Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
American National Group Inc.
Report date May 02, 2024 · Filed May 06, 2024
Section 16 reporting ended · disclosed 2024-05-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-05-02 transaction · row 1
1 source rowRow 1 · 2024-05-02 · Disposition to issuer · Disposed 16,957 · Balance 0 F1: On May 2, 2024, pursuant to the Agreement and Plan of Merger (the Merger Agreement), dated as of July 4, 2023, by and among the Issuer, Brookfield Reinsurance Ltd., a Bermuda exempted company limited by shares (Parent), Arches Merger Sub, Inc., an Iowa corporation and an indirect wholly owned subsidiary of Parent (Merger Sub), and Brookfield Asset Management Ltd., a company incorporated under the laws of the Province of British Columbia (BAM), the Issuer merged with and into Merger Sub, with the Issuer surviving as a wholly-owned subsidiary of Parent (the Merger). F2: Pursuant to the Merger Agreement, at the effective time of the Merger (the Effective Time), each issued and outstanding share of common stock, par value $1.00 per share, of the Issuer (AEL Common Stock) was exchanged for (i) $38.85 per share in cash, without interest (the Cash Consideration) and (ii) a number of fully-paid and nonassessable shares of class A limited voting shares of BAM (BAM Class A Stock) equal to the Exchange Ratio (as defined in the Merger Agreement) (the Stock Consideration, together with the Cash Consideration, the Merger Consideration), for an aggregate value of $56.50 per share of AEL Common Stock based on the 10-day volume-weighted average share price of BAM Class A Stock (measured five business days prior to May 2, 2024) (the BAM Class A Stock Price). F3: Includes 10,191 restricted stock units of the Issuer (AEL RSUs). Pursuant to the Merger Agreement, at the Effective Time, each outstanding AEL RSU, other than the AEL RSUs granted following the date of the Merger Agreement (Rollover AEL RSUs), was automatically canceled and converted into the right to receive a cash payment, without interest, equal to the product of (1) the number of shares of AEL Common Stock subject to such AEL RSU immediately prior to the Effective Time and (2) $55. |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 0 |
Reported balance
After 2024-05-02 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2024-05-02 · Disposition to issuer · Disposed 1,370 · Balance 0 F1: On May 2, 2024, pursuant to the Agreement and Plan of Merger (the Merger Agreement), dated as of July 4, 2023, by and among the Issuer, Brookfield Reinsurance Ltd., a Bermuda exempted company limited by shares (Parent), Arches Merger Sub, Inc., an Iowa corporation and an indirect wholly owned subsidiary of Parent (Merger Sub), and Brookfield Asset Management Ltd., a company incorporated under the laws of the Province of British Columbia (BAM), the Issuer merged with and into Merger Sub, with the Issuer surviving as a wholly-owned subsidiary of Parent (the Merger). F2: Pursuant to the Merger Agreement, at the effective time of the Merger (the Effective Time), each issued and outstanding share of common stock, par value $1.00 per share, of the Issuer (AEL Common Stock) was exchanged for (i) $38.85 per share in cash, without interest (the Cash Consideration) and (ii) a number of fully-paid and nonassessable shares of class A limited voting shares of BAM (BAM Class A Stock) equal to the Exchange Ratio (as defined in the Merger Agreement) (the Stock Consideration, together with the Cash Consideration, the Merger Consideration), for an aggregate value of $56.50 per share of AEL Common Stock based on the 10-day volume-weighted average share price of BAM Class A Stock (measured five business days prior to May 2, 2024) (the BAM Class A Stock Price). |
| Options - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $27.40 · Expires 2031-02-25 | Direct | 0 |
Reported balance
