerivative · entry 1

Keeley Michelle M. · CIK 0001449980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,200

F1 · shares: An award of restricted stock that vests one year from the date of grant or on the day of AEL's 2021 annual meeting of the shareholders, whichever is earlier.

SEC source: 0001039828-20-000054 · wf-form4_159164536627511.xml · nonDerivative · entry 1

MULCAHY DAVID S. · CIK 0001260541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,439

F1 · shares: An award of restricted stock that vests one year from the date of grant or on the day of AEL's 2021 annual meeting of the shareholders, whichever is earlier.

SEC source: 0001039828-20-000053 · wf-form4_159164489908509.xml · nonDerivative · entry 1

MATOVINA JOHN M · CIK 0001254077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,763

F1 · shares: An award of restricted stock that vests one year from the date of grant or on the day of AEL's 2021 annual meeting of the shareholders, whichever is earlier.

SEC source: 0001039828-20-000052 · wf-form4_159164478611927.xml · nonDerivative · entry 1

Kunkel William R. · CIK 0001565011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,738

F1 · shares: An award of restricted stock that vests one year from the date of grant or on the day of AEL's 2021 annual meeting of the shareholders, whichever is earlier.

SEC source: 0001039828-20-000051 · wf-form4_159164200231788.xml · nonDerivative · entry 1

STRICKLAND ALONZO A J J · CIK 0001260546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,100

F1 · shares: An award of restricted stock that vests one year from the date of grant or on the day of AEL's 2021 annual meeting of the shareholders, whichever is earlier.

SEC source: 0001039828-20-000050 · wf-form4_159164167368236.xml · nonDerivative · entry 1

Neugent Gerard D. · CIK 0001500104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,500

F1 · shares: An award of restricted stock that vests one year from the date of grant or on the day of AEL's 2021 annual meeting of the shareholders, whichever is earlier.

SEC source: 0001039828-20-000049 · wf-form4_159164121753080.xml · nonDerivative · entry 1

Howe Robert L · CIK 0001341197 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,500

F1 · shares: An award of restricted stock that vests one year from the date of grant or on the day of AEL's 2021 annual meeting of the shareholders, whichever is earlier.

SEC source: 0001039828-20-000048 · wf-form4_159164085927424.xml · nonDerivative · entry 1

GERLACH JAMES M · CIK 0001260539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,667

F1 · shares: An award of restricted stock that vests one year from the date of grant or on the day of AEL's 2021 annual meeting of the shareholders, whichever is earlier.

SEC source: 0001039828-20-000047 · wf-form4_159164031586966.xml · nonDerivative · entry 1

CUSHING BRENDA J · CIK 0001233350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

F1 · shares: An award of restricted stock that vests one year from the date of grant or on the day of AEL's 2021 annual meeting of the shareholders, whichever is earlier.