After 2024-05-02 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-05-02 · Disposition to issuer · Disposed 7,753 · Balance 0 F1: On May 2, 2024, pursuant to the Agreement and Plan of Merger (the Merger Agreement), dated as of July 4, 2023, by and among the Issuer, Brookfield Reinsurance Ltd., a Bermuda exempted company limited by shares (Parent), Arches Merger Sub, Inc., an Iowa corporation and an indirect wholly owned subsidiary of Parent (Merger Sub), and Brookfield Asset Management Ltd., a company incorporated under the laws of the Province of British Columbia (BAM), the Issuer merged with and into Merger Sub, with the Issuer surviving as a wholly-owned subsidiary of Parent (the Merger). F4: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of AEL Common Stock (AEL Options) (whether vested or unvested) was automatically canceled and converted into the right to receive a cash payment, without interest, equal to the product of (i) the number of shares of AEL Common Stock subject to such AEL Option immediately prior to the Effective Time and (ii) the excess, if any, of $55 over the exercise price per share of such AEL Option. |
| Performance-Based Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-05-02 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-05-02 · Disposition to issuer · Disposed 49,420 · Balance 0 F1: On May 2, 2024, pursuant to the Agreement and Plan of Merger (the Merger Agreement), dated as of July 4, 2023, by and among the Issuer, Brookfield Reinsurance Ltd., a Bermuda exempted company limited by shares (Parent), Arches Merger Sub, Inc., an Iowa corporation and an indirect wholly owned subsidiary of Parent (Merger Sub), and Brookfield Asset Management Ltd., a company incorporated under the laws of the Province of British Columbia (BAM), the Issuer merged with and into Merger Sub, with the Issuer surviving as a wholly-owned subsidiary of Parent (the Merger). F5: Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock unit subject to performance-based vesting conditions (each, an AEL PSU) was automatically canceled and converted into the right to receive a cash payment, without interest, equal to the product of (i) the number of shares of AEL Common Stock subject to such AEL PSU immediately prior to the Effective Time (based on (A) for AEL PSUs other than the AEL PSUs granted pursuant to the employee restricted stock unit award agreement, dated November 29, 2022, by and between AEL and the Chief Executive Officer of AEL (such PSUs, the VWAP PSUs), a performance level determined based on the greater of target and actual performance as reasonably determined by the Compensation and Talent Management Committee of the board of directors of the Issuer immediately prior to the Effective Time and (B) for the VWAP PSUs, attainment of applicable performance goals based on $55) and (ii) $55. |
| Series A Preferred StockSEC Table I · non-derivative | Direct | 2,000 |
Reported balance
Holding disclosure · report date 2024-05-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,000 |
Filing footnotes · ownership attribution and instrument terms
F1: On May 2, 2024, pursuant to the Agreement and Plan of Merger (the Merger Agreement), dated as of July 4, 2023, by and among the Issuer, Brookfield Reinsurance Ltd., a Bermuda exempted company limited by shares (Parent), Arches Merger Sub, Inc., an Iowa corporation and an indirect wholly owned subsidiary of Parent (Merger Sub), and Brookfield Asset Management Ltd., a company incorporated under the laws of the Province of British Columbia (BAM), the Issuer merged with and into Merger Sub, with the Issuer surviving as a wholly-owned subsidiary of Parent (the Merger).
F2: Pursuant to the Merger Agreement, at the effective time of the Merger (the Effective Time), each issued and outstanding share of common stock, par value $1.00 per share, of the Issuer (AEL Common Stock) was exchanged for (i) $38.85 per share in cash, without interest (the Cash Consideration) and (ii) a number of fully-paid and nonassessable shares of class A limited voting shares of BAM (BAM Class A Stock) equal to the Exchange Ratio (as defined in the Merger Agreement) (the Stock Consideration, together with the Cash Consideration, the Merger Consideration), for an aggregate value of $56.50 per share of AEL Common Stock based on the 10-day volume-weighted average share price of BAM Class A Stock (measured five business days prior to May 2, 2024) (the BAM Class A Stock Price).
F3: Includes 10,191 restricted stock units of the Issuer (AEL RSUs). Pursuant to the Merger Agreement, at the Effective Time, each outstanding AEL RSU, other than the AEL RSUs granted following the date of the Merger Agreement (Rollover AEL RSUs), was automatically canceled and converted into the right to receive a cash payment, without interest, equal to the product of (1) the number of shares of AEL Common Stock subject to such AEL RSU immediately prior to the Effective Time and (2) $55.
F4: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of AEL Common Stock (AEL Options) (whether vested or unvested) was automatically canceled and converted into the right to receive a cash payment, without interest, equal to the product of (i) the number of shares of AEL Common Stock subject to such AEL Option immediately prior to the Effective Time and (ii) the excess, if any, of $55 over the exercise price per share of such AEL Option.
F5: Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock unit subject to performance-based vesting conditions (each, an AEL PSU) was automatically canceled and converted into the right to receive a cash payment, without interest, equal to the product of (i) the number of shares of AEL Common Stock subject to such AEL PSU immediately prior to the Effective Time (based on (A) for AEL PSUs other than the AEL PSUs granted pursuant to the employee restricted stock unit award agreement, dated November 29, 2022, by and between AEL and the Chief Executive Officer of AEL (such PSUs, the VWAP PSUs), a performance level determined based on the greater of target and actual performance as reasonably determined by the Compensation and Talent Management Committee of the board of directors of the Issuer immediately prior to the Effective Time and (B) for the VWAP PSUs, attainment of applicable performance goals based on $55) and (ii) $55.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 02, 2024 Filed May 6, 2024 19:22 UTC | American National Group Inc. AEL · Entity 9766 | Disposition to issuerPerformance-Based Restricted Stock Units · Derivative | 49,420 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001039828-24-000057 · wk-form4_1715023352.xml · derivative · entry 5 Hamalainen James Louis · CIK 0001834057 · EVP & Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 49,420 shares Expires not disclosed F1 · derivative.exercise_price: On May 2, 2024, pursuant to the Agreement and Plan of Merger (the Merger Agreement), dated as of July 4, 2023, by and among the Issuer, Brookfield Reinsurance Ltd., a Bermuda exempted company limited by shares (Parent), Arches Merger Sub, Inc., an Iowa corporation and an indirect wholly owned subsidiary of Parent (Merger Sub), and Brookfield Asset Management Ltd., a company incorporated under the laws of the Province of British Columbia (BAM), the Issuer merged with and into Merger Sub, with the Issuer surviving as a wholly-owned subsidiary of Parent (the Merger). F5 · derivative.exercise_price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock unit subject to performance-based vesting conditions (each, an AEL PSU) was automatically canceled and converted into the right to receive a cash payment, without interest, equal to the product of (i) the number of shares of AEL Common Stock subject to such AEL PSU immediately prior to the Effective Time (based on (A) for AEL PSUs other than the AEL PSUs granted pursuant to the employee restricted stock unit award agreement, dated November 29, 2022, by and between AEL and the Chief Executive Officer of AEL (such PSUs, the VWAP PSUs), a performance level determined based on the greater of target and actual performance as reasonably determined by the Compensation and Talent Management Committee of the board of directors of the Issuer immediately prior to the Effective Time and (B) for the VWAP PSUs, attainment of applicable performance goals based on $55) and (ii) $55. F1 · price: On May 2, 2024, pursuant to the Agreement and Plan of Merger (the Merger Agreement), dated as of July 4, 2023, by and among the Issuer, Brookfield Reinsurance Ltd., a Bermuda exempted company limited by shares (Parent), Arches Merger Sub, Inc., an Iowa corporation and an indirect wholly owned subsidiary of Parent (Merger Sub), and Brookfield Asset Management Ltd., a company incorporated under the laws of the Province of British Columbia (BAM), the Issuer merged with and into Merger Sub, with the Issuer surviving as a wholly-owned subsidiary of Parent (the Merger). F5 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock unit subject to performance-based vesting conditions (each, an AEL PSU) was automatically canceled and converted into the right to receive a cash payment, without interest, equal to the product of (i) the number of shares of AEL Common Stock subject to such AEL PSU immediately prior to the Effective Time (based on (A) for AEL PSUs other than the AEL PSUs granted pursuant to the employee restricted stock unit award agreement, dated November 29, 2022, by and between AEL and the Chief Executive Officer of AEL (such PSUs, the VWAP PSUs), a performance level determined based on the greater of target and actual performance as reasonably determined by the Compensation and Talent Management Committee of the board of directors of the Issuer immediately prior to the Effective Time and (B) for the VWAP PSUs, attainment of applicable performance goals based on $55) and (ii) $55. F5 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock unit subject to performance-based vesting conditions (each, an AEL PSU) was automatically canceled and converted into the right to receive a cash payment, without interest, equal to the product of (i) the number of shares of AEL Common Stock subject to such AEL PSU immediately prior to the Effective Time (based on (A) for AEL PSUs other than the AEL PSUs granted pursuant to the employee restricted stock unit award agreement, dated November 29, 2022, by and between AEL and the Chief Executive Officer of AEL (such PSUs, the VWAP PSUs), a performance level determined based on the greater of target and actual performance as reasonably determined by the Compensation and Talent Management Committee of the board of directors of the Issuer immediately prior to the Effective Time and (B) for the VWAP PSUs, attainment of applicable performance goals based on $55) and (ii) $55. F5 · derivative.expiration_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock unit subject to performance-based vesting conditions (each, an AEL PSU) was automatically canceled and converted into the right to receive a cash payment, without interest, equal to the product of (i) the number of shares of AEL Common Stock subject to such AEL PSU immediately prior to the Effective Time (based on (A) for AEL PSUs other than the AEL PSUs granted pursuant to the employee restricted stock unit award agreement, dated November 29, 2022, by and between AEL and the Chief Executive Officer of AEL (such PSUs, the VWAP PSUs), a performance level determined based on the greater of target and actual performance as reasonably determined by the Compensation and Talent Management Committee of the board of directors of the Issuer immediately prior to the Effective Time and (B) for the VWAP PSUs, attainment of applicable performance goals based on $55) and (ii) $55. Read SEC document |
| May 02, 2024 Filed May 6, 2024 19:22 UTC | American National Group Inc. AEL · Entity 9766 | Disposition to issuerOptions - Right to Buy · Derivative | 7,753 | Not disclosed Strike: $27.40 | Not disclosed |
DisclosureSEC source: 0001039828-24-000057 · wk-form4_1715023352.xml · derivative · entry 4 Hamalainen James Louis · CIK 0001834057 · EVP & Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,753 shares Expires 2031-02-25 F1 · price: On May 2, 2024, pursuant to the Agreement and Plan of Merger (the Merger Agreement), dated as of July 4, 2023, by and among the Issuer, Brookfield Reinsurance Ltd., a Bermuda exempted company limited by shares (Parent), Arches Merger Sub, Inc., an Iowa corporation and an indirect wholly owned subsidiary of Parent (Merger Sub), and Brookfield Asset Management Ltd., a company incorporated under the laws of the Province of British Columbia (BAM), the Issuer merged with and into Merger Sub, with the Issuer surviving as a wholly-owned subsidiary of Parent (the Merger). F4 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of AEL Common Stock (AEL Options) (whether vested or unvested) was automatically canceled and converted into the right to receive a cash payment, without interest, equal to the product of (i) the number of shares of AEL Common Stock subject to such AEL Option immediately prior to the Effective Time and (ii) the excess, if any, of $55 over the exercise price per share of such AEL Option. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of AEL Common Stock (AEL Options) (whether vested or unvested) was automatically canceled and converted into the right to receive a cash payment, without interest, equal to the product of (i) the number of shares of AEL Common Stock subject to such AEL Option immediately prior to the Effective Time and (ii) the excess, if any, of $55 over the exercise price per share of such AEL Option. Read SEC document |
| May 02, 2024 Filed May 6, 2024 19:22 UTC | American National Group Inc. AEL · Entity 9766 | Disposition to issuerCommon Stock | 1,370 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001039828-24-000057 · wk-form4_1715023352.xml · nonDerivative · entry 2 Hamalainen James Louis · CIK 0001834057 · EVP & Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By ESOP Disclosed balance after: 0 F1 · price: On May 2, 2024, pursuant to the Agreement and Plan of Merger (the Merger Agreement), dated as of July 4, 2023, by and among the Issuer, Brookfield Reinsurance Ltd., a Bermuda exempted company limited by shares (Parent), Arches Merger Sub, Inc., an Iowa corporation and an indirect wholly owned subsidiary of Parent (Merger Sub), and Brookfield Asset Management Ltd., a company incorporated under the laws of the Province of British Columbia (BAM), the Issuer merged with and into Merger Sub, with the Issuer surviving as a wholly-owned subsidiary of Parent (the Merger). F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger (the Effective Time), each issued and outstanding share of common stock, par value $1.00 per share, of the Issuer (AEL Common Stock) was exchanged for (i) $38.85 per share in cash, without interest (the Cash Consideration) and (ii) a number of fully-paid and nonassessable shares of class A limited voting shares of BAM (BAM Class A Stock) equal to the Exchange Ratio (as defined in the Merger Agreement) (the Stock Consideration, together with the Cash Consideration, the Merger Consideration), for an aggregate value of $56.50 per share of AEL Common Stock based on the 10-day volume-weighted average share price of BAM Class A Stock (measured five business days prior to May 2, 2024) (the BAM Class A Stock Price). Read SEC document |
| May 02, 2024 Filed May 6, 2024 19:22 UTC | American National Group Inc. AEL · Entity 9766 | Disposition to issuerCommon Stock | 16,957 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001039828-24-000057 · wk-form4_1715023352.xml · nonDerivative · entry 1 Hamalainen James Louis · CIK 0001834057 · EVP & Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: On May 2, 2024, pursuant to the Agreement and Plan of Merger (the Merger Agreement), dated as of July 4, 2023, by and among the Issuer, Brookfield Reinsurance Ltd., a Bermuda exempted company limited by shares (Parent), Arches Merger Sub, Inc., an Iowa corporation and an indirect wholly owned subsidiary of Parent (Merger Sub), and Brookfield Asset Management Ltd., a company incorporated under the laws of the Province of British Columbia (BAM), the Issuer merged with and into Merger Sub, with the Issuer surviving as a wholly-owned subsidiary of Parent (the Merger). F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger (the Effective Time), each issued and outstanding share of common stock, par value $1.00 per share, of the Issuer (AEL Common Stock) was exchanged for (i) $38.85 per share in cash, without interest (the Cash Consideration) and (ii) a number of fully-paid and nonassessable shares of class A limited voting shares of BAM (BAM Class A Stock) equal to the Exchange Ratio (as defined in the Merger Agreement) (the Stock Consideration, together with the Cash Consideration, the Merger Consideration), for an aggregate value of $56.50 per share of AEL Common Stock based on the 10-day volume-weighted average share price of BAM Class A Stock (measured five business days prior to May 2, 2024) (the BAM Class A Stock Price). F3 · price: Includes 10,191 restricted stock units of the Issuer (AEL RSUs). Pursuant to the Merger Agreement, at the Effective Time, each outstanding AEL RSU, other than the AEL RSUs granted following the date of the Merger Agreement (Rollover AEL RSUs), was automatically canceled and converted into the right to receive a cash payment, without interest, equal to the product of (1) the number of shares of AEL Common Stock subject to such AEL RSU immediately prior to the Effective Time and (2) $55. Read SEC document |
| February 25, 2024 Filed Feb 27, 2024 21:53 UTC | American National Group Inc. AEL · Entity 9766 | Tax withholdingCommon Stock | 1,610 | $55.58 | $89,483.80 |
DisclosureSEC source: 0001039828-24-000014 · wk-form4_1709070768.xml · nonDerivative · entry 2 Hamalainen James Louis · CIK 0001834057 · EVP & Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,957 F1 · shares: Tax withholding on vesting of time-based restricted stock units. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 21:53 UTC | American National Group Inc. AEL · Entity 9766 | Tax withholdingCommon Stock | 649 | $55.58 | $36,071.42 |
DisclosureSEC source: 0001039828-24-000014 · wk-form4_1709070768.xml · nonDerivative · entry 1 Hamalainen James Louis · CIK 0001834057 · EVP & Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,567 F1 · shares: Tax withholding on vesting of time-based restricted stock units. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 02:45 UTC | American National Group Inc. AEL · Entity 9766 | Disposition to issuerCommon Stock | 26,460 | $55.52 | $1,469,059.20 |
DisclosureSEC source: 0001039828-23-000182 · wk-form4_1703213110.xml · nonDerivative · entry 2 Hamalainen James Louis · CIK 0001834057 · EVP & Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,216 F1 · shares: Represents the accelerated vesting on December 20, 2023 at the actual level of performance of the performance-based restricted stock units in respect of the 2021-2023 performance period (2021 PSUs), granted by the Issuer pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, as amended, and cash settlement of such award based on (i) the number of 2021 PSUs earned based on the actual level of performance multiplied by (ii) the closing price of the Issuer's common stock on December 20, 2023. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 02:45 UTC | American National Group Inc. AEL · Entity 9766 | Exercise / conversionCommon Stock | 26,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-23-000182 · wk-form4_1703213110.xml · nonDerivative · entry 1 Hamalainen James Louis · CIK 0001834057 · EVP & Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,676 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the accelerated vesting on December 20, 2023 at the actual level of performance of the performance-based restricted stock units in respect of the 2021-2023 performance period (2021 PSUs), granted by the Issuer pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, as amended, and cash settlement of such award based on (i) the number of 2021 PSUs earned based on the actual level of performance multiplied by (ii) the closing price of the Issuer's common stock on December 20, 2023. F2 · price: Each 2021 PSU is the economic equivalent of one share of the Issuer's common stock. Read SEC document |
| September 19, 2023 Filed Sep 21, 2023 01:17 UTC | American National Group Inc. AEL · Entity 9766 | Exercise / conversionOptions - Right to Buy · Derivative | 15,506 | $0.00 Strike: $27.40 | $0.00 |
DisclosureSEC source: 0001039828-23-000139 · wk-form4_1695259010.xml · derivative · entry 6 Hamalainen James Louis · CIK 0001834057 · EVP & Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,753 Underlying: Common Stock · 15,506 shares Expires 2031-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: An award of stock options pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, 1/3 of which vested one year from date of grant, 1/3 vested two years from date of grant, and the remaining 1/3 will vest three years from date of grant. One-half of these options became exercisable on February 25, 2022, and the other half became exercisable on February 25, 2023. Read SEC document |
| September 19, 2023 Filed Sep 21, 2023 01:17 UTC | American National Group Inc. AEL · Entity 9766 | Exercise / conversionOptions - Right to Buy · Derivative | 66,463 | $0.00 Strike: $27.05 | $0.00 |
DisclosureSEC source: 0001039828-23-000139 · wk-form4_1695259010.xml · derivative · entry 5 Hamalainen James Louis · CIK 0001834057 · EVP & Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 66,463 shares Expires 2030-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fifty percent (50%) of the option award granted vested on January 2, 2022, upon the performance of certain company objectives. The remaining fifty percent (50%) of the option award vested on the one year anniversary of the vesting of the initial fifty percent (50%) of the option award. Read SEC document |
| September 19, 2023 Filed Sep 21, 2023 01:17 UTC | American National Group Inc. AEL · Entity 9766 | SaleCommon Stock | 81,969 | $54.11 | $4,435,014.71 |
DisclosureSEC source: 0001039828-23-000139 · wk-form4_1695259010.xml · nonDerivative · entry 3 Hamalainen James Louis · CIK 0001834057 · EVP & Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,216 F1 · price: This transaction was executed in multiple trades at prices ranging from $54.06 to $54.23. The price reported in column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled. Read SEC document |
| September 19, 2023 Filed Sep 21, 2023 01:17 UTC | American National Group Inc. AEL · Entity 9766 | Exercise / conversionCommon Stock | 15,506 | $27.40 | $424,864.40 |
DisclosureSEC source: 0001039828-23-000139 · wk-form4_1695259010.xml · nonDerivative · entry 2 Hamalainen James Louis · CIK 0001834057 · EVP & Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,185 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 19, 2023 Filed Sep 21, 2023 01:17 UTC | American National Group Inc. AEL · Entity 9766 | Exercise / conversionCommon Stock | 66,463 | $27.05 | $1,797,824.15 |
DisclosureSEC source: 0001039828-23-000139 · wk-form4_1695259010.xml · nonDerivative · entry 1 Hamalainen James Louis · CIK 0001834057 · EVP & Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,679 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2023 Filed Sep 18, 2023 23:26 UTC | American National Group Inc. AEL · Entity 9766 | Exercise / conversionOptions - Right to Buy · Derivative | 32,666 | $0.00 Strike: $27.05 | $0.00 |
DisclosureSEC source: 0001039828-23-000135 · wk-form4_1695079585.xml · derivative · entry 6 Hamalainen James Louis · CIK 0001834057 · EVP & Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,463 Underlying: Common Stock · 32,666 shares Expires 2030-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2023 Filed Sep 18, 2023 23:26 UTC | American National Group Inc. AEL · Entity 9766 | Exercise / conversionOptions - Right to Buy · Derivative | 36,249 | $0.00 Strike: $21.98 | $0.00 |
DisclosureSEC source: 0001039828-23-000135 · wk-form4_1695079585.xml · derivative · entry 5 Hamalainen James Louis · CIK 0001834057 · EVP & Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,249 shares Expires 2030-07-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2023 Filed Sep 18, 2023 23:26 UTC | American National Group Inc. AEL · Entity 9766 | SaleCommon Stock | 68,915 | $54.03 | $3,723,477.45 |
DisclosureSEC source: 0001039828-23-000135 · wk-form4_1695079585.xml · nonDerivative · entry 3 Hamalainen James Louis · CIK 0001834057 · EVP & Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,216 Read SEC document |
| September 15, 2023 Filed Sep 18, 2023 23:26 UTC | American National Group Inc. AEL · Entity 9766 | Exercise / conversionCommon Stock | 32,666 | $27.05 | $883,615.30 |
DisclosureSEC source: 0001039828-23-000135 · wk-form4_1695079585.xml · nonDerivative · entry 2 Hamalainen James Louis · CIK 0001834057 · EVP & Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,131 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2023 Filed Sep 18, 2023 23:26 UTC | American National Group Inc. AEL · Entity 9766 | Exercise / conversionCommon Stock | 36,249 | $21.98 | $796,753.02 |
DisclosureSEC source: 0001039828-23-000135 · wk-form4_1695079585.xml · nonDerivative · entry 1 Hamalainen James Louis · CIK 0001834057 · EVP & Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,465 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2023 Filed Aug 14, 2023 20:29 UTC | American National Group Inc. AEL · Entity 9766 | SaleCommon Stock | 200 | $53.37 | $10,674.00 |
DisclosureSEC source: 0001039828-23-000124 · wk-form4_1692044967.xml · nonDerivative · entry 2 Hamalainen James Louis · CIK 0001834057 · EVP & Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,216 Read SEC document |
| August 10, 2023 Filed Aug 14, 2023 20:29 UTC | American National Group Inc. AEL · Entity 9766 | SaleCommon Stock | 16,048 | $53.32 | $855,679.36 |
DisclosureSEC source: 0001039828-23-000124 · wk-form4_1692044967.xml · nonDerivative · entry 1 Hamalainen James Louis · CIK 0001834057 · EVP & Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,416 Read SEC document |
| July 07, 2023 Filed Jul 11, 2023 20:20 UTC | American National Group Inc. AEL · Entity 9766 | Tax withholdingCommon Stock | 4,952 | $52.89 | $261,911.28 |
DisclosureSEC source: 0001039828-23-000109 · wk-form4_1689106802.xml · nonDerivative · entry 1 Hamalainen James Louis · CIK 0001834057 · EVP & Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,464 F1 · shares: Issuer determination of shares withheld for taxes on a payout of shares of common stock for time-based restricted stock units. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 21:20 UTC | American National Group Inc. AEL · Entity 9766 | Tax withholdingCommon Stock | 6,042 | $41.61 | $251,407.62 |
DisclosureSEC source: 0001039828-23-000037 · wf-form4_167770560703341.xml · nonDerivative · entry 2 Hamalainen James Louis · CIK 0001834057 · EVP & CIO, Insurance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,416 F2 · shares: Issuer determination of shares withheld for taxes on a payout of shares of common stock for performance-based restricted stock units. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 21:20 UTC | American National Group Inc. AEL · Entity 9766 | GrantCommon Stock | 13,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-23-000037 · wf-form4_167770560703341.xml · nonDerivative · entry 1 Hamalainen James Louis · CIK 0001834057 · EVP & CIO, Insurance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,458 F1 · shares: The issuer determined the performance factor, and therefore the number of shares of its common stock payable, for these 2020-2022 performance-based restricted stock units under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan. Read SEC document |
| February 23, 2023 Filed Feb 28, 2023 00:02 UTC | American National Group Inc. AEL · Entity 9766 | GrantCommon Stock | 7,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-23-000015 · wf-form4_167754252105417.xml · nonDerivative · entry 1 Hamalainen James Louis · CIK 0001834057 · EVP & CIO, Insurance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,136 F1 · shares: Time-based restricted stock units awarded under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan vesting in three substantially equal parts beginning on the first anniversary of the grant date. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 22:34 UTC | American National Group Inc. AEL · Entity 9766 | GrantCommon Stock | 5,370 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-22-000014 · wf-form4_164582842114466.xml · nonDerivative · entry 1 Hamalainen James Louis · CIK 0001834057 · EVP & CIO, Insurance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,905 F1 · shares: Time based restricted stock units awarded under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan that vest on the third anniversary of the date of grant. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 18:33 UTC | American National Group Inc. AEL · Entity 9766 | GrantOptions - Right to Buy · Derivative | 23,259 | $0.00 Strike: $27.40 | $0.00 |
DisclosureSEC source: 0001039828-21-000014 · wf-form4_161462359716722.xml · derivative · entry 2 Hamalainen James Louis · CIK 0001834057 · EVP & CIO, Insurance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,637 Underlying: Common Stock · 23,259 shares Expires 2031-02-25 F2 · derivative.exercise_date: An award of stock options pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, 1/3 of which vest one year from date of grant; 1/3 vest two years from date of grant and 1/3 vest three years from date of grant. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 18:33 UTC | American National Group Inc. AEL · Entity 9766 | GrantCommon Stock | 6,615 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-21-000014 · wf-form4_161462359716722.xml · nonDerivative · entry 1 Hamalainen James Louis · CIK 0001834057 · EVP & CIO, Insurance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,535 F1 · shares: Time based restricted stock units awarded under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan that vest on the third anniversary of the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.